SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Finch Robert A

(Last) (First) (Middle)
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE

(Street)
LAS VEGAS NV 89135

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/19/2019
3. Issuer Name and Ticker or Trading Symbol
Red Rock Resorts, Inc. [ RRR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & Chief Operating Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common Stock 66,365 D
Class A Common Stock 944(1) D
Class A Common Stock 31,272(2) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (3) 04/26/2023 Class A Common Stock 29,166 $19.5 D
Stock Option (4) 03/10/2024 Class A Common Stock 59,122 $21.73 D
Stock Option (5) 03/08/2025 Class A Common Stock 37,313 $32.75 D
Stock Option (6) 02/14/2026 Class A Common Stock 101,961 $27.24 D
Stock Option (7) 02/21/2026 Class A Common Stock 14,851 $28.78 D
Explanation of Responses:
1. Represents a restricted stock award (the "2017 Restricted Stock Award) pursuant to the Issuer's 2016 Equity Incentive Plan. The 2017 Restricted Stock Award vests on May 8, 2019, subject to the Reporting Person's continued service with Registrant.
2. Represents a restricted stock award (the "2019 Restricted Stock Award) pursuant to the Issuer's 2016 Equity Incentive Plan. The 2019 Restricted Stock Award vests in two equal installments beginning on February 21, 2022, subject to the Reporting Person's continued service with Registrant.
3. Represents a stock option award (the "2016 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2016 Stock Option Award vests in four annual installments subject to the Reporting Person's continued service with the Registrant. The original grant on April 26, 2016 was for 29,166 options, 7,292 of those options vested on May 2, 2017, 7,292 of those options vested on May 2, 2018, 7,292 of those options will vest on May 2, 2019 and 7,290 of those options will vest on May 2, 2020.
4. Represents a stock option award (the "2017 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2017 Stock Option Award vests in three equal annual installments beginning on March 10, 2019, subject to the Reporting Person's continued service with the Registrant.
5. Represents a stock option award (the "2018 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The 2018 Stock Option Award vests in three equal annual installments beginning on March 8, 2020, subject to the Reporting Person's continued service with the Registrant.
6. Represents a stock option award (the "Initial 2019 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Initial 2019 Stock Option Award vests in three equal annual installments beginning on February 14, 2021, subject to the Reporting Person's continued service with the Registrant.
7. Represents a stock option award (the "Second 2019 Stock Option Award") pursuant to the Issuer's 2016 Equity Incentive Plan. The Second 2019 Stock Option Award vests in three equal annual installments beginning on February 21, 2021, subject to the Reporting Person's continued service with the Registrant.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Jeffrey T. Welch, Attorney-in-fact for Robert A. Finch 02/26/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.