The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADESTO TECHNOLOGIES CORP | COM | 00687D101 | 880 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 07/31/20 | 00856G117 | 39 | 242,331 | SH | SOLE | 242,331 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 7,539 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | COM | 01609W952 | 2,056 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 2,941 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 25,779 | 1,025,000 | SH | SOLE | 1,025,000 | 0 | 0 | ||
AMALGAMATED BK NEW YORK | CLASS A | 022663108 | 661 | 33,897 | SH | SOLE | 33,897 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,455 | 2,300 | SH | SOLE | 2,300 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R952 | 9,954 | 310,000 | SH | Put | SOLE | 310,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 642 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AMERICAN EQTY INVT LIFE HLD | COM | 025676206 | 2,654 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
ANAPLAN INC | COM | 03272L108 | 517 | 19,475 | SH | SOLE | 19,475 | 0 | 0 | ||
APPTIO INC | CL A | 03835C108 | 380 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARRIS INTL INC | SHS | G0551A103 | 145,666 | 4,765,000 | SH | SOLE | 4,765,000 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 896 | 69,700 | SH | SOLE | 69,700 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 1,866 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AT&T INC | COM | 00206R902 | 3,425 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 200,534 | 1,520,000 | SH | SOLE | 1,520,000 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 765 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AXA EQUITABLE HLDGS INC | COM | 054561105 | 3,659 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 1,848 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BEMIS INC | COM | 081437105 | 11,705 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
BERRY PETROLEUM CORP | COM | 08579X101 | 943 | 107,808 | SH | SOLE | 107,808 | 0 | 0 | ||
BJS WHOLESALE CLUB HOLDINGS INC | COM | 05550J101 | 2,566 | 115,791 | SH | SOLE | 115,791 | 0 | 0 | ||
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 1,327 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962955 | 1,603 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962905 | 6,947 | 130,000 | SH | Call | SOLE | 130,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 4,542 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/01/24 | 127686AA1 | 8,738 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 19,318 | 2,845,000 | SH | SOLE | 2,845,000 | 0 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 268 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 1,563 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | COM | 15677J108 | 1,414 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
CIGNA CORP | COM | 125523950 | 1,925,561 | 10,138,800 | SH | Put | SOLE | 10,138,800 | 0 | 0 | |
CIGNA CORP | COM | 125523900 | 18,992 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CIGNA CORP | COM | 125523100 | 55,293 | 291,141 | SH | SOLE | 291,141 | 0 | 0 | ||
COSAN LTD | SHS A | G25343107 | 3,075 | 349,400 | SH | SOLE | 349,400 | 0 | 0 | ||
COSAN LTD | COM | G25343957 | 2,200 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650950 | 19,951 | 304,500 | SH | Put | SOLE | 304,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650900 | 33 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 942 | 14,376 | SH | SOLE | 14,376 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 83,915 | 1,717,098 | SH | SOLE | 1,717,098 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM | 24703L952 | 46,427 | 950,000 | SH | Put | SOLE | 950,000 | 0 | 0 | |
DOCUSIGN INC | COM | 256163106 | 2,004 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U959 | 21,438 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
DOMO INC | COM CL B | 257554105 | 1,080 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 6,027 | 295,000 | SH | SOLE | 295,000 | 0 | 0 | ||
DUN & BRADSTREET CORP | COM | 26483E100 | 36,399 | 255,000 | SH | SOLE | 255,000 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 26,328 | 835,000 | SH | SOLE | 835,000 | 0 | 0 | ||
ELASTIC N V | ORD SHS | N14506104 | 357 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ELECTRO SCIENTIFIC INDS | COM | 285229100 | 3,753 | 125,265 | SH | SOLE | 125,265 | 0 | 0 | ||
ENDAVA PLC | ADS | 29260V105 | 411 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM | 29273V900 | 6,148 | 465,400 | SH | Call | SOLE | 465,400 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 27,081 | 2,050,000 | SH | SOLE | 2,050,000 | 0 | 0 | ||
EQT CORP | COM | 26884L909 | 6,612 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 6,461 | 322,720 | SH | SOLE | 322,720 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 114,416 | 2,487,300 | SH | SOLE | 2,487,300 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W955 | 28,538 | 620,400 | SH | Put | SOLE | 620,400 | 0 | 0 | |
ESPERION THERAPEUTICS INC NE | COM | 29664W905 | 8,436 | 183,400 | SH | Call | SOLE | 183,400 | 0 | 0 | |
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 1,671 | 120,726 | SH | SOLE | 120,726 | 0 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 1,182 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
FIRST DATA CORP NEW | COM CL A | 32008D106 | 2,875 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
FIRST HAWAIIAN INC | COM | 32051X108 | 3,489 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
GARDNER DENVER HLDGS INC | COM | 36555P107 | 4,601 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 757 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G904 | 1,503 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 5,569 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 2,113 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 160,788 | 3,320,000 | SH | SOLE | 3,320,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 47,821 | 310,000 | SH | SOLE | 310,000 | 0 | 0 | ||
INVESCO QQQ TR | COM | 46090E953 | 71,731 | 465,000 | SH | Put | SOLE | 465,000 | 0 | 0 | |
ISHARES TR | COM | 464287953 | 12,553 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
LEGACY HOUSING CORP | COM | 52472M101 | 597 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LIBERTY EXPEDIA HOLDINGS | SER A COM | 53046P109 | 2,933 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
MARRIOTT VACATIONS WRLDWDE C | COM | 57164Y107 | 1,008 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 554 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | COM | M51363953 | 462 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
MESA AIR GROUP INC | COM | 590479135 | 1,388 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 305 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | COM | 636220303 | 1,211 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | COM | 63845R107 | 1,409 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 771,572 | 10,529,100 | SH | SOLE | 10,529,100 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X909 | 169,277 | 2,310,000 | SH | Call | SOLE | 2,310,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X959 | 530,210 | 7,235,400 | SH | Put | SOLE | 7,235,400 | 0 | 0 | |
NXSTAGE MEDICAL INC | COM | 67072V103 | 10,160 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
ORBOTECH LTD | ORD | M75253100 | 11,873 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
PACIFIC CITY FINANCIAL CORP | COM | 69406T408 | 157 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 1,711 | 104,651 | SH | SOLE | 104,651 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 705 | 29,946 | SH | SOLE | 29,946 | 0 | 0 | ||
PROS HOLDINGS INC | COM | 74346Y103 | 628 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525903 | 23,333 | 410,000 | SH | Call | SOLE | 410,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 241,154 | 1,373,000 | SH | SOLE | 1,373,000 | 0 | 0 | ||
RED HAT INC | COM | 756577952 | 73,769 | 420,000 | SH | Put | SOLE | 420,000 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 1,048 | 51,000 | SH | SOLE | 51,000 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS | COM | 78781P105 | 2,819 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
SCANA CORP NEW | COM | 80589M102 | 13,140 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 16,149 | 92,791 | SH | SOLE | 92,791 | 0 | 0 | ||
SILVERBOW RES INC | COM | 82836G102 | 15,084 | 638,052 | SH | SOLE | 638,052 | 0 | 0 | ||
SOLARWINDS CORP | COM | 83417Q105 | 1,037 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,377,809 | 5,513,000 | SH | SOLE | 5,513,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 2,391,734 | 9,570,000 | SH | Put | SOLE | 9,570,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 53,733 | 215,000 | SH | Call | SOLE | 215,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 2,270 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
STONECO LTD | COM CL A | G85158106 | 1,383 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
SUNOCO LP | COM U REP LP | 86765K109 | 1,631 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 918 | 101,808 | SH | SOLE | 101,808 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 1,884 | 153,544 | SH | SOLE | 153,544 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B903 | 57,432 | 2,448,100 | SH | Call | SOLE | 2,448,100 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 48,119 | 2,051,117 | SH | SOLE | 2,051,117 | 0 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 538 | 24,245 | SH | SOLE | 24,245 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 68,310 | 920,000 | SH | SOLE | 920,000 | 0 | 0 | ||
TESARO INC | COM | 881569957 | 171 | 2,300 | SH | Put | SOLE | 2,300 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 66,563 | 1,466,800 | SH | SOLE | 1,466,800 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435908 | 11,851 | 7,182,700 | SH | Call | SOLE | 7,182,700 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 251,511 | 152,430,812 | SH | SOLE | 152,430,812 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | COM | 90130A950 | 32,490 | 680,000 | SH | Put | SOLE | 680,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | COM | 90130A951 | 650,587 | 13,520,100 | SH | Put | SOLE | 13,520,100 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | COM | 90130A901 | 9,624 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 359,407 | 7,522,132 | SH | SOLE | 7,522,132 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 512,323 | 10,646,769 | SH | SOLE | 10,646,769 | 0 | 0 | ||
U S G CORP | COM | 903293405 | 90,439 | 2,120,000 | SH | SOLE | 2,120,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 42,123 | 395,600 | SH | SOLE | 395,600 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017959 | 282,183 | 2,650,100 | SH | Put | SOLE | 2,650,100 | 0 | 0 | |
UPWORK INC | COM | 91688F104 | 1,114 | 61,500 | SH | SOLE | 61,500 | 0 | 0 | ||
VANECK VECTORS ETF TR | COM | 92189F956 | 25,311 | 290,000 | SH | Put | SOLE | 290,000 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 10,972 | 1,534,543 | SH | SOLE | 1,534,543 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 103,290 | 5,500,000 | SH | SOLE | 5,500,000 | 0 | 0 | ||
VMWARE INC | COM | 928563902 | 11,656 | 85,000 | SH | Call | SOLE | 85,000 | 0 | 0 | |
VMWARE INC | COM | 928563952 | 8,228 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 1,028 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 4,410 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687906 | 1,974 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
WALT DISNEY CO | COM | 254687956 | 59,759 | 545,000 | SH | Put | SOLE | 545,000 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 544 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ZOETIS INC | CL A | 98978V103 | 8,554 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 392 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 2,632 | 145,090 | SH | SOLE | 145,090 | 0 | 0 |