The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADESTO TECHNOLOGIES CORP | COM | 00687D101 | 1,190 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AETNA INC | COM | 00817Y908 | 101 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
AETNA INC | COM | 00817Y958 | 264,618 | 1,304,500 | SH | Put | SOLE | 1,304,500 | 0 | 0 | |
AETNA INC | COM | 00817Y108 | 1,408,793 | 6,944,999 | SH | SOLE | 6,944,999 | 0 | 0 | ||
AGNC INVT CORP | COM | 00123Q104 | 1,558 | 83,621 | SH | SOLE | 83,621 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 02/19/19 | 00856G117 | 49 | 242,731 | SH | SOLE | 242,731 | 0 | 0 | ||
AKORN INC | COM | 009728956 | 7,009 | 540,000 | SH | Put | SOLE | 540,000 | 0 | 0 | |
AKORN INC | COM | 009728106 | 325 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | COM | 01609W902 | 5,767 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,767 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 5,333 | 28,000 | SH | SOLE | 28,000 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R906 | 4,130 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
ALTRA INDL MOTION CORP | COM | 02208R106 | 500 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
AMALGAMATED BK NEW YORK N Y | CLASS A | 022663108 | 675 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
AMERICAN AIRLINES GROUP INC | COM | 02376R952 | 22,322 | 540,100 | SH | Put | SOLE | 540,100 | 0 | 0 | |
AMERICAN AIRLINES GROUP INC | COM | 02376R102 | 832 | 20,136 | SH | SOLE | 20,136 | 0 | 0 | ||
AMERICOLD RLTY TR | COM | 03064D108 | 1,751 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
ARCO PLATFORM LTD | COM CL A | G04553106 | 456 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 145 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 1,012 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | 8,360 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 3,153 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AT&T INC | COM | 00206R902 | 8,395 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W953 | 12,572 | 94,100 | SH | Put | SOLE | 94,100 | 0 | 0 | |
ATHENAHEALTH INC | COM | 04685W103 | 15,364 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 409 | 13,350 | SH | SOLE | 13,350 | 0 | 0 | ||
AVISTA CORP | COM | 05379B107 | 69,152 | 1,367,721 | SH | SOLE | 1,367,721 | 0 | 0 | ||
AXA EQUITABLE HLDGS INC | COM | 054561105 | 2,863 | 133,480 | SH | SOLE | 133,480 | 0 | 0 | ||
AZUL S A | SPONSR ADR PFD | 05501U106 | 712 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 2,210 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BEMIS INC | COM | 081437105 | 11,664 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
BERRY PETROLEUM CORP | COM | 08579X101 | 2,114 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
BJS WHOLESALE CLUB HOLDINGS INC | COM | 05550J101 | 2,812 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
BRIGHTVIEW HOLDINGS INC | COM | 10948C107 | 2,488 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
CA INC | COM | 12673P105 | 29,139 | 660,000 | SH | SOLE | 660,000 | 0 | 0 | ||
CARBON BLACK INC | COM | 14081R103 | 424 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CARBONITE INC | COM | 141337105 | 713 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 2,074 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 1,657 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CERIDIAN HCM HOLDING INC | COM | 15677J108 | 672 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509909 | 31,238 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
COLUMBIA PROPERTY TRUST INC | COM NEW | 198287203 | 3,782 | 160,000 | SH | SOLE | 160,000 | 0 | 0 | ||
CUSHMAN WAKEFIELD PLC | SHS | G2717B108 | 850 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650950 | 14,170 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
CYRUSONE INC | COM | 23283R100 | 2,061 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
DELL TECHNOLOGIES INC | COM | 24703L953 | 82,397 | 848,400 | SH | Put | SOLE | 848,400 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 35,934 | 370,000 | SH | SOLE | 370,000 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 2,103 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DOMO INC | COM CL B | 257554105 | 1,180 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 4,861 | 181,184 | SH | SOLE | 181,184 | 0 | 0 | ||
DUN & BRADSTREET CORP | COM | 26483E100 | 14,251 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
EASTERLY GOVERNMENT PROPERTIES INC | COM | 27616P103 | 678 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 1,396 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ENDAVA PLC | ADS | 29260V105 | 485 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
ENERGEN CORP | COM | 29265N108 | 7,755 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 5,020 | 288,000 | SH | SOLE | 288,000 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS LP | COM | 29278N903 | 10,360 | 465,400 | SH | Call | SOLE | 465,400 | 0 | 0 | |
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 26,044 | 1,170,000 | SH | SOLE | 1,170,000 | 0 | 0 | ||
EQT CORP | COM | 26884L909 | 15,481 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
EQT CORP | COM | 26884L109 | 25,211 | 570,000 | SH | SOLE | 570,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC | COM | 29664W955 | 48,807 | 1,100,000 | SH | Put | SOLE | 1,100,000 | 0 | 0 | |
ESPERION THERAPEUTICS INC | COM | 29664W105 | 104,336 | 2,351,500 | SH | SOLE | 2,351,500 | 0 | 0 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 2,281 | 160,726 | SH | SOLE | 160,726 | 0 | 0 | ||
EVENTBRITE INC | COM CL A | 29975E109 | 1,614 | 42,500 | SH | SOLE | 42,500 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 568 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EXPRESS SCRIPTS HOLDING CO | COM | 30219G908 | 9,501 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G958 | 935,782 | 9,849,300 | SH | Put | SOLE | 9,849,300 | 0 | 0 | |
EXPRESS SCRIPTS HOLDING CO | COM | 30219G108 | 1,071,713 | 11,280,000 | SH | SOLE | 11,280,000 | 0 | 0 | ||
FIRST DATA CORP | COM CL A | 32008D106 | 245 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FIRST HAWAIIAN INC | COM | 32051X108 | 3,395 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 960 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FORTIVE CORP | COM | 34959J108 | 125,037 | 1,485,000 | SH | SOLE | 1,485,000 | 0 | 0 | ||
GARDNER DENVER HLDGS INC | COM | 36555P107 | 3,968 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 1,355 | 120,000 | SH | Call | SOLE | 120,000 | 0 | 0 | |
GOVERNMENT PPTYS INCOME TR | COM SHS BEN INT | 38376A103 | 113 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GREENSKY INC | CL A | 39572G100 | 2,001 | 111,153 | SH | SOLE | 111,153 | 0 | 0 | ||
GRIFFON CORP | COM | 398433102 | 404 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GRITSTONE ONCOLOGY INC | COM | 39868T105 | 244 | 17,100 | SH | SOLE | 17,100 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 575 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 210 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 143,381 | 3,050,000 | SH | SOLE | 3,050,000 | 0 | 0 | ||
INVESCO QQQ TR | COM | 46090E953 | 100,327 | 540,000 | SH | Put | SOLE | 540,000 | 0 | 0 | |
ISHARES TR | COM | 464287953 | 16,655 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 3,635 | 205,000 | SH | SOLE | 205,000 | 0 | 0 | ||
LANTRONIX INC | COM | 516548203 | 204 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
LASALLE HOTEL PROPERTIES | COM SH BEN INT | 517942108 | 27,672 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
MARRIOTT VACATIONS WRLDWDE C | COM | 57164Y107 | 2,235 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
MESA AIR GROUP INC | COM | 590479135 | 1,733 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
NCI BUILDING SYSTEMS INC | COM | 628852204 | 152 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEXEO SOLUTIONS INC | COM SHS | 65342H102 | 7,350 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X959 | 820,398 | 9,595,300 | SH | Put | SOLE | 9,595,300 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X909 | 29,925 | 350,000 | SH | Call | SOLE | 350,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,184,372 | 13,852,300 | SH | SOLE | 13,852,300 | 0 | 0 | ||
NXSTAGE MEDICAL INC | COM | 67072V103 | 13,945 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
OCEAN RIG UDW INC | COM CL A | G66964118 | 19,993 | 577,500 | SH | SOLE | 577,500 | 0 | 0 | ||
OP BANCORP | COM | 67109R109 | 290 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
ORBOTECH LTD | ORD | M75253100 | 14,890 | 250,500 | SH | SOLE | 250,500 | 0 | 0 | ||
PACIFIC CITY FINANCIAL CORP | COM | 69406T408 | 193 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 830 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PRESIDIO INC | COM | 74102M103 | 1,525 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PROS HOLDINGS INC | COM | 74346Y103 | 700 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525903 | 2,881 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341951 | 210,705 | 1,500,000 | SH | Put | SOLE | 1,500,000 | 0 | 0 | |
ROCKWELL COLLINS INC | COM | 774341101 | 618,770 | 4,405,000 | SH | SOLE | 4,405,000 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 3,742 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 180,545 | 996,000 | SH | SOLE | 996,000 | 0 | 0 | ||
SILVERBOW RES INC | COM | 82836G102 | 17,017 | 638,052 | SH | SOLE | 638,052 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 910 | 144,000 | SH | SOLE | 144,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 1,622,596 | 5,581,300 | SH | Put | SOLE | 5,581,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 14,536 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,454 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPIRIT OF TEX BANCSHARES INC | COM | 84861D103 | 324 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 1,356 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 65 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SUNOCO LP | COM U REP LP | 86765K109 | 1,773 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 1,050 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 957 | 59,700 | SH | SOLE | 59,700 | 0 | 0 | ||
SYNCHRONY FINANCIAL | COM | 87165B903 | 78,340 | 2,520,600 | SH | Call | SOLE | 2,520,600 | 0 | 0 | |
SYNCHRONY FINANCIAL | COM | 87165B953 | 24,864 | 800,000 | SH | Put | SOLE | 800,000 | 0 | 0 | |
SYNCHRONY FINANCIAL | COM | 87165B103 | 65,211 | 2,098,155 | SH | SOLE | 2,098,155 | 0 | 0 | ||
TENABLE HOLDINGS INC | COM | 88025T102 | 943 | 24,245 | SH | SOLE | 24,245 | 0 | 0 | ||
THOMSON REUTERS CORP | COM | 884903955 | 20,099 | 440,000 | SH | Put | SOLE | 440,000 | 0 | 0 | |
TRIBUNE MEDIA CO | COM | 896047953 | 119 | 3,100 | SH | Put | SOLE | 3,100 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 4,612 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435908 | 15,227 | 7,182,700 | SH | Call | SOLE | 7,182,700 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 272,574 | 128,572,560 | SH | SOLE | 128,572,560 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | COM | 90130A950 | 31,158 | 680,000 | SH | Put | SOLE | 680,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | COM | 90130A951 | 518,372 | 11,188,700 | SH | Put | SOLE | 11,188,700 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 319,222 | 6,890,169 | SH | SOLE | 6,890,169 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 536,311 | 11,704,732 | SH | SOLE | 11,704,732 | 0 | 0 | ||
U S G CORP | COM | 903293405 | 12,127 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017909 | 22,370 | 160,000 | SH | Call | SOLE | 160,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017959 | 15,379 | 110,000 | SH | Put | SOLE | 110,000 | 0 | 0 | |
VANECK VECTORS ETF TR | COM | 92189F956 | 30,871 | 290,000 | SH | Put | SOLE | 290,000 | 0 | 0 | |
VEREIT INC | COM | 92339V100 | 11,867 | 1,634,543 | SH | SOLE | 1,634,543 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 95,128 | 4,400,000 | SH | SOLE | 4,400,000 | 0 | 0 | ||
VMWARE INC | COM | 928563902 | 58,523 | 375,000 | SH | Call | SOLE | 375,000 | 0 | 0 | |
VMWARE INC | COM | 928563952 | 11,705 | 75,000 | SH | Put | SOLE | 75,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 17,167 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
WALT DISNEY CO | COM | 254687956 | 63,732 | 545,000 | SH | Put | SOLE | 545,000 | 0 | 0 | |
WEB COM GROUP INC | COM | 94733A104 | 5,580 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 5,438 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 580 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ZSCALER INC | COM | 98980G102 | 1,427 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 1,227 | 53,090 | SH | SOLE | 53,090 | 0 | 0 |