The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 727 3,500 SH   SOLE   3,500 0 0
AES CORP COM 00130H105 1,167 64,564 SH   SOLE   64,564 0 0
ALBEMARLE CORP COM 012653101 331 4,041 SH   SOLE   4,041 0 0
ALLERGAN PLC SHS G0177J108 390 2,664 SH   SOLE   2,664 0 0
ALPHABET INC CAP STK CL C 02079K107 727 620 SH   SOLE   620 0 0
ALTRIA GROUP INC COM 02209S103 2,274 39,589 SH   SOLE   39,589 0 0
AMGEN INC COM 031162100 494 2,600 SH   SOLE   2,600 0 0
APACHE CORP COM 037411105 767 22,126 SH   SOLE   22,126 0 0
APPLE INC COM 037833100 527 2,775 SH   SOLE   2,775 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 973 24,074 SH   SOLE   24,074 0 0
AT&T INC COM 00206R102 314 10,000 SH   SOLE   10,000 0 0
AXSOME THERAPEUTICS INC COM 05464T104 16,228 1,140,394 SH   SOLE   1,140,394 0 0
BANK AMER CORP COM 060505104 552 20,000 SH   SOLE   20,000 0 0
BGC PARTNERS INC CL A 05541T101 181 34,177 SH   SOLE   34,177 0 0
BLACKROCK INC COM 09247X101 299 700 SH   SOLE   700 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 169 11,516 SH   SOLE   11,516 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 210 6,000 SH   SOLE   6,000 0 0
CAMPBELL SOUP CO COM 134429109 228 5,969 SH   SOLE   5,969 0 0
CAPITAL ONE FINL CORP COM 14040H105 11,666 142,810 SH   SOLE   142,810 0 0
CARDINAL HEALTH INC COM 14149Y108 337 7,004 SH   SOLE   7,004 0 0
CENTURYLINK INC COM 156700106 136 11,379 SH   SOLE   11,379 0 0
CIDARA THERAPEUTICS INC COM 171757107 1,495 564,313 SH   SOLE   564,313 0 0
CONAGRA BRANDS INC COM 205887102 1,337 48,212 SH   SOLE   48,212 0 0
CONSTELLATION BRANDS INC CL A 21036P108 430 2,455 SH   SOLE   2,455 0 0
CUMMINS INC COM 231021106 553 3,500 SH   SOLE   3,500 0 0
CVS HEALTH CORP COM 126650100 574 10,646 SH   SOLE   10,646 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 695 13,452 SH   SOLE   13,452 0 0
DISCOVERY INC COM SER C 25470F302 392 15,429 SH   SOLE   15,429 0 0
DISCOVERY INC COM SER A 25470F104 389 14,394 SH   SOLE   14,394 0 0
DISNEY WALT CO COM DISNEY 254687106 367 3,301 SH   SOLE   3,301 0 0
DOVER CORP COM 260003108 1,263 13,460 SH   SOLE   13,460 0 0
DOWDUPONT INC COM 26078J100 267 5,000 SH   SOLE   5,000 0 0
DTE ENERGY CO COM 233331107 1,077 8,633 SH   SOLE   8,633 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 450 5,000 SH   SOLE   5,000 0 0
EATON CORP PLC SHS G29183103 564 7,000 SH   SOLE   7,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 148 13,986 SH   SOLE   13,986 0 0
EXXON MOBIL CORP COM 30231G102 364 4,500 SH   SOLE   4,500 0 0
GENERAL MTRS CO COM 37045V100 223 6,000 SH   SOLE   6,000 0 0
HASBRO INC COM 418056107 1,011 11,892 SH   SOLE   11,892 0 0
HELMERICH & PAYNE INC COM 423452101 476 8,572 SH   SOLE   8,572 0 0
HENRY JACK & ASSOC INC COM 426281101 301 2,167 SH   SOLE   2,167 0 0
HOME DEPOT INC COM 437076102 384 2,000 SH   SOLE   2,000 0 0
HONEYWELL INTL INC COM 438516106 1 1,000 SH Put SOLE   1,000 0 0
HONEYWELL INTL INC COM 438516106 715 4,500 SH   SOLE   4,500 0 0
ILLINOIS TOOL WKS INC COM 452308109 574 4,000 SH   SOLE   4,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 212 1,500 SH   SOLE   1,500 0 0
ISHARES TR MORTGE REL ETF 46435G342 380 8,763 SH   SOLE   8,763 0 0
JOHNSON & JOHNSON COM 478160104 0 500 SH Put SOLE   500 0 0
JOHNSON & JOHNSON COM 478160104 2,097 14,999 SH   SOLE   14,999 0 0
JPMORGAN CHASE & CO COM 46625H100 415 4,100 SH   SOLE   4,100 0 0
KIMBERLY CLARK CORP COM 494368103 571 4,605 SH   SOLE   4,605 0 0
KURA ONCOLOGY INC COM 50127T109 3,964 238,916 SH   SOLE   238,916 0 0
L BRANDS INC COM 501797104 449 16,293 SH   SOLE   16,293 0 0
LOCKHEED MARTIN CORP COM 539830109 700 2,333 SH   SOLE   2,333 0 0
MEDTRONIC PLC SHS G5960L103 319 3,500 SH   SOLE   3,500 0 0
MERCK & CO INC COM 58933Y105 250 3,000 SH   SOLE   3,000 0 0
MICROSOFT CORP COM 594918104 460 3,900 SH   SOLE   3,900 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 415 2,953 SH   SOLE   2,953 0 0
NEURALSTEM INC COM NEW 64127R401 73 164,394 SH   SOLE   164,394 0 0
NORDSTROM INC COM 655664100 1,191 26,831 SH   SOLE   26,831 0 0
PEPSICO INC COM 713448108 368 3,000 SH   SOLE   3,000 0 0
PHILIP MORRIS INTL INC COM 718172109 2,500 28,287 SH   SOLE   28,287 0 0
PROCTER AND GAMBLE CO COM 742718109 624 6,000 SH   SOLE   6,000 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 2,217 37,314 SH   SOLE   37,314 0 0
RA MED SYS INC COM 74933X104 704 206,980 SH   SOLE   206,980 0 0
SCHLUMBERGER LTD COM 806857108 1,179 27,054 SH   SOLE   27,054 0 0
SMUCKER J M CO COM NEW 832696405 1,491 12,795 SH   SOLE   12,795 0 0
SPDR SER TR SPDR BLOOMBERG 78468R663 59,034 644,480 SH   SOLE   644,480 0 0
ULTA BEAUTY INC COM 90384S303 507 1,454 SH   SOLE   1,454 0 0
UNITED TECHNOLOGIES CORP COM 913017109 255 1,977 SH   SOLE   1,977 0 0
US BANCORP DEL COM NEW 902973304 905 18,774 SH   SOLE   18,774 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1,817 30,727 SH   SOLE   30,727 0 0
VIACOM INC NEW CL B 92553P201 1,561 55,623 SH   SOLE   55,623 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 1,422 22,471 SH   SOLE   22,471 0 0
WASTE MGMT INC DEL COM 94106L109 655 6,300 SH   SOLE   6,300 0 0
XEROX CORP COM NEW 984121608 967 30,253 SH   SOLE   30,253 0 0