The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AAC HLDGS INC | COM | 000307108 | 563 | 306,065 | SH | DFND | 1 | 0 | 306,065 | 0 | |
| ADT INC | COM | 00090Q103 | 3,989,606 | 624,351,416 | SH | DFND | 2 | 0 | 624,351,416 | 0 | |
| ADVANCED EMISSIONS SOLUTS IN | COM | 00770C101 | 15,365 | 1,329,131 | SH | DFND | 1 | 0 | 1,329,131 | 0 | |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | 1,003 | 100,000 | SH | Put | DFND | 1 | 0 | 100,000 | 0 |
| ALTA MESA RES INC | CL A | 02133L109 | 625 | 2,356,474 | SH | DFND | 1 | 0 | 2,356,474 | 0 | |
| ANTERO RES CORP | COM | 03674X106 | 736 | 83,401 | SH | DFND | 1 | 0 | 83,401 | 0 | |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | 40,704 | 2,236,476 | SH | DFND | 1 | 0 | 2,236,476 | 0 | |
| APOLLO INVT CORP | COM NEW | 03761U502 | 44,777 | 2,957,518 | SH | DFND | 1 | 0 | 2,957,518 | 0 | |
| APOLLO SR FLOATING RATE FD I | COM | 037636107 | 1,561 | 105,236 | SH | DFND | 1 | 0 | 105,236 | 0 | |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 | 77 | 5,236 | SH | DFND | 1 | 0 | 5,236 | 0 | |
| ARES CAP CORP | COM | 04010L103 | 6,068 | 354,000 | SH | Call | DFND | 1 | 0 | 354,000 | 0 |
| ARES CAP CORP | COM | 04010L103 | 27,570 | 1,608,500 | SH | Put | DFND | 1 | 0 | 1,608,500 | 0 |
| ATLANTICA YIELD PLC | SHS | G0751N103 | 11,326 | 582,012 | SH | DFND | 1 | 0 | 582,012 | 0 | |
| AVAYA HLDGS CORP | COM | 05351X101 | 5,407 | 321,260 | SH | DFND | 1 | 0 | 321,260 | 0 | |
| BEAZER HOMES USA INC | COM NEW | 07556Q881 | 2,705 | 235,000 | SH | Call | DFND | 1 | 0 | 235,000 | 0 |
| BED BATH & BEYOND INC | COM | 075896100 | 8,495 | 500,000 | SH | Put | DFND | 1 | 0 | 500,000 | 0 |
| BK TECHNOLOGIES CORPORATION | COM | 05587G104 | 807 | 188,971 | SH | DFND | 1 | 0 | 188,971 | 0 | |
| BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 9,459 | 416,896 | SH | DFND | 1 | 0 | 416,896 | 0 | |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 4,287 | 126,000 | SH | DFND | 1 | 0 | 126,000 | 0 | |
| CAPITOL INVT CORP IV | CL A ORD | G18920101 | 10,180 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 10,570 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| CARVANA CO | CL A | 146869102 | 12,930 | 222,700 | SH | Put | DFND | 1 | 0 | 222,700 | 0 |
| CLEARWAY ENERGY INC | CL A | 18539C105 | 30,525 | 2,099,361 | SH | DFND | 1 | 0 | 2,099,361 | 0 | |
| CLEARWAY ENERGY INC | CL C | 18539C204 | 59,774 | 3,955,943 | SH | DFND | 1 | 0 | 3,955,943 | 0 | |
| CLEARWAY ENERGY INC | CL C | 18539C204 | 22,665 | 1,500,000 | SH | Call | DFND | 1 | 0 | 1,500,000 | 0 |
| CNX RESOURCES CORPORATION | COM | 12653C108 | 8,078 | 750,000 | SH | Put | DFND | 1 | 0 | 750,000 | 0 |
| COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 8,772 | 850,000 | SH | DFND | 1 | 0 | 850,000 | 0 | |
| DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 9,643 | 950,000 | SH | DFND | 1 | 0 | 950,000 | 0 | |
| EDISON INTL | COM | 281020107 | 85,140 | 1,375,000 | SH | Put | DFND | 1 | 0 | 1,375,000 | 0 |
| ENBRIDGE INC | COM | 29250N105 | 4,687 | 129,250 | SH | DFND | 1 | 0 | 129,250 | 0 | |
| ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 5,672 | 369,000 | SH | DFND | 1 | 0 | 369,000 | 0 | |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,638 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
| ENTRAVISION COMMUNICATIONS C | CL A | 29382R107 | 486 | 150,000 | SH | DFND | 1 | 0 | 150,000 | 0 | |
| EP ENERGY CORP | CL A | 268785102 | 26,030 | 100,116,668 | SH | DFND | 2,3 | 0 | 100,116,668 | 0 | |
| EQM MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 3,694 | 80,000 | SH | DFND | 1 | 0 | 80,000 | 0 | |
| ETON PHARMACEUTICALS INC | COM | 29772L108 | 720 | 90,000 | SH | DFND | 1 | 0 | 89,999 | 0 | |
| EXELA TECHNOLOGIES INC | COM | 30162V102 | 95,681 | 28,647,136 | SH | DFND | 2 | 0 | 28,647,136 | 0 | |
| FOX CORP | CL A COM | 35137L105 | 2,447 | 66,667 | SH | DFND | 1 | 0 | 66,666 | 0 | |
| GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 40,402 | 5,415,805 | SH | DFND | 1 | 0 | 5,415,805 | 0 | |
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 5,151 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| GORES METROPOULOS INC | UNIT 99/99/9999 | 382872208 | 15,360 | 1,500,000 | SH | DFND | 1 | 0 | 1,500,000 | 0 | |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | 16,437 | 130,000 | SH | Put | DFND | 1 | 0 | 130,000 | 0 |
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 25,941 | 300,000 | SH | Put | DFND | 1 | 0 | 300,000 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 29,087 | 190,000 | SH | Put | DFND | 1 | 0 | 190,000 | 0 |
| ISTAR INC | NOTE 3.125% 9/1 | 45031UCB5 | 21,260 | 23,106,000 | PRN | DFND | 1 | 0 | 23,106,000 | 0 | |
| KOHLS CORP | COM | 500255104 | 61,549 | 895,000 | SH | Put | DFND | 1 | 0 | 895,000 | 0 |
| LENNAR CORP | CL A | 526057104 | 12,273 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 7,384 | 305,000 | SH | DFND | 1 | 0 | 305,000 | 0 | |
| MPLX LP | COM UNIT REP LTD | 55336V100 | 7,942 | 241,474 | SH | DFND | 1 | 0 | 241,474 | 0 | |
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 5,072 | 494,835 | SH | DFND | 1 | 0 | 494,835 | 0 | |
| ONEMAIN HLDGS INC | COM | 68268W103 | 1,383,726 | 43,581,932 | SH | DFND | 1,2 | 0 | 43,581,932 | 0 | |
| PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 44,932 | 44,715,000 | PRN | DFND | 1 | 0 | 44,715,000 | 0 | |
| PG&E CORP | COM | 69331C108 | 17,800 | 1,000,000 | SH | Put | DFND | 1 | 0 | 1,000,000 | 0 |
| PLAYAGS INC | COM | 72814N104 | 196,419 | 8,208,076 | SH | DFND | 2 | 0 | 8,208,076 | 0 | |
| PRESIDIO INC | COM | 74102M103 | 519,850 | 35,125,000 | SH | DFND | 2 | 0 | 35,125,000 | 0 | |
| REGALWOOD GLOBAL ENERGY LTD | UNIT 99/99/9999 | G74760110 | 27,849 | 2,690,762 | SH | DFND | 1 | 0 | 2,690,762 | 0 | |
| ROYAL GOLD INC | NOTE 2.875% 6/1 | 780287AA6 | 38,538 | 38,500,000 | PRN | DFND | 1 | 0 | 38,500,000 | 0 | |
| RYLAND GROUP INC | NOTE 0.250% 6/0 | 783764AS2 | 738 | 750,000 | PRN | DFND | 1 | 0 | 750,000 | 0 | |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | 783 | 1,740,032 | SH | DFND | 1 | 0 | 1,740,032 | 0 | |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | 22,594 | 124,000 | SH | Put | DFND | 1 | 0 | 124,000 | 0 |
| SPARTAN ENERGY ACQUISITON CO | *W EXP 08/27/202 | 846784122 | 10,296 | 9,360,000 | SH | DFND | 3 | 0 | 9,360,000 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 267,141 | 945,700 | SH | Put | DFND | 1 | 0 | 945,700 | 0 |
| SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 125,870 | 4,100,000 | SH | DFND | 1 | 0 | 4,100,000 | 0 | |
| SPRINT CORPORATION | COM | 85207U105 | 16,950 | 3,000,000 | SH | Put | DFND | 1 | 0 | 3,000,000 | 0 |
| TALOS ENERGY INC | COM | 87484T108 | 509,725 | 19,191,451 | SH | DFND | 2,3 | 0 | 19,191,451 | 0 | |
| TENNECO INC | CL A VTG COM STK | 880349105 | 3,091 | 139,485 | SH | DFND | 1 | 0 | 139,485 | 0 | |
| TRANSCANADA CORP | COM | 89353D107 | 6,876 | 153,000 | SH | DFND | 1 | 0 | 153,000 | 0 | |
| TRIBUNE MEDIA CO | CL A | 896047503 | 2,307 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| TWIN RIV WORLDWIDE HLDGS INC | COM | 90171V204 | 55,687 | 1,859,344 | SH | DFND | 2 | 0 | 1,859,344 | 0 | |
| VEDANTA LTD | SPONSORED ADR | 92242Y100 | 5,280 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| VICI PPTYS INC | COM | 925652109 | 71,137 | 3,251,255 | SH | DFND | 1 | 0 | 3,251,255 | 0 | |
| VISTRA ENERGY CORP | COM | 92840M102 | 628,046 | 24,127,762 | SH | DFND | 1,2,3 | 0 | 24,127,762 | 0 | |
| WARRIOR MET COAL INC | COM | 93627C101 | 114,440 | 3,764,474 | SH | DFND | 1,2,3 | 0 | 3,764,474 | 0 | |
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 15,442 | 10,000,000 | PRN | DFND | 1 | 0 | 10,000,000 | 0 | |
| WILLIAMS COS INC DEL | COM | 969457100 | 8,595 | 299,280 | SH | DFND | 1 | 0 | 299,280 | 0 | |
| XPO LOGISTICS INC | COM | 983793100 | 13,435 | 250,000 | SH | Call | DFND | 1 | 0 | 250,000 | 0 |