The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 53,700 | 2,000,000 | SH | DFND | 1,2 | 2,000,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 50,301 | 1,080,113 | SH | DFND | 1,2 | 1,080,113 | 0 | 0 | |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 1,077 | 131,531 | SH | DFND | 1,2 | 131,531 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 43,884 | 1,800,000 | SH | DFND | 1,2 | 1,800,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 4,876 | 200,000 | SH | Call | DFND | 1,2 | 200,000 | 0 | 0 |
ASCENDIS PHARMA AS | SPONSORED ADR | 04351P101 | 48,846 | 415,000 | SH | DFND | 1,2 | 415,000 | 0 | 0 | |
ASCENDIS PHARMA AS | SPONSORED ADR | 04351P101 | 23,540 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 48,480 | 5,955,762 | SH | DFND | 1,2 | 5,955,762 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 13,265 | 998,841 | SH | DFND | 1,2 | 998,841 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 10,310 | 959,077 | SH | DFND | 1,2 | 959,077 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 20,325 | 1,500,000 | SH | DFND | 1,2 | 1,500,000 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 7,524 | 555,300 | SH | Put | DFND | 1,2 | 555,300 | 0 | 0 |
EPIZYME INC | COM | 29428V104 | 26,935 | 2,173,913 | SH | DFND | 1,2 | 2,173,913 | 0 | 0 | |
FIBROGEN INC | COM | 31572Q808 | 10,870 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 32,139 | 2,398,409 | SH | DFND | 1,2 | 2,398,409 | 0 | 0 | |
GENFIT SA | ADS | 372279109 | 29,528 | 1,230,314 | SH | DFND | 1,2 | 1,230,314 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS INC | COM | 37890U108 | 62,457 | 1,180,000 | SH | DFND | 1,2 | 1,180,000 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS INC | COM | 45845P108 | 44,744 | 400,000 | SH | Put | DFND | 1,2 | 400,000 | 0 | 0 |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 52,945 | 5,567,348 | SH | DFND | 1,2 | 5,567,348 | 0 | 0 | |
KRYSTAL BIOTECH INC | COM | 501147102 | 16,190 | 492,100 | SH | DFND | 1,2 | 492,100 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 43,882 | 2,645,100 | SH | DFND | 1,2 | 2,645,100 | 0 | 0 | |
MENLO THERAPEUTICS INC | COM | 586858102 | 16,148 | 2,057,027 | SH | DFND | 1,2 | 2,057,027 | 0 | 0 | |
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 19,321 | 1,288,093 | SH | DFND | 1,2 | 1,288,093 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 4,498 | 309,564 | SH | DFND | 1,2 | 309,564 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 1,377 | 2,500,000 | SH | Call | DFND | 1,2 | 2,500,000 | 0 | 0 |
NOVAVAX INC | COM | 670002104 | 1,102 | 2,000,000 | SH | Put | DFND | 1,2 | 2,000,000 | 0 | 0 |
NOVAVAX INC | COM | 670002104 | 1,102 | 2,000,000 | SH | Call | DFND | 1,2 | 2,000,000 | 0 | 0 |
PTC THERAPEUTICS INC | COM | 69366J200 | 68,289 | 1,814,260 | SH | DFND | 1,2 | 1,814,260 | 0 | 0 | |
PROTEOSTASIS THERAPEUTICS INC | COM | 74373B109 | 4,410 | 3,500,000 | SH | DFND | 1,2 | 3,500,000 | 0 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 34,911 | 900,000 | SH | DFND | 1,2 | 900,000 | 0 | 0 | |
SAVARA INC | COM | 805111101 | 4,867 | 660,366 | SH | DFND | 1,2 | 660,366 | 0 | 0 | |
SOLID BIOSCIENCES INC | COM | 83422E105 | 1,840 | 200,000 | SH | Call | DFND | 1,2 | 200,000 | 0 | 0 |
STREAMLINE HEALTH SOLUTIONS | COM | 86323X106 | 137 | 130,137 | SH | DFND | 1,2 | 130,137 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 44,581 | 379,832 | SH | DFND | 1,2 | 379,832 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 8,524 | 3,110,874 | SH | DFND | 1,2 | 3,110,874 | 0 | 0 | |
ZOGENIX INC | COM | 98978L204 | 65,987 | 1,199,545 | SH | DFND | 1,2 | 1,199,545 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 236 | 14,610 | SH | DFND | 1,2 | 14,610 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO | COM | G11196105 | 10,294 | 200,000 | SH | Put | DFND | 1,2 | 200,000 | 0 | 0 |
OSMOTICA PHARMACEUTICALS PLC | SHS | G6S41R101 | 5,400 | 1,500,000 | SH | DFND | 1,2 | 1,500,000 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 10,114 | 2,697,133 | SH | DFND | 1,2 | 2,697,133 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 61,364 | 1,572,618 | SH | DFND | 1,2 | 1,572,618 | 0 | 0 |