The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 7,400 | 2,500,000 | SH | DFND | 1 | 2,500,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 19,510 | 2,744,000 | SH | DFND | 1 | 2,744,000 | 0 | 0 | |
AILERON THERAPEUTICS INC | COM | 00887A105 | 6,306 | 3,233,830 | SH | DFND | 1 | 3,233,830 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 7,352 | 6,936,000 | SH | DFND | 1 | 6,936,000 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 42,710 | 3,316,000 | SH | DFND | 1 | 3,316,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 7,123 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 31,209 | 10,300,000 | SH | DFND | 1 | 10,300,000 | 0 | 0 | |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 22,210 | 1,128,000 | SH | DFND | 1 | 1,128,000 | 0 | 0 | |
AUTOZONE INC | COM | 053332102 | 28,675 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
AYTU BIOSCIENCE INC | COM PAR | 054754700 | 3,340 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 1,894 | 2,900,000 | SH | DFND | 1 | 2,900,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 35,457 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 10,698 | 68,000 | SH | DFND | 1 | 68,000 | 0 | 0 | |
BRINKER INTL INC | COM | 109641100 | 7,278 | 164,000 | SH | DFND | 1 | 164,000 | 0 | 0 | |
BURLINGTON STORES INC | COM | 122017106 | 31,336 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 12,659 | 332,000 | SH | DFND | 1 | 332,000 | 0 | 0 | |
CAMPBELL SOUP CO | COM | 134429109 | 22,878 | 600,000 | SH | Call | DFND | 1 | 600,000 | 0 | 0 |
CASTLE BRANDS INC | COM | 148435100 | 697 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 7,752 | 1,520,000 | SH | DFND | 1 | 1,520,000 | 0 | 0 | |
CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 10,524 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 55,849 | 592,000 | SH | DFND | 1 | 592,000 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 13,352 | 728,000 | SH | DFND | 1 | 728,000 | 0 | 0 | |
CERECOR INC | COM | 15671L109 | 106,897 | 18,304,285 | SH | DFND | 1 | 18,304,285 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 52,122 | 2,100,000 | SH | DFND | 1 | 2,100,000 | 0 | 0 | |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 2,858 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 74,913 | 1,250,000 | SH | Call | DFND | 1 | 1,250,000 | 0 | 0 |
DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 35,896 | 5,600,000 | SH | DFND | 1 | 5,600,000 | 0 | 0 | |
DICKS SPORTING GOODS INC | COM | 253393102 | 14,724 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 17,430 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 5,450 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
DYNATRONICS CORP | COM NEW | 268157401 | 1,187 | 576,000 | SH | DFND | 1 | 576,000 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 42,661 | 972,000 | SH | DFND | 1 | 972,000 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 35,533 | 372,000 | SH | DFND | 1 | 372,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 58,229 | 1,296,000 | SH | DFND | 1 | 1,296,000 | 0 | 0 | |
EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 5,433 | 17,812,500 | SH | DFND | 1 | 17,812,500 | 0 | 0 | |
FIVE BELOW INC | COM | 33829M101 | 8,946 | 72,000 | SH | DFND | 1 | 72,000 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 4,020 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
FRONTDOOR INC | COM | 35905A109 | 38,963 | 1,132,000 | SH | DFND | 1 | 1,132,000 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 36,992 | 1,600,000 | SH | Call | DFND | 1 | 1,600,000 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 21,492 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | |
JACK IN THE BOX INC | COM | 466367109 | 9,727 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 53,236 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 32,610 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
MEDIGUS LTD | *W EXP 07/23/202 | 58471G128 | 2,040 | 1,285,715 | SH | DFND | 1 | 1,285,715 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 7,586 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
MOLECULIN BIOTECH INC | COM | 60855D101 | 179 | 220,598 | SH | DFND | 1 | 220,598 | 0 | 0 | |
NAKED BRAND GROUP LIMITED | ORD SHS | Q6519T109 | 460 | 1,462,150 | SH | DFND | 1 | 1,462,150 | 0 | 0 | |
NATIONAL BEVERAGE CORP | COM | 635017106 | 14,317 | 248,000 | SH | DFND | 1 | 248,000 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 9,095 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
OLLIES BARGAIN OUTLT HLDGS I | COM | 681116109 | 6,826 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
OVID THERAPEUTICS INC | COM | 690469101 | 3,151 | 1,780,000 | SH | DFND | 1 | 1,780,000 | 0 | 0 | |
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 40,800 | 1,072,000 | SH | DFND | 1 | 1,072,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 11,385 | 2,124,000 | SH | DFND | 1 | 2,124,000 | 0 | 0 | |
PETIQ INC | COM CL A | 71639T106 | 4,963 | 158,000 | SH | DFND | 1 | 158,000 | 0 | 0 | |
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 27,315 | 3,580,000 | SH | DFND | 1 | 3,580,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 15,056 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 2,668 | 1,560,000 | SH | DFND | 1 | 1,560,000 | 0 | 0 | |
SMUCKER J M CO | COM NEW | 832696405 | 23,300 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
SMUCKER J M CO | COM NEW | 832696405 | 11,650 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 451,968 | 1,600,000 | SH | Put | DFND | 1 | 1,600,000 | 0 | 0 |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 20,610 | 1,928,000 | SH | DFND | 1 | 1,928,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 5,552 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 12,410 | 2,492,000 | SH | DFND | 1 | 2,492,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 32,104 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 3,610 | 52,000 | SH | DFND | 1 | 52,000 | 0 | 0 | |
VALERITAS HLDGS INC | COM NEW | 91914N202 | 6,487 | 19,900,000 | SH | DFND | 1 | 19,900,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 29,399 | 1,536,000 | SH | DFND | 1 | 1,536,000 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 32,760 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 5,776 | 2,108,000 | SH | DFND | 1 | 2,108,000 | 0 | 0 |