The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADESTO TECHNOLOGIES CORP | COM | 00687D101 | 1,210 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 07/31/20 | 00856G117 | 22 | 242,331 | SH | SOLE | 242,331 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 3,221 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R106 | 18,785 | 605,000 | SH | SOLE | 605,000 | 0 | 0 | ||
AMALGAMATED BK NEW YORK N Y | CLASS A | 022663108 | 530 | 33,897 | SH | SOLE | 33,897 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R952 | 26,202 | 825,000 | SH | Put | SOLE | 825,000 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 8,494 | 267,439 | SH | SOLE | 267,439 | 0 | 0 | ||
AMERICAN EQTY INVT LIFE HLD | COM | 025676206 | 2,702 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AMERICOLD RLTY TR | COM | 03064D108 | 1,068 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
ANALOG DEVICES INC | COM | 032654955 | 15,791 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
ARRIS INTERNATIONAL PLC | SHS | G0551A103 | 132,446 | 4,190,000 | SH | SOLE | 4,190,000 | 0 | 0 | ||
ARVINAS INC | COM | 04335A105 | 329 | 22,300 | SH | SOLE | 22,300 | 0 | 0 | ||
ASSURANT INC | COM | 04621X108 | 9,491 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
AT HOME GROUP INC | COM | 04650Y100 | 1,786 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ATRICURE INC | COM | 04963C209 | 1,072 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AVEDRO INC | COM | 05355N109 | 491 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
AXA EQUITABLE HLDGS INC | COM | 054561105 | 4,028 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 2,069 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BEMIS CO INC | COM | 081437105 | 11,651 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
BERRY PETROLEUM CORP | COM | 08579X101 | 1,244 | 107,808 | SH | SOLE | 107,808 | 0 | 0 | ||
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 10,023 | 365,791 | SH | SOLE | 365,791 | 0 | 0 | ||
BLACKLINE INC | COM | 09239B109 | 2,344 | 50,600 | SH | SOLE | 50,600 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 12,968 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 290 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
BRIGHTVIEW HLDGS INC | COM | 10948C107 | 1,872 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122908 | 298,855 | 6,264,000 | SH | Call | SOLE | 6,264,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122958 | 130,248 | 2,730,000 | SH | Put | SOLE | 2,730,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962905 | 4,776 | 90,000 | SH | Call | SOLE | 90,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 3,566 | 67,200 | SH | SOLE | 67,200 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/01/24 | 127686AA1 | 9,972 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 3,042 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020954 | 1,102,476 | 11,686,200 | SH | Put | SOLE | 11,686,200 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 923,117 | 9,785,000 | SH | SOLE | 9,785,000 | 0 | 0 | ||
CENTENE CORP | COM | 15135B951 | 15,930 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
CENTENE CORP | COM | 15135B901 | 55,755 | 1,050,000 | SH | Call | SOLE | 1,050,000 | 0 | 0 | |
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 930 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | COM | 15677J108 | 5,345 | 104,197 | SH | SOLE | 104,197 | 0 | 0 | ||
CIGNA CORP | COM | 125523950 | 221,932 | 1,380,000 | SH | Put | SOLE | 1,380,000 | 0 | 0 | |
CIGNA CORP | COM | 125523100 | 15,074 | 93,734 | SH | SOLE | 93,734 | 0 | 0 | ||
COTY INC | COM | 222070953 | 6,906 | 600,500 | SH | Put | SOLE | 600,500 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 8,625 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 775 | 14,376 | SH | SOLE | 14,376 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 330 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
DANAHER CORPORATION | 4.75 MND CV PFD | 235851300 | 2,106 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687956 | 557,403 | 5,020,296 | SH | Put | SOLE | 5,020,296 | 0 | 0 | |
DISNEY WALT CO | COM | 254687906 | 13,601 | 122,500 | SH | Call | SOLE | 122,500 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 195,793 | 1,763,425 | SH | SOLE | 1,763,425 | 0 | 0 | ||
DOCUSIGN INC | COM | 256163106 | 2,592 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
DOMO INC | COM CL B | 257554105 | 1,613 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 7,957 | 365,000 | SH | SOLE | 365,000 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 1,389 | 43,297 | SH | SOLE | 43,297 | 0 | 0 | ||
ELASTIC N V | ORD SHS | N14506104 | 200 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ENDAVA PLC | ADS | 29260V105 | 248 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 31,509 | 2,050,000 | SH | SOLE | 2,050,000 | 0 | 0 | ||
EQUITRANS MIDSTREAM CORPORAT | COM | 294600101 | 9,583 | 440,000 | SH | SOLE | 440,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 99,431 | 2,476,500 | SH | SOLE | 2,476,500 | 0 | 0 | ||
ESSENTIAL PPTYS RLTY TR INC | COM | 29670E107 | 878 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 1,884 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
FOX CORP | COM | 35137L955 | 133,635 | 3,640,296 | SH | Put | SOLE | 3,640,296 | 0 | 0 | |
FOX CORP | COM | 35137L905 | 3,029 | 82,500 | SH | Call | SOLE | 82,500 | 0 | 0 | |
FIRST DATA CORP NEW | COM CL A | 32008D106 | 34,151 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
FIRST HAWAIIAN INC | COM | 32051X108 | 5,471 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
GARDNER DENVER HLDGS INC | COM | 36555P107 | 4,336 | 155,900 | SH | SOLE | 155,900 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 400 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
GLOBAL MED REIT INC | COM | 37954A204 | 540 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
HUBSPOT INC | COM | 443573100 | 1,662 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 1,987 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 128,844 | 2,630,000 | SH | SOLE | 2,630,000 | 0 | 0 | ||
IQVIA HLDGS INC | COM | 46266C105 | 3,884 | 27,000 | SH | SOLE | 27,000 | 0 | 0 | ||
LEGACY HOUSING CORP | COM | 52472M101 | 530 | 44,526 | SH | SOLE | 44,526 | 0 | 0 | ||
LEVI STRAUSS & CO | CL A COM STK | 52736R102 | 1,531 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
LIBERTY EXPEDIA HLDGS INC | SER A COM | 53046P109 | 3,672 | 85,791 | SH | SOLE | 85,791 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 64,880 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457958 | 71,368 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
LYFT INC | CL A COM | 55087P104 | 4,854 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 1,122 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
MAXIM INTEGRATED PRODS INC | COM | 57772K951 | 4,785 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 185,825 | 1,570,000 | SH | SOLE | 1,570,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | COM | M51363953 | 4,734 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
MESA AIR GROUP INC | COM | 590479135 | 1,086 | 130,200 | SH | SOLE | 130,200 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 204 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NATIONAL GEN HLDGS CORP | COM | 636220303 | 1,187 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NATIONAL VISION HLDGS INC | COM | 63845R107 | 1,572 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 9,468 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
NIELSEN HLDGS PLC | COM | G6518L958 | 8,876 | 375,000 | SH | Put | SOLE | 375,000 | 0 | 0 | |
NIELSEN HLDGS PLC | COM | G6518L908 | 592 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 1,432 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 214,081 | 2,422,000 | SH | SOLE | 2,422,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X909 | 172,802 | 1,955,000 | SH | Call | SOLE | 1,955,000 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 102,172 | 5,740,000 | SH | SOLE | 5,740,000 | 0 | 0 | ||
PG&E CORP | COM | 69331C958 | 2,314 | 130,000 | SH | Put | SOLE | 130,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 1,488 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 1,877 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 1,270 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525903 | 11,121 | 195,000 | SH | Call | SOLE | 195,000 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 322,466 | 1,765,000 | SH | SOLE | 1,765,000 | 0 | 0 | ||
RED HAT INC | COM | 756577952 | 76,734 | 420,000 | SH | Put | SOLE | 420,000 | 0 | 0 | |
RESTORBIO INC | COM | 76133L103 | 177 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
SAILPOINT TECHNLGIES HLDGS I | COM | 78781P105 | 2,332 | 81,200 | SH | SOLE | 81,200 | 0 | 0 | ||
SEA LTD | SPONSORED ADS | 81141R100 | 727 | 30,900 | SH | SOLE | 30,900 | 0 | 0 | ||
SILVERBOW RES INC | COM | 82836G102 | 14,675 | 638,052 | SH | SOLE | 638,052 | 0 | 0 | ||
SOLARWINDS CORP | COM | 83417Q105 | 984 | 50,415 | SH | SOLE | 50,415 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 28,530 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 1,045,176 | 3,700,000 | SH | Put | SOLE | 3,700,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 2,498 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SUNOCO LP | COM UT REP LP | 86765K109 | 1,870 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 1,447 | 127,005 | SH | SOLE | 127,005 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 3,237 | 177,744 | SH | SOLE | 177,744 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B903 | 76,991 | 2,413,500 | SH | Call | SOLE | 2,413,500 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B953 | 7,018 | 220,000 | SH | Put | SOLE | 220,000 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 68,940 | 2,161,117 | SH | SOLE | 2,161,117 | 0 | 0 | ||
TALEND S A | ADS | 874224207 | 506 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 1,583 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508954 | 10,607 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 59,982 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
TRITON INTL LTD | CL A | G9078F107 | 2,239 | 71,979 | SH | SOLE | 71,979 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 311,850 | 187,861,212 | SH | SOLE | 187,861,212 | 0 | 0 | ||
U S G CORP | COM | 903293405 | 86,299 | 1,993,048 | SH | SOLE | 1,993,048 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 33,013 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
UPWORK INC | COM | 91688F104 | 643 | 33,597 | SH | SOLE | 33,597 | 0 | 0 | ||
VANECK VECTORS ETF TR | COM | 92189F956 | 27,646 | 260,000 | SH | Put | SOLE | 260,000 | 0 | 0 | |
VEON LTD | SPONSORED ADR | 91822M106 | 732 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
VEREIT INC | COM | 92339V100 | 13,012 | 1,554,543 | SH | SOLE | 1,554,543 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 32,702 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 76,580 | 3,500,000 | SH | SOLE | 3,500,000 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 15,160 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T956 | 48,555 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 289,981 | 1,075,000 | SH | SOLE | 1,075,000 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 5,744 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
WILLSCOT CORP | COM | 971375126 | 1,220 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
WORLDPAY INC | CL A | 981558109 | 24,970 | 220,000 | SH | SOLE | 220,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 472 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
XERIS PHARMACEUTICALS INC | COM | 98422L107 | 402 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V955 | 3,410 | 120,000 | SH | Put | SOLE | 120,000 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 25,578 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 4,008 | 200,090 | SH | SOLE | 200,090 | 0 | 0 |