SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
MASSACHUSETTS MUTUAL LIFE INSURANCE CO

(Last) (First) (Middle)
1295 STATE STREET

(Street)
SPRINGFIELD MA 01111

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/24/2019
3. Issuer Name and Ticker or Trading Symbol
Invesco Ltd. [ IVZ ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Shares 75,563,041 I See footnote(1)
5.900% Fixed Rate Non-Cum. Perpetual Series A Pref. Shares 4,010,448 I See footnote(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
MASSACHUSETTS MUTUAL LIFE INSURANCE CO

(Last) (First) (Middle)
1295 STATE STREET

(Street)
SPRINGFIELD MA 01111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
MassMutual Holding LLC

(Last) (First) (Middle)
1295 STATE STREET

(Street)
SPRINGFIELD MA 01111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
MM Asset Management Holding LLC

(Last) (First) (Middle)
1295 STATE STREET

(Street)
SPRINGFIELD MA 01111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These securities are held directly by MM Asset Management Holding LLC. MassMutual Holding LLC is the sole owner of MM Asset Management Holding LLC. Massachusetts Mutual Life Insurance Company is the sole owner of MassMutual Holding LLC.
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, By: /s/ Jaime Genua, Name: Jaime Genua, Title: Assistant Secretary 06/03/2019
MASSMUTUAL HOLDING LLC, By: /s/ Jaime Genua, Name: Jaime Genua, Title: Assistant Secretary 06/03/2019
MM ASSET MANAGEMENT HOLDING LLC, By: /s/ Jaime Genua, Name: Jaime Genua, Title: Assistant Secretary 06/03/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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