-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BdYUf4enAJP3V0U/nuGi6T5lTwRx5MXufmPDoGnL3+eSQhdGpOqHWKA84mL5KHji vbxbRMTQJ8FeBSGwmizO+g== 0000891618-99-000893.txt : 19990312 0000891618-99-000893.hdr.sgml : 19990312 ACCESSION NUMBER: 0000891618-99-000893 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCM MICROSYSTEMS INC CENTRAL INDEX KEY: 0001036044 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770444317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-71915 FILM NUMBER: 99562345 BUSINESS ADDRESS: STREET 1: 160 KNOWLES DRIVE CITY: LOS GATOS STATE: CA ZIP: 95030 BUSINESS PHONE: 4083704888 MAIL ADDRESS: STREET 1: 160 KNOWLES DRIVE CITY: LOS GATOS STATE: CA ZIP: 95030 424B3 1 PROSPECTUS SUPPLEMENT #2 FOR FILE #333-71915 1 PROSPECTUS SUPPLEMENT NO. 2 FILED PURSUANT TO RULE 424(B)(3) TO THE PROSPECTUS DATED FEBRUARY 12, 1999 REGISTRATION NO. 333-71915 PROSPECTUS SUPPLEMENT This Prospectus Supplement relates to the resale of shares of Common Stock of SCM Microsystems, Inc., par value of $.001 per share (the "Common Stock"), by the holders thereof (the "Selling Stockholders"). You should read this Prospectus Supplement in conjunction with the Prospectus dated February 12, 1999, which was delivered with this Prospectus Supplement. Capitalized terms used herein but not defined shall have the meanings given them in the Prospectus. The Prospectus is hereby supplemented to amend and included the following information in the "Selling Stockholders" table:
SHARES BENEFICIALLY SHARES BENEFICIALLY OWNED PRIOR TO OWNED AFTER OFFERING(1) OFFERING(1) --------------------------------- ----------------------------- NAME OF SELLING NUMBER PERCENT NUMBER OF SHARES NUMBER PERCENT STOCKHOLDER BEING OFFERED - ------------------------------------------------------------------------------------------------------------------------- The Blanche Settlement Trust 78,943 * 78,943 0 * John Mandeen 78,943 * 78,943 0 * Ulrich Blass 120,739 * 120,739 0 * W.J. Eykyn 125,373 * 125,373 0 * Alan Jones 183,770 * 183,770 0 * Deborah Norford-Jones 108,781 * 108,781 0 * Balaji Baktha 22,290 * 22,290 0 * P.K. Venkateswaran 21,732 * 21,732 0 * Robert Thomson 8,513 * 8,513 0 * Yasuyaki Akamatsu 7,003 * 7,003 0 * George Dundon 5,015 * 5,015 0 * Andrew Nott 1,671 * 1,671 0 * Michael Edwards 570 * 1,370 0 * Denise Edwards 800 * 800 0 * Peter Murphy 33,435 * 33,435 0 *
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SHARES BENEFICIALLY SHARES BENEFICIALLY OWNED PRIOR TO OWNED AFTER OFFERING(1) OFFERING(1) --------------------------------- ----------------------------- NAME OF SELLING NUMBER PERCENT NUMBER OF SHARES NUMBER PERCENT STOCKHOLDER BEING OFFERED - ------------------------------------------------------------------------------------------------------------------------- Auroville International UK Trust 13,131 * 13,131 0 * W.J. Eykyn Settlement Trust 32,599 * 32,599 0 * Total 843,308 6.0 843,308 0 *
- -------------------- * Less than 1% (1) Based on 14,006,477 shares of Common Stock outstanding as of January 31, 1999. -------------------- INVESTING IN SCM MICROSYSTEMS, INC. COMMON STOCK INVOLVES RISKS. SEE "RISK FACTORS" BEGINNING ON PAGE 4 OF THE PROSPECTUS. -------------------- THESE SECURITIES HAVE NOT BEEN APPROVED OR DISAPPROVED BY THE SECURITIES AND EXCHANGE COMMISSION NOR HAS THE SECURITIES AND EXCHANGE COMMISSION OR ANY STATE SECURITIES COMMIS- SION PASSED UPON THE ACCURACY OR ADEQUACY OF THIS PROSPECTUS. ANY REPRESENTATION TO THE CONTRARY IS A CRIMINAL OFFENSE. The date of this Prospectus Supplement is March 10, 1999. -----END PRIVACY-ENHANCED MESSAGE-----