-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R+Vv5FxhJbSptFaFSs1qcc1AaPybOCXI++rJSLsFTt1VebfkYT4ZFwKjlnB06u3a 7uOhk6yTEUC9kQRAXWGeLg== 0000948600-98-000003.txt : 19980130 0000948600-98-000003.hdr.sgml : 19980130 ACCESSION NUMBER: 0000948600-98-000003 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980129 SROS: BSE SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMA FIX ENVIRONMENTAL SERVICES INC CENTRAL INDEX KEY: 0000891532 STANDARD INDUSTRIAL CLASSIFICATION: HAZARDOUS WASTE MANAGEMENT [4955] IRS NUMBER: 581954497 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-14513 FILM NUMBER: 98516223 BUSINESS ADDRESS: STREET 1: 1940 NORTHWEST 67TH PLACE STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 BUSINESS PHONE: 3523951351 MAIL ADDRESS: STREET 1: 1940 NW 67TH PL STREET 2: SUITE A CITY: GAINESVILLE STATE: FL ZIP: 32653 424B3 1 THIRD SUPPLEMENT TO 96 PROSPECTUS Filed Pursuant to 424(b)(3) Registration No. 333-14513 PERMA-FIX ENVIRONMENTAL SERVICES, INC. Third Supplement to Prospectus dated November 13, 1996 ___________________________________________ As originally provided in the Prospectus, the Company issued to J. P. Carey Enterprises, Inc. ("Carey"), two warrants dated September 16, 1996. The first warrant was to purchase up to 195,000 shares of Common Stock at a purchase price of $0.73 per share ("Carey Warrant One") and was issued in connection with a previous offshore transaction with RBB Bank. The second warrant was to purchase up to 100,000 shares of Common Stock at a purchase price of $1.75 per share ("Carey Warrant Two") and was issued in connection with a private placement. The 295,000 shares of Common Stock to be issued upon the exercise of Carey Warrant One and Carey Warrant Two (collectively, the "Carey Warrants") are covered by the Prospectus, described under "Summary of Securities Being Offered" in the Prospectus and are referred to in other portions of the Prospectus. Effective January 5, 1998, Carey assigned all of the Carey Warrants by assigning various portions of such to various shareholders of Carey (the "Carey Warrant Assignees"). The Carey Warrant One was assigned to enable John C. Canouse, James P. Canouse, Jeffrey M. Canouse and Joseph C. Canouse to purchase 39,000, 39,000, 39,000 and 78,000 shares thereunder, respectively. The Carey Warrant Two was assigned to enable John C. Canouse, James P. Canouse, Jeffrey M. Canouse and Joseph C. Canouse to purchase 20,000, 20,000, 20,000 and 40,000 shares thereunder, respectively. In conjunction with the above, the table below supplements and amends, in part, the Selling Security Holders table set forth at page 21 of the Prospectus by (i) adding as a Selling Shareholder each Carey Warrant Assignee, none of whom was previously listed as a Selling Stockholder, and (ii) adjusting the offering information applicable to Carey to account for the assignment by Carey of the Carey Warrants. The number of shares of Common Stock covered by the Prospectus remains unchanged. Except with respect to each Selling Stockholder listed below, and except as supplemented and amended by the First Supplement to the Prospectus dated November 13, 1996, dated June 27, 1997, and the Second Supplement to the Prospectus dated November 13, 1996, dated September 26, 1997, the Selling Security Holders table set forth at page 21 of the Prospectus remains unchanged.
Common Percentage of Stock Common Common Beneficially Stock Stock Owned Beneficially Beneficially Common After Owned After Owned Stock Completion Completion Prior to Being of of Selling Stockholder Offering Offered Offering Offering ___________________ ______________ _________ ___________ _______________ J. P. Carey Enterprises, Inc. 295,000 -- -- 0 Canouse, James P. -- 59,000 -- 0 Canouse, Jeffrey M. -- 59,000 -- 0 Canouse, John C. -- 59,000 -- 0 Canouse, Joseph C. -- 118,000 -- 0
January 29, 1998. -----END PRIVACY-ENHANCED MESSAGE-----