SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Salvato Andrea

(Last) (First) (Middle)
161 HAMMERSMITH ROAD

(Street)
LONDON X0

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
06/11/2019
3. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [ LBTY ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, CHIEF DEVELOPMENT OFFICER
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Shares 34,495 D
Class C Ordinary Shares 95,727 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Share Units A (1) (1) Class A Ordinary Shares 12,460 (2) D
Restricted Share Units A (3) (3) Class A Ordinary Shares 2,481 (2) D
Restricted Share Units C (1) (1) Class C Ordinary Shares 24,921 (2) D
Restricted Share Units C (3) (3) Class C Ordinary Shares 4,962 (2) D
Share Appreciation Rights A (4) 05/01/2020 Class A Ordinary Shares 13,444 $29.45 D
Share Appreciation Rights A (4) 06/24/2020 Class A Ordinary Shares 65,647 $27.71 D
Share Appreciation Rights A (4) 05/01/2021 Class A Ordinary Shares 23,535 $32.37 D
Share Appreciation Rights A (4) 05/01/2022 Class A Ordinary Shares 18,328 $42.01 D
Share Appreciation Rights A (5) 05/01/2023 Class A Ordinary Shares 30,272 $32.81 D
Share Appreciation Rights A (6) 05/01/2024 Class A Ordinary Shares 28,480 $35.69 D
Share Appreciation Rights A (7) 05/01/2025 Class A Ordinary Shares 52,287 $29.88 D
Share Appreciation Rights A (8) 04/01/2029 Class A Ordinary Shares 63,221 $24.9 D
Share Appreciation Rights C (4) 05/01/2020 Class C Ordinary Shares 26,769 $27.13 D
Share Appreciation Rights C (4) 05/01/2020 Class C Ordinary Shares 13,381 $29.05 D
Share Appreciation Rights C (4) 06/24/2020 Class C Ordinary Shares 130,674 $25.84 D
Share Appreciation Rights C (4) 06/24/2020 Class C Ordinary Shares 65,369 $27.34 D
Share Appreciation Rights C (4) 05/01/2021 Class C Ordinary Shares 46,831 $30.81 D
Share Appreciation Rights C (4) 05/01/2022 Class C Ordinary Shares 36,955 $40.52 D
Share Appreciation Rights C (5) 05/01/2023 Class C Ordinary Shares 60,544 $31.65 D
Share Appreciation Rights C (6) 05/01/2024 Class C Ordinary Shares 56,960 $34.8 D
Share Appreciation Rights C (7) 05/01/2025 Class C Ordinary Shares 104,574 $28.94 D
Share Appreciation Rights C (8) 04/01/2029 Class C Ordinary Shares 126,442 $24.15 D
Explanation of Responses:
1. The Restricted Share Units vests on October 1, 2019.
2. Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
3. The Issuer's annual performance award program includes a shareholder incentive program that allows participants, including the Reporting Person, to receive up to 100% of their annual performance awards in ordinary shares of the Issuer in lieu of cash; thereby, aligning our employees' interests and our shareholders. The Reporting Person elected to receive such ordinary shares in respect of his 2018 annual performance award (the Bonus Shares). Based on the Reporting Person's share election, the Reporting Person also received RSUs equal to 12.5% of the Bonus Shares pursuant to the shareholder incentive program of the 2018 annual performance award program. These RSUs will vest in full on March 1, 2020, provided that the Reporting Person does not sell, transfer or otherwise dispose of the Bonus Shares through such date.
4. The SARs are immediately exercisable.
5. The SARs provide for vesting of 12.5% of the shares on November 1, 2016, and the remaining shares in 14 equal quarterly installments commencing February 1, 2017.
6. The SARs provide for vesting of 12.5% of the shares on November 1, 2017, and the remaining shares in 14 equal quarterly installments commencing February 1, 2018.
7. The SARs provide for vesting of 12.5% of the shares on November 1, 2018, and the remaining shares in 14 equal quarterly installments commencing February 1, 2019.
8. The SARs provide for vesting of 12.5% of the shares on November 1, 2019, and the remaining shares in 14 equal quarterly installments commencing February 1, 2020.
Remarks:
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.
/s/ Andrea Salvato 06/20/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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