The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
2U Inc | COM | 90214J101 | 18,354 | 487,626 | SH | SOLE | 487,626 | 0 | 0 | ||
Aerojet Rocketdyne Holdings In | COM | 007800105 | 349 | 7,793 | SH | SOLE | 0 | 0 | 7,793 | ||
Aerovironment Inc | COM | 008073108 | 25,880 | 455,880 | SH | SOLE | 0 | 0 | 455,880 | ||
Agnico Eagle Mines Ltd | COM | 008474108 | 7,357 | 143,574 | SH | SOLE | 143,574 | 0 | 0 | ||
Alamos Gold Inc | COM | 011532108 | 6,310 | 1,042,931 | SH | SOLE | 1,042,931 | 0 | 0 | ||
Albemarle Corp | COM | 012653101 | 4,389 | 62,332 | SH | SOLE | 62,332 | 0 | 0 | ||
Alcoa Corp | COM | 013872106 | 1,575 | 67,280 | SH | SOLE | 67,280 | 0 | 0 | ||
Alibaba Group Holding Ltd | COM | 01609W102 | 131,014 | 773,171 | SH | SOLE | 0 | 0 | 773,171 | ||
Alphabet Inc | COM | 02079K107 | 14,507 | 13,421 | SH | SOLE | 0 | 0 | 13,421 | ||
Amazon.com Inc | COM | 023135106 | 171,635 | 90,638 | SH | SOLE | 0 | 0 | 90,638 | ||
AngloGold Ashanti Ltd | COM | 035128206 | 6,811 | 382,438 | SH | SOLE | 382,438 | 0 | 0 | ||
ANSYS Inc | COM | 03662Q105 | 10,189 | 49,744 | SH | SOLE | 0 | 0 | 49,744 | ||
Apple Inc | COM | 037833100 | 209,976 | 1,060,915 | SH | SOLE | 0 | 0 | 1,060,915 | ||
Aptiv PLC | COM | G6095L109 | 27,390 | 338,861 | SH | SOLE | 0 | 0 | 338,861 | ||
AquaBounty Technologies Inc | COM | 03842K200 | 976 | 317,925 | SH | SOLE | 0 | 0 | 317,925 | ||
Archer-Daniels-Midland Co | COM | 039483102 | 5,691 | 139,481 | SH | SOLE | 139,481 | 0 | 0 | ||
Arcturus Therapeutics Holdings | COM | 03969T109 | 1,227 | 129,974 | SH | SOLE | 0 | 0 | 129,974 | ||
Autodesk Inc | COM | 052769106 | 481 | 2,954 | SH | SOLE | 0 | 0 | 2,954 | ||
B2Gold Corp | COM | 11777Q209 | 6,666 | 2,200,060 | SH | SOLE | 2,200,060 | 0 | 0 | ||
Baidu Inc | COM | 056752108 | 99,372 | 846,728 | SH | SOLE | 202,598 | 0 | 644,130 | ||
Baker Hughes a GE Co | COM | 05722G100 | 7,327 | 297,469 | SH | SOLE | 295,205 | 0 | 2,264 | ||
Banco Bradesco SA | COM | 059460303 | 869 | 88,447 | SH | SOLE | 0 | 0 | 88,447 | ||
Barrick Gold Corp | COM | 067901108 | 7,553 | 478,977 | SH | SOLE | 478,977 | 0 | 0 | ||
Bellicum Pharmaceuticals Inc | COM | 079481107 | 3,580 | 2,105,649 | SH | SOLE | 0 | 0 | 2,105,649 | ||
BHP Group PLC | COM | 05545E209 | 28,568 | 558,948 | SH | SOLE | 558,948 | 0 | 0 | ||
Bluebird Bio Inc | COM | 09609G100 | 17,018 | 133,786 | SH | SOLE | 0 | 0 | 133,786 | ||
Boeing Co/The | COM | 097023105 | 404 | 1,109 | SH | SOLE | 0 | 0 | 1,109 | ||
BP PLC | COM | 055622104 | 12,304 | 295,070 | SH | SOLE | 295,070 | 0 | 0 | ||
Bristol-Myers Squibb Co | COM | 110122108 | 36,472 | 804,239 | SH | SOLE | 0 | 0 | 804,239 | ||
Bunge Ltd | COM | G16962105 | 2,801 | 50,279 | SH | SOLE | 50,279 | 0 | 0 | ||
Cabot Oil & Gas Corp | COM | 127097103 | 4,616 | 201,041 | SH | SOLE | 198,456 | 0 | 2,585 | ||
Cactus Inc | COM | 127203107 | 1,565 | 47,257 | SH | SOLE | 47,257 | 0 | 0 | ||
Callon Petroleum Co | COM | 13123X102 | 3,560 | 540,255 | SH | SOLE | 540,255 | 0 | 0 | ||
Calyxt Inc | COM | 13173L107 | 6,587 | 527,782 | SH | SOLE | 0 | 0 | 527,782 | ||
Canadian Natural Resources Ltd | COM | 136385101 | 4,411 | 163,557 | SH | SOLE | 163,557 | 0 | 0 | ||
Caterpillar Inc | COM | 149123101 | 7,389 | 54,217 | SH | SOLE | 0 | 0 | 54,217 | ||
Cellectis SA | COM | 15117K103 | 19,100 | 1,224,334 | SH | SOLE | 0 | 0 | 1,224,334 | ||
Cellular Biomedicine Group Inc | COM | 15117P102 | 8,799 | 532,318 | SH | SOLE | 0 | 0 | 532,318 | ||
Cerus Corp | COM | 157085101 | 28,378 | 5,049,385 | SH | SOLE | 3,201,944 | 0 | 1,847,441 | ||
CF Industries Holdings Inc | COM | 125269100 | 4,747 | 101,622 | SH | SOLE | 101,622 | 0 | 0 | ||
Charles Schwab Corp/The | COM | 808513105 | 32,065 | 797,838 | SH | SOLE | 0 | 0 | 797,838 | ||
Chevron Corp | COM | 166764100 | 14,977 | 120,354 | SH | SOLE | 119,126 | 0 | 1,228 | ||
China Biologic Products Holdin | COM | G21515104 | 10,445 | 109,599 | SH | SOLE | 0 | 0 | 109,599 | ||
China Petroleum & Chemical Cor | COM | 16941R108 | 2,219 | 32,541 | SH | SOLE | 32,541 | 0 | 0 | ||
Codexis Inc | COM | 192005106 | 14,429 | 782,933 | SH | SOLE | 0 | 0 | 782,933 | ||
Compugen Ltd | COM | M25722105 | 6,263 | 1,631,037 | SH | SOLE | 310,976 | 0 | 1,320,061 | ||
Concho Resources Inc | COM | 20605P101 | 8,004 | 77,577 | SH | SOLE | 76,549 | 0 | 1,028 | ||
ConocoPhillips | COM | 20825C104 | 4,222 | 69,216 | SH | SOLE | 69,216 | 0 | 0 | ||
CRISPR Therapeutics AG | COM | H17182108 | 88,143 | 1,871,408 | SH | SOLE | 879,533 | 0 | 991,875 | ||
Deere & Co | COM | 244199105 | 20,347 | 122,789 | SH | SOLE | 0 | 0 | 122,789 | ||
Diamondback Energy Inc | COM | 25278X109 | 7,573 | 69,499 | SH | SOLE | 68,536 | 0 | 963 | ||
Domino's Pizza Inc | COM | 25754A201 | 7,206 | 25,894 | SH | SOLE | 0 | 0 | 25,894 | ||
Dow Inc | COM | 260557103 | 2,643 | 53,599 | SH | SOLE | 53,599 | 0 | 0 | ||
Dril-Quip Inc | COM | 262037104 | 2,053 | 42,764 | SH | SOLE | 42,764 | 0 | 0 | ||
DuPont de Nemours Inc | COM | 26614N102 | 3,991 | 53,170 | SH | SOLE | 53,170 | 0 | 0 | ||
Editas Medicine Inc | COM | 28106W103 | 76,983 | 3,111,700 | SH | SOLE | 1,617,870 | 0 | 1,493,830 | ||
Elbit Systems Ltd | COM | M3760D101 | 3,303 | 22,090 | SH | SOLE | 0 | 0 | 22,090 | ||
Ensco Rowan plc | COM | G3166L100 | 783 | 91,807 | SH | SOLE | 90,967 | 0 | 840 | ||
EOG Resources Inc | COM | 26875P101 | 5,594 | 60,051 | SH | SOLE | 59,107 | 0 | 944 | ||
EQT Corp | COM | 26884L109 | 2,681 | 169,593 | SH | SOLE | 166,971 | 0 | 2,622 | ||
Eventbrite Inc | COM | 29975E109 | 42,725 | 2,637,357 | SH | SOLE | 640,593 | 0 | 1,996,764 | ||
ExOne Co/The | COM | 302104104 | 6,607 | 708,874 | SH | SOLE | 708,874 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 18,151 | 236,864 | SH | SOLE | 235,058 | 0 | 1,806 | ||
Facebook Inc | COM | 30303M102 | 66,271 | 343,374 | SH | SOLE | 53,059 | 0 | 290,315 | ||
Fate Therapeutics Inc | COM | 31189P102 | 10,329 | 508,841 | SH | SOLE | 0 | 0 | 508,841 | ||
FLIR Systems Inc | COM | 302445101 | 2,815 | 52,032 | SH | SOLE | 0 | 0 | 52,032 | ||
Freeport-McMoRan Inc | COM | 35671D857 | 8,440 | 726,981 | SH | SOLE | 726,981 | 0 | 0 | ||
Garmin Ltd | COM | H2906T109 | 122 | 1,525 | SH | SOLE | 0 | 0 | 1,525 | ||
General Motors Co | COM | 37045V100 | 10,506 | 272,669 | SH | SOLE | 0 | 0 | 272,669 | ||
Guardant Health Inc | COM | 40131M109 | 18,167 | 210,431 | SH | SOLE | 0 | 0 | 210,431 | ||
Guidewire Software Inc | COM | 40171V100 | 60,393 | 595,711 | SH | SOLE | 0 | 0 | 595,711 | ||
Halliburton Co | COM | 406216101 | 10,345 | 454,917 | SH | SOLE | 452,251 | 0 | 2,666 | ||
HDFC Bank Ltd | COM | 40415F101 | 37,747 | 290,273 | SH | SOLE | 0 | 0 | 290,273 | ||
HEICO Corp | COM | 422806109 | 471 | 3,520 | SH | SOLE | 0 | 0 | 3,520 | ||
Hess Corp | COM | 42809H107 | 2,689 | 42,297 | SH | SOLE | 42,297 | 0 | 0 | ||
Illumina Inc | COM | 452327109 | 153,262 | 416,303 | SH | SOLE | 180,116 | 0 | 236,187 | ||
Incyte Corp | COM | 45337C102 | 13,351 | 157,143 | SH | SOLE | 0 | 0 | 157,143 | ||
Inovio Pharmaceuticals Inc | COM | 45773H201 | 14,359 | 4,884,100 | SH | SOLE | 0 | 0 | 4,884,100 | ||
Intellia Therapeutics Inc | COM | 45826J105 | 84,487 | 5,161,098 | SH | SOLE | 2,995,043 | 0 | 2,166,055 | ||
Interactive Brokers Group Inc | COM | 45841N107 | 55,095 | 1,016,504 | SH | SOLE | 0 | 0 | 1,016,504 | ||
Intercontinental Exchange Inc | COM | 45866F104 | 49,630 | 577,494 | SH | SOLE | 0 | 0 | 577,494 | ||
International Paper Co | COM | 460146103 | 10,010 | 231,075 | SH | SOLE | 231,075 | 0 | 0 | ||
Intrexon Corp | COM | 46122T102 | 20,713 | 2,704,014 | SH | SOLE | 0 | 0 | 2,704,014 | ||
Intuit Inc | COM | 461202103 | 78,876 | 301,825 | SH | SOLE | 0 | 0 | 301,825 | ||
Invitae Corp | COM | 46185L103 | 125,321 | 5,332,788 | SH | SOLE | 3,354,922 | 0 | 1,977,866 | ||
Ionis Pharmaceuticals Inc | COM | 462222100 | 19,795 | 308,002 | SH | SOLE | 0 | 0 | 308,002 | ||
Iovance Biotherapeutics Inc | COM | 462260100 | 30,996 | 1,264,096 | SH | SOLE | 0 | 0 | 1,264,096 | ||
Iridium Communications Inc | COM | 46269C102 | 728 | 31,277 | SH | SOLE | 0 | 0 | 31,277 | ||
Jagged Peak Energy Inc | COM | 47009K107 | 2,355 | 284,808 | SH | SOLE | 284,808 | 0 | 0 | ||
JD.com Inc | COM | 47215P106 | 13,790 | 455,256 | SH | SOLE | 0 | 0 | 455,256 | ||
Kratos Defense & Security Solu | COM | 50077B207 | 7,640 | 333,762 | SH | SOLE | 0 | 0 | 333,762 | ||
LendingClub Corp | COM | 52603A109 | 84,270 | 25,692,140 | SH | SOLE | 7,205,354 | 0 | 18,486,786 | ||
LendingTree Inc | COM | 52603B107 | 140,705 | 334,988 | SH | SOLE | 26,827 | 0 | 308,161 | ||
Liberty Oilfield Services Inc | COM | 53115L104 | 2,188 | 135,204 | SH | SOLE | 135,204 | 0 | 0 | ||
Linde PLC | COM | G5494J103 | 3,260 | 16,236 | SH | SOLE | 16,236 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 543 | 1,495 | SH | SOLE | 0 | 0 | 1,495 | ||
Marathon Petroleum Corp | COM | 56585A102 | 4,713 | 84,339 | SH | SOLE | 83,543 | 0 | 796 | ||
Materialise NV | COM | 57667T100 | 22,528 | 1,154,097 | SH | SOLE | 1,141,352 | 0 | 12,745 | ||
MercadoLibre Inc | COM | 58733R102 | 60,604 | 99,064 | SH | SOLE | 0 | 0 | 99,064 | ||
Mosaic Co/The | COM | 61945C103 | 2,640 | 105,468 | SH | SOLE | 105,468 | 0 | 0 | ||
NanoString Technologies Inc | COM | 63009R109 | 75,519 | 2,488,261 | SH | SOLE | 1,584,062 | 0 | 904,199 | ||
Nasdaq Inc | COM | 631103108 | 47,206 | 490,863 | SH | SOLE | 0 | 0 | 490,863 | ||
Netflix Inc | COM | 64110L106 | 20,191 | 54,968 | SH | SOLE | 28,142 | 0 | 26,826 | ||
Newmont Goldcorp Corp | COM | 651639106 | 3,466 | 90,095 | SH | SOLE | 90,095 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 7,373 | 133,803 | SH | SOLE | 133,803 | 0 | 0 | ||
Nutanix Inc | COM | 67059N108 | 11,564 | 445,808 | SH | SOLE | 445,808 | 0 | 0 | ||
Nutrien Ltd | COM | 67077M108 | 20,783 | 388,750 | SH | SOLE | 388,750 | 0 | 0 | ||
NVIDIA Corp | COM | 67066G104 | 202,400 | 1,232,418 | SH | SOLE | 282,044 | 0 | 950,374 | ||
NXP Semiconductors NV | COM | N6596X109 | 11,623 | 119,077 | SH | SOLE | 0 | 0 | 119,077 | ||
Occidental Petroleum Corp | COM | 674599105 | 6,256 | 124,426 | SH | SOLE | 123,138 | 0 | 1,288 | ||
Oceaneering International Inc | COM | 675232102 | 2,464 | 120,851 | SH | SOLE | 120,851 | 0 | 0 | ||
Oil States International Inc | COM | 678026105 | 5,730 | 313,099 | SH | SOLE | 310,506 | 0 | 2,593 | ||
ONEOK Inc | COM | 682680103 | 2,570 | 37,345 | SH | SOLE | 35,794 | 0 | 1,551 | ||
Organovo Holdings Inc | COM | 68620A104 | 5,703 | 10,904,563 | SH | SOLE | 6,931,873 | 0 | 3,972,690 | ||
Packaging Corp of America | COM | 695156109 | 4,322 | 45,343 | SH | SOLE | 45,343 | 0 | 0 | ||
Patterson-UTI Energy Inc | COM | 703481101 | 3,552 | 308,625 | SH | SOLE | 305,588 | 0 | 3,037 | ||
PayPal Holdings Inc | COM | 70450Y103 | 125,105 | 1,093,002 | SH | SOLE | 0 | 0 | 1,093,002 | ||
PerkinElmer Inc | COM | 714046109 | 13,375 | 138,827 | SH | SOLE | 0 | 0 | 138,827 | ||
PetroChina Co Ltd | COM | 71646E100 | 1,990 | 36,138 | SH | SOLE | 36,138 | 0 | 0 | ||
Petroleo Brasileiro SA | COM | 71654V408 | 1,866 | 119,844 | SH | SOLE | 119,844 | 0 | 0 | ||
Phillips 66 | COM | 718546104 | 4,175 | 44,635 | SH | SOLE | 44,635 | 0 | 0 | ||
Pinduoduo Inc | COM | 722304102 | 68,816 | 3,335,739 | SH | SOLE | 0 | 0 | 3,335,739 | ||
Pioneer Natural Resources Co | COM | 723787107 | 4,650 | 30,224 | SH | SOLE | 29,707 | 0 | 517 | ||
Pluristem Therapeutics Inc | COM | 72940R102 | 1,168 | 1,882,401 | SH | SOLE | 0 | 0 | 1,882,401 | ||
Proto Labs Inc | COM | 743713109 | 19,082 | 164,471 | SH | SOLE | 160,234 | 0 | 4,237 | ||
Regeneron Pharmaceuticals Inc | COM | 75886F107 | 38,716 | 123,692 | SH | SOLE | 0 | 0 | 123,692 | ||
Rio Tinto PLC | COM | 767204100 | 24,068 | 386,070 | SH | SOLE | 386,070 | 0 | 0 | ||
Royal Dutch Shell PLC | COM | 780259206 | 17,022 | 261,596 | SH | SOLE | 261,596 | 0 | 0 | ||
RPC Inc | COM | 749660106 | 1,855 | 257,235 | SH | SOLE | 255,165 | 0 | 2,070 | ||
Rubius Therapeutics Inc | COM | 78116T103 | 19,728 | 1,254,158 | SH | SOLE | 0 | 0 | 1,254,158 | ||
salesforce.com Inc | COM | 79466L302 | 101,345 | 667,928 | SH | SOLE | 126,664 | 0 | 541,264 | ||
Sarepta Therapeutics Inc | COM | 803607100 | 13,294 | 87,492 | SH | SOLE | 0 | 0 | 87,492 | ||
Schlumberger Ltd | COM | 806857108 | 16,787 | 422,417 | SH | SOLE | 419,855 | 0 | 2,562 | ||
Seres Therapeutics Inc | COM | 81750R102 | 15,595 | 4,843,074 | SH | SOLE | 2,389,790 | 0 | 2,453,284 | ||
Shopify Inc | COM | 82509L107 | 52,361 | 174,448 | SH | SOLE | 0 | 0 | 174,448 | ||
Southern Copper Corp | COM | 84265V105 | 3,442 | 88,608 | SH | SOLE | 88,608 | 0 | 0 | ||
Spirit AeroSystems Holdings In | COM | 848574109 | 330 | 4,054 | SH | SOLE | 0 | 0 | 4,054 | ||
Splunk Inc | COM | 848637104 | 108,672 | 864,193 | SH | SOLE | 137,017 | 0 | 727,176 | ||
Spotify Technology SA | COM | L8681T102 | 32,497 | 222,244 | SH | SOLE | 175,673 | 0 | 46,571 | ||
Square Inc | COM | 852234103 | 365,163 | 5,034,654 | SH | SOLE | 858,426 | 0 | 4,176,228 | ||
Steel Dynamics Inc | COM | 858119100 | 5,455 | 180,642 | SH | SOLE | 180,642 | 0 | 0 | ||
Stratasys Ltd | COM | M85548101 | 86,615 | 2,949,096 | SH | SOLE | 2,923,270 | 0 | 25,826 | ||
Suncor Energy Inc | COM | 867224107 | 8,422 | 270,274 | SH | SOLE | 267,466 | 0 | 2,808 | ||
Synopsys Inc | COM | 871607107 | 6,136 | 47,680 | SH | SOLE | 0 | 0 | 47,680 | ||
Syros Pharmaceuticals Inc | COM | 87184Q107 | 27,667 | 2,987,763 | SH | SOLE | 1,383,550 | 0 | 1,604,213 | ||
Taiwan Semiconductor Manufactu | COM | 874039100 | 61,731 | 1,575,979 | SH | SOLE | 0 | 0 | 1,575,979 | ||
TechnipFMC PLC | COM | G87110105 | 7,072 | 272,633 | SH | SOLE | 270,245 | 0 | 2,388 | ||
Teck Resources Ltd | COM | 878742204 | 7,491 | 324,863 | SH | SOLE | 324,863 | 0 | 0 | ||
Teladoc Health Inc | COM | 87918A105 | 47,933 | 721,771 | SH | SOLE | 238,394 | 0 | 483,377 | ||
Teledyne Technologies Inc | COM | 879360105 | 320 | 1,170 | SH | SOLE | 0 | 0 | 1,170 | ||
Tencent Music Entertainment Gr | COM | 88034P109 | 19 | 1,257 | SH | SOLE | 0 | 0 | 1,257 | ||
Teradyne Inc | COM | 880770102 | 36,879 | 769,746 | SH | SOLE | 437,398 | 0 | 332,348 | ||
Tesla Inc | COM | 88160R101 | 146,745 | 656,695 | SH | SOLE | 429,868 | 0 | 226,827 | ||
Thermo Fisher Scientific Inc | COM | 883556102 | 19,278 | 65,643 | SH | SOLE | 0 | 0 | 65,643 | ||
TOTAL SA | COM | 89151E109 | 15,560 | 278,904 | SH | SOLE | 278,904 | 0 | 0 | ||
TransUnion | COM | 89400J107 | 36,305 | 493,876 | SH | SOLE | 0 | 0 | 493,876 | ||
Trimble Inc | COM | 896239100 | 25,916 | 574,497 | SH | SOLE | 0 | 0 | 574,497 | ||
Twilio Inc | COM | 90138F102 | 35,378 | 259,468 | SH | SOLE | 0 | 0 | 259,468 | ||
Twitter Inc | COM | 90184L102 | 110,597 | 3,168,974 | SH | SOLE | 1,026,956 | 0 | 2,142,018 | ||
Univar Inc | COM | 91336L107 | 2,457 | 111,488 | SH | SOLE | 111,488 | 0 | 0 | ||
Valero Energy Corp | COM | 91913Y100 | 2,441 | 28,508 | SH | SOLE | 28,508 | 0 | 0 | ||
Veracyte Inc | COM | 92337F107 | 61,247 | 2,148,248 | SH | SOLE | 1,029,746 | 0 | 1,118,502 | ||
Verisk Analytics Inc | COM | 92345Y106 | 61,535 | 420,149 | SH | SOLE | 0 | 0 | 420,149 | ||
Vertex Pharmaceuticals Inc | COM | 92532F100 | 19,358 | 105,560 | SH | SOLE | 0 | 0 | 105,560 | ||
Weyerhaeuser Co | COM | 962166104 | 7,123 | 270,436 | SH | SOLE | 270,436 | 0 | 0 | ||
Williams Cos Inc/The | COM | 969457100 | 3,282 | 117,061 | SH | SOLE | 117,061 | 0 | 0 | ||
Xilinx Inc | COM | 983919101 | 39,004 | 330,765 | SH | SOLE | 126,465 | 0 | 204,300 | ||
Zillow Group Inc | COM | 98954M200 | 166,133 | 3,581,222 | SH | SOLE | 516,165 | 0 | 3,065,057 |