The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO COM 88579Y101 667 3,850 SH   SOLE   3,850 0 0
ABBVIE INC COM 00287Y109 0 200 SH Call SOLE   200 0 0
ABBVIE INC COM 00287Y109 342 4,707 SH   SOLE   4,707 0 0
ABBVIE INC COM 00287Y109 0 200 SH Put SOLE   200 0 0
ALASKA AIR GROUP INC COM 011659109 1,120 17,530 SH   SOLE   17,530 0 0
ALBEMARLE CORP COM 012653101 285 4,041 SH   SOLE   4,041 0 0
ALLERGAN PLC SHS G0177J108 446 2,664 SH   SOLE   2,664 0 0
ALPHABET INC CAP STK CL C 02079K107 746 690 SH   SOLE   690 0 0
ALTRIA GROUP INC COM 02209S103 375 7,910 SH   SOLE   7,910 0 0
AMGEN INC COM 031162100 479 2,600 SH   SOLE   2,600 0 0
APPLE INC COM 037833100 549 2,775 SH   SOLE   2,775 0 0
APPLE INC COM 037833100 5 500 SH Call SOLE   500 0 0
AXSOME THERAPEUTICS INC COM 05464T104 33,535 1,302,346 SH   SOLE   1,302,346 0 0
BANK AMER CORP COM 060505104 589 20,300 SH   SOLE   20,300 0 0
BGC PARTNERS INC CL A 05541T101 179 34,177 SH   SOLE   34,177 0 0
BLACKROCK INC COM 09247X101 329 700 SH   SOLE   700 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 173 11,516 SH   SOLE   11,516 0 0
BLACKSTONE GROUP L P COM UNIT LTD 09253U108 267 6,000 SH   SOLE   6,000 0 0
CAPITAL ONE FINL CORP COM 14040H105 10,542 116,176 SH   SOLE   116,176 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 497 10,667 SH   SOLE   10,667 0 0
CENTERPOINT ENERGY INC COM 15189T107 917 32,044 SH   SOLE   32,044 0 0
CIDARA THERAPEUTICS INC COM 171757107 948 564,313 SH   SOLE   564,313 0 0
COMERICA INC COM 200340107 1,993 27,433 SH   SOLE   27,433 0 0
CONAGRA BRANDS INC COM 205887102 442 16,672 SH   SOLE   16,672 0 0
CONSTELLATION BRANDS INC CL A 21036P108 495 2,515 SH   SOLE   2,515 0 0
CUMMINS INC COM 231021106 600 3,500 SH   SOLE   3,500 0 0
DISCOVERY INC COM SER C 25470F302 439 15,429 SH   SOLE   15,429 0 0
DISCOVERY INC COM SER A 25470F104 442 14,394 SH   SOLE   14,394 0 0
DISNEY WALT CO COM DISNEY 254687106 461 3,301 SH   SOLE   3,301 0 0
DOVER CORP COM 260003108 503 5,018 SH   SOLE   5,018 0 0
DUKE ENERGY CORP NEW COM NEW 26441C204 1,406 15,931 SH   SOLE   15,931 0 0
EASTMAN CHEMICAL CO COM 277432100 1,288 16,543 SH   SOLE   16,543 0 0
EATON CORP PLC SHS G29183103 583 7,000 SH   SOLE   7,000 0 0
EATON VANCE CALIF MUN BD FD COM 27828A100 150 13,579 SH   SOLE   13,579 0 0
EVEREST RE GROUP LTD COM G3223R108 2,302 9,312 SH   SOLE   9,312 0 0
EXXON MOBIL CORP COM 30231G102 345 4,500 SH   SOLE   4,500 0 0
FIFTH THIRD BANCORP COM 316773100 1,088 39,008 SH   SOLE   39,008 0 0
FOOT LOCKER INC COM 344849104 681 16,236 SH   SOLE   16,236 0 0
GENERAL MTRS CO COM 37045V100 1,253 32,518 SH   SOLE   32,518 0 0
HASBRO INC COM 418056107 463 4,383 SH   SOLE   4,383 0 0
HCP INC COM 40414L109 1,005 31,432 SH   SOLE   31,432 0 0
HENRY JACK & ASSOC INC COM 426281101 290 2,167 SH   SOLE   2,167 0 0
HOME DEPOT INC COM 437076102 416 2,000 SH   SOLE   2,000 0 0
HONEYWELL INTL INC COM 438516106 786 4,500 SH   SOLE   4,500 0 0
ILLINOIS TOOL WKS INC COM 452308109 603 4,000 SH   SOLE   4,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 207 1,500 SH   SOLE   1,500 0 0
INTERPUBLIC GROUP COS INC COM 460690100 987 43,686 SH   SOLE   43,686 0 0
IRON MTN INC NEW COM 46284V101 868 27,743 SH   SOLE   27,743 0 0
ISHARES TR MORTGE REL ETF 46435G342 370 8,763 SH   SOLE   8,763 0 0
JOHNSON & JOHNSON COM 478160104 384 2,759 SH   SOLE   2,759 0 0
JPMORGAN CHASE & CO COM 46625H100 458 4,100 SH   SOLE   4,100 0 0
KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 1,095 27,727 SH   SOLE   27,727 0 0
KIMBERLY CLARK CORP COM 494368103 614 4,605 SH   SOLE   4,605 0 0
KRAFT HEINZ CO COM 500754106 931 29,985 SH   SOLE   29,985 0 0
KROGER CO COM 501044101 868 39,991 SH   SOLE   39,991 0 0
KURA ONCOLOGY INC COM 50127T109 5,248 266,527 SH   SOLE   266,527 0 0
MEDTRONIC PLC SHS G5960L103 341 3,500 SH   SOLE   3,500 0 0
MERCK & CO INC COM 58933Y105 252 3,000 SH   SOLE   3,000 0 0
METLIFE INC COM 59156R108 1,148 23,111 SH   SOLE   23,111 0 0
MICROSOFT CORP COM 594918104 522 3,900 SH   SOLE   3,900 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 374 2,241 SH   SOLE   2,241 0 0
NEURALSTEM INC COM NEW 64127R401 48 164,394 SH   SOLE   164,394 0 0
NEWELL BRANDS INC COM 651229106 989 64,133 SH   SOLE   64,133 0 0
NIELSEN HLDGS PLC SHS EUR G6518L108 939 41,562 SH   SOLE   41,562 0 0
NORDSTROM INC COM 655664100 243 7,640 SH   SOLE   7,640 0 0
OMNICOM GROUP INC COM 681919106 1,105 13,478 SH   SOLE   13,478 0 0
PEPSICO INC COM 713448108 393 3,000 SH   SOLE   3,000 0 0
PHILIP MORRIS INTL INC COM 718172109 419 5,334 SH   SOLE   5,334 0 0
PROCTER AND GAMBLE CO COM 742718109 548 5,000 SH   SOLE   5,000 0 0
PUBLIC SVC ENTERPRISE GRP IN COM 744573106 402 6,842 SH   SOLE   6,842 0 0
RA MED SYS INC COM 74933X104 1,903 525,680 SH   SOLE   525,680 0 0
SCHLUMBERGER LTD COM 806857108 428 10,770 SH   SOLE   10,770 0 0
SMUCKER J M CO COM NEW 832696405 439 3,809 SH   SOLE   3,809 0 0
SPDR SERIES TRUST SPDR BLOOMBERG 78468R663 54,579 595,781 SH   SOLE   595,781 0 0
ULTA BEAUTY INC COM 90384S303 504 1,454 SH   SOLE   1,454 0 0
US BANCORP DEL COM NEW 902973304 278 5,308 SH   SOLE   5,308 0 0
VENTAS INC COM 92276F100 857 12,536 SH   SOLE   12,536 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 362 6,334 SH   SOLE   6,334 0 0
VIACOM INC NEW CL B 92553P201 414 13,857 SH   SOLE   13,857 0 0
WASTE MGMT INC DEL COM 94106L109 611 5,300 SH   SOLE   5,300 0 0
WELLTOWER INC COM 95040Q104 1,034 12,678 SH   SOLE   12,678 0 0
WHIRLPOOL CORP COM 963320106 563 3,958 SH   SOLE   3,958 0 0
WYNN RESORTS LTD COM 983134107 783 6,316 SH   SOLE   6,316 0 0