The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
B. Riley Wealth Management, Inc. ABBOTT LABS 002824100 67 800 SH   SOLE   800 0 0
B. Riley Wealth Management, Inc. ABBOTT LABS COM 002824100 533 6,335 SH   SOLE   0 0 6,335
B. Riley Wealth Management, Inc. AIR PRODS & CHEMS INC COM 009158106 212 937 SH   SOLE   0 0 937
B. Riley Wealth Management, Inc. ALIMERA SCIENCES INC COM 016259103 143 160,567 SH   SOLE   0 0 160,567
B. Riley Wealth Management, Inc. AMARIN CORP PLC SPONS ADR NEW 023111206 205 10,550 SH   SOLE   0 0 10,550
B. Riley Wealth Management, Inc. AMAZON COM INC 023135106 205 108 SH   SOLE   108 0 0
B. Riley Wealth Management, Inc. AMAZON.COM INC 023135106 11,858 6,262 SH   SOLE   0 0 6,262
B. Riley Wealth Management, Inc. AMERICAN ELEC PWR CO INC 025537101 9 100 SH   SOLE   100 0 0
B. Riley Wealth Management, Inc. AMERICAN ELEC PWR CO INC COM 025537101 202 2,291 SH   SOLE   0 0 2,290
B. Riley Wealth Management, Inc. AMERICAN WATER WORKS CO 030420103 561 4,840 SH   SOLE   0 0 4,840
B. Riley Wealth Management, Inc. AMGEN INC 031162100 338 1,832 SH   SOLE   0 0 1,831
B. Riley Wealth Management, Inc. AMPHENOL CORP CL A 032095101 1,739 18,128 SH   SOLE   0 0 18,128
B. Riley Wealth Management, Inc. APOLLO GLOBAL MGMT LLC COM NPV CL A SHS 037612306 211 6,155 SH   SOLE   0 0 6,154
B. Riley Wealth Management, Inc. APOLLO SR FLOATING RATE FD I 037636107 733 49,055 SH   SOLE   49,055 0 0
B. Riley Wealth Management, Inc. APOLLO TACTICAL INCOME FD IN 037638103 250 16,932 SH   SOLE   16,932 0 0
B. Riley Wealth Management, Inc. APPLE INC 037833100 1,813 9,161 SH   SOLE   9,161 0 0
B. Riley Wealth Management, Inc. APPLE INC 037833100 10,521 53,156 SH   SOLE   0 0 53,155
B. Riley Wealth Management, Inc. AUTOMATIC DATA PROCESSING INC COM 053015103 303 1,834 SH   SOLE   0 0 1,833
B. Riley Wealth Management, Inc. AVERY DENNISON CORP 053611109 14 124 SH   SOLE   124 0 0
B. Riley Wealth Management, Inc. AVERY DENNISON CORP COM 053611109 356 3,075 SH   SOLE   0 0 3,075
B. Riley Wealth Management, Inc. BP PLC SPONSORED ADR 055622104 418 10,020 SH   SOLE   0 0 10,019
B. Riley Wealth Management, Inc. BRT APARTMENTS CORP 055645303 800 56,616 SH   SOLE   56,616 0 0
B. Riley Wealth Management, Inc. BANK AMER CORP COM 060505104 1,011 34,878 SH   SOLE   0 0 34,877
B. Riley Wealth Management, Inc. BECTON DICKINSON & CO COM 075887109 263 1,045 SH   SOLE   0 0 1,045
B. Riley Wealth Management, Inc. BERKLEY W R CORP COM 084423102 488 7,408 SH   SOLE   0 0 7,407
B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL 084670108 318 1 SH   SOLE   1 0 0
B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL 084670702 565 2,650 SH   SOLE   2,650 0 0
B. Riley Wealth Management, Inc. BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,187 5,567 SH   SOLE   0 0 5,567
B. Riley Wealth Management, Inc. BILIBILI INC SPONS ADS REP Z 090040106 182 11,208 SH   SOLE   0 0 11,208
B. Riley Wealth Management, Inc. BOEING CO COM 097023105 872 2,395 SH   SOLE   0 0 2,394
B. Riley Wealth Management, Inc. BOOZ ALLEN HAMILTON HLDG CORP CL A 099502106 348 5,260 SH   SOLE   0 0 5,259
B. Riley Wealth Management, Inc. BRISTOL MYERS SQUIBB CO 110122108 4 100 SH   SOLE   100 0 0
B. Riley Wealth Management, Inc. BRISTOL MYERS SQUIBB CO COM 110122108 310 6,846 SH   SOLE   0 0 6,846
B. Riley Wealth Management, Inc. CBS CORP CL B 124857202 302 6,058 SH   SOLE   0 0 6,058
B. Riley Wealth Management, Inc. CSW INDUSTRIALS INC COM 126402106 273 4,000 SH   SOLE   0 0 4,000
B. Riley Wealth Management, Inc. CVS HEALTH CORP 126650100 41 750 SH   SOLE   750 0 0
B. Riley Wealth Management, Inc. CVS HEALTH CORP COM 126650100 419 7,687 SH   SOLE   0 0 7,686
B. Riley Wealth Management, Inc. CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 771 19,910 SH   SOLE   0 0 19,910
B. Riley Wealth Management, Inc. CARACO PHARMACEUTICAL LABORATORIES LTD 140755109 723 33,630 SH   SOLE   0 0 33,630
B. Riley Wealth Management, Inc. CATERPILLAR INC DEL COM 149123101 390 2,860 SH   SOLE   0 0 2,860
B. Riley Wealth Management, Inc. CHEVRON CORP NEW 166764100 3,118 25,054 SH   SOLE   25,054 0 0
B. Riley Wealth Management, Inc. CHEVRON CORP NEW COM 166764100 2,795 22,460 SH   SOLE   0 0 22,459
B. Riley Wealth Management, Inc. CITIGROUP INC 172967424 25 353 SH   SOLE   353 0 0
B. Riley Wealth Management, Inc. CITIGROUP INC 172967424 650 9,287 SH   SOLE   0 0 9,287
B. Riley Wealth Management, Inc. COCA COLA CO 191216100 10 200 SH   SOLE   200 0 0
B. Riley Wealth Management, Inc. COCA COLA CO COM 191216100 1,030 20,226 SH   SOLE   0 0 20,225
B. Riley Wealth Management, Inc. COLGATE PALMOLIVE CO COM 194162103 248 3,461 SH   SOLE   0 0 3,461
B. Riley Wealth Management, Inc. CORNING INC COM 219350105 257 7,732 SH   SOLE   0 0 7,731
B. Riley Wealth Management, Inc. CUMMINS INC COM 231021106 209 1,219 SH   SOLE   0 0 1,219
B. Riley Wealth Management, Inc. DELTA AIR LINES INC DEL 247361702 85 1,500 SH   SOLE   1,500 0 0
B. Riley Wealth Management, Inc. DELTA AIR LINES INC DEL CMN 247361702 356 6,268 SH   SOLE   0 0 6,268
B. Riley Wealth Management, Inc. DISNEY WALT CO 254687106 297 2,125 SH   SOLE   2,125 0 0
B. Riley Wealth Management, Inc. DISNEY WALT CO COM DISNEY 254687106 1,067 7,643 SH   SOLE   0 0 7,642
B. Riley Wealth Management, Inc. DOCUSIGN INC 256163106 2,039 41,010 SH   SOLE   41,010 0 0
B. Riley Wealth Management, Inc. DOCUSIGN INC COM 256163106 10 200 SH   SOLE   0 0 200
B. Riley Wealth Management, Inc. DOUBLELINE INCOME SOLUTIONS 258622109 1,810 90,648 SH   SOLE   90,648 0 0
B. Riley Wealth Management, Inc. DOUBLELINE INCOME SOLUTIONS FUND 258622109 10 500 SH   SOLE   0 0 500
B. Riley Wealth Management, Inc. DOW INC COM 260557103 701 14,217 SH   SOLE   0 0 14,216
B. Riley Wealth Management, Inc. EMERSON ELEC CO COM 291011104 277 4,149 SH   SOLE   0 0 4,149
B. Riley Wealth Management, Inc. ENTERPRISE PRODS PARTNERS L 293792107 29 1,000 SH   SOLE   1,000 0 0
B. Riley Wealth Management, Inc. ENTERPRISE PRODS PARTNERS L P 293792107 3,046 105,498 SH   SOLE   0 0 105,498
B. Riley Wealth Management, Inc. FIRST TR MORNINGSTARDIVID LEADERS INDEX FD SHS 336917109 286 9,348 SH   SOLE   0 0 9,348
B. Riley Wealth Management, Inc. FIRST TR IPOX 100 INDEX FD SHS 336920103 223 2,861 SH   SOLE   0 0 2,861
B. Riley Wealth Management, Inc. FIRST TR NASDAQ 100 EQUAL WEIGHTED INDEXISIN#US3373441050 FD SHS 337344105 469 7,032 SH   SOLE   0 0 7,032
B. Riley Wealth Management, Inc. FISERV INC 337738108 24 266 SH   SOLE   266 0 0
B. Riley Wealth Management, Inc. FISERV INC 337738108 180 1,980 SH   SOLE   0 0 1,980
B. Riley Wealth Management, Inc. FOOT LOCKER INC COM 344849104 906 21,611 SH   SOLE   0 0 21,611
B. Riley Wealth Management, Inc. FORD MOTOR COMPANY 345370860 214 20,891 SH   SOLE   0 0 20,891
B. Riley Wealth Management, Inc. GENERAL ELECTRIC CO 369604103 41 3,880 SH   SOLE   3,880 0 0
B. Riley Wealth Management, Inc. GENERAL ELECTRIC CO COM 369604103 341 32,514 SH   SOLE   0 0 32,514
B. Riley Wealth Management, Inc. GENERAL MLS INC COM 370334104 276 5,250 SH   SOLE   0 0 5,250
B. Riley Wealth Management, Inc. GILEAD SCIENCES INC 375558103 507 7,500 SH   SOLE   0 0 7,500
B. Riley Wealth Management, Inc. GOLDMAN SACHS ACCESS TREASURY 0-1 YEAR ETF 381430529 202 2,012 SH   SOLE   0 0 2,012
B. Riley Wealth Management, Inc. GORDON POINTE ACQUISITION CO 382788107 842 91,200 SH   SOLE   91,200 0 0
B. Riley Wealth Management, Inc. HENRY JACK & ASSOC INC 426281101 353 2,634 SH   SOLE   0 0 2,634
B. Riley Wealth Management, Inc. HENRY JACK &ASSOC INC 426281101 13 100 SH   SOLE   100 0 0
B. Riley Wealth Management, Inc. HI-CRUSH PARTNERS LPCOM UNIT PARTNER INTS 428337109 55 22,500 SH   SOLE   0 0 22,500
B. Riley Wealth Management, Inc. HOME DEPOT 437076102 5,390 25,915 SH   SOLE   0 0 25,915
B. Riley Wealth Management, Inc. HOME DEPOT INC 437076102 283 1,360 SH   SOLE   1,360 0 0
B. Riley Wealth Management, Inc. HONEYWELL INTL INC 438516106 48 276 SH   SOLE   276 0 0
B. Riley Wealth Management, Inc. HONEYWELL INTL INC 438516106 2,990 17,123 SH   SOLE   0 0 17,122
B. Riley Wealth Management, Inc. HORMEL FOODS CORP COM 440452100 341 8,401 SH   SOLE   0 0 8,401
B. Riley Wealth Management, Inc. HUNTINGTON BANCSHARES INC COM 446150104 138 10,005 SH   SOLE   0 0 10,005
B. Riley Wealth Management, Inc. ILLINOIS TOOL WKS INC COM 452308109 467 3,095 SH   SOLE   0 0 3,094
B. Riley Wealth Management, Inc. INTEL CORP 458140100 24 500 SH   SOLE   500 0 0
B. Riley Wealth Management, Inc. INTEL CORP COM 458140100 2,156 45,039 SH   SOLE   0 0 45,038
B. Riley Wealth Management, Inc. INTL BUSINESS MACHINES 459200101 1,238 8,974 SH   SOLE   0 0 8,974
B. Riley Wealth Management, Inc. ISHARES INC 464286400 334 7,640 SH   SOLE   7,640 0 0
B. Riley Wealth Management, Inc. ISHARES INC 464286525 1,332 14,463 SH   SOLE   14,463 0 0
B. Riley Wealth Management, Inc. ISHARES DJ SELECT DIVIDEND 464287168 2,411 24,221 SH   SOLE   0 0 24,221
B. Riley Wealth Management, Inc. ISHARES TR 464287168 848 8,520 SH   SOLE   8,520 0 0
B. Riley Wealth Management, Inc. ISHARES TIPS BOND ETF 464287176 358 3,096 SH   SOLE   0 0 3,095
B. Riley Wealth Management, Inc. ISHARES S&P 500 INDEX 464287200 5,352 18,159 SH   SOLE   0 0 18,159
B. Riley Wealth Management, Inc. ISHARES AGGREGATE BOND ETF 464287226 1,106 9,931 SH   SOLE   0 0 9,931
B. Riley Wealth Management, Inc. ISHARES TR 464287234 465 10,829 SH   SOLE   10,829 0 0
B. Riley Wealth Management, Inc. ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF 464287242 241 1,934 SH   SOLE   0 0 1,934
B. Riley Wealth Management, Inc. ISHARES TR 464287242 867 6,969 SH   SOLE   6,969 0 0
B. Riley Wealth Management, Inc. ISHARES S&P 500 GROWTH ETF 464287309 995 5,552 SH   SOLE   0 0 5,552
B. Riley Wealth Management, Inc. ISHARES 7-10 YR TREASURY BOND ETF 464287440 1,951 17,732 SH   SOLE   0 0 17,732
B. Riley Wealth Management, Inc. ISHARES 1-3 YR TREASURY BOND ETF 464287457 2,511 29,620 SH   SOLE   0 0 29,619
B. Riley Wealth Management, Inc. ISHARES MSCI EAFE ETF 464287465 9,759 148,465 SH   SOLE   0 0 148,464
B. Riley Wealth Management, Inc. ISHARES TR 464287465 1,049 15,966 SH   SOLE   15,966 0 0
B. Riley Wealth Management, Inc. ISHARES RUSSELL MIDCAP VALUE INDEX 464287473 2,020 22,658 SH   SOLE   0 0 22,658
B. Riley Wealth Management, Inc. ISHARES TR 464287473 56 629 SH   SOLE   629 0 0
B. Riley Wealth Management, Inc. ISHARES RUSSELL MIDCAP GROWTH ETF 464287481 5,732 40,197 SH   SOLE   0 0 40,197
B. Riley Wealth Management, Inc. ISHARES TR 464287481 75 527 SH   SOLE   527 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464287499 3,468 62,071 SH   SOLE   62,071 0 0
B. Riley Wealth Management, Inc. ISHARES TR RUSSELL MIDCAP INDEX FD 464287499 5,148 92,144 SH   SOLE   0 0 92,143
B. Riley Wealth Management, Inc. ISHARES CORE S&P MID CAP ETF 464287507 341 1,754 SH   SOLE   0 0 1,753
B. Riley Wealth Management, Inc. ISHARES TR 464287507 508 2,616 SH   SOLE   2,616 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464287556 652 5,978 SH   SOLE   5,978 0 0
B. Riley Wealth Management, Inc. ISHARES COHEN & STEERS REIT ETF 464287564 232 2,057 SH   SOLE   0 0 2,057
B. Riley Wealth Management, Inc. ISHARES RUSSELL 1000 VALUE ETF 464287598 542 4,259 SH   SOLE   0 0 4,259
B. Riley Wealth Management, Inc. ISHARES TR 464287598 121 952 SH   SOLE   952 0 0
B. Riley Wealth Management, Inc. ISHARES S&P MIDCAP 400 GROWTH INDEX 464287606 258 1,139 SH   SOLE   0 0 1,138
B. Riley Wealth Management, Inc. ISHARES TR 464287606 25 111 SH   SOLE   111 0 0
B. Riley Wealth Management, Inc. ISHARES RUSSELL 1000 GROWTH ETF 464287614 610 3,878 SH   SOLE   0 0 3,877
B. Riley Wealth Management, Inc. ISHARES TR 464287614 282 1,792 SH   SOLE   1,792 0 0
B. Riley Wealth Management, Inc. ISHARES TR RUSSELL 1000 INDEX ETF 464287622 741 4,550 SH   SOLE   0 0 4,549
B. Riley Wealth Management, Inc. ISHARES TR 464287648 473 2,357 SH   SOLE   2,357 0 0
B. Riley Wealth Management, Inc. ISHARES RUSSELL 2000 ETF 464287655 547 3,517 SH   SOLE   0 0 3,517
B. Riley Wealth Management, Inc. ISHARES TR 464287655 111 714 SH   SOLE   714 0 0
B. Riley Wealth Management, Inc. ISHARES US REAL ESTATE ETF 464287739 320 3,665 SH   SOLE   0 0 3,665
B. Riley Wealth Management, Inc. ISHARES S&P SMALLCAP 600 ETF 464287804 718 9,178 SH   SOLE   0 0 9,178
B. Riley Wealth Management, Inc. ISHARES TR 464287804 108 1,384 SH   SOLE   1,384 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288240 906 19,383 SH   SOLE   19,383 0 0
B. Riley Wealth Management, Inc. ISHARES MSCI EAFE SMALL CAP ETF 464288273 219 3,807 SH   SOLE   0 0 3,807
B. Riley Wealth Management, Inc. ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF 464288281 352 3,109 SH   SOLE   0 0 3,109
B. Riley Wealth Management, Inc. ISHARES TR 464288281 712 6,283 SH   SOLE   6,283 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288323 1,108 19,517 SH   SOLE   19,517 0 0
B. Riley Wealth Management, Inc. ISHARES CALIFORNIA MUNI BOND ETF 464288356 663 10,928 SH   SOLE   0 0 10,928
B. Riley Wealth Management, Inc. ISHARES TR 464288356 387 6,382 SH   SOLE   6,382 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288414 1,117 9,875 SH   SOLE   9,875 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288448 1,175 38,247 SH   SOLE   38,247 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288646 1,115 20,868 SH   SOLE   20,868 0 0
B. Riley Wealth Management, Inc. ISHARES S&P U.S. PREFERRED STOCK ETF 464288687 2,609 70,789 SH   SOLE   0 0 70,789
B. Riley Wealth Management, Inc. ISHARES TR 464288687 9 262 SH   SOLE   262 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288695 168 2,579 SH   SOLE   2,579 0 0
B. Riley Wealth Management, Inc. ISHARES TR 464288760 89 416 SH   SOLE   416 0 0
B. Riley Wealth Management, Inc. ISHARES TR DOW JONESUS AEROSPACE & DEF 464288760 129 601 SH   SOLE   0 0 600
B. Riley Wealth Management, Inc. ISHARES TR DOW JONES US MEDICAL DEVICES INDEX 464288810 1,223 5,079 SH   SOLE   0 0 5,078
B. Riley Wealth Management, Inc. ISHARES MSCI EAFE GROWTH INDEX ETF 464288885 7,492 92,754 SH   SOLE   0 0 92,754
B. Riley Wealth Management, Inc. ISHARES TRUST RUSSELL 200 GROWTH INDEX FD 464289438 4,039 47,071 SH   SOLE   0 0 47,071
B. Riley Wealth Management, Inc. JOHNSON & JOHNSON COM 478160104 3,636 26,108 SH   SOLE   0 0 26,108
B. Riley Wealth Management, Inc. JOHNSON &JOHNSON 478160104 162 1,160 SH   SOLE   1,160 0 0
B. Riley Wealth Management, Inc. KAYNE ANDERSN MLP MIDS INVT 486606106 286 18,665 SH   SOLE   18,665 0 0
B. Riley Wealth Management, Inc. KENNEDY-WILSON HLDGS INC COM 489398107 260 12,620 SH   SOLE   0 0 12,620
B. Riley Wealth Management, Inc. KIMBERLY CLARK CORP COM 494368103 205 1,537 SH   SOLE   0 0 1,537
B. Riley Wealth Management, Inc. LILLY ELI & CO COM 532457108 343 3,094 SH   SOLE   0 0 3,093
B. Riley Wealth Management, Inc. LOCKHEED MARTIN CORP 539830109 1,353 3,721 SH   SOLE   0 0 3,720
B. Riley Wealth Management, Inc. MCCORMICK & CO INC COM NON VTG 579780206 218 1,403 SH   SOLE   0 0 1,403
B. Riley Wealth Management, Inc. MCCORMICK &CO INC 579780206 17 111 SH   SOLE   111 0 0
B. Riley Wealth Management, Inc. MCDONALDS CORP COM 580135101 963 4,639 SH   SOLE   0 0 4,639
B. Riley Wealth Management, Inc. MICROSOFT 594918104 5,132 38,309 SH   SOLE   0 0 38,308
B. Riley Wealth Management, Inc. MICROSOFT CORP 594918104 4,873 36,373 SH   SOLE   36,373 0 0
B. Riley Wealth Management, Inc. MICRON TECHNOLOGY 595112103 350 9,071 SH   SOLE   0 0 9,071
B. Riley Wealth Management, Inc. MONDELEZ INTL INC CL A 609207105 682 12,659 SH   SOLE   0 0 12,659
B. Riley Wealth Management, Inc. MONOLITHIC PWR SYS INC 609839105 17 126 SH   SOLE   126 0 0
B. Riley Wealth Management, Inc. NEW MOUNTAIN FIN CORP 647551100 11 786 SH   SOLE   0 0 786
B. Riley Wealth Management, Inc. NEW MTN FIN CORP 647551100 419 30,000 SH   SOLE   30,000 0 0
B. Riley Wealth Management, Inc. NIKE INC CLASS B 654106103 2,228 26,537 SH   SOLE   0 0 26,536
B. Riley Wealth Management, Inc. NOKIA CORP ADR 654902204 69 13,776 SH   SOLE   0 0 13,776
B. Riley Wealth Management, Inc. NORTHROP GRUMMAN CORP COM 666807102 332 1,029 SH   SOLE   0 0 1,028
B. Riley Wealth Management, Inc. OKTA INC CL A 679295105 431 3,492 SH   SOLE   0 0 3,492
B. Riley Wealth Management, Inc. ON SEMICONDUCTOR CORP 682189105 410 20,305 SH   SOLE   20,305 0 0
B. Riley Wealth Management, Inc. ON SEMICONDUCTOR CORP COM 682189105 2 100 SH   SOLE   0 0 100
B. Riley Wealth Management, Inc. ONE LIBERTY PPTYS INC 682406103 448 15,482 SH   SOLE   15,482 0 0
B. Riley Wealth Management, Inc. PNC FINL SVCS GROUP INC COM 693475105 245 1,787 SH   SOLE   0 0 1,787
B. Riley Wealth Management, Inc. PALO ALTO NETWORKS INC COM 697435105 579 2,841 SH   SOLE   0 0 2,841
B. Riley Wealth Management, Inc. PENNANTPARK INVT CORP 708062104 2,673 422,893 SH   SOLE   422,893 0 0
B. Riley Wealth Management, Inc. PEPSICO INC COM 713448108 574 4,378 SH   SOLE   0 0 4,377
B. Riley Wealth Management, Inc. PFIZER INC 717081103 199 4,600 SH   SOLE   4,600 0 0
B. Riley Wealth Management, Inc. PFIZER INC COM 717081103 1,688 38,957 SH   SOLE   0 0 38,956
B. Riley Wealth Management, Inc. PHILIP MORRIS INTL INC 718172109 285 3,626 SH   SOLE   0 0 3,626
B. Riley Wealth Management, Inc. PHILIP MORRIS INTL INC 718172109 16 200 SH   SOLE   200 0 0
B. Riley Wealth Management, Inc. PHILLIPS 66 718546104 226 2,416 SH   SOLE   0 0 2,416
B. Riley Wealth Management, Inc. PHILLIPS 66 718546104 19 206 SH   SOLE   206 0 0
B. Riley Wealth Management, Inc. PROCTER AND GAMBLE CO 742718109 15 137 SH   SOLE   137 0 0
B. Riley Wealth Management, Inc. PROCTER AND GAMBLE CO COM 742718109 1,765 16,099 SH   SOLE   0 0 16,099
B. Riley Wealth Management, Inc. QUALCOMM INC 747525103 30 400 SH   SOLE   400 0 0
B. Riley Wealth Management, Inc. QUALCOMM INC COM 747525103 256 3,372 SH   SOLE   0 0 3,371
B. Riley Wealth Management, Inc. RPM INTL INC COM 749685103 251 4,103 SH   SOLE   0 0 4,102
B. Riley Wealth Management, Inc. RAYTHEON CO COM NEW 755111507 890 5,117 SH   SOLE   0 0 5,117
B. Riley Wealth Management, Inc. REPUBLIC SERVICES INC 760759100 1,977 22,818 SH   SOLE   0 0 22,818
B. Riley Wealth Management, Inc. ROPER INDUSTRIES INC 776696106 2,313 6,314 SH   SOLE   0 0 6,314
B. Riley Wealth Management, Inc. ROYAL DUTCH SHELL PLC-ADR 780259206 1,184 18,202 SH   SOLE   0 0 18,202
B. Riley Wealth Management, Inc. S&W SEED CO COM 785135104 134 50,616 SH   SOLE   0 0 50,616
B. Riley Wealth Management, Inc. HENRY SCHEIN INC 806407102 1,125 16,099 SH   SOLE   0 0 16,099
B. Riley Wealth Management, Inc. SCHLUMBERGER LTD COM 806857108 2,214 55,722 SH   SOLE   0 0 55,722
B. Riley Wealth Management, Inc. SHERWIN WILLIAMS CO COM 824348106 628 1,370 SH   SOLE   0 0 1,369
B. Riley Wealth Management, Inc. SPIRIT AEROSYSTEMS HOLDINGS INC CL A 848574109 299 3,669 SH   SOLE   0 0 3,669
B. Riley Wealth Management, Inc. SPLUNK INC 848637104 478 3,800 SH   SOLE   3,800 0 0
B. Riley Wealth Management, Inc. SPLUNK INC COM 848637104 1,771 14,085 SH   SOLE   0 0 14,085
B. Riley Wealth Management, Inc. SQUARE INC CL A 852234103 833 11,481 SH   SOLE   0 0 11,481
B. Riley Wealth Management, Inc. STARBUCKS CORP 855244109 950 11,337 SH   SOLE   0 0 11,337
B. Riley Wealth Management, Inc. STEWART INFORMATION SVCS COR 860372101 288 7,124 SH   SOLE   7,124 0 0
B. Riley Wealth Management, Inc. SYSCO CORP COM 871829107 269 3,797 SH   SOLE   0 0 3,797
B. Riley Wealth Management, Inc. TJX COS INC NEW COM 872540109 236 4,455 SH   SOLE   0 0 4,454
B. Riley Wealth Management, Inc. TELENAV INC COM 879455103 189 23,686 SH   SOLE   0 0 23,686
B. Riley Wealth Management, Inc. TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 121 13,085 SH   SOLE   0 0 13,085
B. Riley Wealth Management, Inc. TEXAS INSTRS INC COM 882508104 260 2,269 SH   SOLE   0 0 2,269
B. Riley Wealth Management, Inc. THERMO FISHER SCIENTIFIC INC COM 883556102 2,961 10,083 SH   SOLE   0 0 10,083
B. Riley Wealth Management, Inc. TOTAL SYSTEMS SERVICES 891906109 958 7,466 SH   SOLE   0 0 7,466
B. Riley Wealth Management, Inc. US BANCORP DEL COM NEW 902973304 1,443 27,545 SH   SOLE   0 0 27,545
B. Riley Wealth Management, Inc. UNION PACIFIC CORP COM 907818108 2,497 14,763 SH   SOLE   0 0 14,763
B. Riley Wealth Management, Inc. UNITED PARCEL SERVICE INC 911312106 274 2,654 SH   SOLE   0 0 2,654
B. Riley Wealth Management, Inc. UNITED TECHNOLOGIES CORP 913017109 23 175 SH   SOLE   175 0 0
B. Riley Wealth Management, Inc. UNITED TECHNOLOGIES CORP COM 913017109 404 3,103 SH   SOLE   0 0 3,103
B. Riley Wealth Management, Inc. V F CORP COM 918204108 1,284 14,705 SH   SOLE   0 0 14,704
B. Riley Wealth Management, Inc. VANGUARD DIVIDEND APPRECIATION ETF 921908844 208 1,802 SH   SOLE   0 0 1,802
B. Riley Wealth Management, Inc. VANGUARD GROUP 921908844 1,068 9,272 SH   SOLE   9,272 0 0
B. Riley Wealth Management, Inc. VANGUARD STAR FD 921909768 1,169 22,165 SH   SOLE   22,165 0 0
B. Riley Wealth Management, Inc. VANGUARD WORLD FUND ETF MEGA CAP 300 GROWTH ETF 921910816 201 1,551 SH   SOLE   0 0 1,550
B. Riley Wealth Management, Inc. VANGUARD MEGA CAP ETF 921910873 305 3,010 SH   SOLE   0 0 3,010
B. Riley Wealth Management, Inc. VANGUARD BOND INDEX FUND INC LONG TERM BD ETF 921937793 386 3,972 SH   SOLE   0 0 3,972
B. Riley Wealth Management, Inc. VANGUARD INTERMEDIATE-TERM BOND 921937819 557 6,439 SH   SOLE   0 0 6,439
B. Riley Wealth Management, Inc. VANGUARD SHORT-TERM BOND INDEX FUND 921937827 254 3,157 SH   SOLE   0 0 3,157
B. Riley Wealth Management, Inc. VANGUARD TOTAL BOND MARKET ETF 921937835 213 2,564 SH   SOLE   0 0 2,564
B. Riley Wealth Management, Inc. VANGUARD FTSE DEVELOPED MARKETS ETF 921943858 2,714 65,068 SH   SOLE   0 0 65,067
B. Riley Wealth Management, Inc. VANGUARD TAX MANAGED INTL FD 921943858 106 2,553 SH   SOLE   2,553 0 0
B. Riley Wealth Management, Inc. VANGUARD MALVERN FDS 922020805 562 11,388 SH   SOLE   11,388 0 0
B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042742 221 2,941 SH   SOLE   2,941 0 0
B. Riley Wealth Management, Inc. VANGUARD TOTAL WORLD STOCK INDEX FUND 922042742 1 13 SH   SOLE   0 0 13
B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042775 542 10,624 SH   SOLE   10,624 0 0
B. Riley Wealth Management, Inc. VANGUARD FTSE EMERGING MARKETS ETF 922042858 414 9,742 SH   SOLE   0 0 9,742
B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042858 2,425 57,016 SH   SOLE   57,016 0 0
B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042866 616 9,324 SH   SOLE   9,324 0 0
B. Riley Wealth Management, Inc. VANGUARD INTL EQUITY INDEX F 922042874 752 13,692 SH   SOLE   13,692 0 0
B. Riley Wealth Management, Inc. VEEVA SYSTEMS INC COM CL A 922475108 260 1,601 SH   SOLE   0 0 1,601
B. Riley Wealth Management, Inc. VANGUARD S&P 500 ETF 922908363 1,701 6,321 SH   SOLE   0 0 6,320
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS MID-CAP VALUE INDEX VIPER SHS ETF 922908512 205 1,844 SH   SOLE   0 0 1,844
B. Riley Wealth Management, Inc. VANGUARD REIT INDEX ETF 922908553 6,614 75,680 SH   SOLE   0 0 75,680
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908595 212 1,138 SH   SOLE   1,138 0 0
B. Riley Wealth Management, Inc. VANGUARD SMALL-CAP GROWTH INDEX FUND 922908595 4,963 26,652 SH   SOLE   0 0 26,652
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908611 156 1,197 SH   SOLE   1,197 0 0
B. Riley Wealth Management, Inc. VANGUARD SMALL CAP VALUE ETF 922908611 2,293 17,569 SH   SOLE   0 0 17,569
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908629 3,915 23,423 SH   SOLE   23,423 0 0
B. Riley Wealth Management, Inc. VANGUARD MID CAP 922908629 264 1,581 SH   SOLE   0 0 1,581
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908637 9,824 72,925 SH   SOLE   72,925 0 0
B. Riley Wealth Management, Inc. VANGUARD LARGE CAP 922908637 27 202 SH   SOLE   0 0 202
B. Riley Wealth Management, Inc. VANGUARD EXTENDED MARKET INDEX FUND 922908652 431 3,636 SH   SOLE   0 0 3,636
B. Riley Wealth Management, Inc. VANGUARD GROWTH ETF 922908736 26,765 163,811 SH   SOLE   0 0 163,810
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908736 241 1,478 SH   SOLE   1,478 0 0
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908744 508 4,577 SH   SOLE   4,577 0 0
B. Riley Wealth Management, Inc. VANGUARD VALUE ETF 922908744 19,635 177,021 SH   SOLE   0 0 177,021
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908751 56 358 SH   SOLE   358 0 0
B. Riley Wealth Management, Inc. VANGUARD SMALL CAP ETF 922908751 3,701 23,625 SH   SOLE   0 0 23,624
B. Riley Wealth Management, Inc. VANGUARD INDEX FDS 922908769 3,142 20,931 SH   SOLE   20,931 0 0
B. Riley Wealth Management, Inc. VANGUARD TOTAL STK MKT 922908769 787 5,245 SH   SOLE   0 0 5,245
B. Riley Wealth Management, Inc. WALMART INC COM 931142103 3,669 33,205 SH   SOLE   0 0 33,204
B. Riley Wealth Management, Inc. WELLS FARGO CO NEW 949746101 38 800 SH   SOLE   800 0 0
B. Riley Wealth Management, Inc. WELLS FARGO CO NEW COM 949746101 302 6,392 SH   SOLE   0 0 6,392
B. Riley Wealth Management, Inc. WILLIAMS COS INC DEL COM 969457100 1,237 44,108 SH   SOLE   0 0 44,108
B. Riley Wealth Management, Inc. INVESCO QQQ TR 46090E103 1,514 8,105 SH   SOLE   8,105 0 0
B. Riley Wealth Management, Inc. POWERSHARES QQQ TR 46090E103 6,286 33,664 SH   SOLE   0 0 33,664
B. Riley Wealth Management, Inc. FIRST TRUST CAPITAL STRENGTH ETF 33733E104 2,931 51,910 SH   SOLE   0 0 51,910
B. Riley Wealth Management, Inc. TARGET CORP COM 87612E106 207 2,394 SH   SOLE   0 0 2,394
B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME DECMBR 2019 COM 67076E107 682 69,128 SH   SOLE   0 0 69,127
B. Riley Wealth Management, Inc. FIRST TR EXCHANGE-TRADED FD III FIRST TR PFD SECS & INCOME ETF 33739E108 5,249 270,707 SH   SOLE   0 0 270,707
B. Riley Wealth Management, Inc. FIRST TR EXCHANGE TRADED FD DOW JONES INTERNET INDEX FD 33733E302 842 5,852 SH   SOLE   0 0 5,852
B. Riley Wealth Management, Inc. ALPS TRUST ETF ALERIAN MLP 00162Q866 1,282 130,134 SH   SOLE   0 0 130,134
B. Riley Wealth Management, Inc. AT&T INC 00206R102 124 3,702 SH   SOLE   3,702 0 0
B. Riley Wealth Management, Inc. AT&T INC COM 00206R102 1,560 46,544 SH   SOLE   0 0 46,543
B. Riley Wealth Management, Inc. ARK INNOVATION ETF 00214Q104 375 7,820 SH   SOLE   0 0 7,820
B. Riley Wealth Management, Inc. ABBVIE INC 00287Y109 18 253 SH   SOLE   253 0 0
B. Riley Wealth Management, Inc. ABBVIE INC COM 00287Y109 672 9,243 SH   SOLE   0 0 9,242
B. Riley Wealth Management, Inc. ADOBE SYS INC 00724F101 264 895 SH   SOLE   0 0 895
B. Riley Wealth Management, Inc. ALIBABA GROUP HLDG LTD 01609W102 77 455 SH   SOLE   455 0 0
B. Riley Wealth Management, Inc. ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1,549 9,143 SH   SOLE   0 0 9,143
B. Riley Wealth Management, Inc. ALPHABET INC 02079K107 189 175 SH   SOLE   175 0 0
B. Riley Wealth Management, Inc. ALPHABET INC CAP STK CL C 02079K107 771 713 SH   SOLE   0 0 713
B. Riley Wealth Management, Inc. GOOGLE INC 02079K305 2,841 2,624 SH   SOLE   0 0 2,624
B. Riley Wealth Management, Inc. ALTRIA GROUP INC 02209S103 14 300 SH   SOLE   300 0 0
B. Riley Wealth Management, Inc. ALTRIA GROUP INC COM 02209S103 899 18,991 SH   SOLE   0 0 18,991
B. Riley Wealth Management, Inc. AMERICAN TOWER CORP 03027X100 409 2,000 SH   SOLE   0 0 1,999
B. Riley Wealth Management, Inc. ARES CAP CORP 04010L103 1,316 73,333 SH   SOLE   73,333 0 0
B. Riley Wealth Management, Inc. ATOMERA INC COM 04965B100 176 35,000 SH   SOLE   0 0 35,000
B. Riley Wealth Management, Inc. BCE INC COM NEW 05534B760 210 4,626 SH   SOLE   0 0 4,625
B. Riley Wealth Management, Inc. B RILEY PRINCIPAL MERGER COR 05586Y106 1,966 201,664 SH   SOLE   201,664 0 0
B. Riley Wealth Management, Inc. B RILEY PRINCIPAL MERGER COR 05586Y114 47 100,832 SH   SOLE   100,832 0 0
B. Riley Wealth Management, Inc. BNY MELLON ALCENTRA GLOBAL CR COM 05588N108 121 12,994 SH   SOLE   0 0 12,994
B. Riley Wealth Management, Inc. BLACKSTONE GROUP LP 09260D107 396 8,906 SH   SOLE   0 0 8,905
B. Riley Wealth Management, Inc. BLUEBIRD BIO INC COM 09609G100 254 2,000 SH   SOLE   0 0 2,000
B. Riley Wealth Management, Inc. AVAGO TECHNOLOGIES LTD 11135F101 1,526 5,302 SH   SOLE   0 0 5,302
B. Riley Wealth Management, Inc. CAPSTONE TURBINE CORP 14067D409 8 10,000 SH   SOLE   0 0 10,000
B. Riley Wealth Management, Inc. CATCHMARK TIMBER TR INC CL A 14912Y202 284 27,199 SH   SOLE   0 0 27,199
B. Riley Wealth Management, Inc. CHENIERE ENERGY PARTNERS L P COM UNIT REPTG LIMITED 16411Q101 654 15,500 SH   SOLE   0 0 15,500
B. Riley Wealth Management, Inc. CHURCHILL CAP CORP II 17143G205 1,184 116,667 SH   SOLE   116,667 0 0
B. Riley Wealth Management, Inc. CISCO SYS INC 17275R102 95 1,740 SH   SOLE   1,740 0 0
B. Riley Wealth Management, Inc. CISCO SYS INC 17275R102 1,356 24,773 SH   SOLE   0 0 24,772
B. Riley Wealth Management, Inc. CLOUDERA INC COM 18914U100 63 12,000 SH   SOLE   0 0 12,000
B. Riley Wealth Management, Inc. COHEN &STEERS LTD DUR PFD I 19248C105 1,830 73,540 SH   SOLE   73,540 0 0
B. Riley Wealth Management, Inc. COMCAST CORP NEW CL A 20030N101 311 7,345 SH   SOLE   0 0 7,345
B. Riley Wealth Management, Inc. CONOCOPHILLIPS 20825C104 8 134 SH   SOLE   134 0 0
B. Riley Wealth Management, Inc. CONOCOPHILLIPS COM 20825C104 290 4,758 SH   SOLE   0 0 4,757
B. Riley Wealth Management, Inc. CONSTELLATION BRANDS INC CL A 21036P108 736 3,739 SH   SOLE   0 0 3,739
B. Riley Wealth Management, Inc. COSTCO WHOLESALE CORP 22160K105 843 3,190 SH   SOLE   0 0 3,189
B. Riley Wealth Management, Inc. COSTCO WHSL CORP NEW 22160K105 340 1,285 SH   SOLE   1,285 0 0
B. Riley Wealth Management, Inc. COUPA SOFTWARE INC COM 22266L106 203 1,600 SH   SOLE   0 0 1,600
B. Riley Wealth Management, Inc. CROWN CASTLE INTL CORP 22822V101 509 3,903 SH   SOLE   0 0 3,903
B. Riley Wealth Management, Inc. DOMINION RESOURCES INC 25746U109 335 4,329 SH   SOLE   0 0 4,329
B. Riley Wealth Management, Inc. DUPONT DE NEMOURS INC COM 26614N102 465 6,190 SH   SOLE   0 0 6,189
B. Riley Wealth Management, Inc. ETFMG PRIME MOBILE PAYMENTS ETF 26924G409 321 6,838 SH   SOLE   0 0 6,838
B. Riley Wealth Management, Inc. BLUESTAR ISRAEL TECHNOLOGY ETF 26924G870 280 7,187 SH   SOLE   0 0 7,187
B. Riley Wealth Management, Inc. EATON VANCE TAX MANAGED GLOBAL EQUITY 27829F108 97 11,709 SH   SOLE   0 0 11,709
B. Riley Wealth Management, Inc. ELEMENT SOLUTIONS INC 28618M106 620 60,000 SH   SOLE   60,000 0 0
B. Riley Wealth Management, Inc. EVOLUS INC COM 30052C107 333 22,800 SH   SOLE   0 0 22,800
B. Riley Wealth Management, Inc. EXXON MOBIL CORP 30231G102 16 209 SH   SOLE   209 0 0
B. Riley Wealth Management, Inc. EXXON MOBIL CORP COM 30231G102 5,660 73,860 SH   SOLE   0 0 73,859
B. Riley Wealth Management, Inc. FACEBOOK INC 30303M102 523 2,709 SH   SOLE   2,709 0 0
B. Riley Wealth Management, Inc. FACEBOOK INC CL A 30303M102 4,613 23,901 SH   SOLE   0 0 23,901
B. Riley Wealth Management, Inc. FEDEX CORP 31428X106 533 3,247 SH   SOLE   0 0 3,247
B. Riley Wealth Management, Inc. FIRST TRUST VALUE LINE DIVIDEND FUND 33734H106 930 27,557 SH   SOLE   0 0 27,557
B. Riley Wealth Management, Inc. FIRST TR EXCH TRADED FD TECHNOLOGY ALPHADEX FD 33734X176 920 13,823 SH   SOLE   0 0 13,823
B. Riley Wealth Management, Inc. FIRST TRUST TACTICAL HIGH YIELD ETF 33738D408 671 13,950 SH   SOLE   0 0 13,950
B. Riley Wealth Management, Inc. FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND 33738R506 562 18,100 SH   SOLE   0 0 18,100
B. Riley Wealth Management, Inc. FIRST TRUST INSTITUTIONAL PREFERRED SECURITIES AND INCOME ETF 33739P855 790 40,680 SH   SOLE   0 0 40,680
B. Riley Wealth Management, Inc. FIRST TRUST LOW DURATION MORTGAGE OPPORTUNITIES ETF 33739Q200 512 9,912 SH   SOLE   0 0 9,912
B. Riley Wealth Management, Inc. FIRST TRUST ENHANCED SHORT MATURITY ETF 33739Q408 704 11,730 SH   SOLE   0 0 11,730
B. Riley Wealth Management, Inc. FIRST TR SR FLOATING RATE 2022 COM SHS 33740K101 225 25,235 SH   SOLE   0 0 25,235
B. Riley Wealth Management, Inc. FIRST TRUST DORSEY WRIGHT MOMENTUM & LOW VOLATILITY ETF 33741L108 278 12,905 SH   SOLE   0 0 12,905
B. Riley Wealth Management, Inc. FLEXSHARES READY ACCESS VARIABLE INCOME FUND 33939L886 241 3,175 SH   SOLE   0 0 3,175
B. Riley Wealth Management, Inc. GSV CAP CORP 36191J101 93 14,600 SH   SOLE   14,600 0 0
B. Riley Wealth Management, Inc. GSV CAPITAL CORP 36191J101 36 5,575 SH   SOLE   0 0 5,575
B. Riley Wealth Management, Inc. GW PHARMACEUTICALS ADS 36197T103 284 1,647 SH   SOLE   0 0 1,647
B. Riley Wealth Management, Inc. GAMING & LEISURE PPTYS 36467J108 893 22,900 SH   SOLE   0 0 22,900
B. Riley Wealth Management, Inc. GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 502 12,538 SH   SOLE   0 0 12,538
B. Riley Wealth Management, Inc. GLOBAL X ETF 37950E549 190 11,052 SH   SOLE   0 0 11,051
B. Riley Wealth Management, Inc. GLOBAL MED REIT INC COM NEW 37954A204 200 19,020 SH   SOLE   0 0 19,019
B. Riley Wealth Management, Inc. GLOBAL X MILLENNIALS THEMATIC ETF 37954Y764 278 11,258 SH   SOLE   0 0 11,258
B. Riley Wealth Management, Inc. GOLDMAN SACHS GROUP INC 38141G104 481 2,352 SH   SOLE   0 0 2,351
B. Riley Wealth Management, Inc. GOLDMAN SACHS MLP INC OPP FD 38147W103 426 54,622 SH   SOLE   54,622 0 0
B. Riley Wealth Management, Inc. GOLDMAN SACHS MLP INCOME OPP FD COM SHS 38147W103 15 1,917 SH   SOLE   0 0 1,917
B. Riley Wealth Management, Inc. HCA INC 40412C101 314 2,323 SH   SOLE   0 0 2,323
B. Riley Wealth Management, Inc. HP INC 40434L105 1,082 52,068 SH   SOLE   52,068 0 0
B. Riley Wealth Management, Inc. HP INC COM 40434L105 44 2,129 SH   SOLE   0 0 2,129
B. Riley Wealth Management, Inc. MNAEXIQ ETF TR IQ ARB MERGER ARBITRAGEETF 45409B800 8,391 265,951 SH   SOLE   0 0 265,951
B. Riley Wealth Management, Inc. INNOVATOR S&P 500 POWER BUFFER ETF - OCTOBER 45782C797 437 17,442 SH   SOLE   0 0 17,442
B. Riley Wealth Management, Inc. INNOVATOR S&P 500 POWER BUFFER ETF - APRIL 45782C870 1,216 47,237 SH   SOLE   0 0 47,237
B. Riley Wealth Management, Inc. INTELLICHECK INC COM NEW 45817G201 171 29,500 SH   SOLE   0 0 29,500
B. Riley Wealth Management, Inc. INVESCO ULTRA SHORT DURATION ETF 46090A887 379 7,525 SH   SOLE   0 0 7,525
B. Riley Wealth Management, Inc. INTREXON CORP COM 46122T102 133 17,300 SH   SOLE   0 0 17,300
B. Riley Wealth Management, Inc. VAN KAMPEN SENIOR INCOME TRUST 46131H107 164 37,951 SH   SOLE   0 0 37,951
B. Riley Wealth Management, Inc. POWERSHARES GLOBAL WATER PORTFOLIO EXCHANGE-TRADED FD 46137V142 437 12,266 SH   SOLE   0 0 12,266
B. Riley Wealth Management, Inc. GUGGENHEIM ETF TRUST S&P 500 EQUAL WEIGHT 46137V357 4,226 39,203 SH   SOLE   0 0 39,202
B. Riley Wealth Management, Inc. INVESCO S&P MIDCAP MOMENTUM ETF 46137V464 269 4,574 SH   SOLE   0 0 4,574
B. Riley Wealth Management, Inc. POWERSHARES HY DIVIDEND ACHIEVERS 46137V563 1,042 57,448 SH   SOLE   0 0 57,448
B. Riley Wealth Management, Inc. POWERSHARES DYNAMIC SOFTWARE 46137V639 332 3,466 SH   SOLE   0 0 3,466
B. Riley Wealth Management, Inc. INVESCO EXCHANGE TRADED FD T 46137V787 404 7,548 SH   SOLE   7,548 0 0
B. Riley Wealth Management, Inc. INVESCO DWA TECHNOLOGY MOMENTUM ETF 46137V811 284 3,899 SH   SOLE   0 0 3,899
B. Riley Wealth Management, Inc. POWERSHARES DWA TECHNICAL LEADERS PORTFOLIO 46137V837 603 10,002 SH   SOLE   0 0 10,002
B. Riley Wealth Management, Inc. POWERSHARES SP500 LOW VOLATILITY ETF 46138E354 1,396 25,380 SH   SOLE   0 0 25,380
B. Riley Wealth Management, Inc. INVESCO EXCHNG TRADED FD TR 46138E511 791 54,059 SH   SOLE   54,059 0 0
B. Riley Wealth Management, Inc. INVESCO DWA TACTICAL SECTOR ROTATION ETF 46138E826 1,454 46,537 SH   SOLE   0 0 46,537
B. Riley Wealth Management, Inc. ISHARES TR 46429B655 1,517 29,782 SH   SOLE   29,782 0 0
B. Riley Wealth Management, Inc. ISHARES TR 46429B689 351 4,836 SH   SOLE   4,836 0 0
B. Riley Wealth Management, Inc. ISHARES EDGE MSCI MIN VOL USA ETF 46429B697 395 6,392 SH   SOLE   0 0 6,392
B. Riley Wealth Management, Inc. ISHARES TR 46429B697 833 13,493 SH   SOLE   13,493 0 0
B. Riley Wealth Management, Inc. ISHARES EDGE MSCI USA QUALITY FACTOR ETF 46432F339 1,194 13,054 SH   SOLE   0 0 13,054
B. Riley Wealth Management, Inc. ISHARES TR 46432F842 497 8,101 SH   SOLE   8,101 0 0
B. Riley Wealth Management, Inc. JPMORGAN CHASE & CO COM 46625H100 1,774 15,865 SH   SOLE   0 0 15,865
B. Riley Wealth Management, Inc. JPMORGAN CHASE &CO 46625H100 26 232 SH   SOLE   232 0 0
B. Riley Wealth Management, Inc. JPMORGAN ULTRA-SHORT INCOME ETF 46641Q837 3,558 70,610 SH   SOLE   0 0 70,610
B. Riley Wealth Management, Inc. JANUS HENDERSON MORTGAGE-BACKED SECURITIES ETF 47103U852 1,925 37,053 SH   SOLE   0 0 37,053
B. Riley Wealth Management, Inc. JD COM INC SPONS ADR REPSTG COMCL A 47215P106 238 7,861 SH   SOLE   0 0 7,861
B. Riley Wealth Management, Inc. KINDER MORGAN INC 49456B101 344 16,492 SH   SOLE   0 0 16,492
B. Riley Wealth Management, Inc. KRATOS DEFENSE & SEC SOLUTIONS COM NEW 50077B207 253 11,070 SH   SOLE   0 0 11,070
B. Riley Wealth Management, Inc. LADENBURG THALMAN FIN SVCS I 50575Q102 545 150,000 SH   SOLE   150,000 0 0
B. Riley Wealth Management, Inc. LIMELIGHT NETWORKS INC COM 53261M104 133 49,153 SH   SOLE   0 0 49,153
B. Riley Wealth Management, Inc. MARRIOTT VACTINS WORLDWID CORP COM 57164Y107 14 150 SH   SOLE   0 0 150
B. Riley Wealth Management, Inc. MASTERCARD INC 57636Q104 375 1,417 SH   SOLE   0 0 1,416
B. Riley Wealth Management, Inc. MERCK & CO INC 58933Y105 1,526 18,194 SH   SOLE   0 0 18,193
B. Riley Wealth Management, Inc. MERCK &CO INC 58933Y105 71 852 SH   SOLE   82 0 0
B. Riley Wealth Management, Inc. NIO INC SPON ADS 62914V106 49 19,410 SH   SOLE   0 0 19,410
B. Riley Wealth Management, Inc. NETFLIX COM INC 64110L106 1,549 4,218 SH   SOLE   0 0 4,218
B. Riley Wealth Management, Inc. NEXTERA ENERGY INC COM 65339F101 320 1,563 SH   SOLE   0 0 1,563
B. Riley Wealth Management, Inc. NUVEEN CA SELECT TAX FREE PRTF SH BEN INT 67063R103 414 28,000 SH   SOLE   0 0 28,000
B. Riley Wealth Management, Inc. NVIDIA CORP 67066G104 644 3,920 SH   SOLE   0 0 3,920
B. Riley Wealth Management, Inc. NUVEEN CA QUALTY MUN INCOME FD COM 67066Y105 507 35,000 SH   SOLE   0 0 35,000
B. Riley Wealth Management, Inc. NUVEEN CALIF MUNICPAL VALU FD2 COM 6706EB106 379 23,400 SH   SOLE   0 0 23,400
B. Riley Wealth Management, Inc. NUVEEN TAXABLE MUNICPL INCM 67074C103 237 11,171 SH   SOLE   11,171 0 0
B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME 2020 TARGET COM 67075L102 532 53,968 SH   SOLE   0 0 53,968
B. Riley Wealth Management, Inc. NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 1,122 117,469 SH   SOLE   0 0 117,469
B. Riley Wealth Management, Inc. NUVEEN HIGH INCOME NOVEMBER 20 COM 67077N106 944 95,302 SH   SOLE   0 0 95,302
B. Riley Wealth Management, Inc. NUVEEN EMERGING MKTS DEBT 2022 COM 67077P101 100 11,260 SH   SOLE   0 0 11,260
B. Riley Wealth Management, Inc. O REILLY AUTOMOTIVE INC 67103H107 347 940 SH   SOLE   0 0 940
B. Riley Wealth Management, Inc. ORACLE CORPORATION 68389X105 366 6,429 SH   SOLE   0 0 6,429
B. Riley Wealth Management, Inc. PAYCOM SOFTWARE INC 70432V102 23 100 SH   SOLE   100 0 0
B. Riley Wealth Management, Inc. PAYCOM SOFTWARE INC COM 70432V102 50 219 SH   SOLE   0 0 219
B. Riley Wealth Management, Inc. PAYPAL HLDGS INC COM 70450Y103 1,004 8,768 SH   SOLE   0 0 8,768
B. Riley Wealth Management, Inc. PENNANTPARK FLOATING RATE CA 70806A106 2,613 226,011 SH   SOLE   226,011 0 0
B. Riley Wealth Management, Inc. PIMCO ETF TR 72201R718 2,298 22,925 SH   SOLE   22,925 0 0
B. Riley Wealth Management, Inc. PIMCO ACTIVE BOND EXCHANGE-TRADED FUND 72201R775 10,737 99,895 SH   SOLE   0 0 99,894
B. Riley Wealth Management, Inc. PIMCO ETF TR 0-5 YR HIGH YIELD CORP BD INDEX FD 72201R783 283 2,820 SH   SOLE   0 0 2,820
B. Riley Wealth Management, Inc. PIMCO ENHANCED SHORT MATURITY ETF 72201R833 3,074 30,214 SH   SOLE   0 0 30,214
B. Riley Wealth Management, Inc. PIMCO ETF TR 72201R833 6,609 64,955 SH   SOLE   64,955 0 0
B. Riley Wealth Management, Inc. PIMCO DYNAMIC CREDITINCOME FUND COM SHS 72202D106 1,452 60,770 SH   SOLE   0 0 60,769
B. Riley Wealth Management, Inc. PLANET FITNESS INC CL A 72703H101 232 3,200 SH   SOLE   0 0 3,200
B. Riley Wealth Management, Inc. PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETF 74347B698 236 3,977 SH   SOLE   0 0 3,977
B. Riley Wealth Management, Inc. PROSHARES TR PSHS CS 130/30 74347R248 11,839 168,043 SH   SOLE   0 0 168,042
B. Riley Wealth Management, Inc. PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF 74348A467 215 3,100 SH   SOLE   0 0 3,100
B. Riley Wealth Management, Inc. RANGE RESOURCES CORP 75281A109 115 16,484 SH   SOLE   0 0 16,484
B. Riley Wealth Management, Inc. RESTAURANT BRANDS INTL INC COM 76131D103 408 5,868 SH   SOLE   0 0 5,868
B. Riley Wealth Management, Inc. SPDR S&P 500 ETF 78462F103 5,230 17,849 SH   SOLE   0 0 17,849
B. Riley Wealth Management, Inc. SPDR S&P 500 ETF TR 78462F103 1,783 6,085 SH   SOLE   6,085 0 0
B. Riley Wealth Management, Inc. SPDR GOLD ETF 78463V107 1,068 8,019 SH   SOLE   0 0 8,019
B. Riley Wealth Management, Inc. SPDR INDEX SHS FDS 78463X541 764 16,656 SH   SOLE   16,656 0 0
B. Riley Wealth Management, Inc. SPDR INDEX SHS FDS S&P EMERGING MKTS SM CAP ETF 78463X756 4,761 106,520 SH   SOLE   0 0 106,520
B. Riley Wealth Management, Inc. SPDR BLOOMBERG BARCLAYS CONVERTIBLE SECURITIES ETF 78464A359 424 8,020 SH   SOLE   0 0 8,019
B. Riley Wealth Management, Inc. SPDR DJ WILSHIRE REIT (ETF) 78464A607 572 5,791 SH   SOLE   0 0 5,791
B. Riley Wealth Management, Inc. SPDR SER TR S&P DIVID ETF 78464A763 243 2,411 SH   SOLE   0 0 2,411
B. Riley Wealth Management, Inc. SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF 78467V848 1,285 26,189 SH   SOLE   0 0 26,189
B. Riley Wealth Management, Inc. SPDR DOW JONES INDL AVRG ETF 78467X109 530 1,995 SH   SOLE   1,995 0 0
B. Riley Wealth Management, Inc. SPDR DOW JONES INDUSTRIAL ETF 78467X109 5,348 20,115 SH   SOLE   0 0 20,115
B. Riley Wealth Management, Inc. SPDR SER TR LEHMAN 1-3 MONTH T-BILL ETF 78468R663 1,359 14,836 SH   SOLE   0 0 14,835
B. Riley Wealth Management, Inc. SVB FINL GROUP COM 78486Q101 557 2,480 SH   SOLE   0 0 2,480
B. Riley Wealth Management, Inc. SVMK INC 78489X103 1,393 84,397 SH   SOLE   84,397 0 0
B. Riley Wealth Management, Inc. SALESFORCE COM 79466L302 1,573 10,367 SH   SOLE   0 0 10,367
B. Riley Wealth Management, Inc. SECOND SIGHT MED PRODS INC COM 81362J100 33 40,800 SH   SOLE   0 0 40,800
B. Riley Wealth Management, Inc. HEALTH CARE SELECT SECTOR SPDR 81369Y209 1,052 11,356 SH   SOLE   0 0 11,356
B. Riley Wealth Management, Inc. CONSUMER STAPLES SELECT SECTOR SPDR 81369Y308 465 8,002 SH   SOLE   0 0 8,002
B. Riley Wealth Management, Inc. CONSUMER DISCRETIONARY SEL SECTOR SPDR FD 81369Y407 597 5,011 SH   SOLE   0 0 5,011
B. Riley Wealth Management, Inc. SELECT SECTOR SPDR TR 81369Y407 225 1,888 SH   SOLE   1,888 0 0
B. Riley Wealth Management, Inc. FINANCIAL SELECT SECTOR SPDR 81369Y605 607 21,992 SH   SOLE   0 0 21,991
B. Riley Wealth Management, Inc. INDUSTRIAL SELECT SECTOR SPDR 81369Y704 414 5,348 SH   SOLE   0 0 5,348
B. Riley Wealth Management, Inc. TECHNOLOGY SELECT SECTOR SPDR 81369Y803 948 12,145 SH   SOLE   0 0 12,144
B. Riley Wealth Management, Inc. COMMUNICATION SERVICES SELECT SECTOR SPDRA FUND 81369Y852 419 8,510 SH   SOLE   0 0 8,509
B. Riley Wealth Management, Inc. REAL ESTATE SELECT SECTOR SPDR FUND 81369Y860 757 20,583 SH   SOLE   0 0 20,583
B. Riley Wealth Management, Inc. UTILITIES SELECT SECTOR SPDR FUND 81369Y886 1,393 23,368 SH   SOLE   0 0 23,368
B. Riley Wealth Management, Inc. SELECT ENERGY SVCS INC CL A COM 81617J301 213 18,312 SH   SOLE   0 0 18,312
B. Riley Wealth Management, Inc. SENIOR HOUSING PROPERTIES TRUST 81721M109 418 50,577 SH   SOLE   0 0 50,577
B. Riley Wealth Management, Inc. SENSUS HEATLHCARE INC COM 81728J109 134 24,215 SH   SOLE   0 0 24,215
B. Riley Wealth Management, Inc. SEQUENTIAL BRNDS GROUP INC NEW COM 81734P107 6 11,000 SH   SOLE   0 0 11,000
B. Riley Wealth Management, Inc. SERVICENOW INC COM 81762P102 511 1,860 SH   SOLE   0 0 1,860
B. Riley Wealth Management, Inc. SHOPIFY INC CL A 82509L107 792 2,640 SH   SOLE   0 0 2,640
B. Riley Wealth Management, Inc. SNAP INC 83304A106 245 17,148 SH   SOLE   17,148 0 0
B. Riley Wealth Management, Inc. SNAP INC CL A 83304A106 128 8,950 SH   SOLE   0 0 8,950
B. Riley Wealth Management, Inc. SOLAR CAP LTD 83413U100 281 13,667 SH   SOLE   13,667 0 0
B. Riley Wealth Management, Inc. SOLAR SR CAP LTD 83416M105 4,296 270,028 SH   SOLE   270,028 0 0
B. Riley Wealth Management, Inc. SONOS INC 83570H108 1,270 112,010 SH   SOLE   112,010 0 0
B. Riley Wealth Management, Inc. SONOS INC COM 83570H108 4 351 SH   SOLE   0 0 351
B. Riley Wealth Management, Inc. SPROTT PHYSICAL GOLD TRUST 85207H104 832 73,437 SH   SOLE   0 0 73,437
B. Riley Wealth Management, Inc. TPG SPECIALTY LENDING INC 87265KAB8 66,744 665,000 SH   SOLE   665,000 0 0
B. Riley Wealth Management, Inc. TARGA RES CORP COM 87612G101 1,112 28,331 SH   SOLE   0 0 28,331
B. Riley Wealth Management, Inc. TELADOC HEALTH INC COM 87918A105 224 3,373 SH   SOLE   0 0 3,373
B. Riley Wealth Management, Inc. TESLA MOTORS INC 88160R101 286 1,279 SH   SOLE   0 0 1,279
B. Riley Wealth Management, Inc. 3M CO COM 88579Y101 388 2,239 SH   SOLE   0 0 2,239
B. Riley Wealth Management, Inc. TORTOISE MIDSTRM ENERGY FD I 89148B101 834 61,831 SH   SOLE   61,831 0 0
B. Riley Wealth Management, Inc. TRINITY MERGER CORP 89653L106 1,494 145,000 SH   SOLE   145,000 0 0
B. Riley Wealth Management, Inc. TWILIO INC 90138F102 30 217 SH   SOLE   217 0 0
B. Riley Wealth Management, Inc. TWILIO INC CL A 90138F102 1,013 7,429 SH   SOLE   0 0 7,429
B. Riley Wealth Management, Inc. TWITTER INC 90184L102 269 7,700 SH   SOLE   7,700 0 0
B. Riley Wealth Management, Inc. TWITTER INC COM 90184L102 182 5,212 SH   SOLE   0 0 5,212
B. Riley Wealth Management, Inc. UNITEDHEALTH GROUP 91324P102 2,335 9,568 SH   SOLE   0 0 9,568
B. Riley Wealth Management, Inc. VAIL RESORTS INC 91879Q109 2 10 SH   SOLE   10 0 0
B. Riley Wealth Management, Inc. VAIL RESORTS INC COM 91879Q109 78 348 SH   SOLE   0 0 348
B. Riley Wealth Management, Inc. VANECK VECTORS ETF TR 92189F726 110 852 SH   SOLE   852 0 0
B. Riley Wealth Management, Inc. MARKET VECTORS ETF EMERGING MKTS LOCAL ETF 92189H300 279 8,050 SH   SOLE   0 0 8,050
B. Riley Wealth Management, Inc. VANGUARD INFORMATION TECHNOLOGY 92204A702 256 1,214 SH   SOLE   0 0 1,214
B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C409 10,528 130,496 SH   SOLE   130,496 0 0
B. Riley Wealth Management, Inc. VANGUARD SHORT TERM CORP BOND FD ETF 92206C409 19,818 245,636 SH   SOLE   0 0 245,635
B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C813 661 6,825 SH   SOLE   6,825 0 0
B. Riley Wealth Management, Inc. VANGUARD SCOTTSDALE FDS 92206C870 3,814 42,450 SH   SOLE   42,450 0 0
B. Riley Wealth Management, Inc. VERIZON COMMUNICATIONS 92343V104 3,285 57,507 SH   SOLE   0 0 57,507
B. Riley Wealth Management, Inc. VERIZON COMMUNICATIONS INC 92343V104 66 1,155 SH   SOLE   1,155 0 0
B. Riley Wealth Management, Inc. VERMILLION INC COM NEW 92407M206 188 211,002 SH   SOLE   0 0 211,002
B. Riley Wealth Management, Inc. VISA INC 92826C839 5,313 30,611 SH   SOLE   0 0 30,611
B. Riley Wealth Management, Inc. VUZIX CORP COM NEW 92921W300 121 29,500 SH   SOLE   0 0 29,500
B. Riley Wealth Management, Inc. W P CAREY INC COM 92936U109 290 3,575 SH   SOLE   0 0 3,575
B. Riley Wealth Management, Inc. WASTE MANAGEMENT INC 94106L109 533 4,616 SH   SOLE   0 0 4,615
B. Riley Wealth Management, Inc. WAYFAIR INC CL A 94419L101 257 1,760 SH   SOLE   0 0 1,760
B. Riley Wealth Management, Inc. EVERGREEN INCOME ADVANTAGE 94987B105 122 14,835 SH   SOLE   0 0 14,835
B. Riley Wealth Management, Inc. HEALTH CARE REIT INC 95040Q104 303 3,722 SH   SOLE   0 0 3,721
B. Riley Wealth Management, Inc. SALOMON BROS EMERGING MKTS DEBT FUND 95766A101 172 12,015 SH   SOLE   0 0 12,015
B. Riley Wealth Management, Inc. WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUND 97717W430 10,508 450,782 SH   SOLE   0 0 450,782
B. Riley Wealth Management, Inc. WISDOMTREE TR 97717W505 143 3,960 SH   SOLE   3,960 0 0
B. Riley Wealth Management, Inc. WISDOMTREE DIVIDEND EFA INDEX ETF 97717W703 3,212 62,959 SH   SOLE   0 0 62,958
B. Riley Wealth Management, Inc. WISDOMTREE TR 97717W844 905 15,733 SH   SOLE   15,733 0 0
B. Riley Wealth Management, Inc. XYLEM INC 98419M100 293 3,500 SH   SOLE   0 0 3,500
B. Riley Wealth Management, Inc. XYLEM INC 98419M100 15 184 SH   SOLE   184 0 0
B. Riley Wealth Management, Inc. ZILLOW GROUP INC 98954M200 353 7,600 SH   SOLE   7,600 0 0
B. Riley Wealth Management, Inc. ZILLOW GROUP INC CL C CAP STK 98954M200 16 350 SH   SOLE   0 0 350
B. Riley Wealth Management, Inc. ZSCALER INC COM 98980G102 510 6,650 SH   SOLE   0 0 6,650
B. Riley Wealth Management, Inc. ALLERGAN PLC SHS G0177J108 306 1,829 SH   SOLE   0 0 1,829
B. Riley Wealth Management, Inc. EATON CORP PLC SHS G29183103 440 5,283 SH   SOLE   0 0 5,282
B. Riley Wealth Management, Inc. TE CONNECTIVITY LTD H84989104 1,744 18,212 SH   SOLE   0 0 18,212
B. Riley Wealth Management, Inc. INTELSAT SA COM L5140P101 393 20,200 SH   SOLE   0 0 20,200
B. Riley Wealth Management, Inc. ON TRACK INNOVATION LTD SHS M8791A109 4 10,000 SH   SOLE   0 0 10,000