The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 205 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
COMSTOCK RES INC | NOTE 7.750% 4/0 | 205768AM6 | 20 | 27,000 | PRN | SOLE | 27,000 | 0 | 0 | ||
DIREXION SHS ETF TR | ZACKS MLP HG INC | 25459Y298 | 204 | 10,847 | SH | SOLE | 10,847 | 0 | 0 | ||
ETFS PRECIOUS METALS BASKET | PHYS PM BSKT | 26922W109 | 25,225 | 378,474 | SH | SOLE | 378,474 | 0 | 0 | ||
FLEXSHARES TR | IBOXX 5YR TRGT | 33939L605 | 196,422 | 7,708,898 | SH | SOLE | 7,708,898 | 0 | 0 | ||
FLEXSHARES TR | INTL QLTDV IDX | 33939L837 | 4,731 | 207,758 | SH | SOLE | 207,758 | 0 | 0 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37950E473 | 11,740 | 1,011,215 | SH | SOLE | 1,011,215 | 0 | 0 | ||
HIGHLAND FDS I | HI LD IBOXX SRLN | 430101774 | 173,177 | 9,290,599 | SH | SOLE | 9,290,599 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 390,078 | 30,738,989 | SH | SOLE | 30,733,095 | 0 | 5,894 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 159,211 | 3,490,706 | SH | SOLE | 3,490,706 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 250 | 2,473 | SH | SOLE | 2,473 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 650,074 | 13,749,448 | SH | SOLE | 13,746,824 | 0 | 2,624 | ||
ISHARES TR | 3-7 YR TR BD ETF | 464288661 | 86,576 | 684,177 | SH | SOLE | 684,177 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 148,618 | 1,328,374 | SH | SOLE | 1,328,374 | 0 | 0 | ||
ISHARES TR | AGENCY BOND ETF | 464288166 | 58,322 | 504,501 | SH | SOLE | 504,501 | 0 | 0 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 3,083 | 25,541 | SH | SOLE | 25,541 | 0 | 0 | ||
ISHARES TR | CMBS ETF | 46429B366 | 28,478 | 536,509 | SH | SOLE | 536,509 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 104,578 | 1,995,370 | SH | SOLE | 1,995,370 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 98,913 | 802,990 | SH | SOLE | 802,990 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 335 | 11,108 | SH | SOLE | 11,108 | 0 | 0 | ||
ISHARES TR | INTL TREA BD ETF | 464288117 | 270 | 2,690 | SH | SOLE | 2,690 | 0 | 0 | ||
ISHARES TR | MICRO-CAP ETF | 464288869 | 52,238 | 669,632 | SH | SOLE | 669,632 | 0 | 0 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 105,132 | 2,314,159 | SH | SOLE | 2,314,159 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 469,539 | 3,897,880 | SH | SOLE | 3,897,880 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 148,626 | 1,196,569 | SH | SOLE | 1,196,569 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 55,070 | 472,742 | SH | SOLE | 472,742 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 255 | 6,465 | SH | SOLE | 6,465 | 0 | 0 | ||
POWERSHARES ACT MANG COMM FD | DB OPT YLD DIV | 73937V106 | 132,560 | 7,600,959 | SH | SOLE | 7,600,959 | 0 | 0 | ||
POWERSHARES ETF TR II | CALI MUNI ETF | 73936T441 | 41,389 | 1,556,581 | SH | SOLE | 1,556,581 | 0 | 0 | ||
POWERSHARES ETF TR II | DEV MKTS EX-US | 73936T789 | 54,611 | 1,486,020 | SH | SOLE | 1,486,020 | 0 | 0 | ||
POWERSHARES ETF TR II | EMER MRKT PORT | 73936T763 | 40,398 | 2,254,362 | SH | SOLE | 2,254,362 | 0 | 0 | ||
POWERSHARES ETF TR II | EX US SML PORT | 73936T771 | 35,865 | 1,287,327 | SH | SOLE | 1,287,326 | 0 | 1 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 90,573 | 967,662 | SH | SOLE | 967,662 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 39,540 | 375,180 | SH | SOLE | 375,180 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 749 | 32,265 | SH | SOLE | 32,265 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 359,715 | 15,599,086 | SH | SOLE | 15,596,934 | 0 | 2,152 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 667,106 | 23,171,438 | SH | SOLE | 23,168,728 | 0 | 2,710 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 275,069 | 8,907,679 | SH | SOLE | 8,906,162 | 0 | 1,517 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 205,567 | 3,699,905 | SH | SOLE | 3,699,405 | 0 | 500 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US LG | 808524771 | 935,573 | 30,073,069 | SH | SOLE | 30,067,588 | 0 | 5,481 | ||
SCHWAB STRATEGIC TR | SCHWAB FDT US SC | 808524763 | 584,526 | 18,770,898 | SH | SOLE | 18,767,371 | 0 | 3,527 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 403,938 | 17,022,236 | SH | SOLE | 17,019,417 | 0 | 2,819 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 661,361 | 26,234,061 | SH | SOLE | 26,229,587 | 0 | 4,474 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT SC | 808524748 | 382,998 | 13,076,057 | SH | SOLE | 13,073,844 | 0 | 2,213 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 118,674 | 2,804,872 | SH | SOLE | 2,804,872 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 906,836 | 17,567,522 | SH | SOLE | 17,565,132 | 0 | 2,390 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 358,387 | 8,402,970 | SH | SOLE | 8,401,933 | 0 | 1,037 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 433,039 | 7,524,577 | SH | SOLE | 7,523,493 | 0 | 1,084 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 130,768 | 2,290,968 | SH | SOLE | 2,290,968 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 75,161 | 2,042,974 | SH | SOLE | 2,042,974 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 310 | 1,437 | SH | SOLE | 1,437 | 0 | 0 | ||
SPDR SER TR | NUVN BRCLY MUNI | 78468R721 | 49,846 | 995,329 | SH | SOLE | 995,329 | 0 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 80,961 | 2,204,826 | SH | SOLE | 2,204,826 | 0 | 0 | ||
SPDR SERIES TRUST | BRC MTG BCKD BD | 78464A383 | 523 | 19,243 | SH | SOLE | 19,243 | 0 | 0 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464A607 | 128,419 | 1,318,875 | SH | SOLE | 1,318,875 | 0 | 0 | ||
SPDR SERIES TRUST | INTR TRM CORP BD | 78464A375 | 182,186 | 5,218,740 | SH | SOLE | 5,218,303 | 0 | 437 | ||
SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | 18,300 | 402,364 | SH | SOLE | 402,364 | 0 | 0 | ||
VANECK VECTORS ETF TR | JP MORGAN MKTS | 92189F494 | 477,236 | 25,012,376 | SH | SOLE | 25,008,183 | 0 | 4,193 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203J407 | 247,670 | 4,419,531 | SH | SOLE | 4,418,722 | 0 | 809 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 4,303 | 49,604 | SH | SOLE | 49,604 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 76,772 | 386,392 | SH | SOLE | 386,392 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 37,882 | 310,047 | SH | SOLE | 310,047 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 272 | 2,445 | SH | SOLE | 2,445 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 31,654 | 318,039 | SH | SOLE | 318,039 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 185,048 | 3,294,435 | SH | SOLE | 3,293,889 | 0 | 546 | ||
VANGUARD MUN BD FD INC | TAX EXEMPT BD | 922907746 | 69,454 | 1,330,531 | SH | SOLE | 1,330,531 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 92206C870 | 853 | 9,520 | SH | SOLE | 9,520 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | INT-TERM GOV | 92206C706 | 266 | 3,980 | SH | SOLE | 3,980 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 754,798 | 13,988,105 | SH | SOLE | 13,986,867 | 0 | 1,238 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 435,899 | 11,651,937 | SH | SOLE | 11,651,937 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | EMERG MKT BD ETF | 921946885 | 46,946 | 575,109 | SH | SOLE | 575,109 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 5,443 | 75,446 | SH | SOLE | 75,446 | 0 | 0 |