The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 568 | 7,500 | SH | Call | OTR | 1,2 | 0 | 7,500 | 0 |
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 3,023 | 160,283 | SH | OTR | 1,2 | 0 | 160,283 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 7,035 | 41,800 | SH | OTR | 1,2 | 0 | 41,800 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 244 | 200 | SH | OTR | 1,2 | 0 | 200 | 0 | |
APPLE INC | COM | 037833100 | 672 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
APPLE INC | COM | 037833100 | 672 | 3,000 | SH | Put | OTR | 1,2 | 0 | 3,000 | 0 |
AVEDRO INC | COM | 05355N109 | 1,067 | 47,000 | SH | OTR | 1,2 | 0 | 47,000 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 452 | 15,000 | SH | OTR | 1,2 | 0 | 15,000 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 302 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 250 | 6,000 | SH | OTR | 1,2 | 0 | 6,000 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 250 | 6,000 | SH | Put | OTR | 1,2 | 0 | 6,000 | 0 |
CALLON PETE CO DEL | COM | 13123X102 | 113 | 26,152 | SH | OTR | 1,2 | 0 | 26,152 | 0 | |
CAMBREX CORP | COM | 132011107 | 2,005 | 33,700 | SH | OTR | 1,2 | 0 | 33,700 | 0 | |
CARBON BLACK INC | COM | 14081R103 | 683 | 26,282 | SH | OTR | 1,2 | 0 | 26,282 | 0 | |
CASTLE BRANDS INC | COM | 148435100 | 189 | 150,000 | SH | OTR | 1,2 | 0 | 150,000 | 0 | |
CELGENE CORP | COM | 151020104 | 12,810 | 129,000 | SH | OTR | 1,2 | 0 | 129,000 | 0 | |
CELGENE CORP | COM | 151020104 | 7,944 | 80,000 | SH | Put | OTR | 1,2 | 0 | 80,000 | 0 |
CENTURYLINK INC | COM | 156700106 | 157 | 12,540 | SH | OTR | 1,2 | 0 | 12,540 | 0 | |
CERAGON NETWORKS LTD | ORD | M22013102 | 94 | 35,000 | SH | OTR | 1,2 | 0 | 35,000 | 0 | |
CIRCOR INTL INC | COM | 17273K109 | 300 | 8,000 | SH | OTR | 1,2 | 0 | 8,000 | 0 | |
CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 899 | 210,000 | SH | OTR | 1,2 | 0 | 210,000 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,634 | 70,000 | SH | OTR | 1,2 | 0 | 70,000 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 723 | 8,000 | SH | Put | OTR | 1,2 | 0 | 8,000 | 0 |
GENOMIC HEALTH INC | COM | 37244C101 | 1,255 | 18,500 | SH | OTR | 1,2 | 0 | 18,500 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 249 | 2,500 | SH | Put | OTR | 1,2 | 0 | 2,500 | 0 |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 343 | 5,924 | SH | OTR | 1,2 | 0 | 5,924 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 548 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
MONOTYPE IMAGING HOLDINGS IN | COM | 61022P100 | 1,763 | 89,000 | SH | OTR | 1,2 | 0 | 89,000 | 0 | |
PACKAGING CORP AMER | COM | 695156109 | 297 | 2,800 | SH | OTR | 1,2 | 0 | 2,800 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 380 | 5,000 | SH | OTR | 1,2 | 0 | 5,000 | 0 | |
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 880 | 59,000 | SH | OTR | 1,2 | 0 | 59,000 | 0 | |
RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | 233 | 7,000 | SH | OTR | 1,2 | 0 | 7,000 | 0 | |
SOTHEBYS | COM | 835898107 | 1,709 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 1,183 | 12,200 | SH | OTR | 1,2 | 0 | 12,200 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 485 | 5,000 | SH | Call | OTR | 1,2 | 0 | 5,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,187 | 4,000 | SH | Call | OTR | 1,2 | 0 | 4,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,264 | 11,000 | SH | Put | OTR | 1,2 | 0 | 11,000 | 0 |
SPRINT CORPORATION | COM | 85207U105 | 309 | 50,000 | SH | Call | OTR | 1,2 | 0 | 50,000 | 0 |
SUNTRUST BKS INC | COM | 867914103 | 688 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
SYMANTEC CORP | COM | 871503108 | 709 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
SYMANTEC CORP | COM | 871503108 | 709 | 30,000 | SH | Put | OTR | 1,2 | 0 | 30,000 | 0 |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 1,712 | 85,000 | SH | OTR | 1,2 | 0 | 85,000 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 786 | 2,700 | SH | OTR | 1,2 | 0 | 2,700 | 0 | |
VERSUM MATLS INC | COM | 92532W103 | 4,102 | 77,500 | SH | OTR | 1,2 | 0 | 77,500 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 2,675 | 20,000 | SH | OTR | 1,2 | 0 | 20,000 | 0 | |
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 2,737 | 10,560 | SH | OTR | 1,2 | 0 | 10,560 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 1,017 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
ZOETIS INC | CL A | 98978V103 | 473 | 3,800 | SH | OTR | 1,2 | 0 | 3,800 | 0 |