The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AAR Corp | COM | 000361105 | 561 | 13,645 | SH | DFND | 1 | 13,645 | 0 | 0 | |
| AbbVie Inc | COM | 00287Y109 | 2,750 | 36,843 | SH | DFND | 1 | 36,843 | 0 | 0 | |
| Alphabet Inc | COM | 02079K305 | 1,205 | 987 | SH | DFND | 1 | 987 | 0 | 0 | |
| Apple Inc | COM | 037833100 | 1,300 | 5,820 | SH | DFND | 1 | 5,820 | 0 | 0 | |
| Arcturus Therapeutics Holdings | COM | 03969T109 | 395 | 38,461 | SH | DFND | 1 | 38,461 | 0 | 0 | |
| AstraZeneca PLC | ADR | 046353108 | 873 | 19,578 | SH | DFND | 1 | 19,578 | 0 | 0 | |
| AXA Equitable Holdings Inc | COM | 054561105 | 1,178 | 53,143 | SH | DFND | 1 | 53,143 | 0 | 0 | |
| Baxter International Inc | COM | 071813109 | 1,173 | 13,407 | SH | DFND | 1 | 13,407 | 0 | 0 | |
| Becton Dickinson and Co | COM | 075887109 | 437 | 1,726 | SH | DFND | 1 | 1,726 | 0 | 0 | |
| Bed Bath & Beyond Inc | COM | 075896100 | 256 | 24,054 | SH | DFND | 1 | 24,054 | 0 | 0 | |
| Boeing Co/The | COM | 097023105 | 1,591 | 4,206 | SH | DFND | 1 | 4,206 | 0 | 0 | |
| Boston Scientific Corp | COM | 101137107 | 2,695 | 66,244 | SH | DFND | 1 | 66,244 | 0 | 0 | |
| Boyd Gaming Corp | COM | 103304101 | 4,323 | 180,488 | SH | DFND | 1 | 180,488 | 0 | 0 | |
| BP PLC | ADR | 055622104 | 1,296 | 34,657 | SH | DFND | 1 | 34,657 | 0 | 0 | |
| Brinker International Inc | COM | 109641100 | 5,283 | 123,813 | SH | DFND | 1 | 123,813 | 0 | 0 | |
| Bristol-Myers Squibb Co | COM | 110122108 | 2,769 | 55,065 | SH | DFND | 1 | 55,065 | 0 | 0 | |
| CannaRoyalty Corp | COM | 137644100 | 1,045 | 251,714 | SH | DFND | 1 | 251,714 | 0 | 0 | |
| Capital One Financial Corp | COM | 14040H105 | 919 | 10,142 | SH | DFND | 1 | 10,142 | 0 | 0 | |
| CareDx Inc | COM | 14167L103 | 689 | 30,478 | SH | DFND | 1 | 30,478 | 0 | 0 | |
| Catalent Inc | COM | 148806102 | 270 | 5,675 | SH | DFND | 1 | 5,675 | 0 | 0 | |
| Century Communities Inc | COM | 156504300 | 704 | 22,988 | SH | DFND | 1 | 22,988 | 0 | 0 | |
| Check Cap Ltd | COM | M2361E203 | 131 | 69,809 | SH | DFND | 1 | 69,809 | 0 | 0 | |
| Chevron Corp | COM | 166764100 | 1,436 | 12,104 | SH | DFND | 1 | 12,104 | 0 | 0 | |
| Churchill Downs Inc | COM | 171484108 | 5,568 | 45,103 | SH | DFND | 1 | 45,103 | 0 | 0 | |
| Citizens Financial Group Inc | COM | 174610105 | 700 | 19,998 | SH | DFND | 1 | 19,998 | 0 | 0 | |
| Coeur Mining Inc | COM | 192108504 | 69 | 14,365 | SH | DFND | 1 | 14,365 | 0 | 0 | |
| Constellation Brands Inc | COM | 21036P108 | 357 | 1,727 | SH | DFND | 1 | 1,727 | 0 | 0 | |
| Constellium SE | CL A | N22035104 | 924 | 72,672 | SH | DFND | 1 | 72,672 | 0 | 0 | |
| Crown Holdings Inc | COM | 228368106 | 4,479 | 67,806 | SH | DFND | 1 | 67,806 | 0 | 0 | |
| CSX Corp | COM | 126408103 | 520 | 7,502 | SH | DFND | 1 | 7,502 | 0 | 0 | |
| Dillard's Inc | COM | 254067101 | 352 | 5,329 | SH | DFND | 1 | 5,329 | 0 | 0 | |
| EDAP TMS SA | ADR | 268311107 | 442 | 98,452 | SH | DFND | 1 | 98,452 | 0 | 0 | |
| Eton Pharmaceuticals Inc | COM | 29772L108 | 1,030 | 163,033 | SH | DFND | 1 | 163,033 | 0 | 0 | |
| Generac Holdings Inc | COM | 368736104 | 608 | 7,758 | SH | DFND | 1 | 7,758 | 0 | 0 | |
| Green Thumb Industries Inc | COM | 39342L108 | 279 | 34,092 | SH | DFND | 1 | 34,092 | 0 | 0 | |
| GrowGeneration Corp | COM | 39986L109 | 853 | 200,647 | SH | DFND | 1 | 200,647 | 0 | 0 | |
| Harrow Health Inc | COM | 415858109 | 2,228 | 396,387 | SH | DFND | 1 | 396,387 | 0 | 0 | |
| Hostess Brands Inc | COM | 44109J106 | 2,083 | 148,967 | SH | DFND | 1 | 148,967 | 0 | 0 | |
| HTG Molecular Diagnostics Inc | COM | 40434H104 | 179 | 269,822 | SH | DFND | 1 | 269,822 | 0 | 0 | |
| Icad Inc | COM | 44934S206 | 399 | 58,241 | SH | DFND | 1 | 58,241 | 0 | 0 | |
| ID Systems Inc | COM | 449489103 | 356 | 64,989 | SH | DFND | 1 | 64,989 | 0 | 0 | |
| International Game Technology | COM | G4863A108 | 4,393 | 309,155 | SH | DFND | 1 | 309,155 | 0 | 0 | |
| Intuitive Surgical Inc | COM | 46120E602 | 1,542 | 2,856 | SH | DFND | 1 | 2,856 | 0 | 0 | |
| Invesco QQQ Trust Series 1 | ETP | 46090E103 | 1,922 | 10,180 | SH | DFND | 1 | 10,180 | 0 | 0 | |
| iShares Russell 2000 Value ETF | ETP | 464287630 | 242 | 2,023 | SH | DFND | 1 | 2,023 | 0 | 0 | |
| Jabil Inc | COM | 466313103 | 395 | 11,038 | SH | DFND | 1 | 11,038 | 0 | 0 | |
| Jack in the Box Inc | COM | 466367109 | 850 | 9,330 | SH | DFND | 1 | 9,330 | 0 | 0 | |
| Juniper Networks Inc | COM | 48203R104 | 610 | 24,643 | SH | DFND | 1 | 24,643 | 0 | 0 | |
| Kratos Defense & Security Solu | COM | 50077B207 | 1,180 | 63,456 | SH | DFND | 1 | 63,456 | 0 | 0 | |
| Lilis Energy Inc | COM | 532403201 | 164 | 492,229 | SH | DFND | 1 | 492,229 | 0 | 0 | |
| Lincoln National Corp | COM | 534187109 | 871 | 14,545 | SH | DFND | 1 | 14,545 | 0 | 0 | |
| LiqTech International Inc | COM | 53632A201 | 2,435 | 308,222 | SH | DFND | 1 | 308,222 | 0 | 0 | |
| Louisiana-Pacific Corp | COM | 546347105 | 1,333 | 54,233 | SH | DFND | 1 | 54,233 | 0 | 0 | |
| Marsh & McLennan Cos Inc | COM | 571748102 | 870 | 8,741 | SH | DFND | 1 | 8,741 | 0 | 0 | |
| Marten Transport Ltd | COM | 573075108 | 473 | 22,761 | SH | DFND | 1 | 22,761 | 0 | 0 | |
| Medallia Inc | COM | 584021109 | 466 | 16,977 | SH | DFND | 1 | 16,977 | 0 | 0 | |
| Medicines Co/The | COM | 584688105 | 719 | 14,382 | SH | DFND | 1 | 14,382 | 0 | 0 | |
| Merck & Co Inc | COM | 58933Y105 | 896 | 10,638 | SH | DFND | 1 | 10,638 | 0 | 0 | |
| Meritor Inc | COM | 59001K100 | 710 | 38,385 | SH | DFND | 1 | 38,385 | 0 | 0 | |
| Mirati Therapeutics Inc | COM | 60468T105 | 383 | 4,916 | SH | DFND | 1 | 4,916 | 0 | 0 | |
| Mogo Inc | COM | 60800C109 | 541 | 139,520 | SH | DFND | 1 | 139,520 | 0 | 0 | |
| Motus GI Holdings Inc | COM | 62014P108 | 740 | 373,502 | SH | DFND | 1 | 373,502 | 0 | 0 | |
| Novo Nordisk A/S | ADR | 670100205 | 917 | 17,731 | SH | DFND | 1 | 17,731 | 0 | 0 | |
| Pacira BioSciences Inc | COM | 695127100 | 546 | 14,339 | SH | DFND | 1 | 14,339 | 0 | 0 | |
| PlayAGS Inc | COM | 72814N104 | 565 | 55,003 | SH | DFND | 1 | 55,003 | 0 | 0 | |
| Pool Corp | COM | 73278L105 | 1,399 | 6,934 | SH | DFND | 1 | 6,934 | 0 | 0 | |
| Profire Energy Inc | COM | 74316X101 | 771 | 407,947 | SH | DFND | 1 | 407,947 | 0 | 0 | |
| Prudential Financial Inc | COM | 744320102 | 1,167 | 12,978 | SH | DFND | 1 | 12,978 | 0 | 0 | |
| Raytheon Co | COM | 755111507 | 1,172 | 6,003 | SH | DFND | 1 | 6,003 | 0 | 0 | |
| Restaurant Brands Internationa | COM | 76131D103 | 512 | 7,192 | SH | DFND | 1 | 7,192 | 0 | 0 | |
| RH | COM | 74967X103 | 2,041 | 11,945 | SH | DFND | 1 | 11,945 | 0 | 0 | |
| Roche Holding AG | ADR | 771195104 | 1,912 | 52,443 | SH | DFND | 1 | 52,443 | 0 | 0 | |
| SANUWAVE Health Inc | COM | 80303D107 | 135 | 872,155 | SH | DFND | 1 | 872,155 | 0 | 0 | |
| Scorpio Tankers Inc | SHS | Y7542C130 | 238 | 7,987 | SH | DFND | 1 | 7,987 | 0 | 0 | |
| Seattle Genetics Inc | COM | 812578102 | 803 | 10,562 | SH | DFND | 1 | 10,562 | 0 | 0 | |
| SeaWorld Entertainment Inc | COM | 81282V100 | 1,666 | 63,313 | SH | DFND | 1 | 63,313 | 0 | 0 | |
| Semler Scientific Inc | COM | 81684M104 | 3,050 | 72,609 | SH | DFND | 1 | 72,609 | 0 | 0 | |
| Sherwin-Williams Co/The | COM | 824348106 | 666 | 1,211 | SH | DFND | 1 | 1,211 | 0 | 0 | |
| Solid Biosciences Inc | COM | 83422E105 | 201 | 19,409 | SH | DFND | 1 | 19,409 | 0 | 0 | |
| SPDR S&P 500 ETF Trust | ETP | 78462F103 | 3,256 | 10,971 | SH | DFND | 1 | 10,971 | 0 | 0 | |
| SPDR S&P Oil & Gas Exploration | ETP | 78464A730 | 4,098 | 183,267 | SH | DFND | 1 | 183,267 | 0 | 0 | |
| Splunk Inc | COM | 848637104 | 230 | 1,949 | SH | DFND | 1 | 1,949 | 0 | 0 | |
| Stars Group Inc/The | COM | 85570W100 | 1,671 | 111,561 | SH | DFND | 1 | 111,561 | 0 | 0 | |
| State Street Corp | COM | 857477103 | 1,358 | 22,940 | SH | DFND | 1 | 22,940 | 0 | 0 | |
| Tesla Inc | COM | 88160R101 | 1,990 | 8,261 | SH | DFND | 1 | 8,261 | 0 | 0 | |
| TOTAL SA | ADR | 89151E109 | 1,690 | 32,502 | SH | DFND | 1 | 32,502 | 0 | 0 | |
| TransDigm Group Inc | COM | 893641100 | 1,392 | 2,673 | SH | DFND | 1 | 2,673 | 0 | 0 | |
| Twitter Inc | COM | 90184L102 | 303 | 7,345 | SH | DFND | 1 | 7,345 | 0 | 0 | |
| United Technologies Corp | COM | 913017109 | 1,094 | 8,010 | SH | DFND | 1 | 8,010 | 0 | 0 | |
| VanEck Vectors Junior Gold Min | ETP | 92189F791 | 286 | 7,900 | SH | DFND | 1 | 7,900 | 0 | 0 | |
| Vertex Pharmaceuticals Inc | COM | 92532F100 | 1,782 | 10,517 | SH | DFND | 1 | 10,517 | 0 | 0 | |
| Wendy's Co/The | COM | 95058W100 | 1,867 | 93,455 | SH | DFND | 1 | 93,455 | 0 | 0 | |
| WidePoint Corp | COM | 967590100 | 70 | 223,761 | SH | DFND | 1 | 223,761 | 0 | 0 | |
| William Lyon Homes | COM | 552074700 | 2,489 | 122,230 | SH | DFND | 1 | 122,230 | 0 | 0 | |
| Zimmer Biomet Holdings Inc | COM | 98956P102 | 1,315 | 9,579 | SH | DFND | 1 | 9,579 | 0 | 0 | |
| Zix Corp | COM | 98974P100 | 124 | 17,184 | SH | DFND | 1 | 17,184 | 0 | 0 | |
| Zymeworks Inc | COM | 98985W102 | 1,977 | 79,737 | SH | DFND | 1 | 79,737 | 0 | 0 | |
| Zynga Inc | COM | 98986T108 | 77 | 13,193 | SH | DFND | 1 | 13,193 | 0 | 0 | |