The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
INTREXON CORP COM 46122T102 184 32,300 SH Call DFND 1 0 0 0
ALTAIR ENGR INC COM CL A 021369103 86 2,500 SH Call DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 3,609 124,500 SH Call DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 4 200 SH Call DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 255 65,000 SH Call DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 166 5,000 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 126 39,400 SH Call DFND 1 0 0 0
MEDICINES CO COM 584688105 2,015 40,300 SH Call DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 98 2,300 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 1,156 60,000 SH Call DFND 1 0 0 0
AMERICAN EXPRESS CO COM 025816109 5,914 50,000 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 11,913 100,000 SH Call DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 1,469 39,200 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 748 50,900 SH Call DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 789 39,000 SH Call DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 22 17,500 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 13 5,000 SH Call DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 296 15,200 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 1,431 37,800 SH Call DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 177 87,800 SH Call DFND 1 0 0 0
MANITOWOC CO INC COM NEW 563571405 201 16,100 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 805 430,500 SH Call DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 313 50,100 SH Call DFND 1 0 0 0
SQUARE INC CL A 852234103 161 2,600 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,544 51,900 SH Call DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 259 17,200 SH Call DFND 1 0 0 0
TAILORED BRANDS INC COM 87403A107 248 56,400 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 289 1,200 SH Call DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 85 1,900 SH Call DFND 1 0 0 0
WW INTL INC COM 98262P101 64 1,700 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 298 10,000 SH Call DFND 1 0 0 0
IAMGOLD CORP COM 450913108 67 19,900 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 198,134 1,309,200 SH Call DFND 1 0 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 1,250 52,700 SH Call DFND 1 0 0 0
ISHARES INC MSCI HONG KG ETF 464286871 10,215 450,000 SH Call DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 8,498 61,200 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 16,082 112,400 SH Call DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 9,497 250,000 SH Call DFND 1 0 0 0
BLOOM ENERGY CORP COM CL A 093712107 975 300,000 SH Call DFND 1 0 0 0
ISHARES TR SELECT DIVID ETF 464287168 20,390 200,000 SH Call DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 2,157 300,000 SH Call DFND 1 0 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 3,561 150,000 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9,654 344,800 SH Call DFND 1 0 0 0
COLFAX CORP COM 194014106 276 9,500 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 162 2,000 SH Call DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 507 16,800 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 2,797 64,200 SH Call DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 54 10,000 SH Call DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 806 50,000 SH Call DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 37,477 917,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 2,517 161,600 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 4,371 56,300 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 53 2,000 SH Call DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 1,516 17,400 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY JR GLD MIN 25460E166 5,714 100,000 SH Call DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 1,208 22,900 SH Call DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 1,014 86,300 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 41,047 217,400 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 2 100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 10,828 207,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 12,891 751,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 613 23,600 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 327,634 1,104,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 1,609 49,500 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 6,461 50,300 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 34,732 650,300 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 39,286 705,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 116,092 1,883,700 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 4,435 94,400 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 21,914 396,500 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 3,374 129,600 SH Call DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 19,915 500,400 SH Call DFND 1 0 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 274 18,100 SH Call DFND 1 0 0 0
DEUTSCHE BANK AG NAMEN AKT D18190898 147 19,600 SH Call DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 246 21,400 SH Call DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 3,697 143,600 SH Put DFND 1 0 0 0
SEA LTD SPONSORED ADS 81141R100 24,905 804,700 SH Put DFND 1 0 0 0
INTREXON CORP COM 46122T102 2,638 461,300 SH Put DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X108 2,195 500,000 SH Put DFND 1 0 0 0
ALDER BIOPHARMACEUTICALS INC COM 014339105 284 15,100 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 4,906 424,800 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 79,061 2,727,200 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 2,243 432,200 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 37 2,000 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 1,636 416,300 SH Put DFND 1 0 0 0
CREE INC COM 225447101 416 8,500 SH Put DFND 1 0 0 0
DERMIRA INC COM 24983L104 206 32,300 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 16 500 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 804 250,500 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 3,077 148,300 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 7,835 86,700 SH Put DFND 1 0 0 0
EZCORP INC CL A NON VTG 302301106 939 145,600 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 34 2,500 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 754 142,900 SH Put DFND 1 0 0 0
GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 51 4,900 SH Put DFND 1 0 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 204 7,500 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 13,650 205,700 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 14 7,200 SH Put DFND 1 0 0 0
INSMED INC COM PAR $.01 457669307 880 49,900 SH Put DFND 1 0 0 0
INNOVIVA INC COM 45781M101 106 10,100 SH Put DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 940 109,500 SH Put DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 7,485 75,200 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 742 246,700 SH Put DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC COM 595017104 1,477 15,900 SH Put DFND 1 0 0 0
MEDICINES CO COM 584688105 17,925 358,500 SH Put DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 2,678 241,300 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 1,071 25,000 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 688 137,100 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 9 500 SH Put DFND 1 0 0 0
OMEROS CORP COM 682143102 485 29,700 SH Put DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 3 1,900 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 366 53,200 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 3,328 44,900 SH Put DFND 1 0 0 0
ROCKET PHARMACEUTICALS INC COM 77313F106 92 7,900 SH Put DFND 1 0 0 0
RETROPHIN INC COM 761299106 18 1,600 SH Put DFND 1 0 0 0
SUNPOWER CORP COM 867652406 1,618 147,500 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 2,455 32,600 SH Put DFND 1 0 0 0
SUTTER ROCK CAP CORP COM 86944Q100 285 45,700 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 594 86,400 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 3,663 148,100 SH Put DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,096 57,000 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 6,404 704,600 SH Put DFND 1 0 0 0
HUDBAY MINERALS INC COM 443628102 360 100,000 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 82,846 950,400 SH Put DFND 1 0 0 0
AVANTOR INC COM 05352A100 461 31,400 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 4,954 215,800 SH Put DFND 1 0 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 48 1,500 SH Put DFND 1 0 0 0
AK STL HLDG CORP COM 001547108 83 37,000 SH Put DFND 1 0 0 0
ANTERO RES CORP COM 03674X106 739 245,000 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 174 8,600 SH Put DFND 1 0 0 0
AVON PRODS INC COM 054303102 6,043 1,373,600 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 709 6,600 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 12,210 864,800 SH Put DFND 1 0 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 4,115 200,000 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 1,083 73,600 SH Put DFND 1 0 0 0
BEAZER HOMES USA INC COM NEW 07556Q881 1,178 79,100 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 7,613 178,300 SH Put DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 14 11,100 SH Put DFND 1 0 0 0
CHEMOURS CO COM 163851108 55 3,700 SH Put DFND 1 0 0 0
CSI COMPRESSCO LP COM UNIT 12637A103 267 90,400 SH Put DFND 1 0 0 0
CDK GLOBAL INC COM 12508E101 2,962 61,600 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 3,311 458,700 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 2,427 667,000 SH Put DFND 1 0 0 0
CONTINENTAL RESOURCES INC COM 212015101 424 13,800 SH Put DFND 1 0 0 0
CIMPRESS N V SHS EURO N20146101 131 1,000 SH Put DFND 1 0 0 0
CNX RESOURCES CORPORATION COM 12653C108 3,032 417,700 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 220 1,700 SH Put DFND 1 0 0 0
CTRIP COM INTL LTD SPONSORED ADS 22943F100 3,339 114,000 SH Put DFND 1 0 0 0
DISH NETWORK CORP CL A 25470M109 25,307 742,800 SH Put DFND 1 0 0 0
ENCANA CORP COM 292505104 323 70,400 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 3,435 60,800 SH Put DFND 1 0 0 0
FORD MTR CO DEL COM 345370860 15 1,700 SH Put DFND 1 0 0 0
FORUM ENERGY TECHNOLOGIES IN COM 34984V100 3 2,400 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 1,654 124,000 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 4,008 100,000 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 870 144,400 SH Put DFND 1 0 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 369 8,400 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 5,452 2,012,100 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 2,756 531,600 SH Put DFND 1 0 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 2,881 200,000 SH Put DFND 1 0 0 0
GRAN TIERRA ENERGY INC COM 38500T101 124 99,600 SH Put DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 160 5,500 SH Put DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 849 43,500 SH Put DFND 1 0 0 0
HD SUPPLY HLDGS INC COM 40416M105 1,155 29,500 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 9,139 241,400 SH Put DFND 1 0 0 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 16 500 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP COM 44919P508 3,792 17,400 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 43,175 2,676,700 SH Put DFND 1 0 0 0
PENNEY J C CORP INC COM 708160106 1,555 1,749,500 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM 48253L106 177 20,500 SH Put DFND 1 0 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 929 50,000 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 1,506 42,200 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 10,923 959,000 SH Put DFND 1 0 0 0
MCDERMOTT INTL INC COM 580037703 226 112,000 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 7,827 14,200 SH Put DFND 1 0 0 0
M/I HOMES INC COM 55305B101 56 1,500 SH Put DFND 1 0 0 0
MUELLER INDS INC COM 624756102 590 20,600 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 15,666 505,700 SH Put DFND 1 0 0 0
MONTAGE RES CORP COM 61179L100 189 50,000 SH Put DFND 1 0 0 0
MANITOWOC CO INC COM NEW 563571405 6,267 501,400 SH Put DFND 1 0 0 0
MUELLER WTR PRODS INC COM SER A 624758108 174 15,500 SH Put DFND 1 0 0 0
NAVISTAR INTL CORP NEW COM 63934E108 421 15,000 SH Put DFND 1 0 0 0
NEW RELIC INC COM 64829B100 485 7,900 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 11,266 42,100 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 4,065 2,606,200 SH Put DFND 1 0 0 0
NEWPARK RES INC COM PAR $.01NEW 651718504 145 19,100 SH Put DFND 1 0 0 0
NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 276 10,900 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 2,273 86,600 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 1,161 11,800 SH Put DFND 1 0 0 0
OPEN TEXT CORP COM 683715106 436 10,700 SH Put DFND 1 0 0 0
PDC ENERGY INC COM 69327R101 1,967 70,900 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 1,317 40,900 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 2,029 120,800 SH Put DFND 1 0 0 0
POST HLDGS INC COM 737446104 709 6,700 SH Put DFND 1 0 0 0
PERFICIENT INC COM 71375U101 38 1,000 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 2,302 200,000 SH Put DFND 1 0 0 0
PYXUS INTL INC COM 74737V106 166 12,700 SH Put DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 1,892 73,400 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 1,082 64,300 SH Put DFND 1 0 0 0
REVLON INC CL A NEW 761525609 596 25,400 SH Put DFND 1 0 0 0
RH COM 74967X103 427 2,500 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 13,419 3,002,100 SH Put DFND 1 0 0 0
SAILPOINT TECHNLGIES HLDGS I COM 78781P105 33 1,800 SH Put DFND 1 0 0 0
SEALED AIR CORP NEW COM 81211K100 2,075 50,000 SH Put DFND 1 0 0 0
SENSEONICS HLDGS INC COM 81727U105 14 14,900 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 4,995 245,500 SH Put DFND 1 0 0 0
SIRIUS XM HLDGS INC COM 82968B103 2,019 322,900 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 1,065 110,000 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 14,143 228,300 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 550 37,900 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 440 14,800 SH Put DFND 1 0 0 0
TRANSDIGM GROUP INC COM 893641100 18,848 36,200 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 643 42,600 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 180 7,900 SH Put DFND 1 0 0 0
TEAM INC COM 878155100 902 50,000 SH Put DFND 1 0 0 0
TALEND S A ADS 874224207 67 2,000 SH Put DFND 1 0 0 0
TAYLOR MORRISON HOME CORP COM 87724P106 573 22,100 SH Put DFND 1 0 0 0
TIMKENSTEEL CORP COM 887399103 6 1,000 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 223 15,600 SH Put DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 1,856 33,800 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 12,236 50,800 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 7,235 65,800 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 14,024 340,400 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 69 9,400 SH Put DFND 1 0 0 0
UNIT CORP COM 909218109 239 71,000 SH Put DFND 1 0 0 0
VALARIS PLC SHS CLASS A G9402V109 7,945 1,651,900 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 3,557 298,725 SH Put DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 2,023 226,900 SH Put DFND 1 0 0 0
VEONEER INCORPORATED COM 92336X109 1,425 95,100 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 1,827 16,300 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 6,824 152,500 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 1,508 187,900 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 1,840 421,100 SH Put DFND 1 0 0 0
WW INTL INC COM 98262P101 438 11,600 SH Put DFND 1 0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 14 200 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 6,501 562,900 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 3,448 115,300 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 7,398 248,100 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 116 1,600 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 53 9,200 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 1,312 385,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 171,816 1,135,300 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 302,111 1,018,000 SH Put DFND 1 0 0 0
UNITED PARCEL SERVICE INC CL B 911312106 2,396 20,000 SH Put DFND 1 0 0 0
ISHARES INC MSCI HONG KG ETF 464286871 24,983 1,100,600 SH Put DFND 1 0 0 0
BP PLC SPONSORED ADR 055622104 5,698 150,000 SH Put DFND 1 0 0 0
BLOOM ENERGY CORP COM CL A 093712107 97 30,000 SH Put DFND 1 0 0 0
EXTRA SPACE STORAGE INC COM 30225T102 4,088 35,000 SH Put DFND 1 0 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 3,635 25,000 SH Put DFND 1 0 0 0
AUTOLIV INC COM 052800109 173 2,200 SH Put DFND 1 0 0 0
CHEVRON CORP NEW COM 166764100 5,645 47,600 SH Put DFND 1 0 0 0
HESS CORP COM 42809H107 1,512 25,000 SH Put DFND 1 0 0 0
IDEX CORP COM 45167R104 1,933 11,800 SH Put DFND 1 0 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 117 30,000 SH Put DFND 1 0 0 0
STARBUCKS CORP COM 855244109 1,043 11,800 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 2,370 150,000 SH Put DFND 1 0 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 3,424 100,000 SH Put DFND 1 0 0 0
VISA INC COM CL A 92826C839 1,032 6,000 SH Put DFND 1 0 0 0
COLFAX CORP COM 194014106 72 2,500 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 713 8,800 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F103 1,312 702,100 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 377 3,000 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 1,201 39,800 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 1,246 28,600 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 425 6,200 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 273 24,400 SH Put DFND 1 0 0 0
CALAMP CORP COM 128126109 587 51,000 SH Put DFND 1 0 0 0
AVIS BUDGET GROUP INC COM 053774105 658 23,300 SH Put DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 373 31,800 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 928 257,800 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 1,036 50,000 SH Put DFND 1 0 0 0
ENCOMPASS HEALTH CORP COM 29261A100 506 8,000 SH Put DFND 1 0 0 0
FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 436 503,700 SH Put DFND 1 0 0 0
HC2 HLDGS INC COM 404139107 58 25,000 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 1,162 84,000 SH Put DFND 1 0 0 0
INFINERA CORPORATION COM 45667G103 2,060 378,100 SH Put DFND 1 0 0 0
INVACARE CORP COM 461203101 772 103,000 SH Put DFND 1 0 0 0
KNOWLES CORP COM 49926D109 156 7,700 SH Put DFND 1 0 0 0
MEDNAX INC COM 58502B106 52 2,300 SH Put DFND 1 0 0 0
NCR CORP NEW COM 62886E108 8,259 261,700 SH Put DFND 1 0 0 0
NUVASIVE INC COM 670704105 741 11,700 SH Put DFND 1 0 0 0
PURE STORAGE INC CL A 74624M102 115 6,800 SH Put DFND 1 0 0 0
RINGCENTRAL INC CL A 76680R206 238 1,900 SH Put DFND 1 0 0 0
SYNAPTICS INC COM 87157D109 799 20,000 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 1,232 18,200 SH Put DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 2 100 SH Put DFND 1 0 0 0
TTM TECHNOLOGIES INC COM 87305R109 435 35,700 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 8,528 279,900 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 481 34,400 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 10,718 142,300 SH Put DFND 1 0 0 0
VISHAY INTERTECHNOLOGY INC COM 928298108 614 36,300 SH Put DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 4,235 205,300 SH Put DFND 1 0 0 0
ZAYO GROUP HLDGS INC COM 98919V105 3,790 111,800 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 3,178 605,500 SH Put DFND 1 0 0 0
AT&T INC COM 00206R102 1,892 50,000 SH Put DFND 1 0 0 0
BECTON DICKINSON & CO COM 075887109 632 2,500 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 953 61,200 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 737 9,500 SH Put DFND 1 0 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 14,598 366,800 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 357 13,400 SH Put DFND 1 0 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 8,943 64,400 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 4,975 50,000 SH Put DFND 1 0 0 0
SPDR SERIES TRUST S&P REGL BKG 78464A698 369 7,000 SH Put DFND 1 0 0 0
VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 19 1,700 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 6,693 69,200 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 37,497 198,600 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 386 13,100 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 170,860 3,266,300 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 1,046 61,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 186,933 1,455,300 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 14,303 267,800 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 400 2,800 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 110,003 1,976,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 247,352 4,013,500 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 352 7,500 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 104,565 1,891,900 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 492 18,900 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5,720 204,300 SH Put DFND 1 0 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 18,158 444,300 SH Put DFND 1 0 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 7,219 304,100 SH Put DFND 1 0 0 0
DASEKE INC COM 23753F107 5 2,100 SH Put DFND 1 0 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 307 20,300 SH Put DFND 1 0 0 0
CENTURYLINK INC COM 156700106 1,264 101,300 SH Put DFND 1 0 0 0
GNC HLDGS INC COM CL A 36191G107 278 130,000 SH Put DFND 1 0 0 0
NEWMONT GOLDCORP CORPORATION COM 651639106 1,516 40,000 SH Put DFND 1 0 0 0
ROYAL GOLD INC COM 780287108 1,232 10,000 SH Put DFND 1 0 0 0
BLACKROCK CAPITAL INVESTMENT COM 092533108 679 135,640 SH   DFND 1 135,640 0 0
HERCULES CAPITAL INC COM 427096508 348 26,032 SH   DFND 1 26,032 0 0
OAKTREE STRATEGIC INCOME COR COM 67402D104 39 4,770 SH   DFND 1 4,770 0 0
OAKTREE SPECIALTY LENDING CO COM 67401P108 676 130,613 SH   DFND 1 130,613 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 287 24,748 SH   DFND 1 24,748 0 0
PENNANTPARK INVT CORP COM 708062104 661 105,512 SH   DFND 1 105,512 0 0
STELLUS CAP INVT CORP COM 858568108 133 9,787 SH   DFND 1 9,787 0 0
SOLAR CAP LTD COM 83413U100 170 8,265 SH   DFND 1 8,265 0 0
WHITEHORSE FIN INC COM 96524V106 146 10,516 SH   DFND 1 10,516 0 0
MORGAN STANLEY INDIA INVS FD COM 61745C105 3,510 185,240 SH   DFND 1 185,240 0 0
INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 73 3,237 SH   DFND 1 3,237 0 0
ARBOR RLTY TR INC COM 038923108 3,166 241,565 SH   DFND 1 241,565 0 0
COLONY CR REAL ESTATE INC COM CL A 19625T101 7,285 503,808 SH   DFND 1 503,808 0 0
GRANITE PT MTG TR INC COM 38741L107 3,473 185,348 SH   DFND 1 185,348 0 0
HUNT COS FIN TR INC COM 44558T100 1,220 363,136 SH   DFND 1 363,136 0 0
KKR REAL ESTATE FIN TR INC COM 48251K100 3,980 203,823 SH   DFND 1 203,823 0 0
TPG RE FIN TR INC COM 87266M107 2,757 139,002 SH   DFND 1 139,002 0 0
EXANTAS CAP CORP COM NEW 30068N105 3,956 347,940 SH   DFND 1 347,940 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 0 2 SH   DFND 1 2 0 0
ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 35,814 32,304,000 PRN   DFND 1 0 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 5,183 5,142,000 PRN   DFND 1 0 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 23,489 28,680,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 1,021 1,000,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1,335 1,300,000 PRN   DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 53,993 34,419,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 4,092 5,000,000 PRN   DFND 1 0 0 0
CALAMP CORP NOTE 2.000% 8/0 128126AD1 6,155 7,500,000 PRN   DFND 1 0 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 79,811 62,091,000 PRN   DFND 1 0 0 0
CONMED CORP COM 207410101 1,134 11,797 SH   DFND 1 11,797 0 0
COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 211,860 72,802,000 PRN   DFND 1 0 0 0
DISH NETWORK CORP NOTE 3.375% 8/1 25470MAB5 48,329 52,500,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 15,760 15,500,000 PRN   DFND 1 0 0 0
ENVESTNET INC NOTE 1.750%12/1 29404KAA4 24,775 24,481,000 PRN   DFND 1 0 0 0
ETSY INC NOTE 3/0 29786AAC0 65,811 39,079,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 6,970 3,668,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 7,499 6,924,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 16,266 11,500,000 PRN   DFND 1 0 0 0
EZCORP INC NOTE 2.875% 7/0 302301AF3 18,861 19,829,000 PRN   DFND 1 0 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 17,497 18,556,000 PRN   DFND 1 0 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 54,843 37,908,000 PRN   DFND 1 0 0 0
AMICUS THERAPEUTICS INC COM 03152W109 31 3,951 SH   DFND 1 3,951 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 11,932 12,833,000 PRN   DFND 1 0 0 0
GOPRO INC CL A 38268T103 3,694 712,620 SH   DFND 1 712,620 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 1,685 1,500,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 38,847 41,456,000 PRN   DFND 1 0 0 0
CHINA LODGING GROUP LTD NOTE 0.375%11/0 16949NAC3 3,917 3,760,000 PRN   DFND 1 0 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 39,819 23,783,000 PRN   DFND 1 0 0 0
HORIZON THERAPEUTICS PUB LTD SHS G46188101 68 2,500 SH   DFND 1 2,500 0 0
IAC INTERACTIVECORP COM 44919P508 13,839 63,492 SH   DFND 1 63,492 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 39,220 45,339,000 PRN   DFND 1 0 0 0
INFINERA CORPORATION NOTE 2.125% 9/0 45667GAC7 7,276 8,351,000 PRN   DFND 1 0 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 10,221 12,258,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 31,445 32,648,000 PRN   DFND 1 0 0 0
ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 41,717 36,592,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 33,442 33,392,000 PRN   DFND 1 0 0 0
INVACARE CORP NOTE 5.000% 2/1 461203AF8 14,652 15,739,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 42,058 29,598,000 PRN   DFND 1 0 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 27,500 21,402,000 PRN   DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 28,530 34,133,000 PRN   DFND 1 0 0 0
MONGODB INC NOTE 0.750% 6/1 60937PAB2 18,137 9,644,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,674 2,500,000 PRN   DFND 1 0 0 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 65,729 72,969,000 PRN   DFND 1 0 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 53,812 56,791,000 PRN   DFND 1 0 0 0
SERVICENOW INC COM 81762P102 37 147 SH   DFND 1 147 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 73,530 62,251,000 PRN   DFND 1 0 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 10,621 9,467,000 PRN   DFND 1 0 0 0
PAR PACIFIC HOLDINGS INC COM NEW 69888T207 342 14,983 SH   DFND 1 14,983 0 0
PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 54,512 55,025,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAJ3 11,136 11,852,000 PRN   DFND 1 0 0 0
PROOFPOINT INC COM 743424103 3,329 25,800 SH   DFND 1 25,800 0 0
PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 6,099 6,129,000 PRN   DFND 1 0 0 0
PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 3,153 3,125,000 PRN   DFND 1 0 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 7,799 6,500,000 PRN   DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 218 3,670 SH   DFND 1 3,670 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 7,597 7,700,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 21,253 20,454,000 PRN   DFND 1 0 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 8,685 8,288,000 PRN   DFND 1 0 0 0
QUDIAN INC ADR 747798106 348 50,511 SH   DFND 1 50,511 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 36,648 24,839,000 PRN   DFND 1 0 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 12,005 12,751,000 PRN   DFND 1 0 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 24,888 27,200,000 PRN   DFND 1 0 0 0
RESTORATION HARDWARE HLDGS I DBCV 7/1 761283AC4 3,713 2,500,000 PRN   DFND 1 0 0 0
RINGCENTRAL INC NOTE 3/1 76680RAD9 65,621 40,533,000 PRN   DFND 1 0 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 37,251 23,563,000 PRN   DFND 1 0 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 14,889 20,025,000 PRN   DFND 1 0 0 0
SM ENERGY CO NOTE 1.500% 7/0 78454LAM2 6,387 7,024,000 PRN   DFND 1 0 0 0
SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 7,880 8,668,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.375% 3/0 852234AB9 83,466 30,727,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 107,953 81,641,000 PRN   DFND 1 0 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 4,256 4,000,000 PRN   DFND 1 0 0 0
TELADOC HEALTH INC NOTE 3.000%12/1 87918AAB1 79,365 46,463,000 PRN   DFND 1 0 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 2,212 2,000,000 PRN   DFND 1 0 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 7,445 8,000,000 PRN   DFND 1 0 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 2,382 2,500,000 PRN   DFND 1 0 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 64,530 40,230,000 PRN   DFND 1 0 0 0
TOWER SEMICONDUCTOR LTD SHS NEW M87915274 1,268 65,942 SH   DFND 1 65,942 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 62,054 46,641,000 PRN   DFND 1 0 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 60,162 35,980,000 PRN   DFND 1 0 0 0
TWITTER INC NOTE 1.000% 9/1 90184LAD4 47,296 48,011,000 PRN   DFND 1 0 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 15,557 14,170,000 PRN   DFND 1 0 0 0
VONAGE HLDGS CORP COM 92886T201 326 28,900 SH   DFND 1 28,900 0 0
VEONEER INCORPORATED NOTE 4.000% 6/0 92336XAA7 15,232 15,375,000 PRN   DFND 1 0 0 0
VISHAY INTERTECHNOLOGY INC NOTE 2.250% 6/1 928298AP3 30,925 32,925,000 PRN   DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 5,697 127,315 SH   DFND 1 127,315 0 0
WHITING PETE CORP NEW NOTE 1.250% 4/0 966387AL6 1,654 1,708,000 PRN   DFND 1 0 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 5,662 9,000,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 3,526 4,000,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 56,347 56,684,000 PRN   DFND 1 0 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 83,630 63,162,000 PRN   DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 30,174 25,600,000 PRN   DFND 1 0 0 0
DANAHER CORPORATION COM 235851102 17,685 122,452 SH   DFND 1 122,452 0 0
NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 10,070 622,343 SH   DFND 1 622,343 0 0
ARLINGTON ASSET INVT CORP CL A NEW 041356205 1,049 191,177 SH   DFND 1 191,177 0 0
GREAT AJAX CORP COM 38983D300 994 64,168 SH   DFND 1 64,168 0 0
ANWORTH MORTGAGE ASSET CP COM 037347101 7,751 2,348,988 SH   DFND 1 2,348,988 0 0
ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 22,661 1,352,927 SH   DFND 1 1,352,927 0 0
CHERRY HILL MTG INVT CORP COM 164651101 10,484 800,356 SH   DFND 1 800,356 0 0
ELLINGTON FINANCIAL INC COM 28852N109 1,776 98,288 SH   DFND 1 98,288 0 0
AG MTG INVT TR INC COM 001228105 11,547 762,240 SH   DFND 1 762,240 0 0
MGIC INVT CORP WIS COM 552848103 12,038 956,976 SH   DFND 1 956,976 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 29,700 1,894,145 SH   DFND 1 1,894,145 0 0
ORCHID IS CAP INC COM 68571X103 6,227 1,083,125 SH   DFND 1 1,083,125 0 0
TWO HBRS INVT CORP COM NEW 90187B408 12,863 979,685 SH   DFND 1 979,685 0 0
WESTERN ASSET MTG CAP CORP COM 95790D105 464 48,120 SH   DFND 1 48,120 0 0
TCG BDC INC COM 872280102 262 18,207 SH   DFND 1 18,207 0 0
FIDUS INVT CORP COM 316500107 232 15,658 SH   DFND 1 15,658 0 0
FS KKR CAPITAL CORP COM 302635107 888 152,340 SH   DFND 1 152,340 0 0
MONROE CAP CORP COM 610335101 262 24,864 SH   DFND 1 24,864 0 0
NEW MTN FIN CORP COM 647551100 285 20,955 SH   DFND 1 20,955 0 0
PROSPECT CAPITAL CORPORATION COM 74348T102 800 121,529 SH   DFND 1 121,529 0 0
BLACKROCK TCP CAP CORP COM 09259E108 207 15,300 SH   DFND 1 15,300 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 223 23,199 SH   DFND 1 23,199 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 1,409 169,035 SH   DFND 1 169,035 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3,917 325,874 SH   DFND 1 325,874 0 0
BLACKROCK RES & COMM STRAT T SHS 09257A108 369 49,430 SH   DFND 1 49,430 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 2,591 231,398 SH   DFND 1 231,398 0 0
CENTRAL SECS CORP COM 155123102 508 16,199 SH   DFND 1 16,199 0 0
CHINA FD INC COM 169373107 592 30,533 SH   DFND 1 30,533 0 0
SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 403 7,692 SH   DFND 1 7,692 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 269 1,000 SH   DFND 1 1,000 0 0
GENERAL AMERN INVS INC COM 368802104 310 8,530 SH   DFND 1 8,530 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 437 39,285 SH   DFND 1 39,285 0 0
TEKLA HEALTHCARE INVS SH BEN INT 87911J103 2,618 142,766 SH   DFND 1 142,766 0 0
HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 786 115,088 SH   DFND 1 115,088 0 0
INDIA FD INC COM 454089103 62 3,033 SH   DFND 1 3,033 0 0
NEW IRELAND FUND INC COM 645673104 203 23,749 SH   DFND 1 23,749 0 0
ISHARES TR RUS MD CP GR ETF 464287481 162 1,147 SH   DFND 1 1,147 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 559 76,800 SH   DFND 1 76,800 0 0
KOREA FD COM NEW 500634209 761 27,760 SH   DFND 1 27,760 0 0
NEUBERGER BERMAN MLP AND ENR COM 64129H104 2,655 368,871 SH   DFND 1 368,871 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 2,312 132,091 SH   DFND 1 132,091 0 0
ADAM NAT RES FD INC COM 00548F105 2,191 138,467 SH   DFND 1 138,467 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 1,707 217,253 SH   DFND 1 217,253 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 148 500 SH   DFND 1 500 0 0
CUSHING ENERGY INCOME COM SH BEN INT 23162T102 173 28,242 SH   DFND 1 28,242 0 0
TEMPLETON DRAGON FD INC COM 88018T101 1,525 85,200 SH   DFND 1 85,200 0 0
TAIWAN FD INC COM 874036106 487 26,421 SH   DFND 1 26,421 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1,092 16,878 SH   DFND 1 16,878 0 0
INVESCO CURNCYSHS AUSTRLA DL AUSTRALIAN DOL 46090N103 6 100 SH   DFND 1 100 0 0
ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 63 400 SH   DFND 1 400 0 0
ISHARES TR PFD AND INCM SEC 464288687 2,180 58,110 SH   DFND 1 58,110 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 125 7,881 SH   DFND 1 7,881 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 115,059 30,748,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 342 15,691 SH   DFND 1 15,691 0 0
DERMIRA INC COM 24983L104 120 18,850 SH   DFND 1 18,850 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 24,767 24,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 406 126,712 SH   DFND 1 126,712 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 17,254 19,000,000 PRN   DFND 1 0 0 0
ILLUMINA INC COM 452327109 2,010 6,610 SH   DFND 1 6,610 0 0
IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 12,226 4,614,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 1.125%12/0 45772FAB3 44,870 28,632,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 8,113 12,250,000 PRN   DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 263 23,729 SH   DFND 1 23,729 0 0
MICRON TECHNOLOGY INC COM 595112103 1,929 45,039 SH   DFND 1 45,039 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 16,562 12,000,000 PRN   DFND 1 0 0 0
NIO INC DEBT 4.500% 2/0 G6525FAA0 284 1,000,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 1,787 4,330,000 PRN   DFND 1 0 0 0
OKTA INC CL A 679295105 316 3,215 SH   DFND 1 3,215 0 0
OPKO HEALTH INC COM 68375N103 13 6,336 SH   DFND 1 6,336 0 0
QORVO INC COM 74736K101 540 7,289 SH   DFND 1 7,289 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 628 145,228 SH   DFND 1 145,228 0 0
SEA LTD NOTE 2.250% 7/0 81141RAB6 103,705 59,597,000 PRN   DFND 1 0 0 0
SPECTRUM PHARMACEUTICALS INC COM 84763A108 0 109 SH   DFND 1 109 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 46 1,705 SH   DFND 1 1,705 0 0
SYNEOS HEALTH INC CL A 87166B102 340 6,400 SH   DFND 1 6,400 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 22,397 24,100,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 199 29,000 SH   DFND 1 29,000 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 818 98,624 SH   DFND 1 98,624 0 0
ATLANTIC PWR CORP COM NEW 04878Q863 51 21,832 SH   DFND 1 21,832 0 0
JUST ENERGY GROUP INC COM 48213W101 90 38,200 SH   DFND 1 38,200 0 0
HUDBAY MINERALS INC COM 443628102 7 2,000 SH   DFND 1 2,000 0 0
GRAN TIERRA ENERGY INC COM 38500T101 74 59,800 SH   DFND 1 59,800 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 1,267 54,300 SH   DFND 1 54,300 0 0
AXT INC COM 00246W103 178 50,249 SH   DFND 1 50,249 0 0
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COLLIER CREEK HOLDINGS COM CL A G22707106 2,499 245,330 SH   DFND 1 245,330 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 2,801 261,800 SH   DFND 1 261,800 0 0
CHURCHILL CAP CORP II CL A 17143G106 3,500 349,400 SH   DFND 1 349,400 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 4,722 449,300 SH   DFND 1 449,300 0 0
CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 339 226,395 SH   DFND 1 226,395 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 2,028 200,000 SH   DFND 1 200,000 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 55 85,054 SH   DFND 1 85,054 0 0
CONYERS PK II ACQUISITION CO UNIT 99/99/9999 212896203 2,062 193,650 SH   DFND 1 193,650 0 0
CRESCENT ACQUISITION CORP COM CL A 22564L105 2,475 250,000 SH   DFND 1 250,000 0 0
CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 1,016 100,000 SH   DFND 1 100,000 0 0
CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 2,986 295,405 SH   DFND 1 295,405 0 0
CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 40 46,000 SH   DFND 1 46,000 0 0
DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 27 80,000 SH   DFND 1 80,000 0 0
DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 2,515 247,315 SH   DFND 1 247,315 0 0
DFB HEALTHCARE ACQUISTION CO COM 23291E109 6,483 636,848 SH   DFND 1 636,848 0 0
DFB HEALTHCARE ACQUISTION CO UNIT 01/30/2023 23291E208 21 2,000 SH   DFND 1 2,000 0 0
DFB HEALTHCARE ACQUISTION CO *W EXP 04/11/202 23291E117 80 56,183 SH   DFND 1 56,183 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 1,721 169,575 SH   DFND 1 169,575 0 0
FELLAZO INC UNIT 99/99/9999 G3362K104 1,494 150,000 SH   DFND 1 150,000 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 6,936 678,735 SH   DFND 1 678,735 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 4,452 416,500 SH   DFND 1 416,500 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 167 139,900 SH   DFND 1 139,900 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 5,488 545,083 SH   DFND 1 545,083 0 0
GIGCAPITAL INC RIGHT 03/06/2020 37518N114 63 71,800 SH   DFND 1 71,800 0 0
GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 16 85,000 SH   DFND 1 85,000 0 0
GORES METROPOULOS INC COM CL A 382872109 776 76,875 SH   DFND 1 76,875 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 637 60,100 SH   DFND 1 60,100 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 732 70,000 SH   DFND 1 70,000 0 0
GRAF INDL CORP COM 384278107 458 45,500 SH   DFND 1 45,500 0 0
GRAF INDL CORP UNIT 12/31/2025 384278206 412 40,000 SH   DFND 1 40,000 0 0
GORES HOLDINGS III INC CLASS A 38286G109 1,574 155,700 SH   DFND 1 155,700 0 0
GS ACQUISITION HLDGS CORP COM CL A 36255F102 2,295 225,023 SH   DFND 1 225,023 0 0
GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 2,933 275,403 SH   DFND 1 275,403 0 0
GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 307 205,000 SH   DFND 1 205,000 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 1,529 137,900 SH   DFND 1 137,900 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 600 60,000 SH   DFND 1 60,000 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 3,416 323,842 SH   DFND 1 323,842 0 0
HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 47 60,000 SH   DFND 1 60,000 0 0
WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 5 40,000 SH   DFND 1 40,000 0 0
HEALTH SCIENCES ACQUSTN CORP COM 42227C102 1,765 176,157 SH   DFND 1 176,157 0 0
HEALTH SCIENCES ACQUSTN CORP UNIT 04/01/2024 42227C201 700 65,253 SH   DFND 1 65,253 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 3,710 374,800 SH   DFND 1 374,800 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 2,873 278,126 SH   DFND 1 278,126 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 464 310,000 SH   DFND 1 310,000 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 443 42,599 SH   DFND 1 42,599 0 0
SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 3,811 356,228 SH   DFND 1 356,228 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 09/14/202 G8250R129 37 15,003 SH   DFND 1 15,003 0 0
8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 100 231,240 SH   DFND 1 231,240 0 0
KBL MERGER CORP IV RIGHT 09/09/2019 48242A120 16 93,753 SH   DFND 1 93,753 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 5 64,200 SH   DFND 1 64,200 0 0
LEISURE ACQUISITION CORP COM 52539T107 2,048 200,000 SH   DFND 1 200,000 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 58 77,800 SH   DFND 1 77,800 0 0
LANDCADIA HLDGS II INC CL A 51476X105 1,765 180,000 SH   DFND 1 180,000 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 4,545 450,000 SH   DFND 1 450,000 0 0
LF CAP ACQUISITION CORP CL A 50200K108 4,719 460,000 SH   DFND 1 460,000 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 47 148,102 SH   DFND 1 148,102 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 5 16,300 SH   DFND 1 16,300 0 0
LEO HOLDINGS CORP COM CL A G5463L105 7,757 757,612 SH   DFND 1 757,612 0 0
LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 105 142,500 SH   DFND 1 142,500 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 618 60,000 SH   DFND 1 60,000 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 5 60,000 SH   DFND 1 60,000 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 4,063 399,954 SH   DFND 1 399,954 0 0
MONOCLE ACQUISITION CORP COM 609754106 3,075 307,500 SH   DFND 1 307,500 0 0
MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 18 40,000 SH   DFND 1 40,000 0 0
MOSAIC ACQUISITION CORP COM CL A 61946M100 4,372 423,280 SH   DFND 1 423,280 0 0
MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 196 170,908 SH   DFND 1 170,908 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 6,577 644,900 SH   DFND 1 644,900 0 0
NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1,223 114,900 SH   DFND 1 114,900 0 0
NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 145 145,500 SH   DFND 1 145,500 0 0
NEW FRONTIER CORP *W EXP 99/99/999 G6485P124 110 110,000 SH   DFND 1 110,000 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 1,964 200,000 SH   DFND 1 200,000 0 0
NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 605 60,000 SH   DFND 1 60,000 0 0
NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 30 100,000 SH   DFND 1 100,000 0 0
ORISUN ACQUISITION CORP UNIT 99/99/9999 68632T208 400 40,000 SH   DFND 1 40,000 0 0
PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 400 40,000 SH   DFND 1 40,000 0 0
PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 7 110,000 SH   DFND 1 110,000 0 0
PURE ACQUISITION CORP CL A 74621Q106 666 65,000 SH   DFND 1 65,000 0 0
PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 214 20,000 SH   DFND 1 20,000 0 0
PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 18 17,500 SH   DFND 1 17,500 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 2,952 290,000 SH   DFND 1 290,000 0 0
PIVOTAL ACQUISITION CORP CL A COM 72583A101 3,006 295,318 SH   DFND 1 295,318 0 0
PIVOTAL ACQUISITION CORP UNIT 12/01/2025 72583A200 268 23,300 SH   DFND 1 23,300 0 0
RMG ACQUISITION CORP CL A 749641106 3,915 397,499 SH   DFND 1 397,499 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 403 40,001 SH   DFND 1 40,001 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 5 7,333 SH   DFND 1 7,333 0 0
REPLAY ACQUISITION CORP COM G75130107 1,709 172,146 SH   DFND 1 172,146 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 69 92,500 SH   DFND 1 92,500 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 31 90,100 SH   DFND 1 90,100 0 0
SC HEALTH CORP UNIT 99/99/9999 G78516302 207 20,000 SH   DFND 1 20,000 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 1,976 200,000 SH   DFND 1 200,000 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 542 53,824 SH   DFND 1 53,824 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 45 75,000 SH   DFND 1 75,000 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 4,403 419,334 SH   DFND 1 419,334 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 63 75,000 SH   DFND 1 75,000 0 0
SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 7,664 758,900 SH   DFND 1 758,900 0 0
SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 837 80,796 SH   DFND 1 80,796 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 2,610 256,455 SH   DFND 1 256,455 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 3,316 330,000 SH   DFND 1 330,000 0 0
TUSCAN HOLDINGS CORP COM 90069K104 2,955 301,600 SH   DFND 1 301,600 0 0
TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 1,068 99,911 SH   DFND 1 99,911 0 0
TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 113 149,196 SH   DFND 1 149,196 0 0
TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 13 54,798 SH   DFND 1 54,798 0 0
TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 12 134,400 SH   DFND 1 134,400 0 0
TRINITY MERGER CORP COM CL A 89653L106 4,422 423,653 SH   DFND 1 423,653 0 0
TRINITY MERGER CORP *W EXP 05/11/202 89653L114 294 232,100 SH   DFND 1 232,100 0 0
TRINITY MERGER CORP UNIT 05/11/2025 89653L205 477 40,861 SH   DFND 1 40,861 0 0
TPG PACE HLDGS CORP CL A G89827128 10,244 996,520 SH   DFND 1 996,520 0 0
TRINE ACQUISITION CORP COM CL A 89628U108 2,319 235,000 SH   DFND 1 235,000 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 2,944 284,504 SH   DFND 1 284,504 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 47 60,000 SH   DFND 1 60,000 0 0
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 45 153,375 SH   DFND 1 153,375 0 0
LINCOLN NATL CORP IND COM 534187109 40 675 SH   DFND 1 675 0 0
ISHARES INC MSCI GERMANY ETF 464286806 269 10,016 SH   DFND 1 10,016 0 0
ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 16 200 SH   DFND 1 200 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 34,299 226,639 SH   DFND 1 226,639 0 0
ADIENT PLC ORD SHS G0084W101 1,703 74,199 SH   DFND 1 74,199 0 0
AK STL HLDG CORP COM 001547108 9 3,993 SH   DFND 1 3,993 0 0
AMC NETWORKS INC CL A 00164V103 235 4,800 SH   DFND 1 4,800 0 0
ANTERO RES CORP COM 03674X106 375 124,199 SH   DFND 1 124,199 0 0
AVON PRODS INC COM 054303102 1,615 367,157 SH   DFND 1 367,157 0 0
BUILDERS FIRSTSOURCE INC COM 12008R107 588 28,614 SH   DFND 1 28,614 0 0
CHEMOURS CO COM 163851108 2,074 138,870 SH   DFND 1 138,870 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 214 47,422 SH   DFND 1 47,422 0 0
CDK GLOBAL INC COM 12508E101 352 7,321 SH   DFND 1 7,321 0 0
CLEVELAND CLIFFS INC COM 185899101 475 65,800 SH   DFND 1 65,800 0 0
CONTINENTAL RESOURCES INC COM 212015101 58 1,900 SH   DFND 1 1,900 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 684 113,204 SH   DFND 1 113,204 0 0
CNX RESOURCES CORPORATION COM 12653C108 524 72,245 SH   DFND 1 72,245 0 0
CALIFORNIA RES CORP COM NEW 13057Q206 33 3,245 SH   DFND 1 3,245 0 0
CARRIZO OIL & GAS INC COM 144577103 4,435 516,711 SH   DFND 1 516,711 0 0
CONSTELLIUM SE CL A N22035104 4,931 388,000 SH   DFND 1 388,000 0 0
ENCANA CORP COM 292505104 336 73,122 SH   DFND 1 73,122 0 0
EVOLENT HEALTH INC CL A 30050B101 245 34,150 SH   DFND 1 34,150 0 0
EVERI HLDGS INC COM 30034T103 1,526 180,448 SH   DFND 1 180,448 0 0
FORD MTR CO DEL COM 345370860 50 5,500 SH   DFND 1 5,500 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 12,505 10,228,000 PRN   DFND 1 0 0 0
FORUM ENERGY TECHNOLOGIES IN COM 34984V100 2 1,447 SH   DFND 1 1,447 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 1,976 49,311 SH   DFND 1 49,311 0 0
GRAHAM HLDGS CO COM 384637104 663 1,000 SH   DFND 1 1,000 0 0
GOGO INC COM 38046C109 8 1,348 SH   DFND 1 1,348 0 0
CANADA GOOSE HOLDINGS INC SHS SUB VTG 135086106 169 3,851 SH   DFND 1 3,851 0 0
GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 1,322 1,275,000 PRN   DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 979 361,509 SH   DFND 1 361,509 0 0
GOPRO INC NOTE 3.500% 4/1 38268TAB9 11,537 11,750,000 PRN   DFND 1 0 0 0
FERROGLOBE PLC SHS G33856108 504 446,705 SH   DFND 1 446,705 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 1,670 115,996 SH   DFND 1 115,996 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 2,119 72,700 SH   DFND 1 72,700 0 0
HD SUPPLY HLDGS INC COM 40416M105 148 3,800 SH   DFND 1 3,800 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 1,219 42,269 SH   DFND 1 42,269 0 0
HARMONIC INC NOTE 4.000%12/0 413160AB8 7,688 5,925,000 PRN   DFND 1 0 0 0
HOVNANIAN ENTERPRISES INC CL A NEW 442487401 351 18,282 SH   DFND 1 18,282 0 0
HIGHPOINT RES CORP COM 43114K108 58 37,032 SH   DFND 1 37,032 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,060 1,100,000 PRN   DFND 1 0 0 0
GARTNER INC COM 366651107 632 4,420 SH   DFND 1 4,420 0 0
KOSMOS ENERGY LTD COM 500688106 819 131,262 SH   DFND 1 131,262 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 120 6,500 SH   DFND 1 6,500 0 0
LANNET INC COM 516012101 183 16,355 SH   DFND 1 16,355 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 569 61,586 SH   DFND 1 61,586 0 0
MATTEL INC COM 577081102 1,416 124,336 SH   DFND 1 124,336 0 0
MCDERMOTT INTL INC COM 580037703 243 120,324 SH   DFND 1 120,324 0 0
MICHAELS COS INC COM 59408Q106 997 101,901 SH   DFND 1 101,901 0 0
MUELLER INDS INC COM 624756102 211 7,365 SH   DFND 1 7,365 0 0
MONTAGE RES CORP COM 61179L100 47 12,500 SH   DFND 1 12,500 0 0
MERITAGE HOMES CORP COM 59001A102 408 5,800 SH   DFND 1 5,800 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 16,815 10,133,000 PRN   DFND 1 0 0 0
NAVISTAR INTL CORP NEW COM 63934E108 86 3,093 SH   DFND 1 3,093 0 0
NEW GOLD INC CDA COM 644535106 475 470,757 SH   DFND 1 470,757 0 0
NIO INC SPON ADS 62914V106 356 228,618 SH   DFND 1 228,618 0 0
NEWPARK RES INC COM PAR $.01NEW 651718504 157 20,648 SH   DFND 1 20,648 0 0
NUTANIX INC NOTE 1/1 67059NAB4 9,715 10,378,000 PRN   DFND 1 0 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 16,027 7,600,000 PRN   DFND 1 0 0 0
OPEN TEXT CORP COM 683715106 232 5,700 SH   DFND 1 5,700 0 0
PALO ALTO NETWORKS INC COM 697435105 244 1,200 SH   DFND 1 1,200 0 0
PDC ENERGY INC COM 69327R101 1,782 64,227 SH   DFND 1 64,227 0 0
PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 4,854 5,000,000 PRN   DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 192 11,455 SH   DFND 1 11,455 0 0
PARTY CITY HOLDCO INC COM 702149105 1,141 199,879 SH   DFND 1 199,879 0 0
QUAD / GRAPHICS INC COM CL A 747301109 539 51,330 SH   DFND 1 51,330 0 0
RITE AID CORP COM 767754872 239 34,468 SH   DFND 1 34,468 0 0
RENT A CTR INC NEW COM 76009N100 434 16,843 SH   DFND 1 16,843 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 18,916 12,577,000 PRN   DFND 1 0 0 0
RH COM 74967X103 363 2,130 SH   DFND 1 2,130 0 0
TRANSOCEAN LTD REG SHS H8817H100 221 49,556 SH   DFND 1 49,556 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 2,149 2,159,000 PRN   DFND 1 0 0 0
SEMGROUP CORP CL A 81663A105 711 43,543 SH   DFND 1 43,543 0 0
SCIENTIFIC GAMES CORP COM 80874P109 8,550 420,190 SH   DFND 1 420,190 0 0
SIRIUS XM HLDGS INC COM 82968B103 87 14,055 SH   DFND 1 14,055 0 0
SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 2,611 2,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 816 27,442 SH   DFND 1 27,442 0 0
TENNECO INC CL A VTG COM STK 880349105 1,024 81,838 SH   DFND 1 81,838 0 0
TRIUMPH GROUP INC NEW COM 896818101 31 1,367 SH   DFND 1 1,367 0 0
TWITTER INC COM 90184L102 3,152 76,520 SH   DFND 1 76,520 0 0
UNISYS CORP COM NEW 909214306 599 80,670 SH   DFND 1 80,670 0 0
VECTOR GROUP LTD COM 92240M108 198 16,671 SH   DFND 1 16,671 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 8,615 7,000,000 PRN   DFND 1 0 0 0
VIPSHOP HLDGS LTD SPONSORED ADS A 92763W103 1,743 195,426 SH   DFND 1 195,426 0 0
VENATOR MATLS PLC SHS G9329Z100 90 36,954 SH   DFND 1 36,954 0 0
WAYFAIR INC CL A 94419L101 2,188 19,515 SH   DFND 1 19,515 0 0
W & T OFFSHORE INC COM 92922P106 407 93,300 SH   DFND 1 93,300 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 282 3,966 SH   DFND 1 3,966 0 0
UNITED STATES STL CORP NEW COM 912909108 437 37,915 SH   DFND 1 37,915 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 213 7,139 SH   DFND 1 7,139 0 0
ZILLOW GROUP INC CL A 98954M101 391 13,246 SH   DFND 1 13,246 0 0
IAMGOLD CORP COM 450913108 8 2,366 SH   DFND 1 2,366 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 1,035 9,000 SH   DFND 1 9,000 0 0
INOVALON HLDGS INC COM CL A 45781D101 2,048 125,000 SH   DFND 1 125,000 0 0
KNOT OFFSHORE PARTNERS LP COM UNITS Y48125101 5,829 305,387 SH   DFND 1 305,387 0 0
SCOTTS MIRACLE GRO CO CL A 810186106 2,036 20,000 SH   DFND 1 20,000 0 0
TPI COMPOSITES INC COM 87266J104 750 40,000 SH   DFND 1 40,000 0 0
WABTEC CORP COM 929740108 1,077 15,000 SH   DFND 1 15,000 0 0
YEXT INC COM 98585N106 317 20,000 SH   DFND 1 20,000 0 0
AMETEK INC NEW COM 031100100 918 10,000 SH   DFND 1 10,000 0 0
BOEING CO COM 097023105 3,954 10,394 SH   DFND 1 10,394 0 0
CROWN HOLDINGS INC COM 228368106 2,972 45,000 SH   DFND 1 45,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 1,140 16,000 SH   DFND 1 16,000 0 0
D R HORTON INC COM 23331A109 474 9,000 SH   DFND 1 9,000 0 0
EMERSON ELEC CO COM 291011104 3,008 45,000 SH   DFND 1 45,000 0 0
F M C CORP COM NEW 302491303 3,094 35,288 SH   DFND 1 35,288 0 0
GENERAL ELECTRIC CO COM 369604103 446 49,929 SH   DFND 1 49,929 0 0
IAA INC COM 449253103 1,460 35,000 SH   DFND 1 35,000 0 0
KBR INC COM 48242W106 1,227 50,000 SH   DFND 1 50,000 0 0
LENNOX INTL INC COM 526107107 191 789 SH   DFND 1 789 0 0
LINDE PLC SHS G5494J103 4,649 24,000 SH   DFND 1 24,000 0 0
LOUISIANA PAC CORP COM 546347105 417 17,000 SH   DFND 1 17,000 0 0
MOBILE MINI INC COM 60740F105 368 10,000 SH   DFND 1 10,000 0 0
MARTIN MARIETTA MATLS INC COM 573284106 1,024 3,737 SH   DFND 1 3,737 0 0
PPG INDS INC COM 693506107 735 6,205 SH   DFND 1 6,205 0 0
RAYTHEON CO COM NEW 755111507 2,598 13,247 SH   DFND 1 13,247 0 0
SHERWIN WILLIAMS CO COM 824348106 1,851 3,368 SH   DFND 1 3,368 0 0
UNION PACIFIC CORP COM 907818108 6,884 42,500 SH   DFND 1 42,500 0 0
UNITED RENTALS INC COM 911363109 2,968 23,815 SH   DFND 1 23,815 0 0
UNITED TECHNOLOGIES CORP COM 913017109 6,962 51,000 SH   DFND 1 51,000 0 0
VISTEON CORP COM NEW 92839U206 660 8,000 SH   DFND 1 8,000 0 0
VULCAN MATLS CO COM 929160109 1,975 13,064 SH   DFND 1 13,064 0 0
WELBILT INC COM 949090104 2,107 125,000 SH   DFND 1 125,000 0 0
WHIRLPOOL CORP COM 963320106 633 4,000 SH   DFND 1 4,000 0 0
WILLSCOT CORP COM 971375126 2,882 185,000 SH   DFND 1 185,000 0 0
ALPS ETF TR ALERIAN MLP 00162Q866 914 100,000 SH   DFND 1 100,000 0 0
AXALTA COATING SYS LTD COM G0750C108 1,214 40,295 SH   DFND 1 40,295 0 0
BEACON ROOFING SUPPLY INC COM 073685109 505 15,078 SH   DFND 1 15,078 0 0
BAIDU INC SPON ADR REP A 056752108 437 4,253 SH   DFND 1 4,253 0 0
BERRY PETE CORP COM 08579X101 694 74,250 SH   DFND 1 74,250 0 0
BORGWARNER INC COM 099724106 3,117 85,000 SH   DFND 1 85,000 0 0
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NOW INC COM 67011P100 310 27,055 SH   DFND 1 27,055 0 0
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LEAR CORP COM NEW 521865204 1,179 10,000 SH   DFND 1 10,000 0 0
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TARGET CORP COM 87612E106 3,822 35,759 SH   DFND 1 35,759 0 0
TREMONT MTG TR COM 894789106 111 22,905 SH   DFND 1 22,905 0 0
TYSON FOODS INC CL A 902494103 1,292 15,000 SH   DFND 1 15,000 0 0
BARCLAYS BK PLC IPATH B SHRT TRM 06746P621 551 23,233 SH   DFND 1 23,233 0 0
WESTROCK CO COM 96145D105 546 15,000 SH   DFND 1 15,000 0 0
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 360 16,122 SH   DFND 1 16,122 0 0
XYLEM INC COM 98419M100 4,551 57,166 SH   DFND 1 57,166 0 0
APACHE CORP COM 037411105 0 12 SH   DFND 1 12 0 0
CHARTER COMMUNICATIONS INC N CL A 16119P108 2 6 SH   DFND 1 6 0 0
CEMEX SAB DE CV SPON ADR NEW 151290889 103 26,413 SH   DFND 1 26,413 0 0
GRUBHUB INC COM 400110102 4 77 SH   DFND 1 77 0 0
HOME DEPOT INC COM 437076102 78 338 SH   DFND 1 338 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 0 5 SH   DFND 1 5 0 0
KRAFT HEINZ CO COM 500754106 4 175 SH   DFND 1 175 0 0
L BRANDS INC COM 501797104 74 3,808 SH   DFND 1 3,808 0 0
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LAS VEGAS SANDS CORP COM 517834107 1 29 SH   DFND 1 29 0 0
MYLAN N V SHS EURO N59465109 0 17 SH   DFND 1 17 0 0
TAL EDUCATION GROUP SPONSORED ADS 874080104 1,616 47,197 SH   DFND 1 47,197 0 0
VALERO ENERGY CORP NEW COM 91913Y100 5 62 SH   DFND 1 62 0 0
WEYERHAEUSER CO COM 962166104 1 39 SH   DFND 1 39 0 0
BUNGE LIMITED COM G16962105 887 15,671 SH   DFND 1 15,671 0 0
CHESAPEAKE ENERGY CORP PFD CONV 165167842 260 6,076 SH   DFND 1 6,076 0 0
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LEXINGTON REALTY TRUST COM 529043101 190 18,586 SH   DFND 1 18,586 0 0
QTS RLTY TR INC COM CL A 74736A103 3,285 63,902 SH   DFND 1 63,902 0 0
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AMERICAN ELEC PWR CO INC COM 025537101 267 2,854 SH   DFND 1 2,854 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 245 1,470 SH   DFND 1 1,470 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 4,331 90,785 SH   DFND 1 90,785 0 0
DTE ENERGY CO UNIT 99/99/9999 233331883 4,643 80,222 SH   DFND 1 80,222 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 3,968 78,946 SH   DFND 1 78,946 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 13,738 116,256 SH   DFND 1 116,256 0 0
HOSTESS BRANDS INC CL A 44109J106 83 6,000 SH   DFND 1 6,000 0 0
WPX ENERGY INC COM 98212B103 4 434 SH   DFND 1 434 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 13,746 109,872 SH   DFND 1 109,872 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 10,749 173,549 SH   DFND 1 173,549 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 13,754 10,882 SH   DFND 1 10,882 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 4,911 93,806 SH   DFND 1 93,806 0 0
FORTIVE CORP 5% PFD CNV SER A 34959J207 10,714 11,879 SH   DFND 1 11,879 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 2,579 54,958 SH   DFND 1 54,958 0 0
VERB TECHNOLOGY CO INC COM 92337U104 75 70,293 SH   DFND 1 70,293 0 0
VERB TECHNOLOGY CO INC *W EXP 03/14/202 92337U112 116 320,000 SH   DFND 1 320,000 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 51 400 SH   DFND 1 400 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 2,671 82,010 SH   DFND 1 82,010 0 0
AVISTA CORP COM 05379B107 136 2,822 SH   DFND 1 2,822 0 0
SOTHEBYS COM 835898107 176 3,091 SH   DFND 1 3,091 0 0
CARBON BLACK INC COM 14081R103 83 3,203 SH   DFND 1 3,203 0 0
CONOCOPHILLIPS COM 20825C104 74 1,310 SH   DFND 1 1,310 0 0
CAMPBELL SOUP CO COM 134429109 187 4,000 SH   DFND 1 4,000 0 0
CLEARWAY ENERGY INC CL C 18539C204 524 28,738 SH   DFND 1 28,738 0 0
CONCHO RES INC COM 20605P101 203 3,000 SH   DFND 1 3,000 0 0
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EL PASO ELEC CO COM NEW 283677854 4,570 68,137 SH   DFND 1 68,137 0 0
ENBRIDGE INC COM 29250N105 1,160 33,089 SH   DFND 1 33,089 0 0
DIAMONDBACK ENERGY INC COM 25278X109 179 2,000 SH   DFND 1 2,000 0 0
GANNETT CO INC COM 36473H104 4,927 458,826 SH   DFND 1 458,826 0 0
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HILLENBRAND INC COM 431571108 77 2,500 SH   DFND 1 2,500 0 0
IRON MTN INC NEW COM 46284V101 600 18,541 SH   DFND 1 18,541 0 0
JD COM INC SPON ADR CL A 47215P106 189 6,700 SH   DFND 1 6,700 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 177 1,700 SH   DFND 1 1,700 0 0
MAM SOFTWARE GROUP INC COM NEW 55277Q201 275 22,834 SH   DFND 1 22,834 0 0
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OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 179 5,870 SH   DFND 1 5,870 0 0
PROCTER & GAMBLE CO COM 742718109 154 1,242 SH   DFND 1 1,242 0 0
PIVOTAL SOFTWARE INC COM CL A 72582H107 2,102 140,938 SH   DFND 1 140,938 0 0
PIONEER NAT RES CO COM 723787107 238 1,900 SH   DFND 1 1,900 0 0
QEP RES INC COM 74733V100 5 1,500 SH   DFND 1 1,500 0 0
SANDERSON FARMS INC COM 800013104 121 800 SH   DFND 1 800 0 0
STORE CAP CORP COM 862121100 48 1,289 SH   DFND 1 1,289 0 0
MONOTYPE IMAGING HOLDINGS IN COM 61022P100 2,616 132,100 SH   DFND 1 132,100 0 0
UDR INC COM 902653104 1,064 21,956 SH   DFND 1 21,956 0 0
VEREIT INC COM 92339V100 401 41,037 SH   DFND 1 41,037 0 0
VIACOM INC NEW CL B 92553P201 4,160 173,129 SH   DFND 1 173,129 0 0
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APARTMENT INVT & MGMT CO CL A 03748R754 5,231 100,342 SH   DFND 1 100,342 0 0
AMERICAN HOMES 4 RENT CL A 02665T306 5,690 219,786 SH   DFND 1 219,786 0 0
AVALONBAY CMNTYS INC COM 053484101 2,077 9,650 SH   DFND 1 9,650 0 0
CAMDEN PPTY TR SH BEN INT 133131102 1,480 13,337 SH   DFND 1 13,337 0 0
HCP INC COM 40414L109 2,313 64,940 SH   DFND 1 64,940 0 0
HEALTHCARE TR AMER INC CL A NEW 42225P501 1,203 40,972 SH   DFND 1 40,972 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 2,190 95,411 SH   DFND 1 95,411 0 0
VENTAS INC COM 92276F100 119 1,637 SH   DFND 1 1,637 0 0
HOST HOTELS & RESORTS INC COM 44107P104 2,466 142,682 SH   DFND 1 142,682 0 0
PARK HOTELS RESORTS INC COM 700517105 1,771 70,951 SH   DFND 1 70,951 0 0
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FIRST INDUSTRIAL REALTY TRUS COM 32054K103 1,294 32,716 SH   DFND 1 32,716 0 0
LIBERTY PPTY TR SH BEN INT 531172104 7,844 152,832 SH   DFND 1 152,832 0 0
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CUBESMART COM 229663109 2,123 60,842 SH   DFND 1 60,842 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 3,198 23,944 SH   DFND 1 23,944 0 0
LIFE STORAGE INC COM 53223X107 3,154 29,924 SH   DFND 1 29,924 0 0
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BRANDYWINE RLTY TR SH BEN INT NEW 105368203 2,001 132,098 SH   DFND 1 132,098 0 0
MACK CALI RLTY CORP COM 554489104 1,489 68,754 SH   DFND 1 68,754 0 0
EMPIRE ST RLTY TR INC CL A 292104106 1,859 130,280 SH   DFND 1 130,280 0 0
HUDSON PAC PPTYS INC COM 444097109 5,059 151,202 SH   DFND 1 151,202 0 0
JBG SMITH PPTYS COM 46590V100 151 3,869 SH   DFND 1 3,869 0 0
KILROY RLTY CORP COM 49427F108 234 3,012 SH   DFND 1 3,012 0 0
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1,110 53,188 SH   DFND 1 53,188 0 0
PARAMOUNT GROUP INC COM 69924R108 3,384 253,498 SH   DFND 1 253,498 0 0
FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 417 3,070 SH   DFND 1 3,070 0 0
RETAIL PPTYS AMER INC CL A 76131V202 7,744 628,583 SH   DFND 1 628,583 0 0
SITE CENTERS CORP COM 82981J109 647 42,882 SH   DFND 1 42,882 0 0
TANGER FACTORY OUTLET CTRS I COM 875465106 1,768 114,217 SH   DFND 1 114,217 0 0
TAUBMAN CTRS INC COM 876664103 1,641 40,211 SH   DFND 1 40,211 0 0
URBAN EDGE PPTYS COM 91704F104 2,109 106,619 SH   DFND 1 106,619 0 0
WASHINGTON PRIME GROUP NEW COM 93964W108 683 164,990 SH   DFND 1 164,990 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 1,095 37,621 SH   DFND 1 37,621 0 0
DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 384 4,949 SH   DFND 1 4,949 0 0
INVESCO CURNCYSHS BRIT PND S BRIT POUN STRL 46138M109 9,540 80,000 SH   DFND 1 80,000 0 0
NRC GROUP HLDGS CORP *W EXP 10/17/202 629375114 297 125,866 SH   DFND 1 125,866 0 0
APHRIA INC COM 03765K104 69 13,394 SH   DFND 1 13,394 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 35 103,721 SH   DFND 1 103,721 0 0
DELEK US HLDGS INC NEW COM 24665A103 32 900 SH   DFND 1 900 0 0
SNAP INC CL A 83304A106 1,518 96,107 SH   DFND 1 96,107 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 2 10,000 SH   DFND 1 10,000 0 0
APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 4,585 450,000 SH   DFND 1 450,000 0 0
TWELVE SEAS INVESTMENT COMPA UNIT 06/21/2023 G9145A123 325 30,000 SH   DFND 1 30,000 0 0
BOXWOOD MERGER CORP UNIT 11/26/2025 10319T200 130 12,196 SH   DFND 1 12,196 0 0
BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 32 46,900 SH   DFND 1 46,900 0 0
COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 32 25,000 SH   DFND 1 25,000 0 0
CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 3,176 300,000 SH   DFND 1 300,000 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 124 12,500 SH   DFND 1 12,500 0 0
DD3 ACQUISITION CORP SHS G2692M103 1,015 100,000 SH   DFND 1 100,000 0 0
DD3 ACQUISITION CORP UNIT 10/12/2023 G2692M129 103 10,000 SH   DFND 1 10,000 0 0
EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 1,036 100,000 SH   DFND 1 100,000 0 0
FORUM MERGER II CORP CL A 34986F103 3,214 318,000 SH   DFND 1 318,000 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 42 71,198 SH   DFND 1 71,198 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,067 100,000 SH   DFND 1 100,000 0 0
FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 91 75,000 SH   DFND 1 75,000 0 0
GIGCAPITAL2 INC UNIT 02/28/2026 375036209 618 60,000 SH   DFND 1 60,000 0 0
GREENLAND ACQUISITIN CORPORA SHS G40981139 609 58,901 SH   DFND 1 58,901 0 0
GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 20 50,000 SH   DFND 1 50,000 0 0
GRAF INDL CORP *W EXP 12/31/202 384278115 19 50,000 SH   DFND 1 50,000 0 0
GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 923 87,500 SH   DFND 1 87,500 0 0
HL ACQUISITIONS CORP SHS G4603R106 1,224 120,000 SH   DFND 1 120,000 0 0
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 422 39,603 SH   DFND 1 39,603 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 141 178,500 SH   DFND 1 178,500 0 0
LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 1,058 100,000 SH   DFND 1 100,000 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 9 25,000 SH   DFND 1 25,000 0 0
NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1,076 100,100 SH   DFND 1 100,100 0 0
NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 6,206 615,000 SH   DFND 1 615,000 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 2,047 201,550 SH   DFND 1 201,550 0 0
OPES ACQUISITION CORP COM 68373P100 404 39,000 SH   DFND 1 39,000 0 0
OPES ACQUISITION CORP UNIT 03/07/2023 68373P209 418 40,000 SH   DFND 1 40,000 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 9 50,000 SH   DFND 1 50,000 0 0
PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 9 48,826 SH   DFND 1 48,826 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 29 38,585 SH   DFND 1 38,585 0 0
PIVOTAL INVT CORP II COM CL A 72582K100 988 100,000 SH   DFND 1 100,000 0 0
REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 278 27,000 SH   DFND 1 27,000 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 1,048 100,000 SH   DFND 1 100,000 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 111 10,800 SH   DFND 1 10,800 0 0
SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 3,500 350,000 SH   DFND 1 350,000 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 980 100,000 SH   DFND 1 100,000 0 0
SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 1,009 100,000 SH   DFND 1 100,000 0 0
SENTINEL ENERGY SVCS INC CL A 81728P105 38 3,724 SH   DFND 1 3,724 0 0
SENTINEL ENERGY SVCS INC *W EXP 11/02/202 81728P113 23 57,808 SH   DFND 1 57,808 0 0
TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 1,323 130,000 SH   DFND 1 130,000 0 0
TKK SYMPHONY ACQUISITION COR UNIT 08/15/2023 G88950111 1,034 100,000 SH   DFND 1 100,000 0 0
TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 724 69,000 SH   DFND 1 69,000 0 0
TPG PACE HLDGS CORP *W EXP 06/27/202 G89827110 14 8,923 SH   DFND 1 8,923 0 0
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VECTOIQ ACQUISITION CORP COM 92243N103 3,063 300,000 SH   DFND 1 300,000 0 0
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 0 2,587 SH   DFND 1 2,587 0 0
CARBONITE INC NOTE 2.500% 4/0 141337AB1 1,425 1,500,000 PRN   DFND 1 0 0 0
COMMSCOPE HLDG CO INC COM 20337X109 19 1,665 SH   DFND 1 1,665 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 1,059 294,242 SH   DFND 1 294,242 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 47,498 29,875,000 PRN   DFND 1 0 0 0
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FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 31 36,041 SH   DFND 1 36,041 0 0
GREENLIGHT CAP RE LTD NOTE 4.000% 8/0 395366AB3 2,217 2,350,000 PRN   DFND 1 0 0 0
II VI INC COM 902104108 206 5,874 SH   DFND 1 5,874 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 504 23,716 SH   DFND 1 23,716 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 76,528 40,200,000 PRN   DFND 1 0 0 0
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INSULET CORP COM 45784P101 9,401 57,000 SH   DFND 1 57,000 0 0
INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 7,439 7,500,000 PRN   DFND 1 0 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 2,761 3,000,000 PRN   DFND 1 0 0 0
SYNAPTICS INC COM 87157D109 527 13,200 SH   DFND 1 13,200 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,703 77,014 SH   DFND 1 77,014 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 20,380 19,450,000 PRN   DFND 1 0 0 0
VIASAT INC COM 92552V100 1,346 17,883 SH   DFND 1 17,883 0 0
WESTERN DIGITAL CORP COM 958102105 2,056 34,484 SH   DFND 1 34,484 0 0
ZAYO GROUP HLDGS INC COM 98919V105 860 25,380 SH   DFND 1 25,380 0 0
BLACKBERRY LTD COM 09228F103 646 123,109 SH   DFND 1 123,109 0 0
CERNER CORP COM 156782104 681 10,000 SH   DFND 1 10,000 0 0
CANADIAN PAC RY LTD COM 13645T100 2,669 12,000 SH   DFND 1 12,000 0 0
MOTOROLA SOLUTIONS INC COM NEW 620076307 2,130 12,500 SH   DFND 1 12,500 0 0
UNITED PARCEL SERVICE INC CL B 911312106 5,751 48,000 SH   DFND 1 48,000 0 0
ZEBRA TECHNOLOGIES CORP CL A 989207105 2,476 12,000 SH   DFND 1 12,000 0 0
CAMBIUM NETWORKS CORP SHS G17766109 430 44,400 SH   DFND 1 44,400 0 0
ON TRACK INNOVATION LTD SHS M8791A109 9 30,000 SH   DFND 1 30,000 0 0
ABBOTT LABS COM 002824100 302 3,616 SH   DFND 1 3,616 0 0
NORFOLK SOUTHERN CORP COM 655844108 157 876 SH   DFND 1 876 0 0
CINCINNATI BELL INC NEW PFD CV DEP1/20 171871403 1,799 55,357 SH   DFND 1 55,357 0 0
BECTON DICKINSON & CO COM 075887109 70 278 SH   DFND 1 278 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 1,982 30,318 SH   DFND 1 30,318 0 0
AVEDRO INC COM 05355N109 848 37,397 SH   DFND 1 37,397 0 0
CIGNA CORP NEW COM 125523100 349 2,303 SH   DFND 1 2,303 0 0
CORINDUS VASCULAR ROBOTICS I COM 218730109 17 4,000 SH   DFND 1 4,000 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,061 9,920 SH   DFND 1 9,920 0 0
DRYSHIPS INC COM PAR NEW Y2109Q705 1,375 263,057 SH   DFND 1 263,057 0 0
GENESEE & WYO INC CL A 371559105 2,022 18,305 SH   DFND 1 18,305 0 0
MEDIDATA SOLUTIONS INC COM 58471A105 6,288 68,729 SH   DFND 1 68,729 0 0
WELLCARE HEALTH PLANS INC COM 94946T106 2,186 8,435 SH   DFND 1 8,435 0 0
BAOZUN INC SPONSORED ADR 06684L103 1,144 26,794 SH   DFND 1 26,794 0 0
BLACKBERRY LTD DEBT 3.750%11/1 C10268AC1 24,862 24,787,000 PRN   DFND 1 0 0 0
CADIZ INC COM NEW 127537207 466 37,312 SH   DFND 1 37,312 0 0
ALTABA INC COM 021346101 19,480 1,000,000 SH   DFND 1 1,000,000 0 0
AMERICAN ELEC PWR CO INC UNIT 03/15/2022 025537127 220 4,000 SH   DFND 1 4,000 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 455 400 SH   DFND 1 400 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 486 9,100 SH   DFND 1 9,100 0 0
ISHARES TR MSCI EAFE ETF 464287465 59 910 SH   DFND 1 910 0 0
ISHARES TR CHINA LG-CAP ETF 464287184 6,114 153,637 SH   DFND 1 153,637 0 0
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 600 16,565 SH   DFND 1 16,565 0 0
DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 72 4,100 SH   DFND 1 4,100 0 0
DIREXION SHS ETF TR DAILY JR GLD MIN 25460E166 145 2,539 SH   DFND 1 2,539 0 0
DIREXION SHS ETF TR DAILY S&P BIOTEC 25460E539 167 6,600 SH   DFND 1 6,600 0 0
DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 25 900 SH   DFND 1 900 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 433 14,423 SH   DFND 1 14,423 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 561 5,800 SH   DFND 1 5,800 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 1,613 94,091 SH   DFND 1 94,091 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 2,448 43,979 SH   DFND 1 43,979 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 4,221 68,500 SH   DFND 1 68,500 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 117 2,500 SH   DFND 1 2,500 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 10,561 191,096 SH   DFND 1 191,096 0 0
SPDR SERIES TRUST S&P BIOTECH 78464A870 1,637 21,480 SH   DFND 1 21,480 0 0
ADVAXIS INC COM NEW 007624307 0 119 SH   DFND 1 119 0 0
DASEKE INC COM 23753F107 13 5,399 SH   DFND 1 5,399 0 0
FGL HLDGS ORD SHS G3402M102 34 4,278 SH   DFND 1 4,278 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 7 16,139 SH   DFND 1 16,139 0 0
ZIONS BANCORPORATION N A *W EXP 05/21/202 989701115 25,627 2,156,212 SH   DFND 1 2,156,212 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 224 14,797 SH   DFND 1 14,797 0 0
CENTURYLINK INC COM 156700106 1,260 101,039 SH   DFND 1 101,039 0 0
GNC HLDGS INC COM CL A 36191G107 262 122,727 SH   DFND 1 122,727 0 0
NEWMONT GOLDCORP CORPORATION COM 651639106 507 13,395 SH   DFND 1 13,395 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 72 440 SH   DFND 1 440 0 0
AMAZON COM INC COM 023135106 72 42 SH   DFND 1 42 0 0
AUTOZONE INC COM 053332102 48 45 SH   DFND 1 45 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 71 85 SH   DFND 1 85 0 0
CAPRI HOLDINGS LIMITED SHS G1890L107 71 2,162 SH   DFND 1 2,162 0 0
DOLLAR GEN CORP NEW COM 256677105 70 444 SH   DFND 1 444 0 0
DOLLAR TREE INC COM 256746108 71 624 SH   DFND 1 624 0 0
DARDEN RESTAURANTS INC COM 237194105 70 597 SH   DFND 1 597 0 0
EBAY INC COM 278642103 69 1,794 SH   DFND 1 1,794 0 0
FOOT LOCKER INC COM 344849104 74 1,724 SH   DFND 1 1,724 0 0
GENUINE PARTS CO COM 372460105 71 721 SH   DFND 1 721 0 0
GAP INC COM 364760108 71 4,101 SH   DFND 1 4,101 0 0
GARMIN LTD SHS H2906T109 70 837 SH   DFND 1 837 0 0
HASBRO INC COM 418056107 70 598 SH   DFND 1 598 0 0
HANESBRANDS INC COM 410345102 72 4,760 SH   DFND 1 4,760 0 0
HILTON WORLDWIDE HLDGS INC COM 43300A203 70 760 SH   DFND 1 760 0 0
BLOCK H & R INC COM 093671105 70 2,997 SH   DFND 1 2,997 0 0
NORDSTROM INC COM 655664100 73 2,176 SH   DFND 1 2,176 0 0
CARMAX INC COM 143130102 50 570 SH   DFND 1 570 0 0
KOHLS CORP COM 500255104 71 1,432 SH   DFND 1 1,432 0 0
LEGGETT & PLATT INC COM 524660107 70 1,730 SH   DFND 1 1,730 0 0
LKQ CORP COM 501889208 70 2,236 SH   DFND 1 2,236 0 0
LOWES COS INC COM 548661107 70 638 SH   DFND 1 638 0 0
MACYS INC COM 55616P104 71 4,589 SH   DFND 1 4,589 0 0
MARRIOTT INTL INC NEW CL A 571903202 71 572 SH   DFND 1 572 0 0
MCDONALDS CORP COM 580135101 71 333 SH   DFND 1 333 0 0
MGM RESORTS INTERNATIONAL COM 552953101 69 2,511 SH   DFND 1 2,511 0 0
NORWEGIAN CRUISE LINE HLDG L SHS G66721104 10 211 SH   DFND 1 211 0 0
NIKE INC CL B 654106103 40 428 SH   DFND 1 428 0 0
O REILLY AUTOMOTIVE INC NEW COM 67103H107 71 179 SH   DFND 1 179 0 0
PULTE GROUP INC COM 745867101 71 1,963 SH   DFND 1 1,963 0 0
RALPH LAUREN CORP CL A 751212101 9 104 SH   DFND 1 104 0 0
ROSS STORES INC COM 778296103 71 655 SH   DFND 1 655 0 0
TIFFANY & CO NEW COM 886547108 71 772 SH   DFND 1 772 0 0
TJX COS INC NEW COM 872540109 71 1,279 SH   DFND 1 1,279 0 0
TAPESTRY INC COM 876030107 72 2,776 SH   DFND 1 2,776 0 0
TRACTOR SUPPLY CO COM 892356106 70 780 SH   DFND 1 780 0 0
ULTA BEAUTY INC COM 90384S303 73 295 SH   DFND 1 295 0 0
V F CORP COM 918204108 21 237 SH   DFND 1 237 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1,478 12,251 SH   DFND 1 12,251 0 0
YUM BRANDS INC COM 988498101 71 627 SH   DFND 1 627 0 0
ADVANCED MICRO DEVICES INC COM 007903107 396 13,685 SH   DFND 1 13,685 0 0
DXC TECHNOLOGY CO COM 23355L106 391 13,267 SH   DFND 1 13,267 0 0
JUNIPER NETWORKS INC COM 48203R104 401 16,218 SH   DFND 1 16,218 0 0
QUALCOMM INC COM 747525103 79 1,046 SH   DFND 1 1,046 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 323 6,020 SH   DFND 1 6,020 0 0
AIR PRODS & CHEMS INC COM 009158106 200 903 SH   DFND 1 903 0 0
AVERY DENNISON CORP COM 053611109 201 1,774 SH   DFND 1 1,774 0 0
BALL CORP COM 058498106 197 2,715 SH   DFND 1 2,715 0 0
ECOLAB INC COM 278865100 200 1,014 SH   DFND 1 1,014 0 0
PACKAGING CORP AMER COM 695156109 202 1,907 SH   DFND 1 1,907 0 0
SEALED AIR CORP NEW COM 81211K100 40 972 SH   DFND 1 972 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 19 129 SH   DFND 1 129 0 0
BOSTON PROPERTIES INC COM 101121101 139 1,073 SH   DFND 1 1,073 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 40 469 SH   DFND 1 469 0 0
ESSEX PPTY TR INC COM 297178105 139 428 SH   DFND 1 428 0 0
EXTRA SPACE STORAGE INC COM 30225T102 140 1,200 SH   DFND 1 1,200 0 0
KIMCO RLTY CORP COM 49446R109 121 5,839 SH   DFND 1 5,839 0 0
MACERICH CO COM 554382101 196 6,219 SH   DFND 1 6,219 0 0
PUBLIC STORAGE COM 74460D109 178 728 SH   DFND 1 728 0 0
REGENCY CTRS CORP COM 758849103 61 881 SH   DFND 1 881 0 0
SL GREEN RLTY CORP COM 78440X101 160 1,961 SH   DFND 1 1,961 0 0
VORNADO RLTY TR SH BEN INT 929042109 81 1,276 SH   DFND 1 1,276 0 0
WELLTOWER INC COM 95040Q104 121 1,343 SH   DFND 1 1,343 0 0
ASSURANT INC COM 04621X108 398 3,165 SH   DFND 1 3,165 0 0
GALLAGHER ARTHUR J & CO COM 363576109 401 4,488 SH   DFND 1 4,488 0 0
CME GROUP INC COM 12572Q105 316 1,497 SH   DFND 1 1,497 0 0
LOEWS CORP COM 540424108 79 1,550 SH   DFND 1 1,550 0 0
PEOPLES UTD FINL INC COM 712704105 158 10,119 SH   DFND 1 10,119 0 0
S&P GLOBAL INC COM 78409V104 236 965 SH   DFND 1 965 0 0
WILLIS TOWERS WATSON PUB LTD SHS G96629103 394 2,045 SH   DFND 1 2,045 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 298 3,894 SH   DFND 1 3,894 0 0
HCA HEALTHCARE INC COM 40412C101 295 2,451 SH   DFND 1 2,451 0 0
JOHNSON & JOHNSON COM 478160104 297 2,301 SH   DFND 1 2,301 0 0
LABORATORY CORP AMER HLDGS COM NEW 50540R409 179 1,070 SH   DFND 1 1,070 0 0
LILLY ELI & CO COM 532457108 59 536 SH   DFND 1 536 0 0
MEDTRONIC PLC SHS G5960L103 298 2,744 SH   DFND 1 2,744 0 0
MERCK & CO INC COM 58933Y105 301 3,580 SH   DFND 1 3,580 0 0
PFIZER INC COM 717081103 58 1,640 SH   DFND 1 1,640 0 0
THERMO FISHER SCIENTIFIC INC COM 883556102 301 1,034 SH   DFND 1 1,034 0 0
ZOETIS INC CL A 98978V103 300 2,408 SH   DFND 1 2,408 0 0
ABEONA THERAPEUTICS INC *W EXP 12/24/201 00289Y115 1 6,700 SH   DFND 1 6,700 0 0
ADIAL PHARMACEUTICALS INC *W EXP 07/31/202 00688A114 0 627 SH   DFND 1 627 0 0
AGROFRESH SOLUTIONS *W EXP 07/31/202 00856G117 0 30,147 SH   DFND 1 30,147 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 5,199 368,369 SH   DFND 1 368,369 0 0
ALTUS MIDSTREAM CO CL A 02215L100 21 7,715 SH   DFND 1 7,715 0 0
AMBAC FINL GROUP INC COM NEW 023139884 100 5,132 SH   DFND 1 5,132 0 0
BLUE BIRD CORP COM 095306106 9 491 SH   DFND 1 491 0 0
BLINK CHARGING CO *W EXP 01/31/202 09354A118 13 30,210 SH   DFND 1 30,210 0 0
CLARIVATE ANALYTICS PLC COM G21810109 29 1,751 SH   DFND 1 1,751 0 0
CONTURA ENERGY INC COM 21241B100 22 790 SH   DFND 1 790 0 0
DASEKE INC *W EXP 02/27/202 23753F115 3 25,203 SH   DFND 1 25,203 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 4 13,196 SH   DFND 1 13,196 0 0
LAZYDAYS HLDGS INC COM 52110H100 6 1,434 SH   DFND 1 1,434 0 0
MOTIF BIO PLC *W EXP 11/09/202 619784119 0 17,177 SH   DFND 1 17,177 0 0
NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 8 21,672 SH   DFND 1 21,672 0 0
RANPAK HLDGS CORP COM CL A 75321W103 38 6,376 SH   DFND 1 6,376 0 0
PHUNWARE INC COM 71948P100 0 555 SH   DFND 1 555 0 0
PRIORITY TECHNOLOGY HLDGS IN COM 74275G107 1 292 SH   DFND 1 292 0 0
ROSEHILL RES INC *W EXP 04/27/202 777385113 6 35,589 SH   DFND 1 35,589 0 0
AKAZOO SA *W EXP 09/11/202 L0164E116 0 1,000 SH   DFND 1 1,000 0 0
DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 86 125,056 SH   DFND 1 125,056 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 97 99,615 SH   DFND 1 99,615 0 0
TIDEWATER INC NEW COM 88642R109 130 8,608 SH   DFND 1 8,608 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 6 8,754 SH   DFND 1 8,754 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 0 323 SH   DFND 1 323 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 258 150,861 SH   DFND 1 150,861 0 0
VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 14 7,019 SH   DFND 1 7,019 0 0