The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 2,742 | 536,000 | SH | DFND | 1 | 536,000 | 0 | 0 | |
AETERNA ZENTARIS INC | COM | 007975402 | 494 | 480,000 | SH | DFND | 1 | 480,000 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 3,362 | 5,936,000 | SH | DFND | 1 | 5,936,000 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 46,893 | 4,060,000 | SH | DFND | 1 | 4,060,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 5,208 | 3,000 | SH | DFND | 1 | 3,000 | 0 | 0 | |
ANTARES PHARMA INC | COM | 036642106 | 18,812 | 5,624,000 | SH | DFND | 1 | 5,624,000 | 0 | 0 | |
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 24,260 | 2,468,000 | SH | DFND | 1 | 2,468,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 17,865 | 636,000 | SH | DFND | 1 | 636,000 | 0 | 0 | |
AVAYA HLDGS CORP | COM | 05351X101 | 5,320 | 520,000 | SH | DFND | 1 | 520,000 | 0 | 0 | |
AYTU BIOSCIENCE INC | COM PAR | 054754700 | 6,195 | 5,120,064 | SH | DFND | 1 | 5,120,064 | 0 | 0 | |
BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 427 | 885,000 | SH | DFND | 1 | 885,000 | 0 | 0 | |
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 1,087 | 1,034,962 | SH | DFND | 1 | 1,034,962 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 34,457 | 148,000 | SH | DFND | 1 | 148,000 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 24,114 | 578,000 | SH | DFND | 1 | 578,000 | 0 | 0 | |
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 2,670 | 835,000 | SH | DFND | 1 | 835,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 50,842 | 512,000 | SH | DFND | 1 | 512,000 | 0 | 0 | |
CERECOR INC | COM | 15671L109 | 68,048 | 20,683,233 | SH | DFND | 1 | 20,683,233 | 0 | 0 | |
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 25,214 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
CITIUS PHARMACEUTICALS INC | COM NEW | 17322U207 | 2,468 | 2,197,385 | SH | DFND | 1 | 2,197,385 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 7,860 | 20,000 | SH | Call | DFND | 1 | 20,000 | 0 | 0 |
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 10,821 | 264,000 | SH | DFND | 1 | 264,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 26,460 | 5,400,000 | SH | DFND | 1 | 5,400,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 20,170 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
DYNATRONICS CORP | COM NEW | 268157401 | 1,309 | 536,000 | SH | DFND | 1 | 536,000 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 48,735 | 15,000 | SH | Call | DFND | 1 | 15,000 | 0 | 0 |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 34,846 | 580,000 | SH | DFND | 1 | 580,000 | 0 | 0 | |
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 34,864 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
EYEGATE PHARMACEUTICALS INC | COM NEW | 30233M503 | 8,438 | 1,792,500 | SH | DFND | 1 | 1,792,500 | 0 | 0 | |
FOOT LOCKER INC | COM | 344849104 | 26,543 | 615,000 | SH | DFND | 1 | 615,000 | 0 | 0 | |
FRONTDOOR INC | COM | 35905A109 | 19,039 | 392,000 | SH | DFND | 1 | 392,000 | 0 | 0 | |
HAIN CELESTIAL GROUP INC | COM | 405217100 | 36,508 | 17,000 | SH | Call | DFND | 1 | 17,000 | 0 | 0 |
HOSTESS BRANDS INC | CL A | 44109J106 | 8,111 | 580,000 | SH | DFND | 1 | 580,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 31,770 | 428,000 | SH | DFND | 1 | 428,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 90,804 | 6,000 | SH | Put | DFND | 1 | 6,000 | 0 | 0 |
KRAFT HEINZ CO | COM | 500754106 | 41,903 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
L BRANDS INC | COM | 501797104 | 8,032 | 410,000 | SH | DFND | 1 | 410,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 12,755 | 116,000 | SH | DFND | 1 | 116,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 25,992 | 135,000 | SH | DFND | 1 | 135,000 | 0 | 0 | |
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 9,312 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 9,640 | 40,000 | SH | Call | DFND | 1 | 40,000 | 0 | 0 |
MEDIGUS LTD | SPONSORED ADS | 58471G300 | 809 | 1,285,715 | SH | DFND | 1 | 1,285,715 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 11,448 | 136,000 | SH | DFND | 1 | 136,000 | 0 | 0 | |
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 26,899 | 67,500 | SH | DFND | 1 | 67,500 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 6,791 | 1,572,000 | SH | DFND | 1 | 1,572,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 4,600 | 136,000 | SH | DFND | 1 | 136,000 | 0 | 0 | |
RALPH LAUREN CORP | CL A | 751212101 | 22,149 | 232,000 | SH | DFND | 1 | 232,000 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 41,055 | 148,000 | SH | DFND | 1 | 148,000 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 12,805 | 180,000 | SH | DFND | 1 | 180,000 | 0 | 0 | |
SOPHIRIS BIO INC | COM NEW | 83578Q209 | 2,207 | 1,793,666 | SH | DFND | 1 | 1,793,666 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 24,245 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 237,416 | 8,000 | SH | Put | DFND | 1 | 8,000 | 0 | 0 |
TARGET CORP | COM | 87612E106 | 25,658 | 240,000 | SH | DFND | 1 | 240,000 | 0 | 0 | |
TRACTOR SUPPLY CO | COM | 892356106 | 9,768 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 11,655 | 46,500 | SH | DFND | 1 | 46,500 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 18,343 | 230,000 | SH | DFND | 1 | 230,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 19,124 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | |
URBAN OUTFITTERS INC | COM | 917047102 | 4,775 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
V F CORP | COM | 918204108 | 25,362 | 285,000 | SH | DFND | 1 | 285,000 | 0 | 0 | |
VALERITAS HLDGS INC | COM | 91914N301 | 1,516 | 1,060,000 | SH | DFND | 1 | 1,060,000 | 0 | 0 | |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 47,117 | 3,548,000 | SH | DFND | 1 | 3,548,000 | 0 | 0 | |
VAXART INC | COM NEW | 92243A200 | 8,616 | 24,000,000 | SH | DFND | 1 | 24,000,000 | 0 | 0 | |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 5,083 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 18,862 | 1,096,000 | SH | DFND | 1 | 1,096,000 | 0 | 0 | |
WELBILT INC | COM | 949090104 | 35,271 | 2,092,000 | SH | DFND | 1 | 2,092,000 | 0 | 0 | |
WENDYS CO | COM | 95058W100 | 19,980 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
WINGSTOP INC | COM | 974155103 | 12,917 | 148,000 | SH | DFND | 1 | 148,000 | 0 | 0 |