The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y909 | 31,802 | 420,000 | SH | Call | SOLE | 420,000 | 0 | 0 | |
ADVANCED DISP SVCS INC | COM | 00790X101 | 109,110 | 3,350,000 | SH | SOLE | 3,350,000 | 0 | 0 | ||
AGROFRESH SOLUTIONS | *W EXP 07/31/20 | 00856G117 | 1 | 242,331 | SH | SOLE | 242,331 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 58,144 | 3,082,920 | SH | SOLE | 3,082,920 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339955 | 10,373 | 550,000 | SH | Put | SOLE | 550,000 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 2,204 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,355 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | COM | 01609W952 | 1,672 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ALLERGAN PLC | COM | G0177J958 | 44,597 | 265,000 | SH | Put | SOLE | 265,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 880 | 5,230 | SH | SOLE | 5,230 | 0 | 0 | ||
ALTRA INDL MOTION CORP | COM | 02208R956 | 2,770 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
ALTRA INDL MOTION CORP | COM | 02208R106 | 2,770 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 3,272 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S903 | 1,023 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S953 | 3,272 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 1,537 | 133,100 | SH | SOLE | 133,100 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R952 | 4,248 | 157,500 | SH | Put | SOLE | 157,500 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 4,570 | 169,439 | SH | SOLE | 169,439 | 0 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R902 | 270 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C108 | 4,221 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
AXALTA COATING SYS LTD | COM | G0750C958 | 4,523 | 150,000 | SH | Put | SOLE | 150,000 | 0 | 0 | |
AXALTA COATING SYS LTD | COM | G0750C908 | 1,508 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
BAKER HUGHES A GE CO | CL A | 05722G100 | 696 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 2,188 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
BERRY PETE CORP | COM | 08579X101 | 655 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
BICYCLE THERAPEUTICS PLC | SPONSORED ADS | 088786108 | 657 | 57,687 | SH | SOLE | 57,687 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 15,904 | 1,062,385 | SH | SOLE | 1,062,385 | 0 | 0 | ||
BJS WHSL CLUB HLDGS INC | COM | 05550J901 | 2,587 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
BJS WHSL CLUB HLDGS INC | COM | 05550J101 | 6,514 | 251,800 | SH | SOLE | 251,800 | 0 | 0 | ||
BOEING CO | COM | 097023905 | 2,283 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122908 | 49,620 | 978,500 | SH | Call | SOLE | 978,500 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 5 | 125 | SH | SOLE | 125 | 0 | 0 | ||
CAESARS ENTMT CORP | NOTE 5.000%10/01/24 | 127686AA1 | 11,891 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 84,665 | 7,261,180 | SH | SOLE | 7,261,180 | 0 | 0 | ||
CAMBIUM NETWORKS CORP | SHS | G17766109 | 966 | 99,600 | SH | SOLE | 99,600 | 0 | 0 | ||
CAMBREX CORP | COM | 132011107 | 1,964 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020954 | 192,642 | 1,940,000 | SH | Put | SOLE | 1,940,000 | 0 | 0 | |
CELGENE CORP | COM | 151020904 | 3,227 | 32,500 | SH | Call | SOLE | 32,500 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 615,430 | 6,197,680 | SH | SOLE | 6,197,680 | 0 | 0 | ||
CERIDIAN HCM HLDG INC | COM | 15677J108 | 1,728 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CHANGE HEALTHCARE INC | COM | 15912K100 | 1,691 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
CHINA BIOLOGIC PRODS HLDGS I | COM | G21515104 | 9,557 | 83,490 | SH | SOLE | 83,490 | 0 | 0 | ||
CIGNA CORP | COM | 125523950 | 178,353 | 1,175,000 | SH | Put | SOLE | 1,175,000 | 0 | 0 | |
CIGNA CORP | COM | 125523100 | 152 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 464 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CONSTRUCTION PARTNERS INC | COM CL A | 21044C107 | 195 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
CORINDUS VASCULAR ROBOTICS I | COM | 218730109 | 8,560 | 2,000,000 | SH | SOLE | 2,000,000 | 0 | 0 | ||
CROSSFIRST BANKSHARES INC | COM | 22766M109 | 358 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 224,489 | 9,618,200 | SH | SOLE | 9,618,200 | 0 | 0 | ||
DATADOG INC | CL A COM | 23804L103 | 678 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
DROPBOX INC | COM | 26210C904 | 2,017 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
DROPBOX INC | CL A | 26210C104 | 5,567 | 276,000 | SH | SOLE | 276,000 | 0 | 0 | ||
DYNATRACE INC | COM | 268150109 | 1,214 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 385 | 14,480 | SH | SOLE | 14,480 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 1,220 | 380,000 | SH | SOLE | 380,000 | 0 | 0 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 25,898 | 1,980,000 | SH | SOLE | 1,980,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC | COM | 29664W105 | 90,853 | 2,478,261 | SH | SOLE | 2,478,261 | 0 | 0 | ||
ESPERION THERAPEUTICS INC | COM | 29664W905 | 5,682 | 155,000 | SH | Call | SOLE | 155,000 | 0 | 0 | |
EVO PMTS INC | CL A COM | 26927E104 | 557 | 19,800 | SH | SOLE | 19,800 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 2,621 | 29,000 | SH | SOLE | 29,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P955 | 16,267 | 180,000 | SH | Put | SOLE | 180,000 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 311 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
FIRST HAWAIIAN INC | COM | 32051X108 | 1,335 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GARDNER DENVER HLDGS INC | COM | 36555P107 | 2,829 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604903 | 179 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
GENMAB A S | SPONSORED ADS | 372303206 | 739 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
GENOMIC HEALTH INC | COM | 37244C101 | 29,841 | 440,000 | SH | SOLE | 440,000 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 36,256 | 8,240,100 | SH | SOLE | 8,240,100 | 0 | 0 | ||
GEO GROUP INC | COM | 36162J106 | 11,705 | 675,000 | SH | SOLE | 675,000 | 0 | 0 | ||
GLOBAL SHIP LEASE INC | COM CL A | Y27183600 | 253 | 33,055 | SH | SOLE | 33,055 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D907 | 17,496 | 135,000 | SH | Call | SOLE | 135,000 | 0 | 0 | |
HOWARD HUGHES CORP | COM | 44267D107 | 44,971 | 347,000 | SH | SOLE | 347,000 | 0 | 0 | ||
HUMANA INC | COM | 444859952 | 19,942 | 78,000 | SH | Put | SOLE | 78,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 16,874 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
I3 VERTICALS INC | COM CL A | 46571Y107 | 262 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
INMODE LTD | SHS | M5425M103 | 645 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
INSPIRE MED SYS INC | COM | 457730109 | 763 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
INTELSAT S A | COM | L5140P951 | 42,955 | 1,884,000 | SH | Put | SOLE | 1,884,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P901 | 6,840 | 300,000 | SH | Call | SOLE | 300,000 | 0 | 0 | |
INTELSAT S A | COM | L5140P101 | 76,754 | 3,366,400 | SH | SOLE | 3,366,400 | 0 | 0 | ||
INTELSAT S A | NOTE 4.500% 6/15/25 | 45790VAB6 | 30,947 | 20,800,000 | PRN | SOLE | 20,800,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,720 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
INVESCO QQQ TR | COM | 46090E953 | 23,073 | 122,200 | SH | Put | SOLE | 122,200 | 0 | 0 | |
ISHARES TR | COM | 464287953 | 5,285 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
KARUNA THERAPEUTICS INC | COM | 48576A100 | 1,019 | 62,450 | SH | SOLE | 62,450 | 0 | 0 | ||
KEANE GROUP INC | COM | 48669A108 | 1,192 | 196,700 | SH | SOLE | 196,700 | 0 | 0 | ||
LIBERTY PPTY TR | SH BEN INT | 531172104 | 12,833 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
LIVONGO HEALTH INC | COM | 539183103 | 642 | 36,810 | SH | SOLE | 36,810 | 0 | 0 | ||
MARRIOTT VACTINS WORLDWID CO | COM | 57164Y107 | 1,036 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
MAYVILLE ENGINEERING CO INC | COM | 578605107 | 791 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
MEDALLIA INC | COM | 584021109 | 823 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MEDICINES CO | COM | 584688905 | 5,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 186,106 | 1,698,200 | SH | SOLE | 1,698,200 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | COM | M51363953 | 277,811 | 2,535,000 | SH | Put | SOLE | 2,535,000 | 0 | 0 | |
MESA AIR GROUP INC | COM NEW | 590479135 | 675 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
MILESTONE PHARMACEUTICALS IN | COM | 59935V107 | 466 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 271 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
NANOMETRICS INC | COM | 630077105 | 688 | 21,078 | SH | SOLE | 21,078 | 0 | 0 | ||
NEW YORK MTG TR INC | COM PAR $.02 | 649604501 | 305 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NGM BIOPHARMACEUTICALS INC | COM | 62921N105 | 265 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X959 | 7,638 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X909 | 208,419 | 1,910,000 | SH | Call | SOLE | 1,910,000 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 6,111 | 56,000 | SH | SOLE | 56,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | COM | 674599905 | 59,510 | 1,338,200 | SH | Call | SOLE | 1,338,200 | 0 | 0 | |
PARSONS CORPORATION | COM | 70202L102 | 1,154 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 2,192 | 79,000 | SH | SOLE | 79,000 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 251 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PG&E CORP | COM | 69331C108 | 85,811 | 8,581,100 | SH | SOLE | 8,581,100 | 0 | 0 | ||
PG&E CORP | COM | 69331C958 | 40,416 | 4,041,600 | SH | Put | SOLE | 4,041,600 | 0 | 0 | |
PG&E CORP | COM | 69331C908 | 3,850 | 385,000 | SH | Call | SOLE | 385,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 41,762 | 550,000 | SH | SOLE | 550,000 | 0 | 0 | ||
PING IDENTITY HLDG CORP | COM | 72341T103 | 656 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
PIVOTAL SOFTWARE INC | COM CL A | 72582H107 | 23,347 | 1,564,830 | SH | SOLE | 1,564,830 | 0 | 0 | ||
PLURALSIGHT INC | COM CL A | 72941B106 | 632 | 37,600 | SH | SOLE | 37,600 | 0 | 0 | ||
PROVENTION BIO INC | COM | 74374N102 | 137 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
SHOCKWAVE MED INC | COM | 82489T104 | 299 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SILVERBOW RES INC | COM | 82836G102 | 6,183 | 638,052 | SH | SOLE | 638,052 | 0 | 0 | ||
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 712 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SOLARWINDS CORP | COM | 83417Q105 | 923 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SPARK THERAPEUTICS INC | COM | 84652J953 | 96,786 | 998,000 | SH | Put | SOLE | 998,000 | 0 | 0 | |
SPARK THERAPEUTICS INC | COM | 84652J103 | 204,002 | 2,103,545 | SH | SOLE | 2,103,545 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 350,189 | 1,180,000 | SH | SOLE | 1,180,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | COM | 78462F953 | 1,586,058 | 5,344,400 | SH | Put | SOLE | 5,344,400 | 0 | 0 | |
SPDR S&P 500 ETF TR | COM | 78462F903 | 23,742 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
SPRINT CORPORATION | COM | 85207U955 | 43,529 | 7,055,000 | SH | Put | SOLE | 7,055,000 | 0 | 0 | |
SPRINT CORPORATION | COM | 85207U105 | 2,423 | 392,700 | SH | SOLE | 392,700 | 0 | 0 | ||
SUTRO BIOPHARMA INC | COM | 869367102 | 810 | 89,081 | SH | SOLE | 89,081 | 0 | 0 | ||
SVMK INC | COM | 78489X103 | 1,197 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SYNCHRONY FINL | COM | 87165B903 | 75,799 | 2,223,500 | SH | Call | SOLE | 2,223,500 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 28,377 | 832,401 | SH | SOLE | 832,401 | 0 | 0 | ||
T MOBILE US INC | COM | 872590954 | 3,151 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
TALLGRASS ENERGY LP | CLASS A SHS | 874696107 | 4,028 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
TENABLE HLDGS INC | COM | 88025T102 | 517 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | COM | 881624909 | 963 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
TEXAS INSTRS INC | COM | 882508954 | 3,877 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
TUFIN SOFTWARE TECHNOLOGIS L | SHS | M8893U102 | 329 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
TURNING POINT THERAPEUTICS I | COM | 90041T108 | 564 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 84,264 | 177,322,214 | SH | SOLE | 177,322,214 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 24,164 | 177,000 | SH | SOLE | 177,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017909 | 2,048 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P952 | 13,908 | 64,000 | SH | Put | SOLE | 64,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P902 | 20,102 | 92,500 | SH | Call | SOLE | 92,500 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 19,559 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
VEREIT INC | COM | 92339V100 | 3,119 | 318,896 | SH | SOLE | 318,896 | 0 | 0 | ||
VERSUM MATLS INC | COM | 92532W103 | 43,138 | 815,000 | SH | SOLE | 815,000 | 0 | 0 | ||
VIACOM INC | CL B | 92553P201 | 48,062 | 2,000,100 | SH | SOLE | 2,000,100 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 29,445 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
WABCO HLDGS INC | COM | 92927K102 | 55,371 | 413,989 | SH | SOLE | 413,989 | 0 | 0 | ||
WABTEC CORP | COM | 929740108 | 539 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
WELLCARE HEALTH PLANS INC | COM | 94946T106 | 108,851 | 420,000 | SH | SOLE | 420,000 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 4,090 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
WILLSCOT CORP | COM | 971375126 | 1,246 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
WRIGHT MED GROUP N V | ORD SHS | N96617118 | 289 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 286,285 | 8,444,980 | SH | SOLE | 8,444,980 | 0 | 0 | ||
ZUORA INC | COM CL A | 98983V106 | 497 | 33,000 | SH | SOLE | 33,000 | 0 | 0 |