SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Martens Robert C.

(Last) (First) (Middle)
C/O SCHLAGE LOCK COMPANY LLC
11819 N PENNSYLVANIA STREET

(Street)
CARMEL IN 46032

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/05/2019
3. Issuer Name and Ticker or Trading Symbol
Allegion plc [ ALLE ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Chief Innovation & Design
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 5,557(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) (2) 02/13/2027 Ordinary Shares 344 $71.835 D
Stock Option (Right to Buy) (3) 02/22/2028 Ordinary Shares 1,175 $86.93 D
Stock Option (Right to Buy) (4) 02/21/2029 Ordinary Shares 1,916 $88.08 D
Explanation of Responses:
1. Includes: (i) 175 RSUs that vest on February 13, 2020; (ii) 164 RSUs that vest on October 30, 2020; (iii) 384 RSUs that vest in equal annual installments on February 22, 2020 and February 22, 2021; (iv) 1,288 RSUs that vest on April 30, 2021; (v) 852 RSUs that vest in equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022; (vi) 1,136 RSUs that vest on February 21, 2020; and (vii) 1,558 directly owned shares.
2. A stock option that vests on February 13, 2020.
3. A stock option that vests in equal annual installments on February 22, 2019, February 22, 2020 and February 22, 2021.
4. A stock option that vests in equal annual installments on February 21, 2020, February 21, 2021 and February 21, 2022.
Remarks:
Attached is Exhibit 24 - Power of Attorney
/s/ Hatsuki Miyata, Attorney-In-Fact 12/11/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.