The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 462 | 2,490 | SH | SOLE | 0 | 0 | 2,490 | ||
ABBOTT LABS | COM | 002824100 | 2,203 | 25,381 | SH | SOLE | 0 | 0 | 25,381 | ||
ABBVIE INC | COM | 00287Y109 | 2,394 | 26,780 | SH | SOLE | 0 | 0 | 26,780 | ||
ACUSHNET HOLDINGS CORP | COM | 005098108 | 1,273 | 55,000 | SH | SOLE | 0 | 0 | 55,000 | ||
ADOBE INC | COM | 00724F101 | 2,508 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
AGILENT TECHNOLOGIES INC | COM | 00846U101 | 325 | 3,777 | SH | SOLE | 0 | 0 | 3,777 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 748 | 17,200 | SH | SOLE | 0 | 0 | 17,200 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 329 | 1,722 | SH | SOLE | 0 | 0 | 1,722 | ||
ALLERGAN PLC | SHS | G0177J108 | 288 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | 1,923 | 17,100 | SH | SOLE | 0 | 0 | 17,100 | ||
ALLSTATE CORP | COM | 020002101 | 349 | 3,120 | SH | SOLE | 0 | 0 | 3,120 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 6,935 | 5,078 | SH | SOLE | 0 | 0 | 5,078 | ||
ALTRIA GROUP INC | COM | 02209S103 | 4,104 | 78,150 | SH | SOLE | 0 | 0 | 78,150 | ||
AMAZON COM INC | COM | 023135106 | 2,026 | 1,078 | SH | SOLE | 0 | 0 | 1,078 | ||
AMDOCS LTD | SHS | G02602103 | 1,087 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 3,508 | 28,270 | SH | SOLE | 0 | 0 | 28,270 | ||
AMERIPRISE FINL INC | COM | 03076C106 | 969 | 5,870 | SH | SOLE | 0 | 0 | 5,870 | ||
AMGEN INC | COM | 031162100 | 3,722 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
ANTERO RES CORP | COM | 03674X106 | 623 | 82,000 | SH | SOLE | 0 | 0 | 82,000 | ||
ANTHEM INC | COM | 036752103 | 602 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
APPLE INC | COM | 037833100 | 12,295 | 46,187 | SH | SOLE | 0 | 0 | 46,187 | ||
APPLIED MATLS INC | COM | 038222105 | 348 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 1,273 | 230,200 | SH | SOLE | 0 | 0 | 230,200 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 393 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 475 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
AT&T INC | COM | 00206R102 | 8,227 | 219,354 | SH | SOLE | 0 | 0 | 219,354 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 1,395 | 8,200 | SH | SOLE | 0 | 0 | 8,200 | ||
AVALARA INC | COM | 05338G106 | 827 | 10,590 | SH | SOLE | 0 | 0 | 10,590 | ||
AVID BIOSERVICES INC | COM | 05368M106 | 296 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
AVNET INC | COM | 053807103 | 415 | 9,570 | SH | SOLE | 0 | 0 | 9,570 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 691 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
BANK AMER CORP | COM | 060505104 | 8,094 | 229,823 | SH | SOLE | 0 | 0 | 229,823 | ||
BARRICK GOLD CORPORATION | COM | 067901108 | 2,584 | 188,500 | SH | SOLE | 0 | 0 | 188,500 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 3,388 | 115,100 | SH | SOLE | 0 | 0 | 115,100 | ||
BAXTER INTL INC | COM | 071813109 | 416 | 4,900 | SH | SOLE | 0 | 0 | 4,900 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 3,080 | 9 | SH | SOLE | 0 | 0 | 9 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 544 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 425 | 31,500 | SH | SOLE | 0 | 0 | 31,500 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 524 | 38,955 | SH | SOLE | 0 | 0 | 38,955 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 155 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | 417 | 29,230 | SH | SOLE | 0 | 0 | 29,230 | ||
BLACKROCK MUNIHLDNGS CALI QL | COM | 09254L107 | 317 | 22,600 | SH | SOLE | 0 | 0 | 22,600 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 1,758 | 31,500 | SH | SOLE | 0 | 0 | 31,500 | ||
BOEING CO | COM | 097023105 | 2,175 | 6,336 | SH | SOLE | 0 | 0 | 6,336 | ||
BP PLC | SPONSORED ADR | 055622104 | 603 | 15,242 | SH | SOLE | 0 | 0 | 15,242 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,787 | 30,764 | SH | SOLE | 0 | 0 | 30,764 | ||
BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 694 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
CACI INTL INC | CL A | 127190304 | 252 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
CADENCE BANCORPORATION | CL A | 12739A100 | 186 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 258 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 19,231 | 914,017 | SH | SOLE | 0 | 0 | 914,017 | ||
CAREDX INC | COM | 14167L103 | 895 | 42,300 | SH | SOLE | 0 | 0 | 42,300 | ||
CATERPILLAR INC DEL | COM | 149123101 | 406 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
CELANESE CORP DEL | COM | 150870103 | 607 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 5,397 | 175,800 | SH | SOLE | 0 | 0 | 175,800 | ||
CENTURYLINK INC | COM | 156700106 | 230 | 18,253 | SH | SOLE | 0 | 0 | 18,253 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 1,605 | 3,275 | SH | SOLE | 0 | 0 | 3,275 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,523 | 12,523 | SH | SOLE | 0 | 0 | 12,523 | ||
CINTAS CORP | COM | 172908105 | 4,929 | 18,228 | SH | SOLE | 0 | 0 | 18,228 | ||
CISCO SYS INC | COM | 17275R102 | 1,289 | 26,400 | SH | SOLE | 0 | 0 | 26,400 | ||
CITIGROUP INC | COM NEW | 172967424 | 655 | 8,254 | SH | SOLE | 0 | 0 | 8,254 | ||
CLOROX CO DEL | COM | 189054109 | 1,070 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
COCA COLA CO | COM | 191216100 | 406 | 8,651 | SH | SOLE | 0 | 0 | 8,651 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 495 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 965 | 14,165 | SH | SOLE | 0 | 0 | 14,165 | ||
COMCAST CORP NEW | CL A | 20030N101 | 3,043 | 67,068 | SH | SOLE | 0 | 0 | 67,068 | ||
CONCHO RES INC | COM | 20605P101 | 739 | 6,656 | SH | SOLE | 0 | 0 | 6,656 | ||
CONOCOPHILLIPS | COM | 20825C104 | 708 | 10,792 | SH | SOLE | 0 | 0 | 10,792 | ||
CORNING INC | COM | 219350105 | 483 | 16,100 | SH | SOLE | 0 | 0 | 16,100 | ||
CRITEO S A | SPONS ADS | 226718104 | 2,153 | 107,500 | SH | SOLE | 0 | 0 | 107,500 | ||
CROWDSTRIKE HLDGS INC | CL A | 22788C105 | 1,737 | 35,140 | SH | SOLE | 0 | 0 | 35,140 | ||
CSX CORP | COM | 126408103 | 2,196 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 1,138 | 69,750 | SH | SOLE | 0 | 0 | 69,750 | ||
CVS HEALTH CORP | COM | 126650100 | 4,966 | 84,513 | SH | SOLE | 0 | 0 | 84,513 | ||
DATADOG INC | CL A COM | 23804L103 | 1,292 | 35,200 | SH | SOLE | 0 | 0 | 35,200 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 659 | 12,246 | SH | SOLE | 0 | 0 | 12,246 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 284 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
DEXCOM INC | COM | 252131107 | 1,097 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
DIGITAL ALLY INC | COM NEW | 25382P208 | 74 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 301 | 2,544 | SH | SOLE | 0 | 0 | 2,544 | ||
DISCOVER FINL SVCS | COM | 254709108 | 576 | 6,750 | SH | SOLE | 0 | 0 | 6,750 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,128 | 8,013 | SH | SOLE | 0 | 0 | 8,013 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 359 | 29,319 | SH | SOLE | 0 | 0 | 29,319 | ||
DOCUSIGN INC | COM | 256163106 | 2,284 | 30,090 | SH | SOLE | 0 | 0 | 30,090 | ||
DROPBOX INC | CL A | 26210C104 | 1,494 | 82,600 | SH | SOLE | 0 | 0 | 82,600 | ||
EARTHSTONE ENERGY INC | CL A | 27032D304 | 1,829 | 258,353 | SH | SOLE | 0 | 0 | 258,353 | ||
ECOLAB INC | COM | 278865100 | 1,694 | 8,903 | SH | SOLE | 0 | 0 | 8,903 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 303 | 1,340 | SH | SOLE | 0 | 0 | 1,340 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 691 | 47,500 | SH | SOLE | 0 | 0 | 47,500 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 1,564 | 48,788 | SH | SOLE | 0 | 0 | 48,788 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 4,088 | 300,040 | SH | SOLE | 0 | 0 | 300,040 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 16,078 | 553,443 | SH | SOLE | 0 | 0 | 553,443 | ||
EQT CORP | COM | 26884L109 | 1,140 | 55,000 | SH | SOLE | 0 | 0 | 55,000 | ||
EQUIFAX INC | COM | 294429105 | 391 | 3,100 | SH | SOLE | 0 | 0 | 3,100 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,418 | 30,092 | SH | SOLE | 0 | 0 | 30,092 | ||
EZCORP INC | CL A NON VTG | 302301106 | 2,190 | 235,000 | SH | SOLE | 0 | 0 | 235,000 | ||
FACEBOOK INC | CL A | 30303M102 | 305 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 486 | 10,812 | SH | SOLE | 0 | 0 | 10,812 | ||
FIDELITY NATL INFORMATION SV | COM | 31620M106 | 625 | 4,470 | SH | SOLE | 0 | 0 | 4,470 | ||
FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | 354 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
FLEX LTD | ORD | Y2573F102 | 3,992 | 399,100 | SH | SOLE | 0 | 0 | 399,100 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 17 | 18,000 | PRN | SOLE | 0 | 0 | 18,000 | ||
FOOT LOCKER INC | COM | 344849104 | 727 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
FORD MTR CO DEL | COM | 345370860 | 269 | 30,300 | SH | SOLE | 0 | 0 | 30,300 | ||
GAP INC | COM | 364760108 | 279 | 10,650 | SH | SOLE | 0 | 0 | 10,650 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,610 | 136,989 | SH | SOLE | 0 | 0 | 136,989 | ||
GENERAL MTRS CO | COM | 37045V100 | 408 | 10,977 | SH | SOLE | 0 | 0 | 10,977 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 1,394 | 60,100 | SH | SOLE | 0 | 0 | 60,100 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 235 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 727 | 36,950 | SH | SOLE | 0 | 0 | 36,950 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 351 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 329 | 144,587 | SH | SOLE | 0 | 0 | 144,587 | ||
GULFPORT ENERGY CORP | COM NEW | 402635304 | 802 | 100,000 | SH | SOLE | 0 | 0 | 100,000 | ||
HALLADOR ENERGY COMPANY | COM | 40609P105 | 138 | 26,294 | SH | SOLE | 0 | 0 | 26,294 | ||
HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 | 456 | 12,386 | SH | SOLE | 0 | 0 | 12,386 | ||
HASBRO INC | COM | 418056107 | 935 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
HELMERICH & PAYNE INC | COM | 423452101 | 414 | 9,125 | SH | SOLE | 0 | 0 | 9,125 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 289 | 17,884 | SH | SOLE | 0 | 0 | 17,884 | ||
HEXCEL CORP NEW | COM | 428291108 | 1,808 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | 394 | 14,612 | SH | SOLE | 0 | 0 | 14,612 | ||
HOME DEPOT INC | COM | 437076102 | 925 | 4,819 | SH | SOLE | 0 | 0 | 4,819 | ||
HP INC | COM | 40434L105 | 413 | 19,884 | SH | SOLE | 0 | 0 | 19,884 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 372 | 2,060 | SH | SOLE | 0 | 0 | 2,060 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 379 | 19,734 | SH | SOLE | 0 | 0 | 19,734 | ||
INTEL CORP | COM | 458140100 | 2,440 | 40,107 | SH | SOLE | 0 | 0 | 40,107 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 679 | 4,865 | SH | SOLE | 0 | 0 | 4,865 | ||
INTERNATIONAL GAME TECHNOLOG | SHS USD | G4863A108 | 5,528 | 425,600 | SH | SOLE | 0 | 0 | 425,600 | ||
INTREXON CORP | COM | 46122T102 | 1,172 | 222,809 | SH | SOLE | 0 | 0 | 222,809 | ||
INTUIT | COM | 461202103 | 7,346 | 27,600 | SH | SOLE | 0 | 0 | 27,600 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 22,866 | 127,245 | SH | SOLE | 0 | 0 | 127,245 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 239 | 1,263 | SH | SOLE | 0 | 0 | 1,263 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 308 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 235 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 484 | 12,875 | SH | SOLE | 0 | 0 | 12,875 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 252 | 2,282 | SH | SOLE | 0 | 0 | 2,282 | ||
JANUS HENDERSON GROUP PLC | ORD SHS | G4474Y214 | 405 | 16,515 | SH | SOLE | 0 | 0 | 16,515 | ||
JEFFERIES FINL GROUP INC | COM | 47233W109 | 1,942 | 103,350 | SH | SOLE | 0 | 0 | 103,350 | ||
JOHNSON & JOHNSON | COM | 478160104 | 2,246 | 15,667 | SH | SOLE | 0 | 0 | 15,667 | ||
JOHNSON CTLS INTL PLC | SHS | G51502105 | 211 | 5,093 | SH | SOLE | 0 | 0 | 5,093 | ||
JOINT CORP | COM | 47973J102 | 10,174 | 645,940 | SH | SOLE | 0 | 0 | 645,940 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 14,289 | 104,789 | SH | SOLE | 0 | 0 | 104,789 | ||
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 1,321 | 8,500 | SH | SOLE | 0 | 0 | 8,500 | ||
KAYNE ANDERSN MLP MIDS INVT | COM | 486606106 | 217 | 15,013 | SH | SOLE | 0 | 0 | 15,013 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,610 | 78,734 | SH | SOLE | 0 | 0 | 78,734 | ||
KINSALE CAP GROUP INC | COM | 49714P108 | 414 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
KKR & CO INC | CL A | 48251W104 | 297 | 10,100 | SH | SOLE | 0 | 0 | 10,100 | ||
KLA CORPORATION | COM NEW | 482480100 | 1,461 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
KRAFT HEINZ CO | COM | 500754106 | 1,060 | 33,467 | SH | SOLE | 0 | 0 | 33,467 | ||
KROGER CO | COM | 501044101 | 979 | 34,500 | SH | SOLE | 0 | 0 | 34,500 | ||
LAM RESEARCH CORP | COM | 512807108 | 5,697 | 19,125 | SH | SOLE | 0 | 0 | 19,125 | ||
LANDMARK INFRASTRUCTURE LP | COM UNIT LTD | 51508J108 | 344 | 20,260 | SH | SOLE | 0 | 0 | 20,260 | ||
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 205 | 1,623 | SH | SOLE | 0 | 0 | 1,623 | ||
LILLY ELI & CO | COM | 532457108 | 1,665 | 12,736 | SH | SOLE | 0 | 0 | 12,736 | ||
LINDE PLC | SHS | G5494J103 | 475 | 2,700 | SH | SOLE | 0 | 0 | 2,700 | ||
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 5,139 | 328,626 | SH | SOLE | 0 | 0 | 328,626 | ||
LISTED FD TR | ROUNDHILL BITK | 53656F706 | 2,308 | 140,450 | SH | SOLE | 0 | 0 | 140,450 | ||
LITTELFUSE INC | COM | 537008104 | 580 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
LOWES COS INC | COM | 548661107 | 1,686 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 1,386 | 24,500 | SH | SOLE | 0 | 0 | 24,500 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 203 | 3,232 | SH | SOLE | 0 | 0 | 3,232 | ||
MAGNA INTL INC | COM | 559222401 | 888 | 16,000 | SH | SOLE | 0 | 0 | 16,000 | ||
MAIN STREET CAPITAL CORP | COM | 56035L104 | 14,803 | 397,934 | SH | SOLE | 0 | 0 | 397,934 | ||
MANNKIND CORP | COM NEW | 56400P706 | 20 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MARATHON OIL CORP | COM | 565849106 | 485 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,299 | 20,984 | SH | SOLE | 0 | 0 | 20,984 | ||
MARKEL CORP | COM | 570535104 | 347 | 300 | SH | SOLE | 0 | 0 | 300 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 485 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
MCDONALDS CORP | COM | 580135101 | 723 | 3,716 | SH | SOLE | 0 | 0 | 3,716 | ||
MCKESSON CORP | COM | 58155Q103 | 435 | 3,140 | SH | SOLE | 0 | 0 | 3,140 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 222 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
MEDTRONIC PLC | SHS | G5960L103 | 1,030 | 8,995 | SH | SOLE | 0 | 0 | 8,995 | ||
MERCK & CO INC | COM | 58933Y105 | 680 | 7,531 | SH | SOLE | 0 | 0 | 7,531 | ||
MERIDA MERGER CORP I | *W EXP 11/07/202 | 58953M114 | 7 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
MERIDA MERGER CORP I | COM | 58953M106 | 292 | 30,000 | SH | SOLE | 0 | 0 | 30,000 | ||
METLIFE INC | COM | 59156R108 | 213 | 4,250 | SH | SOLE | 0 | 0 | 4,250 | ||
MICROSOFT CORP | COM | 594918104 | 2,485 | 16,428 | SH | SOLE | 0 | 0 | 16,428 | ||
MID CON ENERGY PARTNERS LP | COM UNIT REPST | 59560V109 | 12 | 14,720 | SH | SOLE | 0 | 0 | 14,720 | ||
MONDELEZ INTL INC | CL A | 609207105 | 2,386 | 44,281 | SH | SOLE | 0 | 0 | 44,281 | ||
MONTAGE RES CORP | COM | 61179L100 | 5,650 | 375,668 | SH | SOLE | 0 | 0 | 375,668 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 1,563 | 9,684 | SH | SOLE | 0 | 0 | 9,684 | ||
MURPHY USA INC | COM | 626755102 | 403 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
NEW MTN FIN CORP | COM | 647551100 | 788 | 58,075 | SH | SOLE | 0 | 0 | 58,075 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 180 | 15,500 | SH | SOLE | 0 | 0 | 15,500 | ||
NIKE INC | CL B | 654106103 | 1,114 | 13,230 | SH | SOLE | 0 | 0 | 13,230 | ||
NIO INC | SPON ADS | 62914V106 | 122 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
NOBLE ENERGY INC | COM | 655044105 | 351 | 14,540 | SH | SOLE | 0 | 0 | 14,540 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 210 | 1,125 | SH | SOLE | 0 | 0 | 1,125 | ||
NORTHERN TR CORP | COM | 665859104 | 2,690 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NORTONLIFELOCK INC | COM | 668771108 | 234 | 8,993 | SH | SOLE | 0 | 0 | 8,993 | ||
NUCOR CORP | COM | 670346105 | 551 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 498 | 34,964 | SH | SOLE | 0 | 0 | 34,964 | ||
NUVEEN MASSACHUSETS QLT MUN | COM | 67061E104 | 284 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 247 | 18,670 | SH | SOLE | 0 | 0 | 18,670 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 161 | 11,600 | SH | SOLE | 0 | 0 | 11,600 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 228 | 16,030 | SH | SOLE | 0 | 0 | 16,030 | ||
NUVEEN TEXAS QLTY MUN INCME | COM | 670983105 | 430 | 30,150 | SH | SOLE | 0 | 0 | 30,150 | ||
NVIDIA CORP | COM | 67066G104 | 1,123 | 4,904 | SH | SOLE | 0 | 0 | 4,904 | ||
OCCIDENTAL PETE CORP | COM | 674599105 | 262 | 6,152 | SH | SOLE | 0 | 0 | 6,152 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 232 | 6,064 | SH | SOLE | 0 | 0 | 6,064 | ||
ONEOK INC NEW | COM | 682680103 | 992 | 14,199 | SH | SOLE | 0 | 0 | 14,199 | ||
ORACLE CORP | COM | 68389X105 | 447 | 8,287 | SH | SOLE | 0 | 0 | 8,287 | ||
PAYCHEX INC | COM | 704326107 | 255 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 332 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
PDL BIOPHARMA INC | NOTE 2.750%12/0 | 69329YAG9 | 29 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
PEPSICO INC | COM | 713448108 | 2,042 | 15,040 | SH | SOLE | 0 | 0 | 15,040 | ||
PFENEX INC | COM | 717071104 | 2,555 | 413,374 | SH | SOLE | 0 | 0 | 413,374 | ||
PFIZER INC | COM | 717081103 | 1,014 | 25,048 | SH | SOLE | 0 | 0 | 25,048 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 3,650 | 42,722 | SH | SOLE | 0 | 0 | 42,722 | ||
PHILLIPS 66 | COM | 718546104 | 932 | 8,445 | SH | SOLE | 0 | 0 | 8,445 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 319 | 13,245 | SH | SOLE | 0 | 0 | 13,245 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 1,849 | 11,538 | SH | SOLE | 0 | 0 | 11,538 | ||
POST HLDGS INC | COM | 737446104 | 267 | 2,455 | SH | SOLE | 0 | 0 | 2,455 | ||
PRA GROUP INC | COM | 69354N106 | 704 | 19,000 | SH | SOLE | 0 | 0 | 19,000 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 4,542 | 37,684 | SH | SOLE | 0 | 0 | 37,684 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 360 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 464 | 89,990 | SH | SOLE | 0 | 0 | 89,990 | ||
QUALCOMM INC | COM | 747525103 | 325 | 3,700 | SH | SOLE | 0 | 0 | 3,700 | ||
QUANTA SVCS INC | COM | 74762E102 | 1,715 | 45,458 | SH | SOLE | 0 | 0 | 45,458 | ||
QURATE RETAIL INC | COM SER A | 74915M100 | 81 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
REDHILL BIOPHARMA LTD | SPONSORED ADS | 757468103 | 289 | 47,660 | SH | SOLE | 0 | 0 | 47,660 | ||
REGENXBIO INC | COM | 75901B107 | 300 | 7,700 | SH | SOLE | 0 | 0 | 7,700 | ||
REPUBLIC SVCS INC | COM | 760759100 | 229 | 2,550 | SH | SOLE | 0 | 0 | 2,550 | ||
RESMED INC | COM | 761152107 | 2,810 | 18,000 | SH | SOLE | 0 | 0 | 18,000 | ||
ROSS STORES INC | COM | 778296103 | 1,015 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 262 | 4,370 | SH | SOLE | 0 | 0 | 4,370 | ||
SALESFORCE COM INC | COM | 79466L302 | 257 | 1,550 | SH | SOLE | 0 | 0 | 1,550 | ||
SAP SE | SPON ADR | 803054204 | 410 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SEABOARD CORP | COM | 811543107 | 1,071 | 250 | SH | SOLE | 0 | 0 | 250 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 282 | 2,473 | SH | SOLE | 0 | 0 | 2,473 | ||
SERVICENOW INC | COM | 81762P102 | 1,573 | 5,400 | SH | SOLE | 0 | 0 | 5,400 | ||
SIGMATRON INTL INC | COM | 82661L101 | 102 | 34,900 | SH | SOLE | 0 | 0 | 34,900 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 147 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
SONY CORP | SPONSORED ADR | 835699307 | 334 | 4,840 | SH | SOLE | 0 | 0 | 4,840 | ||
SPARK ENERGY INC | CL A COM | 846511103 | 2,892 | 324,557 | SH | SOLE | 0 | 0 | 324,557 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,450 | 4,686 | SH | SOLE | 0 | 0 | 4,686 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 461 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
SPRINT CORPORATION | COM | 85207U105 | 255 | 48,915 | SH | SOLE | 0 | 0 | 48,915 | ||
STARBUCKS CORP | COM | 855244109 | 917 | 10,303 | SH | SOLE | 0 | 0 | 10,303 | ||
STATE STR CORP | COM | 857477103 | 2,467 | 30,568 | SH | SOLE | 0 | 0 | 30,568 | ||
STEEL DYNAMICS INC | COM | 858119100 | 642 | 19,000 | SH | SOLE | 0 | 0 | 19,000 | ||
STELLUS CAP INVT CORP | COM | 858568108 | 264 | 18,641 | SH | SOLE | 0 | 0 | 18,641 | ||
STRYKER CORP | COM | 863667101 | 631 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
TARGA RES CORP | COM | 87612G101 | 397 | 9,557 | SH | SOLE | 0 | 0 | 9,557 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 515 | 5,333 | SH | SOLE | 0 | 0 | 5,333 | ||
TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | 169 | 11,300 | SH | SOLE | 0 | 0 | 11,300 | ||
TELEDYNE TECHNOLOGIES INC | COM | 879360105 | 214 | 600 | SH | SOLE | 0 | 0 | 600 | ||
TELIGENT INC NEW | COM | 87960W104 | 2,435 | 2,098,773 | SH | SOLE | 0 | 0 | 2,098,773 | ||
TESLA INC | COM | 88160R101 | 200 | 716 | SH | SOLE | 0 | 0 | 716 | ||
TEXAS INSTRS INC | COM | 882508104 | 4,686 | 36,200 | SH | SOLE | 0 | 0 | 36,200 | ||
TFF PHARMACEUTICALS INC | COM | 87241J104 | 101 | 18,900 | SH | SOLE | 0 | 0 | 18,900 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 1,056 | 21,900 | SH | SOLE | 0 | 0 | 21,900 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 1,807 | 371,010 | SH | SOLE | 0 | 0 | 371,010 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 2,611 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
TRUIST FINL CORP | COM | 89832Q109 | 1,489 | 26,269 | SH | SOLE | 0 | 0 | 26,269 | ||
TWITTER INC | COM | 90184L102 | 1,841 | 57,000 | SH | SOLE | 0 | 0 | 57,000 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 204 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
UNILEVER N V | N Y SHS NEW | 904784709 | 615 | 10,713 | SH | SOLE | 0 | 0 | 10,713 | ||
UNILEVER PLC | SPON ADR NEW | 904767704 | 395 | 6,936 | SH | SOLE | 0 | 0 | 6,936 | ||
UNION PACIFIC CORP | COM | 907818108 | 729 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
UNIQURE NV | SHS | N90064101 | 3,190 | 45,400 | SH | SOLE | 0 | 0 | 45,400 | ||
UNITED RENTALS INC | COM | 911363109 | 337 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 996 | 6,600 | SH | SOLE | 0 | 0 | 6,600 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 803 | 2,900 | SH | SOLE | 0 | 0 | 2,900 | ||
US BANCORP DEL | COM NEW | 902973304 | 1,040 | 17,560 | SH | SOLE | 0 | 0 | 17,560 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 326 | 2,086 | SH | SOLE | 0 | 0 | 2,086 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 212 | 1,055 | SH | SOLE | 0 | 0 | 1,055 | ||
VERISIGN INC | COM | 92343E102 | 1,926 | 9,811 | SH | SOLE | 0 | 0 | 9,811 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,270 | 86,580 | SH | SOLE | 0 | 0 | 86,580 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 327 | 12,678 | SH | SOLE | 0 | 0 | 12,678 | ||
VISA INC | COM CL A | 92826C839 | 337 | 2,157 | SH | SOLE | 0 | 0 | 2,157 | ||
VOYA PRIME RATE TR | SH BEN INT | 92913A100 | 59 | 12,400 | SH | SOLE | 0 | 0 | 12,400 | ||
WAITR HLDGS INC | COM | 930752100 | 240 | 700,000 | SH | SOLE | 0 | 0 | 700,000 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,205 | 20,370 | SH | SOLE | 0 | 0 | 20,370 | ||
WALMART INC | COM | 931142103 | 332 | 3,400 | SH | SOLE | 0 | 0 | 3,400 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,503 | 23,452 | SH | SOLE | 0 | 0 | 23,452 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 428 | 4,722 | SH | SOLE | 0 | 0 | 4,722 | ||
WELLS FARGO CO NEW | COM | 949746101 | 3,352 | 62,559 | SH | SOLE | 0 | 0 | 62,559 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 813 | 12,392 | SH | SOLE | 0 | 0 | 12,392 | ||
WHIRLPOOL CORP | COM | 963320106 | 297 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
WYNDHAM DESTINATIONS INC | COM | 98310W108 | 355 | 6,800 | SH | SOLE | 0 | 0 | 6,800 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 430 | 6,900 | SH | SOLE | 0 | 0 | 6,900 | ||
ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | 2,332 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
ZIOPHARM ONCOLOGY INC | COM | 98973P101 | 930 | 201,200 | SH | SOLE | 0 | 0 | 201,200 |