The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 23,587 | 7,213,012 | SH | DFND | 1,2 | 7,213,012 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 53,475 | 1,250,000 | SH | DFND | 1,2 | 1,250,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 53,020 | 1,000,000 | SH | DFND | 1,2 | 1,000,000 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 22,600 | 550,000 | SH | DFND | 1,2 | 550,000 | 0 | 0 | |
ATARA BIOTHERAPEUTICS INC | COM | 046513107 | 1,153 | 70,000 | SH | DFND | 1,2 | 70,000 | 0 | 0 | |
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 20,260 | 1,000,000 | SH | Call | DFND | 1,2 | 1,000,000 | 0 | 0 |
AXONICS MODULATION TECH INC | COM | 05465P101 | 12,927 | 466,507 | SH | DFND | 1,2 | 466,507 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 75,163 | 727,200 | SH | Call | DFND | 1,2 | 727,200 | 0 | 0 |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 26 | 254 | SH | DFND | 1,2 | 254 | 0 | 0 | |
BRIDGEBIO PHARMA INC | COM | 10806X102 | 2,748 | 78,400 | SH | DFND | 1,2 | 78,400 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 53,476 | 1,135,122 | SH | DFND | 1,2 | 1,135,122 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 1,698 | 160,073 | SH | DFND | 1,2 | 160,073 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 39,739 | 2,621,333 | SH | DFND | 1,2 | 2,621,333 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 5,709 | 26,100 | SH | DFND | 1,2 | 26,100 | 0 | 0 | |
GENFIT S A | ADS | 372279109 | 4,135 | 207,766 | SH | DFND | 1,2 | 207,766 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 14,814 | 141,683 | SH | DFND | 1,2 | 141,683 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 2,325 | 97,359 | SH | DFND | 1,2 | 97,359 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 3,927 | 65,000 | SH | DFND | 1,2 | 65,000 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 138,820 | 5,015,175 | SH | DFND | 1,2 | 5,015,175 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 11,739 | 853,777 | SH | DFND | 1,2 | 853,777 | 0 | 0 | |
LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 5,463 | 1,277,955 | SH | DFND | 1,2 | 1,277,955 | 0 | 0 | |
MENLO THERAPEUTICS INC | COM | 586858102 | 7,665 | 1,652,013 | SH | DFND | 1,2 | 1,652,013 | 0 | 0 | |
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 11,659 | 1,729,759 | SH | DFND | 1,2 | 1,729,759 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 11,538 | 825,000 | SH | DFND | 1,2 | 825,000 | 0 | 0 | |
MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 55,055 | 2,790,400 | SH | DFND | 1,2 | 2,790,400 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 63,911 | 1,134,584 | SH | DFND | 1,2 | 1,134,584 | 0 | 0 | |
OPTINOSE INC | COM | 68404V100 | 10,897 | 1,181,834 | SH | DFND | 1,2 | 1,181,834 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 33,258 | 2,100,941 | SH | DFND | 1,2 | 2,100,941 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 84,053 | 1,750,000 | SH | DFND | 1,2 | 1,750,000 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 57,467 | 796,057 | SH | DFND | 1,2 | 796,057 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM NEW | 875372203 | 14,903 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 60,326 | 5,434,783 | SH | DFND | 1,2 | 5,434,783 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 47,667 | 541,179 | SH | DFND | 1,2 | 541,179 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 7,238 | 1,715,153 | SH | DFND | 1,2 | 1,715,153 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 21,895 | 420,000 | SH | DFND | 1,2 | 420,000 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 13,033 | 250,000 | SH | Call | DFND | 1,2 | 250,000 | 0 | 0 |
ZYMEWORKS INC | COM | 98985W102 | 101,093 | 2,223,789 | SH | DFND | 1,2 | 2,223,789 | 0 | 0 |