UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported)		April 29, 2020

AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)

Delaware	001-32525		13-3180631
(State or other jurisdiction	(Commission		(IRS Employer
of incorporation)	File Number)		Identification No.)

55 Ameriprise Financial Center Minneapolis, Minnesota		55474
(Address of principal executive offices)		(Zip Code)

Registrant’s telephone number, including area code		(612) 671-3131

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:		Trading Symbol(s)		Name of each exchange on which registered:
Common Stock (par value $.01 per share)		AMP		The New York Stock Exchange, Inc.

Item 5.07

Submission of Matters to a Vote of Security Holders.

The 2020 annual meeting of the stockholders of the Company was held on April 29, 2020. At the meeting, the holders of 108,591,969 shares of common stock, which represents approximately 88.3% percent of the 122,968,570 outstanding shares entitled to vote as of the March 2, 2020 record date, were represented in person or by proxy. Detailed voting results are set forth below.

Item 1 – Election of the Nine Director Nominees Named Below. The stockholders elected each director nominee for a term of one year to expire at the 2021 annual meeting of stockholders or until their successors are elected and qualified. The voting results were as follows:

Name	Votes For		Votes Against		Abstentions		Broker Non-Votes
James M. Cracchiolo		89,467,570		7,869,117		667,652		10,587,630
Dianne Neal Blixt		92,877,556		4,893,395		233,388		10,587,630
Amy DiGeso		96,508,062		1,370,447		125,830		10,587,630
Lon R. Greenberg		96,353,200		1,353,869		297,270		10,587,630
Jeffrey Noddle		91,097,505		6,740,463		166,371		10,587,630
Robert F. Sharpe, Jr.		88,007,002		9,833,879		163,458		10,587,630
Brian T. Shea		97,542,898		272,264		189,177		10,587,630
W. Edward Walter III		95,272,673		2,579,077		152,589		10,587,630
Christopher J. Williams		96,332,255		1,374,402		297,682		10,587,630

Item 2 – Nonbinding Advisory Vote to Approve the Compensation of Named Executive Officers. The stockholders approved, on an advisory basis, the compensation of its named executive officers.

Votes For				Votes Against				Abstentions				Broker Non-Votes
	83,825,332				10,125,706				4,053,301				10,587,630

Item 3 – Ratification of Audit Committee’s Selection of the Company’s Independent Registered Public Accounting Firm for 2020. The stockholders ratified the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020.

Votes For				Votes Against				Abstentions
	106,342,832				2,022,808				226,329

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

	AMERIPRISE FINANCIAL, INC.
	(Registrant)

Date: May 1, 2020	By	/s/ Thomas R. Moore
		Thomas R. Moore
		Vice President, Chief Governance Officer
		and Corporate Secretary