The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
8I ENTERPRISES ACQUISITION C SHS G2956M104 7,048 696,421 SH   DFND   7,048 0 0
AGBA ACQUISITION LTD SHS G0120M109 5,032 497,239 SH   DFND   5,032 0 0
ALBERTON ACQUISITION CORP ORD SHS G35006108 12,590 1,203,604 SH   DFND   12,590 0 0
ALLEGRO MERGER CORP COM 01749N103 15,554 1,508,600 SH   DFND   15,554 0 0
AMCI ACQUISITION CORP CLASS A 00165R101 4,596 454,110 SH   DFND   4,596 0 0
AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 1,552 163,325 SH   DFND   1,552 0 0
ANDINA ACQUISITION CORP III SHS G04415108 5,685 564,571 SH   DFND   5,685 0 0
BECTON DICKINSON & CO PFD SHS CONV A 075887208 8,565 160,276 SH   DFND   8,565 0 0
BLACKSTONE MTG TR INC NOTE 4.375% 5/0 09257WAB6 1,160 1,531,000 SH   DFND   1,160 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 3,318 323,105 SH   DFND   3,318 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 1,908 1,500 SH   DFND   1,908 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 6,584 3,800,000 SH   DFND   6,584 0 0
EDTECHX HLDGS ACQUISITION CO COM 28138X103 5,269 508,332 SH   DFND   5,269 0 0
EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 700 790,000 SH   DFND   700 0 0
FELLAZO INC SHS G3362K112 6,998 696,361 SH   DFND   6,998 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 2,828 3,000,000 SH   DFND   2,828 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 3,793 2,000,000 SH   DFND   3,793 0 0
FORUM MERGER II CORP CL A 34986F103 9,319 905,674 SH   DFND   9,319 0 0
GALILEO ACQUISITION CORP SHS G3770A102 3,148 326,600 SH   DFND   3,148 0 0
GORDON POINTE ACQUISITION CO COM CLASS A 382788107 8,572 801,100 SH   DFND   8,572 0 0
GREENVISION ACQUISITION CORP COM 39678G103 4,905 500,500 SH   DFND   4,905 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 338 360,000 SH   DFND   338 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 658 65,168 SH   DFND   658 0 0
HL ACQUISITIONS CORP SHS G4603R106 6,301 604,737 SH   DFND   6,301 0 0
HORIZON PHARMA INVT LTD NOTE 2.500% 3/1 44052TAB7 1,168 1,000,000 SH   DFND   1,168 0 0
INSURANCE ACQUISITION CORP CL A 457867109 1,269 126,934 SH   DFND   1,269 0 0
INTERPRIVATE ACQUISITION COR COM 46064A103 3,559 374,275 SH   DFND   3,559 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 65,695 345,048 SH   DFND   65,695 0 0
IQIYI INC NOTE 3.750%12/0 46267XAB4 3,053 3,000,000 SH   DFND   3,053 0 0
IQIYI INC SPONSORED ADS 46267X108 306 41,000 SH Put DFND   306 0 0
KBL MERGER CORP IV COM 48242A104 4,519 422,367 SH   DFND   4,519 0 0
LANDCADIA HLDGS II INC CL A 51476X105 132 13,500 SH   DFND   132 0 0
LEGACY ACQUISITION CORP COM CL A 524643103 15,828 1,524,812 SH   DFND   15,828 0 0
LEISURE ACQUISITION CORP COM 52539T107 15,179 1,449,751 SH   DFND   15,179 0 0
LEO HOLDINGS CORP COM CL A G5463L105 2,659 259,154 SH   DFND   2,659 0 0
LF CAP ACQUISITION CORP CL A 50200K108 2,711 262,925 SH   DFND   2,711 0 0
LIV CAP ACQUISITION CORP CL A G5510C108 4,858 507,146 SH   DFND   4,858 0 0
LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 2,698 2,916,000 SH   DFND   2,698 0 0
LONGEVITY ACQUISITION CORP ORD SHS G56372132 5,235 498,100 SH   DFND   5,235 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 1,354 1,000,000 SH   DFND   1,354 0 0
MEGALITH FINL ACQUISITION CO CL A COM 58518F109 9,913 964,264 SH   DFND   9,913 0 0
MERCK & CO. INC COM 58933Y105 16,396 213,100 SH   DFND   16,396 0 0
MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 12,216 8,570,000 SH   DFND   12,216 0 0
MICRON TECHNOLOGY INC NOTE 3.125% 5/0 595112AX1 6,702 1,591,000 SH   DFND   6,702 0 0
MONOCLE ACQUISITION CORP COM 609754106 1,256 125,000 SH   DFND   1,256 0 0
MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 3,173 309,581 SH   DFND   3,173 0 0
NEBULA ACQUISITION CORP COM CLASS A 629076100 964 95,000 SH   DFND   964 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 718 72,925 SH   DFND   718 0 0
NUANCE COMMUNICATIONS INC DBCV 1.000%12/1 67020YAK6 5,712 6,000,000 SH   DFND   5,712 0 0
NUTANIX INC NOTE 1/1 67059NAB4 1,566 2,000,000 SH   DFND   1,566 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 15,036 5,920,000 SH   DFND   15,036 0 0
ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 4,833 4,900,000 SH   DFND   4,833 0 0
ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 290 300,000 SH   DFND   290 0 0
OPES ACQUISITION CORP COM 68373P100 3,404 320,894 SH   DFND   3,404 0 0
ORISUN ACQUISITION CORP COM 68632T109 3,638 365,578 SH   DFND   3,638 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 149 15,501 SH   DFND   149 0 0
PFIZER INC COM 717081103 16,842 516,000 SH   DFND   16,842 0 0
PINDUODUO INC SPONSORED ADS 722304102 38 21,000 SH Put DFND   38 0 0
PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 1,768 1,612,000 SH   DFND   1,768 0 0
PROFICIENT ALPHA ACQUSTN COR COM 74317H105 12,393 1,229,459 SH   DFND   12,393 0 0
PURE ACQUISITION CORP CL A 74621Q106 35,605 3,400,694 SH   DFND   35,605 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 4,686 4,000,000 SH   DFND   4,686 0 0
QTS RLTY TR INC 6.50% CON PFD B 74736A301 12,285 95,078 SH   DFND   12,285 0 0
REPLAY ACQUISITION CORP COM G75130107 3,623 367,840 SH   DFND   3,623 0 0
RMG ACQUISITION CORP CL A 749641106 2,108 214,698 SH   DFND   2,108 0 0
BRISTOL-MYERS SQUIBB CO RIGHT 99/99/9999 110122157 190 50,000 SH   DFND   190 0 0
SC HEALTH CORP COM CL A G78516203 1,211 122,949 SH   DFND   1,211 0 0
SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 1,189 117,500 SH   DFND   1,189 0 0
SCORPIO TANKERS INC NOTE 3.000% 5/1 80918TAB5 2,082 2,608,000 SH   DFND   2,082 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 4,375 80,326 SH   DFND   4,375 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 3,040 31,000 SH   DFND   3,040 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1,335 29,642 SH   DFND   1,335 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 5,973 107,797 SH   DFND   5,973 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,417 16,000 SH   DFND   1,417 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,291 62,000 SH   DFND   1,291 0 0
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 5,905 73,476 SH   DFND   5,905 0 0
SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 2,036 1,863,000 SH   DFND   2,036 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 9,461 965,435 SH   DFND   9,461 0 0
SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 597 61,533 SH   DFND   597 0 0
SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 4,245 419,503 SH   DFND   4,245 0 0
SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2,432 11,099 SH   DFND   2,432 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 114,136 443,047 SH   DFND   114,136 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,112 443,047 SH Put DFND   1,112 0 0
SPLUNK INC NOTE 1.125% 9/1 848637AD6 626 577,000 SH   DFND   626 0 0
SPLUNK INC NOTE 0.500% 9/1 848637AC8 1,585 1,500,000 SH   DFND   1,585 0 0
STABLE RD ACQUISITION CORP COM CL A 85236Q109 2,978 308,000 SH   DFND   2,978 0 0
TENZING ACQUISITION CORP ORD SHS G8708A116 8,477 805,000 SH   DFND   8,477 0 0
TESLA INC COM 88160R101 56 11,622 SH Put DFND   56 0 0
TESLA INC NOTE 2.000% 5/1 88160RAG6 23 13,000 SH   DFND   23 0 0
TESLA INC NOTE 2.375% 3/1 88160RAD3 7,356 4,288,000 SH   DFND   7,356 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 297 30,303 SH   DFND   297 0 0
TOTTENHAM ACQUISITION I LTD SHS G8959N106 5,599 530,741 SH   DFND   5,599 0 0
TRIDENT ACQUISITIONS CORP COM 89615T106 121 11,565 SH   DFND   121 0 0
TUSCAN HOLDINGS CORP COM 90069K104 6,606 667,323 SH   DFND   6,606 0 0
TUSCAN HLDGS CORP II COM 90070A103 437 44,843 SH   DFND   437 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 2,067 1,500,000 SH   DFND   2,067 0 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 1,286 1,500,000 SH   DFND   1,286 0 0
UNION ACQUISITION CORP II SHS G9402Q100 8,860 911,544 SH   DFND   8,860 0 0
UNITED STATES STL CORP NEW COM 912909108 228 57,500 SH Put DFND   228 0 0
DMY TECHNOLOGY GROUP INC UNIT 99/99/9999 233253202 248 25,000 SH   DFND   248 0 0
EAST STONE ACQUISITION CORP UNIT 12/31/2026 G2911D124 2,220 226,550 SH   DFND   2,220 0 0
GREENROSE ACQUISITION CORP UNIT 02/28/2024 395392202 3,093 318,900 SH   DFND   3,093 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 504 50,000 SH   DFND   504 0 0
NEWBORN ACQUISITION CORP UNIT 99/99/9999 G6463T130 539 55,000 SH   DFND   539 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 2,926 61,786 SH   DFND   2,926 0 0
YUNHONG INTL UNIT 99/99/9999 G98882114 1,448 150,012 SH   DFND   1,448 0 0
VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 281 10,000 SH   DFND   281 0 0
VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 346 15,000 SH   DFND   346 0 0
VANGUARD INDEX FDS REAL ESTATE ETF 922908553 1,162 16,630 SH   DFND   1,162 0 0
WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 7,267 712,402 SH   DFND   7,267 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 7,823 7,093,000 SH   DFND   7,823 0 0
AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 11 16,558 SH   DFND   11 0 0
FELLAZO INC *W EXP 05/15/202 G3362K120 4 78,811 SH   DFND   4 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 6,657 5,665,000 SH   DFND   6,657 0 0