The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 7,924 | 2,742,000 | SH | DFND | 2,742,000 | 0 | 0 | ||
ADDUS HOMECARE CORP | COM | 006739106 | 3,515 | 52,000 | SH | DFND | 52,000 | 0 | 0 | ||
AIMMUNE THERAPEUTICS INC | COM | 00900T107 | 8,652 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 38,430 | 428,000 | SH | DFND | 428,000 | 0 | 0 | ||
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 25,462 | 4,120,000 | SH | DFND | 4,120,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 44,844 | 23,000 | SH | DFND | 23,000 | 0 | 0 | ||
ASSEMBLY BIOSCIENCES INC | COM | 045396108 | 10,737 | 724,000 | SH | DFND | 724,000 | 0 | 0 | ||
APTARGROUP INC | COM | 038336103 | 14,931 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 8,089 | 136,000 | SH | DFND | 136,000 | 0 | 0 | ||
AVAYA HLDGS CORP | COM | 05351X101 | 12,879 | 1,592,000 | SH | DFND | 1,592,000 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 35,936 | 1,056,000 | SH | DFND | 1,056,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 18,350 | 58,000 | SH | DFND | 58,000 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 29,782 | 648,000 | SH | DFND | 648,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 36,120 | 648,000 | SH | DFND | 648,000 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 40,883 | 258,004 | SH | DFND | 258,004 | 0 | 0 | ||
BWX TECHNOLOGIES INC | COM | 05605H100 | 4,871 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
CAPRICOR THERAPEUTICS INC | COM NEW | 14070B309 | 322 | 268,630 | SH | DFND | 268,630 | 0 | 0 | ||
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 38,355 | 1,500,000 | SH | DFND | 1,500,000 | 0 | 0 | ||
CERECOR INC | COM | 15671L109 | 69,838 | 28,160,605 | SH | DFND | 28,160,605 | 0 | 0 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 11,945 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 10,993 | 16,799 | SH | DFND | 16,799 | 0 | 0 | ||
CAMPBELL SOUP CO | COM | 134429109 | 22,064 | 478,000 | SH | DFND | 478,000 | 0 | 0 | ||
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 20,790 | 5,400,000 | SH | DFND | 5,400,000 | 0 | 0 | ||
CARTERS INC | COM | 146229109 | 14,132 | 215,000 | SH | DFND | 215,000 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 10,009 | 236,000 | SH | DFND | 236,000 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 22,427 | 378,000 | SH | DFND | 378,000 | 0 | 0 | ||
DROPBOX INC | CL A | 26210C104 | 30,625 | 1,692,000 | SH | DFND | 1,692,000 | 0 | 0 | ||
DECKERS OUTDOOR CORP | COM | 243537107 | 30,487 | 227,518 | SH | DFND | 227,518 | 0 | 0 | ||
DOLLAR GEN CORP NEW | COM | 256677105 | 25,012 | 165,633 | SH | DFND | 165,633 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 22,422 | 305,183 | SH | DFND | 305,183 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 7,889 | 24,342 | SH | DFND | 24,342 | 0 | 0 | ||
ENERGIZER HLDGS INC NEW | COM | 29272W109 | 26,378 | 872,000 | SH | DFND | 872,000 | 0 | 0 | ||
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 29,212 | 568,000 | SH | DFND | 568,000 | 0 | 0 | ||
EDGEWELL PERS CARE CO | COM | 28035Q102 | 19,264 | 800,000 | SH | DFND | 800,000 | 0 | 0 | ||
EDGEWELL PERS CARE CO | COM | 28035Q102 | 12,040 | 5,000 | SH | Call | DFND | 5,000 | 0 | 0 | |
EYEGATE PHARMACEUTICALS INC | COM NEW | 30233M503 | 9,441 | 1,815,500 | SH | DFND | 1,815,500 | 0 | 0 | ||
FIVE BELOW INC | COM | 33829M101 | 23,549 | 334,594 | SH | DFND | 334,594 | 0 | 0 | ||
FRONTDOOR INC | COM | 35905A109 | 22,259 | 640,000 | SH | DFND | 640,000 | 0 | 0 | ||
HELIUS MED TECHNOLOGIES INC | COM CL A | 42328V504 | 607 | 1,840,567 | SH | DFND | 1,840,567 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 38,665 | 528,000 | SH | DFND | 528,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 80,122 | 7,000 | SH | Put | DFND | 7,000 | 0 | 0 | |
KORN FERRY | COM NEW | 500643200 | 3,648 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
KRAFT HEINZ CO | COM | 500754106 | 29,688 | 1,200,000 | SH | DFND | 1,200,000 | 0 | 0 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 11,253 | 88,000 | SH | DFND | 88,000 | 0 | 0 | ||
L BRANDS INC | COM | 501797104 | 3,030 | 262,114 | SH | DFND | 262,114 | 0 | 0 | ||
LANTHEUS HLDGS INC | COM | 516544103 | 16,894 | 1,324,000 | SH | DFND | 1,324,000 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 9,400 | 109,239 | SH | DFND | 109,239 | 0 | 0 | ||
MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 14,420 | 216,000 | SH | DFND | 216,000 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 15,024 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 10,296 | 52,000 | SH | Call | DFND | 52,000 | 0 | 0 | |
MERCK & CO. INC | COM | 58933Y105 | 23,082 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 23,983 | 312,000 | SH | DFND | 312,000 | 0 | 0 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 1,806 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
NN INC | COM | 629337106 | 865 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
NEON THERAPEUTICS INC | COM | 64050Y100 | 2,772 | 1,050,000 | SH | DFND | 1,050,000 | 0 | 0 | ||
OUTLOOK THERAPEUTICS INC | COM NEW | 69012T206 | 849 | 1,412,382 | SH | DFND | 1,412,382 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 22,130 | 678,000 | SH | DFND | 678,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 1,330 | 350,000 | SH | DFND | 350,000 | 0 | 0 | ||
PREDICTIVE ONCOLOGY INC | COM NEW | 74039M200 | 410 | 260,000 | SH | DFND | 260,000 | 0 | 0 | ||
PTC THERAPEUTICS INC | COM | 69366J200 | 26,766 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 31,251 | 64,000 | SH | DFND | 64,000 | 0 | 0 | ||
ROSS STORES INC | COM | 778296103 | 10,238 | 117,714 | SH | DFND | 117,714 | 0 | 0 | ||
SMARTSHEET INC | COM CL A | 83200N103 | 4,483 | 108,000 | SH | DFND | 108,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 154,650 | 6,000 | SH | Put | DFND | 6,000 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | 53,970 | 3,000,000 | SH | DFND | 3,000,000 | 0 | 0 | ||
TENAX THERAPEUTICS INC | COM NEW | 88032L209 | 104 | 181,153 | SH | DFND | 181,153 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 16,735 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
TG THERAPEUTICS INC | COM | 88322Q108 | 7,557 | 768,000 | SH | DFND | 768,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,941 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM NEW | 88165N204 | 1,817 | 1,419,507 | SH | DFND | 1,419,507 | 0 | 0 | ||
HOSTESS BRANDS INC | CL A | 44109J106 | 10,660 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
UBER TECHNOLOGIES INC | COM | 90353T100 | 7,594 | 272,000 | SH | DFND | 272,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 21,945 | 88,000 | SH | DFND | 88,000 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 14,017 | 87,000 | SH | DFND | 87,000 | 0 | 0 | ||
VANDA PHARMACEUTICALS INC | COM | 921659108 | 47,324 | 4,568,000 | SH | DFND | 4,568,000 | 0 | 0 | ||
VAXART INC | COM NEW | 92243A200 | 44,604 | 25,200,000 | SH | DFND | 25,200,000 | 0 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 20,459 | 2,236,000 | SH | DFND | 2,236,000 | 0 | 0 | ||
MEDIGUS LTD | SPONSORED ADS | 58471G300 | 217 | 1,285,715 | SH | DFND | 1,285,715 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 3,713 | 58,000 | SH | DFND | 58,000 | 0 | 0 |