The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVANCED MICRO DEVICES INC COM 007903107 2,772 52,700 SH Call DFND 1 0 0 0
APHRIA INC COM 03765K104 21 4,900 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 171 50,100 SH Call DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 55 3,700 SH Call DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 678 7,800 SH Call DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 86 1,800 SH Call DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 453 7,700 SH Call DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 209 34,500 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 193 6,400 SH Call DFND 1 0 0 0
PRA GROUP INC COM 69354N106 38 1,000 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 136 8,000 SH Call DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 1,512 78,400 SH Call DFND 1 0 0 0
WORKDAY INC CL A 98138H101 936 5,000 SH Call DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 60 14,100 SH Call DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 541 11,700 SH Call DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 37 12,900 SH Call DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 4 17,500 SH Call DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 882 54,600 SH Call DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 258 23,100 SH Call DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 480 87,100 SH Call DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 415 1,500 SH Call DFND 1 0 0 0
GOGO INC COM 38046C109 121 38,400 SH Call DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 11 10,100 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 1,259 28,000 SH Call DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 2,845 122,700 SH Call DFND 1 0 0 0
NIO INC SPON ADS 62914V106 2,451 317,500 SH Call DFND 1 0 0 0
OKTA INC CL A 679295105 60 300 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 377 29,500 SH Call DFND 1 0 0 0
TAILORED BRANDS INC COM 87403A107 83 89,400 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 755 700 SH Call DFND 1 0 0 0
TWITTER INC COM 90184L102 950 31,900 SH Call DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 4,426 22,400 SH Call DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 148 131,800 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 10,346 179,600 SH Call DFND 1 0 0 0
ZYNGA INC CL A 98986T108 16 1,700 SH Call DFND 1 0 0 0
ZSCALER INC COM 98980G102 208 1,900 SH Call DFND 1 0 0 0
COLFAX CORP COM 194014106 55 2,000 SH Call DFND 1 0 0 0
CHEWY INC CL A 16679L109 26 600 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 649 8,000 SH Call DFND 1 0 0 0
DTE ENERGY CO COM 233331107 107 1,000 SH Call DFND 1 0 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 114 6,100 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 4,364 117,900 SH Call DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 2,401 10,000 SH Call DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 49 2,000 SH Call DFND 1 0 0 0
ASSURANT INC COM 04621X108 309 3,000 SH Call DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 720 38,600 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 2,080 43,800 SH Call DFND 1 0 0 0
FORTIVE CORP COM 34959J108 2,381 35,200 SH Call DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 3,927 33,500 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3,264 104,700 SH Call DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 294 18,000 SH Call DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 91 4,000 SH Call DFND 1 0 0 0
DEXCOM INC COM 252131107 16,216 40,000 SH Call DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 16 11,500 SH Call DFND 1 0 0 0
LIVONGO HEALTH INC COM 539183103 75 1,000 SH Call DFND 1 0 0 0
NUVASIVE INC COM 670704105 333 6,000 SH Call DFND 1 0 0 0
ISHARES TR JPMORGAN USD EMG 464288281 54 500 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 504 33,400 SH Call DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 244 3,000 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 2,706 18,900 SH Call DFND 1 0 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 505 5,000 SH Call DFND 1 0 0 0
ISHARES TR IBOXX INV CP ETF 464287242 80 600 SH Call DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 613 48,400 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 679 4,600 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 46,870 189,300 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 193 10,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 34,614 827,900 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 848 108,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 1 100 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 128,431 416,500 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 960 127,100 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 2,176 17,400 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 16,660 528,900 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 151 9,500 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 25,540 155,800 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 46,500 1,697,700 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 77,592 794,600 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 125 5,900 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 25,764 580,800 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 2,094 63,900 SH Call DFND 1 0 0 0
BARCLAYS BK PLC IPTH SR B S&P 06746P621 1,228 36,200 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 1,037 27,400 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,300 56,200 SH Call DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X884 10,275 827,300 SH Put DFND 1 0 0 0
ACORDA THERAPEUTICS INC COM 00484M106 76 104,200 SH Put DFND 1 0 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 230 15,600 SH Put DFND 1 0 0 0
AMAG PHARMACEUTICALS INC COM 00163U106 2,504 327,400 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 50,053 951,400 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 6,624 1,544,200 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 228 15,100 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 3,287 487,100 SH Put DFND 1 0 0 0
COOPER STD HLDGS INC COM 21676P103 518 39,100 SH Put DFND 1 0 0 0
CURO GROUP HOLDINGS CORP COM 23131L107 404 49,500 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 2,259 66,100 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 20 6,000 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 408 27,500 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 260 3,000 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 189 14,400 SH Put DFND 1 0 0 0
GAIN CAP HLDGS INC COM 36268W100 336 55,900 SH Put DFND 1 0 0 0
HALOZYME THERAPEUTICS INC COM 40637H109 568 21,200 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 8,551 178,500 SH Put DFND 1 0 0 0
ILLUMINA INC COM 452327109 925 2,500 SH Put DFND 1 0 0 0
IMMUNOGEN INC COM 45253H101 60 13,100 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 106 1,800 SH Put DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC COM NEW 53220K504 2,046 18,300 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 34 17,200 SH Put DFND 1 0 0 0
MAGNOLIA OIL & GAS CORP CL A 559663109 595 98,200 SH Put DFND 1 0 0 0
NEOGENOMICS INC COM NEW 64049M209 15 500 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 3,233 38,800 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 829 27,400 SH Put DFND 1 0 0 0
PAGERDUTY INC COM 69553P100 57 2,000 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 46,748 544,600 SH Put DFND 1 0 0 0
PRECIGEN INC COM 74017N105 632 126,800 SH Put DFND 1 0 0 0
PRA GROUP INC COM 69354N106 2,269 58,700 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 204 120,400 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 1,580 14,300 SH Put DFND 1 0 0 0
RADIUS HEALTH INC COM NEW 750469207 651 47,800 SH Put DFND 1 0 0 0
SMART GLOBAL HLDGS INC SHS G8232Y101 24 900 SH Put DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,359 83,200 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 2,405 15,000 SH Put DFND 1 0 0 0
SUPERNUS PHARMACEUTICALS INC COM 868459108 344 14,500 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 858 4,500 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 4,846 393,100 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 4,167 586,200 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 1,272 127,900 SH Put DFND 1 0 0 0
AVANTOR INC COM 05352A100 312 18,400 SH Put DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 1,350 70,000 SH Put DFND 1 0 0 0
DOCUSIGN INC COM 256163106 17 100 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 393 14,600 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 9,070 45,300 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 4,410 20,100 SH Put DFND 1 0 0 0
WORKDAY INC CL A 98138H101 468 2,500 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 4,249 258,800 SH Put DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 457 106,700 SH Put DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 204 80,500 SH Put DFND 1 0 0 0
ALLIANCE RES PARTNER L P UT LTD PART 01877R108 32 10,000 SH Put DFND 1 0 0 0
ARAMARK COM 03852U106 724 32,100 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 3,339 327,700 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 82 500 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 29,297 632,500 SH Put DFND 1 0 0 0
PEABODY ENERGY CORP NEW COM 704551100 521 181,000 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 4,221 109,800 SH Put DFND 1 0 0 0
CARDTRONICS PLC SHS CL A G1991C105 2 100 SH Put DFND 1 0 0 0
CBL & ASSOC PPTYS INC COM 124830100 3 11,100 SH Put DFND 1 0 0 0
CSI COMPRESSCO LP COM UNIT 12637A103 2 3,100 SH Put DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 8,789 543,900 SH Put DFND 1 0 0 0
CLEVELAND CLIFFS INC COM 185899101 6,128 1,110,300 SH Put DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 656 288,100 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 9,336 33,700 SH Put DFND 1 0 0 0
CARRIAGE SVCS INC COM 143905107 168 9,300 SH Put DFND 1 0 0 0
CENOVUS ENERGY INC COM 15135U109 443 95,000 SH Put DFND 1 0 0 0
CVR ENERGY INC COM 12662P108 106 5,300 SH Put DFND 1 0 0 0
DATADOG INC CL A COM 23804L103 4,330 49,800 SH Put DFND 1 0 0 0
DISH NETWORK CORPORATION CL A 25470M109 28,688 831,300 SH Put DFND 1 0 0 0
DENBURY RES INC COM NEW 247916208 170 617,300 SH Put DFND 1 0 0 0
ENPHASE ENERGY INC COM 29355A107 1,027 21,600 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 8,105 76,300 SH Put DFND 1 0 0 0
EVERBRIDGE INC COM 29978A104 27 200 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 882 123,900 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 1,129 92,800 SH Put DFND 1 0 0 0
FIVE9 INC COM 338307101 154 1,400 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 5,859 86,600 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 9,877 124,000 SH Put DFND 1 0 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 343 47,600 SH Put DFND 1 0 0 0
GREAT LAKES DREDGE & DOCK CO COM 390607109 34 3,700 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 316 100,000 SH Put DFND 1 0 0 0
GULFPORT ENERGY CORP COM NEW 402635304 1,137 1,043,900 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 962 202,300 SH Put DFND 1 0 0 0
GRUBHUB INC COM 400110102 3,043 43,300 SH Put DFND 1 0 0 0
WARRIOR MET COAL INC COM 93627C101 346 22,500 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 12,023 267,300 SH Put DFND 1 0 0 0
HUBSPOT INC COM 443573100 22,435 100,000 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 118 30,100 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 70,434 3,037,300 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM 48253L106 3 1,600 SH Put DFND 1 0 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 781 50,000 SH Put DFND 1 0 0 0
LIVEPERSON INC COM 538146101 430 10,400 SH Put DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 2,118 47,800 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 1,551 160,400 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 1,675 1,700 SH Put DFND 1 0 0 0
M/I HOMES INC COM 55305B101 168 4,900 SH Put DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 17 2,500 SH Put DFND 1 0 0 0
MARTIN MIDSTREAM PRTNRS L P UNIT L P INT 573331105 133 111,800 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 14,424 825,200 SH Put DFND 1 0 0 0
CLOUDFLARE INC CL A COM 18915M107 2,038 56,700 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 3,867 8,500 SH Put DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 40 30,000 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 38,962 5,046,900 SH Put DFND 1 0 0 0
NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 28 2,300 SH Put DFND 1 0 0 0
NATURA &CO HLDG S A ADS 63884N108 1,451 100,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 3,510 148,100 SH Put DFND 1 0 0 0
OIL STS INTL INC COM 678026105 80 16,900 SH Put DFND 1 0 0 0
OVINTIV INC COM 69047Q102 9 1,000 SH Put DFND 1 0 0 0
PALO ALTO NETWORKS INC COM 697435105 2,710 11,800 SH Put DFND 1 0 0 0
PARSLEY ENERGY INC CL A 701877102 705 66,100 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 1,707 203,300 SH Put DFND 1 0 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 819 15,000 SH Put DFND 1 0 0 0
Q2 HLDGS INC COM 74736L109 154 1,800 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 5,230 124,800 SH Put DFND 1 0 0 0
RH COM 74967X103 12,445 50,000 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,194 652,800 SH Put DFND 1 0 0 0
REALPAGE INC COM 75606N109 338 5,200 SH Put DFND 1 0 0 0
SEA LTD SPONSORED ADS 81141R100 106,274 991,000 SH Put DFND 1 0 0 0
SIRIUS XM HOLDINGS INC COM 82968B103 197 33,600 SH Put DFND 1 0 0 0
SILGAN HOLDINGS INC COM 827048109 323 10,000 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 375 100,000 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 124 5,300 SH Put DFND 1 0 0 0
SPLUNK INC COM 848637104 1,927 9,700 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 20,988 200,000 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 42 2,000 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,395 108,900 SH Put DFND 1 0 0 0
TRIP COM GROUP LTD ADS 89677Q107 7,581 292,500 SH Put DFND 1 0 0 0
TRANSDIGM GROUP INC COM 893641100 44 100 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 105 18,900 SH Put DFND 1 0 0 0
TENNECO INC CL A VTG COM STK 880349105 1,056 139,800 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 33 3,700 SH Put DFND 1 0 0 0
TEAM INC COM 878155100 68 12,300 SH Put DFND 1 0 0 0
TAILORED BRANDS INC COM 87403A107 0 100 SH Put DFND 1 0 0 0
TIMKENSTEEL CORP COM 887399103 192 49,400 SH Put DFND 1 0 0 0
TUTOR PERINI CORP COM 901109108 669 55,000 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 69,323 64,200 SH Put DFND 1 0 0 0
TITAN INTL INC ILL COM 88830M102 37 25,900 SH Put DFND 1 0 0 0
2U INC COM 90214J101 315 8,300 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 1,620 54,400 SH Put DFND 1 0 0 0
UNITI GROUP INC COM 91325V108 1,218 130,300 SH Put DFND 1 0 0 0
VALARIS PLC SHS CLASS A G9402V109 1,959 3,005,400 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 890 88,500 SH Put DFND 1 0 0 0
VICI PPTYS INC COM 925652109 50 2,500 SH Put DFND 1 0 0 0
VEONEER INC COM 92336X109 1,258 117,700 SH Put DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 1 1,000 SH Put DFND 1 0 0 0
VERINT SYS INC COM 92343X100 1,224 27,100 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 55,271 279,700 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,347 40,100 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387409 260 230,800 SH Put DFND 1 0 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 1,088 35,000 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 293 128,900 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 828 114,700 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 1,614 105,600 SH Put DFND 1 0 0 0
JOYY INC ADS REPSTG COM A 46591M109 9,023 101,900 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 24,662 428,100 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 779 8,800 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 408 42,800 SH Put DFND 1 0 0 0
COLFAX CORP COM 194014106 837 30,000 SH Put DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 185 16,600 SH Put DFND 1 0 0 0
CHEWY INC CL A 16679L109 5,340 119,500 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 14,117 173,900 SH Put DFND 1 0 0 0
DTE ENERGY CO COM 233331107 1,075 10,000 SH Put DFND 1 0 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 1,096 58,400 SH Put DFND 1 0 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,996 16,300 SH Put DFND 1 0 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 763 71,200 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 11,431 308,800 SH Put DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 6,916 28,800 SH Put DFND 1 0 0 0
PG&E CORP COM 69331C108 59 6,700 SH Put DFND 1 0 0 0
SOUTH JERSEY INDS INC COM 838518108 27 1,100 SH Put DFND 1 0 0 0
SOUTHERN CO COM 842587107 1,581 30,500 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 4,761 46,100 SH Put DFND 1 0 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 1,439 8,600 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 836 44,800 SH Put DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 166 3,500 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 1,406 12,000 SH Put DFND 1 0 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 9 300 SH Put DFND 1 0 0 0
TIFFANY & CO NEW COM 886547108 109 900 SH Put DFND 1 0 0 0
58 COM INC SPON ADR REP A 31680Q104 64 1,200 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 838 77,100 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 8 4,100 SH Put DFND 1 0 0 0
BEST INC SPONSORED ADS 08653C106 321 75,000 SH Put DFND 1 0 0 0
CALAMP CORP COM 128126109 127 15,900 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 641 10,100 SH Put DFND 1 0 0 0
CRYOLIFE INC COM 228903100 312 16,300 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 446 148,300 SH Put DFND 1 0 0 0
CRYOPORT INC COM PAR $0.001 229050307 1,612 53,300 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 563 20,100 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 710 44,400 SH Put DFND 1 0 0 0
HEALTH CATALYST INC COM 42225T107 145 5,000 SH Put DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 176 125,100 SH Put DFND 1 0 0 0
INFINERA CORP COM 45667G103 60 10,200 SH Put DFND 1 0 0 0
INSEEGO CORP COM 45782B104 179 15,500 SH Put DFND 1 0 0 0
LUMENTUM HLDGS INC COM 55024U109 97 1,200 SH Put DFND 1 0 0 0
LIVONGO HEALTH INC COM 539183103 157 2,100 SH Put DFND 1 0 0 0
LYFT INC CL A COM 55087P104 1,914 58,000 SH Put DFND 1 0 0 0
MEDNAX INC COM 58502B106 61 3,600 SH Put DFND 1 0 0 0
NUVASIVE INC COM 670704105 2,532 45,500 SH Put DFND 1 0 0 0
IMPINJ INC COM 453204109 464 16,900 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 18,268 587,800 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 3,239 254,300 SH Put DFND 1 0 0 0
VIASAT INC COM 92552V100 1,527 39,800 SH Put DFND 1 0 0 0
WESTERN DIGITAL CORP. COM 958102105 883 20,000 SH Put DFND 1 0 0 0
WRIGHT MED GROUP N V ORD SHS N96617118 808 27,200 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 2,290 468,400 SH Put DFND 1 0 0 0
BOSTON SCIENTIFIC CORP COM 101137107 1,755 50,000 SH Put DFND 1 0 0 0
II-VI INC COM 902104108 47 1,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 493 32,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 419 23,700 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 10,569 129,500 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 6,834 50,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 171,715 1,199,300 SH Put DFND 1 0 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 202 2,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTSHRT QQQ 74347B243 296 23,400 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 7,443 50,400 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 293,257 1,184,400 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 890 45,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 27,883 666,900 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 524 67,100 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 405 34,400 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 526,308 1,706,800 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 153 20,300 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 8,605 68,800 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 2,945 93,500 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 3 200 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 17,933 109,400 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 20,186 737,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 135,616 1,388,800 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 32,129 724,300 SH Put DFND 1 0 0 0
UNITED STS OIL FD LP UNITS 91232N207 378 13,500 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 589 18,000 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 4,394 116,100 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,955 84,500 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 704 22,600 SH Put DFND 1 0 0 0
PURPLE INNOVATION INC COM 74640Y106 12 700 SH Put DFND 1 0 0 0
ZIONS BANCORPORATION N A COM 989701107 207 6,100 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 4,310 5,000,000 PRN   DFND 1 0 0 0
AURORA CANNABIS INC NOTE 5.500% 2/2 05156XAG3 1,964 4,300,000 PRN   DFND 1 0 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 18,794 17,810,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3,124 3,600,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1,066 1,300,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2,849 4,000,000 PRN   DFND 1 0 0 0
BILIBILI INC NOTE 1.375% 4/0 090040AB2 74,895 39,110,000 PRN   DFND 1 0 0 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 31,971 35,335,000 PRN   DFND 1 0 0 0
GAIN CAP HLDGS INC NOTE 5.000% 8/1 36268WAF7 12,827 12,833,000 PRN   DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C NOTE 4.125% 9/0 41068XAB6 5,558 4,823,000 PRN   DFND 1 0 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 12,285 14,351,000 PRN   DFND 1 0 0 0
INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 2,635 2,500,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 34,525 32,648,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,477 2,500,000 PRN   DFND 1 0 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 3,762 9,000,000 PRN   DFND 1 0 0 0
PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 20,840 20,122,000 PRN   DFND 1 0 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 40,249 41,001,000 PRN   DFND 1 0 0 0
SUNPOWER CORP COM 867652406 83 10,925 SH   DFND 1 10,925 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 18,582 20,905,000 PRN   DFND 1 0 0 0
TEAM INC NOTE 5.000% 8/0 878155AE0 2,802 4,000,000 PRN   DFND 1 0 0 0
TILRAY INC NOTE 5.000%10/0 88688TAB6 5,098 12,000,000 PRN   DFND 1 0 0 0
TUTOR PERINI CORP NOTE 2.875% 6/1 901109AD0 6,048 6,364,000 PRN   DFND 1 0 0 0
ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 641 62,289 SH   DFND 1 62,289 0 0
APOLLO INVT CORP COM NEW 03761U502 283 29,675 SH   DFND 1 29,675 0 0
BAIN CAP SPECIALTY FIN INC COM STK 05684B107 113 10,214 SH   DFND 1 10,214 0 0
BLACKROCK CAP INVT CORP COM 092533108 138 51,851 SH   DFND 1 51,851 0 0
TCG BDC INC COM 872280102 82 9,587 SH   DFND 1 9,587 0 0
FIDUS INVT CORP COM 316500107 92 10,182 SH   DFND 1 10,182 0 0
HERCULES CAPITAL INC COM 427096508 70 6,717 SH   DFND 1 6,717 0 0
MONROE CAP CORP COM 610335101 18 2,705 SH   DFND 1 2,705 0 0
PENNANTPARK INVT CORP COM 708062104 155 44,242 SH   DFND 1 44,242 0 0
BLACKROCK TCP CAPITAL CORP COM 09259E108 12 1,381 SH   DFND 1 1,381 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 410 27,561 SH   DFND 1 27,561 0 0
ALLIANZGI ARTIFICIAL INTELLI COM 01883M101 3,859 195,604 SH   DFND 1 195,604 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1 101 SH   DFND 1 101 0 0
BLACKROCK RES & COMMODITIES SHS 09257A108 1,620 264,300 SH   DFND 1 264,300 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 592 62,917 SH   DFND 1 62,917 0 0
BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 1,505 72,003 SH   DFND 1 72,003 0 0
BLACKROCK SCIENCE & TECH TR SHS BEN INT 09260K101 3,525 155,516 SH   DFND 1 155,516 0 0
CENTRAL SECS CORP COM 155123102 1,048 36,327 SH   DFND 1 36,327 0 0
CALAMOS GBL DYN INCOME FUND COM 12811L107 699 95,690 SH   DFND 1 95,690 0 0
BLACKROCK ENH CAP & INC FD I COM 09256A109 1,002 69,265 SH   DFND 1 69,265 0 0
GENERAL AMERN INVS INC COM 368802104 839 26,377 SH   DFND 1 26,377 0 0
GABELLI GLB SML & MD CP VAL COM 36249W104 277 31,240 SH   DFND 1 31,240 0 0
HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 9 1,895 SH   DFND 1 1,895 0 0
NEW IRELAND FD INC COM 645673104 179 23,143 SH   DFND 1 23,143 0 0
ISHARES TR RUS 1000 GRW ETF 464287614 316 1,650 SH   DFND 1 1,650 0 0
ABERDEEN JAPAN EQUITY FD INC COM 00306J109 667 86,089 SH   DFND 1 86,089 0 0
KOREA FD COM NEW 500634209 44 1,720 SH   DFND 1 1,720 0 0
SPDR SER TR S&P REGL BKG 78464A698 1,007 26,245 SH   DFND 1 26,245 0 0
ALLIANZGI DIVIDEND INT & PRM COM 01883A107 719 64,337 SH   DFND 1 64,337 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 864 3,491 SH   DFND 1 3,491 0 0
TEMPLETON DRAGON FD INC COM 88018T101 134 6,653 SH   DFND 1 6,653 0 0
TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 2,163 193,715 SH   DFND 1 193,715 0 0
TAIWAN FD INC COM 874036106 137 6,465 SH   DFND 1 6,465 0 0
TRI CONTL CORP COM 895436103 34 1,388 SH   DFND 1 1,388 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1,881 18,800 SH   DFND 1 18,800 0 0
FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 71 7,228 SH   DFND 1 7,228 0 0
ISHARES SILVER TR ISHARES 46428Q109 57 3,400 SH   DFND 1 3,400 0 0
INVESCO EXCHANGE-TRADED FD T VAR RATE PFD 46138G870 381 16,285 SH   DFND 1 16,285 0 0
XAI OCTAGON FLOATNG RATE ALT COM 98400T106 1 258 SH   DFND 1 258 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 320 5,680 SH   DFND 1 5,680 0 0
INVESCO EXCHANGE-TRADED FD T TAXABLE MUN BD 46138G805 54 1,671 SH   DFND 1 1,671 0 0
ACORDA THERAPEUTICS INC COM 00484M106 16 22,297 SH   DFND 1 22,297 0 0
AERIE PHARMACEUTICALS INC COM 00771V108 123 8,364 SH   DFND 1 8,364 0 0
AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 20,903 26,180,000 PRN   DFND 1 0 0 0
ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 212,608 32,391,000 PRN   DFND 1 0 0 0
ALTERYX INC NOTE 0.500% 6/0 02156BAB9 109,939 29,780,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 332 18,192 SH   DFND 1 18,192 0 0
BAOZUN INC NOTE 1.625% 5/0 06684LAB9 31,033 32,177,000 PRN   DFND 1 0 0 0
CHEGG INC NOTE 0.125% 3/1 163092AD1 37,358 26,338,000 PRN   DFND 1 0 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 192,566 76,691,000 PRN   DFND 1 0 0 0
CURO GROUP HOLDINGS CORP COM 23131L107 234 28,717 SH   DFND 1 28,717 0 0
DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 27,323 11,221,000 PRN   DFND 1 0 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 209,920 84,384,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 15,121 15,500,000 PRN   DFND 1 0 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 23,465 24,000,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 3,027 882,580 SH   DFND 1 882,580 0 0
ETSY INC NOTE 3/0 29786AAC0 157,541 53,743,000 PRN   DFND 1 0 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 23,266 18,277,000 PRN   DFND 1 0 0 0
GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 3,021 3,000,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 31,079 31,406,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 52,503 70,365,000 PRN   DFND 1 0 0 0
II-VI INC NOTE 0.250% 9/0 902104AB4 11,713 9,828,000 PRN   DFND 1 0 0 0
ILLUMINA INC COM 452327109 2,780 7,509 SH   DFND 1 7,509 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 35,072 33,392,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 63,824 58,442,000 PRN   DFND 1 0 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 26,187 30,073,000 PRN   DFND 1 0 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 73,828 50,469,000 PRN   DFND 1 0 0 0
LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 52,511 42,252,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 6,381 12,250,000 PRN   DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 227 5,123 SH   DFND 1 5,123 0 0
MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 89,881 40,200,000 PRN   DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 1,598 31,020 SH   DFND 1 31,020 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 19,338 14,401,000 PRN   DFND 1 0 0 0
NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 42,625 25,595,000 PRN   DFND 1 0 0 0
NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 14,634 13,530,000 PRN   DFND 1 0 0 0
SERVICENOW INC NOTE 6/0 81762PAC6 122,284 40,763,000 PRN   DFND 1 0 0 0
NUTANIX INC NOTE 1/1 67059NAB4 51,923 58,049,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 74,868 68,263,000 PRN   DFND 1 0 0 0
NEVRO CORP NOTE 1.750% 6/0 64157FAA1 13,398 9,924,000 PRN   DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 1 550 SH   DFND 1 550 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 25,421 26,447,000 PRN   DFND 1 0 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 32,080 29,791,000 PRN   DFND 1 0 0 0
PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 32,053 29,443,000 PRN   DFND 1 0 0 0
PAGERDUTY INC COM 69553P100 36 1,292 SH   DFND 1 1,292 0 0
INSULET CORP NOTE 1.375%11/1 45784PAH4 96,700 45,499,000 PRN   DFND 1 0 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 18,162 15,750,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 22,604 19,454,000 PRN   DFND 1 0 0 0
QUDIAN INC ADR 747798106 143 84,172 SH   DFND 1 84,172 0 0
QORVO INC COM 74736K101 596 5,398 SH   DFND 1 5,398 0 0
RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 21,119 28,425,000 PRN   DFND 1 0 0 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 2,517 2,000,000 PRN   DFND 1 0 0 0
RINGCENTRAL INC NOTE 3/1 76680RAD9 233,467 66,882,000 PRN   DFND 1 0 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 66,913 41,437,000 PRN   DFND 1 0 0 0
REALPAGE INC NOTE 1.500% 5/1 75606NAC3 5,406 5,000,000 PRN   DFND 1 0 0 0
RAPID7 INC NOTE 1.250% 8/0 753422AB0 21,642 16,066,000 PRN   DFND 1 0 0 0
SEA LTD NOTE 2.250% 7/0 81141RAB6 333,363 61,609,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.500% 5/1 852234AD5 84,386 56,737,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 215,954 93,891,000 PRN   DFND 1 0 0 0
SSR MNG INC NOTE 2.500% 4/0 784730AB9 32,865 23,400,000 PRN   DFND 1 0 0 0
SYNAPTICS INC NOTE 0.500% 6/1 87157DAD1 25,055 23,500,000 PRN   DFND 1 0 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 23,476 24,100,000 PRN   DFND 1 0 0 0
TERADYNE INC NOTE 1.250%12/1 880770AG7 17,744 6,602,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 4,208 4,300,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 802 65,046 SH   DFND 1 65,046 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 64,830 43,080,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 2,336 323,680 SH   DFND 1 323,680 0 0
TESLA INC NOTE 2.375% 3/1 88160RAD3 189,939 57,286,000 PRN   DFND 1 0 0 0
TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 58,562 46,641,000 PRN   DFND 1 0 0 0
UNDER ARMOUR INC CL C 904311206 82 9,366 SH   DFND 1 9,366 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 33,273 26,770,000 PRN   DFND 1 0 0 0
VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 15,018 16,000,000 PRN   DFND 1 0 0 0
VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 25,936 26,065,000 PRN   DFND 1 0 0 0
WORKDAY INC NOTE 0.250%10/0 98138HAF8 57,665 41,799,000 PRN   DFND 1 0 0 0
ZYNGA INC NOTE 0.250% 6/0 98986TAB4 96,133 74,810,000 PRN   DFND 1 0 0 0
ATLANTIC POWER CORP COM NEW 04878Q863 44 22,410 SH   DFND 1 22,410 0 0
JUST ENERGY GROUP INC COM 48213W101 19 38,200 SH   DFND 1 38,200 0 0
BLACKBERRY LTD COM 09228F103 195 40,000 SH   DFND 1 40,000 0 0
GRAN TIERRA ENERGY INC COM 38500T101 101 299,214 SH   DFND 1 299,214 0 0
VEONEER INC NOTE 4.000% 6/0 92336XAA7 14,340 17,375,000 PRN   DFND 1 0 0 0
CABOT MICROELECTRONICS CORP COM 12709P103 976 7,000 SH   DFND 1 7,000 0 0
GENERAL MTRS CO COM 37045V100 6,325 250,000 SH   DFND 1 250,000 0 0
NVENT ELECTRIC PLC SHS G6700G107 2,996 160,000 SH   DFND 1 160,000 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 10,158 749,173 SH   DFND 1 749,173 0 0
CREDIT ACCEP CORP MICH COM 225310101 1,676 4,000 SH   DFND 1 4,000 0 0
PROGRESSIVE CORP OHIO COM 743315103 1,602 20,000 SH   DFND 1 20,000 0 0
BK OF AMERICA CORP 7.25%CNV PFD L 060505682 5,585 4,114 SH   DFND 1 4,114 0 0
QTS RLTY TR INC COM CL A 74736A103 2,468 38,511 SH   DFND 1 38,511 0 0
READY CAPITAL CORP 7% CN SR NT 2023 75574U200 194 9,400 SH   DFND 1 9,400 0 0
READY CAPITAL CORP COM 75574U101 37 4,353 SH   DFND 1 4,353 0 0
WELLS FARGO CO NEW PERP PFD CNV A 949746804 1,115 853 SH   DFND 1 853 0 0
BROADCOM INC COM 11135F101 2,574 8,158 SH   DFND 1 8,158 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 79,008 646,746 SH   DFND 1 646,746 0 0
CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 20,631 476,209 SH   DFND 1 476,209 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 56,830 558,931 SH   DFND 1 558,931 0 0
DTE ENERGY CO UNIT 11/01/2022S 233331842 10,739 252,824 SH   DFND 1 252,824 0 0
STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 3,650 40,856 SH   DFND 1 40,856 0 0
DANAHER CORPORATION 4.75 MND CV PFD 235851300 30,401 24,276 SH   DFND 1 24,276 0 0
TD AMERITRADE HLDG CORP COM 87236Y108 5,199 142,924 SH   DFND 1 142,924 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 197 3,740 SH   DFND 1 3,740 0 0
E TRADE FINANCIAL CORP COM NEW 269246401 32 661 SH   DFND 1 661 0 0
FRANKLIN FINL NETWORK INC COM 35352P104 1,452 56,411 SH   DFND 1 56,411 0 0
GENWORTH FINL INC COM CL A 37247D106 118 51,433 SH   DFND 1 51,433 0 0
IBERIABANK CORP COM 450828108 4,765 104,650 SH   DFND 1 104,650 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 302 3,300 SH   DFND 1 3,300 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 108 5,256 SH   DFND 1 5,256 0 0
LEGG MASON INC COM 524901105 3,532 71,000 SH   DFND 1 71,000 0 0
NXP SEMICONDUCTORS N V COM N6596X109 794 6,965 SH   DFND 1 6,965 0 0
PORTOLA PHARMACEUTICALS INC COM 737010108 4,572 254,194 SH   DFND 1 254,194 0 0
QIAGEN NV SHS NEW N72482123 2,385 55,712 SH   DFND 1 55,712 0 0
SYNOVUS FINL CORP COM NEW 87161C501 234 11,430 SH   DFND 1 11,430 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 4,795 24,350 SH   DFND 1 24,350 0 0
CIIG MERGER CORP UNIT 12/31/2026 12559C202 366 35,734 SH   DFND 1 35,734 0 0
AKERNA CORP *W EXP 06/17/202 00973W110 199 199,475 SH   DFND 1 199,475 0 0
VERRA MOBILITY CORP COM 92511U102 3 342 SH   DFND 1 342 0 0
ZIONS BANCORPORATION N A COM 989701107 1,071 31,500 SH   DFND 1 31,500 0 0
GOLUB CAP BDC INC COM 38173M102 130 11,231 SH   DFND 1 11,231 0 0
STELLUS CAP INVT CORP COM 858568108 116 15,992 SH   DFND 1 15,992 0 0
ALLIANZGI DIVERSIFIED INCOME COM 01883J108 3,284 142,473 SH   DFND 1 142,473 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 95 15,782 SH   DFND 1 15,782 0 0
ADVENT CONVERTIBLE & INCOME COM 00764C109 9 762 SH   DFND 1 762 0 0
ABERDEEN GLOBAL PREMIER PPTY COM SH BEN INT 00302L108 2,742 588,437 SH   DFND 1 588,437 0 0
BLACKROCK ENHANCED EQUITY DI COM 09251A104 2,685 365,820 SH   DFND 1 365,820 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 1,530 211,705 SH   DFND 1 211,705 0 0
NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 3,699 336,359 SH   DFND 1 336,359 0 0
MORGAN STANLEY CHINA A SH FD COM 617468103 1,201 61,592 SH   DFND 1 61,592 0 0
CALAMOS DYNAMIC CONV & INCOM COM 12811V105 2,064 97,824 SH   DFND 1 97,824 0 0
THE CENTRAL AND EASTERN EU I COM 153436100 72 3,489 SH   DFND 1 3,489 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 184692101 17 5,443 SH   DFND 1 5,443 0 0
CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 1,418 133,287 SH   DFND 1 133,287 0 0
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 1,220 107,667 SH   DFND 1 107,667 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 198 23,591 SH   DFND 1 23,591 0 0
DELAWARE ENHANCED GBL DIV & COM 246060107 2,015 249,447 SH   DFND 1 249,447 0 0
NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 3,396 249,586 SH   DFND 1 249,586 0 0
EUROPEAN EQUITY FD INC COM 298768102 37 4,499 SH   DFND 1 4,499 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 147 3,700 SH   DFND 1 3,700 0 0
EAGLE GRWTH & INCOME OPPTY F COM SHS BEN IN 26958J105 1,178 87,283 SH   DFND 1 87,283 0 0
EATON VANCE TX ADV GLBL DIV COM 27828S101 929 65,060 SH   DFND 1 65,060 0 0
EATON VANCE TX ADV GLB DIV O COM 27828U106 2,226 107,265 SH   DFND 1 107,265 0 0
EATON VANCE TX MGD DIV EQ IN COM 27828N102 637 59,104 SH   DFND 1 59,104 0 0
EATON VANCE TAX ADVT DIV INC COM 27828G107 136 7,075 SH   DFND 1 7,075 0 0
EATON VANCE TAX-MANAGED GLOB COM 27829F108 637 86,326 SH   DFND 1 86,326 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 3,181 307,711 SH   DFND 1 307,711 0 0
FIRST TR MLP & ENERGY INCOME COM 33739B104 53 9,539 SH   DFND 1 9,539 0 0
FIRST TR ENERGY INCOME & GRW COM 33738G104 414 38,320 SH   DFND 1 38,320 0 0
FIRST TR/ABERDEEN EMERG OPT COM 33731K102 321 27,198 SH   DFND 1 27,198 0 0
FIRST TR ENHANCED EQTY INC F COM 337318109 1,010 69,437 SH   DFND 1 69,437 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q106 41 22,602 SH   DFND 1 22,602 0 0
SPROTT FOCUS TR INC COM 85208J109 1,021 173,124 SH   DFND 1 173,124 0 0
GABELLI CONV&INCOM SECS FD I COM 36240B109 11 2,283 SH   DFND 1 2,283 0 0
GABELLI DIVID & INCOME TR COM 36242H104 125 7,125 SH   DFND 1 7,125 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 116 15,341 SH   DFND 1 15,341 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,603 466,203 SH   DFND 1 466,203 0 0
GOLDMAN SACHS MLP INC OPP FD COM 38147W202 286 29,921 SH   DFND 1 29,921 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 880 182,992 SH   DFND 1 182,992 0 0
GUGGENHEIM ENHANCED EQUITY I COM 40167B100 1,432 263,757 SH   DFND 1 263,757 0 0
MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 2,522 413,478 SH   DFND 1 413,478 0 0
TEKLA LIFE SCIENCES INVS SH BEN INT 87911K100 46 2,587 SH   DFND 1 2,587 0 0
ABERDEEN AUSTRALIA EQUITY FD COM 003011103 18 4,179 SH   DFND 1 4,179 0 0
VOYA INFRASTRUCTURE INDLS & COM 92912X101 2,790 309,321 SH   DFND 1 309,321 0 0
VOYA GLBL ADV & PREM OPP FD COM 92912R104 3,038 371,023 SH   DFND 1 371,023 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 3,819 790,822 SH   DFND 1 790,822 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 5,790 969,978 SH   DFND 1 969,978 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 246 39,627 SH   DFND 1 39,627 0 0
VOYA INTL HIGH DIVID EQTY IN COM 92912Y109 861 208,589 SH   DFND 1 208,589 0 0
VOYA NAT RES EQUITY INCOME F COM 92913C106 1,544 608,113 SH   DFND 1 608,113 0 0
NUVEEN CORE EQUITY ALPHA FD COM 67090X107 283 23,248 SH   DFND 1 23,248 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 1,434 185,525 SH   DFND 1 185,525 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 245 31,359 SH   DFND 1 31,359 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 3,396 290,807 SH   DFND 1 290,807 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 4,065 544,194 SH   DFND 1 544,194 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 1,294 160,569 SH   DFND 1 160,569 0 0
NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 1,516 118,763 SH   DFND 1 118,763 0 0
LAZARD GLOBAL TOTAL RETURN & COM 52106W103 92 6,550 SH   DFND 1 6,550 0 0
MACQUARIE / FIRST TR GLOBAL COM 55607W100 315 39,575 SH   DFND 1 39,575 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 1,726 98,036 SH   DFND 1 98,036 0 0
COHEN & STEERS MLP INC & ENR COM SHS 19249B106 424 201,173 SH   DFND 1 201,173 0 0
MEXICO EQUITY & INCOME FD COM 592834105 51 6,685 SH   DFND 1 6,685 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K200 503 43,211 SH   DFND 1 43,211 0 0
NEUBERGER BERMAN REAL ESTATE COM 64190A103 553 152,487 SH   DFND 1 152,487 0 0
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RMR REAL ESTATE INCOME FD COM 76970B101 170 14,582 SH   DFND 1 14,582 0 0
ROYCE MICRO-CAP TR INC COM 780915104 2,009 279,160 SH   DFND 1 279,160 0 0
COHEN & STEERS REIT & PFD &I COM 19247X100 4,357 227,902 SH   DFND 1 227,902 0 0
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LMP CAP & INCOME FD INC COM 50208A102 650 64,970 SH   DFND 1 64,970 0 0
NUVEEN S&P 500 DYNAMIC OVERW COM 6706EW100 2,143 166,976 SH   DFND 1 166,976 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 255 14,000 SH   DFND 1 14,000 0 0
SWISS HELVETIA FD INC COM 870875101 469 59,943 SH   DFND 1 59,943 0 0
CUSHING NEXTGEN INFRA INCM F COM 231647207 1,505 49,161 SH   DFND 1 49,161 0 0
TORTOISE PWR & ENERGY INFRAS COM 89147X104 1,302 144,277 SH   DFND 1 144,277 0 0
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TORTOISE ENERGY INFRA CORP COM 89147L886 1,159 72,350 SH   DFND 1 72,350 0 0
LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 1,812 316,909 SH   DFND 1 316,909 0 0
APOLLO SR FLOATING RATE FD I COM 037636107 249 20,089 SH   DFND 1 20,089 0 0
ISHARES TR CORE US AGGBD ET 464287226 2,324 19,663 SH   DFND 1 19,663 0 0
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ARES DYNAMIC CR ALLOCATION F COM 04014F102 147 12,349 SH   DFND 1 12,349 0 0
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BARINGS GLOBAL SHORT DURATIO COM 06760L100 753 59,922 SH   DFND 1 59,922 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 2 244 SH   DFND 1 244 0 0
BLACKSTONE GSO LNG SHRT CR I COM SHS BN INT 09257D102 361 30,017 SH   DFND 1 30,017 0 0
BLACKROCK LTD DURATION INC T COM SHS 09249W101 732 52,550 SH   DFND 1 52,550 0 0
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BLACKROCK CR ALLOCATION INCO COM 092508100 50 3,846 SH   DFND 1 3,846 0 0
MFS INTER HIGH INCOME FD SH BEN INT 59318T109 460 214,218 SH   DFND 1 214,218 0 0
CREDIT SUISSE ASSET MGMT INC COM 224916106 347 128,378 SH   DFND 1 128,378 0 0
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CREDIT SUISSE HIGH YLD BND F SH BEN INT 22544F103 1,305 652,786 SH   DFND 1 652,786 0 0
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WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 498 71,064 SH   DFND 1 71,064 0 0
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EATON VANCE FLTING RATE INC COM 278279104 96 8,425 SH   DFND 1 8,425 0 0
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WELLS FARGO MULTI SECTOR INC COM 94987D101 71 6,449 SH   DFND 1 6,449 0 0
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EATON VANCE LTD DURATION INC COM 27828H105 65 5,835 SH   DFND 1 5,835 0 0
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CLOUGH GLOBAL DIVID & INCOME COM 18913Y103 61 7,145 SH   DFND 1 7,145 0 0
EAGLE CAP GROWTH FD INC COM 269451100 41 6,228 SH   DFND 1 6,228 0 0
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PIONEER DIVERSIFIED HIGH INC COM 723653101 307 25,620 SH   DFND 1 25,620 0 0
HANCOCK JOHN TAX-ADVANTAGED COM 41013V100 455 23,633 SH   DFND 1 23,633 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 171 21,972 SH   DFND 1 21,972 0 0
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IVY HIGH INCOME OPPORTUNITIE COM 465893105 34 3,075 SH   DFND 1 3,075 0 0
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NUVEEN HIGH INCOME 2020 TARG COM 67075L102 17 1,927 SH   DFND 1 1,927 0 0
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VOYA PRIME RATE TR SH BEN INT 92913A100 51 12,566 SH   DFND 1 12,566 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 205 12,325 SH   DFND 1 12,325 0 0
SOURCE CAP INC COM 836144105 276 8,344 SH   DFND 1 8,344 0 0
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VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 116 10,469 SH   DFND 1 10,469 0 0
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MFS HIGH INCOME MUN TR SH BEN INT 59318D104 70 15,084 SH   DFND 1 15,084 0 0
BNY MELLON STRATEGIC MUN BD COM 09662E109 1,204 166,368 SH   DFND 1 166,368 0 0
EATON VANCE NATL MUN OPPORTU COM SHS 27829L105 445 22,677 SH   DFND 1 22,677 0 0
EATON VANCE NEW YORK MUN INC SH BEN INT 27826W104 297 23,591 SH   DFND 1 23,591 0 0
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DWS STRATEGIC MUN INCOME TR COM 23342Q101 918 87,436 SH   DFND 1 87,436 0 0
DWS MUN INCOME TR COM 233368109 47 4,415 SH   DFND 1 4,415 0 0
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MFS MUN INCOME TR SH BEN INT 552738106 174 28,023 SH   DFND 1 28,023 0 0
BLACKROCK MUNIYIELD INVT QUA COM 09254T100 279 21,543 SH   DFND 1 21,543 0 0
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PIONEER MUN HIGH INCOME TR COM SHS 723763108 811 71,878 SH   DFND 1 71,878 0 0
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BLACKROCK MUNIVEST FD INC COM 09253R105 92 11,037 SH   DFND 1 11,037 0 0
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NUVEEN AMT-FREE MUN VALUE FD COM 670695105 850 54,337 SH   DFND 1 54,337 0 0
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INVESCO PA VALUE MUN INC TR COM 46132K109 699 58,945 SH   DFND 1 58,945 0 0
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AVIS BUDGET GROUP COM 053774105 1,257 54,929 SH   DFND 1 54,929 0 0
GOGO INC COM 38046C109 132 41,794 SH   DFND 1 41,794 0 0
RITE AID CORP COM 767754872 1,326 77,772 SH   DFND 1 77,772 0 0
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TRIP COM GROUP LTD ADS 89677Q107 2,205 85,077 SH   DFND 1 85,077 0 0
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AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 39,519 24,833,000 PRN   DFND 1 0 0 0
CONMED CORP NOTE 2.625% 2/0 207410AF8 21,594 20,559,000 PRN   DFND 1 0 0 0
CREE INC NOTE 0.875% 9/0 225447AB7 7,069 6,000,000 PRN   DFND 1 0 0 0
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HUBSPOT INC NOTE 0.250% 6/0 443573AB6 60,464 25,414,000 PRN   DFND 1 0 0 0
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INPHI CORP NOTE 0.750% 9/0 45772FAC1 15,283 7,305,000 PRN   DFND 1 0 0 0
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MONGODB INC NOTE 0.750% 6/1 60937PAB2 142,324 42,895,000 PRN   DFND 1 0 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 28,414 29,150,000 PRN   DFND 1 0 0 0
NEVRO CORP NOTE 2.750% 4/0 64157FAC7 21,942 16,000,000 PRN   DFND 1 0 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 4,649 1,125,000 PRN   DFND 1 0 0 0
REDFIN CORP COM 75737F108 911 21,754 SH   DFND 1 21,754 0 0
SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 3,379 8,450,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.375% 3/0 852234AB9 98,832 21,612,000 PRN   DFND 1 0 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 3,378 3,400,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 65,993 22,000,000 PRN   DFND 1 0 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 246,918 79,535,000 PRN   DFND 1 0 0 0
VISTA OUTDOOR INC COM 928377100 539 37,368 SH   DFND 1 37,368 0 0
VICTORY CAP HLDGS INC COM CL A 92645B103 1,795 104,427 SH   DFND 1 104,427 0 0
ACAMAR PARTNERS ACQSITION CO CL A 004285102 512 49,971 SH   DFND 1 49,971 0 0
ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 185 142,072 SH   DFND 1 142,072 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 50 193,006 SH   DFND 1 193,006 0 0
ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 620 79,909 SH   DFND 1 79,909 0 0
ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 41 39,479 SH   DFND 1 39,479 0 0
ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 266 27,090 SH   DFND 1 27,090 0 0
AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 11 20,200 SH   DFND 1 20,200 0 0
AMPLITUDE HLTHCRE AQUSTIN CO *W EXP 12/01/202 03212A113 72 72,772 SH   DFND 1 72,772 0 0
ANDINA ACQUISITION CORP III SHS G04415108 4,550 443,475 SH   DFND 1 443,475 0 0
ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 19 79,800 SH   DFND 1 79,800 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 138 322,616 SH   DFND 1 322,616 0 0
APEX TECHNOLOGY ACQUISITION COM CL A 03768F102 3,308 323,108 SH   DFND 1 323,108 0 0
APEX TECHNOLOGY ACQUISITION UNIT 06/11/2026 03768F201 1,071 93,360 SH   DFND 1 93,360 0 0
APEX TECHNOLOGY ACQUISITION *W EXP 09/18/202 03768F110 176 103,850 SH   DFND 1 103,850 0 0
ARYA SCIENCES ACQUISTION CO UNIT 06/09/2027 G31655114 463 40,000 SH   DFND 1 40,000 0 0
ATLAS TECHNICAL CONSULTANTS *W EXP 11/26/202 049430119 47 121,495 SH   DFND 1 121,495 0 0
AMERICAN VRTUAL CLOUD TECH I COM 030382105 5 1,743 SH   DFND 1 1,743 0 0
B RILEY PRIN MERGER CORP II CL A 05600U106 902 84,100 SH   DFND 1 84,100 0 0
B RILEY PRIN MERGER CORP II UNIT 99/99/9999 05600U205 1,171 100,000 SH   DFND 1 100,000 0 0
B RILEY PRIN MERGER CORP II *W EXP 05/06/202 05600U114 186 106,844 SH   DFND 1 106,844 0 0
BRILLIANT ACQUISITION CORP UNIT 12/31/2020 G1643W103 601 59,980 SH   DFND 1 59,980 0 0
BROOGE ENERGY LTD SHS G1611B107 28 3,332 SH   DFND 1 3,332 0 0
BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 4 8,799 SH   DFND 1 8,799 0 0
COLLIER CREEK HOLDINGS COM CL A G22707106 4,087 298,347 SH   DFND 1 298,347 0 0
COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 920 61,342 SH   DFND 1 61,342 0 0
COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 301 92,651 SH   DFND 1 92,651 0 0
CHURCHILL CAP CORP II CL A 17143G106 6,878 608,743 SH   DFND 1 608,743 0 0
CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 2,942 241,620 SH   DFND 1 241,620 0 0
CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 257 89,066 SH   DFND 1 89,066 0 0
CHURCHILL CAP CORP III COM 17144C104 3,466 321,224 SH   DFND 1 321,224 0 0
CHURCHILL CAP CORP III UNIT 03/01/2027 17144C203 282 25,000 SH   DFND 1 25,000 0 0
CHURCHILL CAP CORP III *W EXP 03/01/202 17144C112 96 32,250 SH   DFND 1 32,250 0 0
CF FIN ACQUISITION CORP COM CL A 12528N107 8,773 808,634 SH   DFND 1 808,634 0 0
CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 568 420,805 SH   DFND 1 420,805 0 0
CHP MERGER CORP COM CL A 12558Y106 1,931 193,900 SH   DFND 1 193,900 0 0
CHP MERGER CORP UNIT 11/22/2024 12558Y205 2,242 218,827 SH   DFND 1 218,827 0 0
CHP MERGER CORP *W EXP 11/22/202 12558Y114 44 45,309 SH   DFND 1 45,309 0 0
CIIG MERGER CORP COM CL A 12559C103 4,401 444,600 SH   DFND 1 444,600 0 0
CIIG MERGER CORP *W EXP 12/31/202 12559C111 178 187,539 SH   DFND 1 187,539 0 0
CONYERS PK II ACQUISITION CO COM CL A 212896104 2,455 222,191 SH   DFND 1 222,191 0 0
CONYERS PK II ACQUISITION CO UNIT 99/99/9999 212896203 3,163 263,633 SH   DFND 1 263,633 0 0
CONYERS PK II ACQUISITION CO *W EXP 07/18/202 212896112 43 19,704 SH   DFND 1 19,704 0 0
CRESCENT ACQUISITION CORP COM CL A 22564L105 1,126 107,686 SH   DFND 1 107,686 0 0
CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 172 115,197 SH   DFND 1 115,197 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 2,876 280,596 SH   DFND 1 280,596 0 0
DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 771 76,725 SH   DFND 1 76,725 0 0
DFP HEALTHCARE ACQUISITNS CO UNIT 03/31/2025 23343Q209 213 20,000 SH   DFND 1 20,000 0 0
DMY TECHNOLOGY GROUP INC COM 233253103 4,011 400,000 SH   DFND 1 400,000 0 0
DMY TECHNOLOGY GROUP INC UNIT 99/99/9999 233253202 1,117 105,609 SH   DFND 1 105,609 0 0
DMY TECHNOLOGY GROUP INC *W EXP 02/21/202 233253111 329 215,201 SH   DFND 1 215,201 0 0
DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 441 40,000 SH   DFND 1 40,000 0 0
EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 61 246,826 SH   DFND 1 246,826 0 0
EXPERIENCE INVT CORP COM CL A 30217C109 1,006 101,000 SH   DFND 1 101,000 0 0
FLYING EAGLE ACQUISITION COR COM 34407Y103 2,219 202,144 SH   DFND 1 202,144 0 0
FLYING EAGLE ACQUISITION COR UNIT 99/99/9999 34407Y202 639 54,900 SH   DFND 1 54,900 0 0
FLYING EAGLE ACQUISITION COR *W EXP 02/26/202 34407Y111 150 50,000 SH   DFND 1 50,000 0 0
FORUM MERGER II CORP CL A 34986F103 831 50,521 SH   DFND 1 50,521 0 0
FORUM MERGER II CORP *W EXP 09/30/202 34986F111 185 39,446 SH   DFND 1 39,446 0 0
FAR PT ACQUISITION CORP COM CL A 30734W109 7,008 684,459 SH   DFND 1 684,459 0 0
FAR PT ACQUISITION CORP UNIT 06/01/2025 30734W208 0 2 SH   DFND 1 2 0 0
FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 43 87,830 SH   DFND 1 87,830 0 0
WHOLE EARTH BRANDS INC COM CL A 96684W100 1,118 139,364 SH   DFND 1 139,364 0 0
WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 104 149,519 SH   DFND 1 149,519 0 0
FINSERV ACQUISITION CORP CL A 318085107 237 23,861 SH   DFND 1 23,861 0 0
FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 1,833 174,626 SH   DFND 1 174,626 0 0
FINSERV ACQUISITION CORP *W EXP 12/31/202 318085115 95 91,045 SH   DFND 1 91,045 0 0
FINTECH ACQUISITION CORP III COM CL A 31811A101 10,546 945,047 SH   DFND 1 945,047 0 0
FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 1,256 100,000 SH   DFND 1 100,000 0 0
FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 402 175,000 SH   DFND 1 175,000 0 0
FUSION ACQUISITION CORP UNIT 99/99/9999 36118H204 2,286 225,000 SH   DFND 1 225,000 0 0
FORTRESS VALUE ACQUISITION C COM CL A 34962V106 987 99,000 SH   DFND 1 99,000 0 0
FORTRESS VALUE ACQUISITION C UNIT 99/99/9999 34962V205 113 11,000 SH   DFND 1 11,000 0 0
FORTRESS VALUE ACQUISITION C *W EXP 05/04/202 34962V114 46 33,000 SH   DFND 1 33,000 0 0
GORES HLDGS IV INC UNIT 02/01/2023 382865202 195 18,791 SH   DFND 1 18,791 0 0
GIGCAPITAL2 INC *W EXP 02/28/202 375036118 12 25,654 SH   DFND 1 25,654 0 0
GALILEO ACQUISITION CORP SHS G3770A102 271 27,400 SH   DFND 1 27,400 0 0
GORES METROPOULOS INC COM CL A 382872109 3,409 318,916 SH   DFND 1 318,916 0 0
GORES METROPOULOS INC UNIT 99/99/9999 382872208 1,153 102,410 SH   DFND 1 102,410 0 0
GRAF INDL CORP *W EXP 12/31/202 384278115 313 137,697 SH   DFND 1 137,697 0 0
GS ACQUISITION HLDGS CORP II UNIT 99/99/9999 36258Q204 210 20,000 SH   DFND 1 20,000 0 0
GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 8 224,400 SH   DFND 1 224,400 0 0
GX ACQUISITION CORP COM CL A 36251A107 1,009 99,013 SH   DFND 1 99,013 0 0
GX ACQUISITION CORP UNIT 05/24/2026 36251A206 132 12,800 SH   DFND 1 12,800 0 0
GX ACQUISITION CORP *W EXP 05/24/202 36251A115 105 95,600 SH   DFND 1 95,600 0 0
HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 8,210 763,809 SH   DFND 1 763,809 0 0
HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 1,426 124,042 SH   DFND 1 124,042 0 0
HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 369 336,177 SH   DFND 1 336,177 0 0
HL ACQUISITIONS CORP SHS G4603R106 293 24,080 SH   DFND 1 24,080 0 0
HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 35 37,647 SH   DFND 1 37,647 0 0
HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 45 20,000 SH   DFND 1 20,000 0 0
HEALTHCARE MERGER CORP COM CL A 42227L102 1,797 179,410 SH   DFND 1 179,410 0 0
HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 4,083 396,461 SH   DFND 1 396,461 0 0
HEALTHCARE MERGER CORP *W EXP 12/17/202 42227L110 128 112,089 SH   DFND 1 112,089 0 0
HAYMAKER ACQUISITION CORP II COM CL A 42087L101 3,491 337,359 SH   DFND 1 337,359 0 0
HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 2,712 247,700 SH   DFND 1 247,700 0 0
HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 65 42,137 SH   DFND 1 42,137 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 33 100,000 SH   DFND 1 100,000 0 0
INSURANCE ACQUISITION CORP CL A 457867109 850 65,636 SH   DFND 1 65,636 0 0
INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1,736 115,778 SH   DFND 1 115,778 0 0
INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 303 83,467 SH   DFND 1 83,467 0 0
SOCIAL CAP HDOSPHIA HLDG CO UNIT 99/99/9999 G8250T117 8,991 715,917 SH   DFND 1 715,917 0 0
8I ENTERPRISES ACQUISITION C RIGHT 10/29/2020 G2956M120 63 192,582 SH   DFND 1 192,582 0 0
JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 1,185 115,100 SH   DFND 1 115,100 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 76 87,590 SH   DFND 1 87,590 0 0
KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 23 93,753 SH   DFND 1 93,753 0 0
KBL MERGER CORP IV *W EXP 01/15/202 48242A112 35 114,200 SH   DFND 1 114,200 0 0
KENSINGTON CAP ACQUISITION C UNIT 07/01/2027 490073202 289 28,915 SH   DFND 1 28,915 0 0
LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 43 47,201 SH   DFND 1 47,201 0 0
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 52 150,000 SH   DFND 1 150,000 0 0
LANDCADIA HLDGS II INC CL A 51476X105 2,545 155,658 SH   DFND 1 155,658 0 0
LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 3,321 192,411 SH   DFND 1 192,411 0 0
LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 721 133,567 SH   DFND 1 133,567 0 0
LF CAP ACQUISITION CORP CL A 50200K108 3,839 358,800 SH   DFND 1 358,800 0 0
LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 134 149,802 SH   DFND 1 149,802 0 0
LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 40 83,300 SH   DFND 1 83,300 0 0
LION GROUP HOLDING LTD ADS 53620U102 46 15,112 SH   DFND 1 15,112 0 0
LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 36 233,661 SH   DFND 1 233,661 0 0
LONGVIEW ACQUISITION CORP UNIT 99/99/9999 543195200 4,844 479,700 SH   DFND 1 479,700 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1,608 156,970 SH   DFND 1 156,970 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 12 63,707 SH   DFND 1 63,707 0 0
LIVE OAK ACQUISITION CORP UNIT 99/99/9999 53804F202 1,986 198,268 SH   DFND 1 198,268 0 0
METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 222 397,714 SH   DFND 1 397,714 0 0
MONOCLE ACQUISITION CORP COM 609754106 6,009 585,166 SH   DFND 1 585,166 0 0
NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 14 69,006 SH   DFND 1 69,006 0 0
NEWBORN ACQUISITION CORP *W EXP 02/03/202 G6463T114 11 69,006 SH   DFND 1 69,006 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 152 112,189 SH   DFND 1 112,189 0 0
NETFIN ACQUISITION CORP SHS CL A G6455A107 1,376 128,000 SH   DFND 1 128,000 0 0
NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 223 134,990 SH   DFND 1 134,990 0 0
NIKOLA CORP *W EXP 06/03/202 654110113 3,087 92,985 SH   DFND 1 92,985 0 0
NOVUS CAP CORP COM 67012U108 490 50,000 SH   DFND 1 50,000 0 0
NOVUS CAP CORP *W EXP 06/30/202 67012U116 26 36,500 SH   DFND 1 36,500 0 0
NEW PROVIDENCE ACQUISITION COM CL A 64822P106 4,032 400,000 SH   DFND 1 400,000 0 0
NEW PROVIDENCE ACQUISITION UNIT 09/01/2024 64822P205 719 68,216 SH   DFND 1 68,216 0 0
NEW PROVIDENCE ACQUISITION *W EXP 09/11/202 64822P114 199 199,300 SH   DFND 1 199,300 0 0
OAKTREE ACQUISITION CORP SHS CL A G67145105 1,017 100,000 SH   DFND 1 100,000 0 0
OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 25 19,196 SH   DFND 1 19,196 0 0
ORISUN ACQUISITION CORP COM 68632T109 404 39,900 SH   DFND 1 39,900 0 0
ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 11 39,900 SH   DFND 1 39,900 0 0
ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 15 39,900 SH   DFND 1 39,900 0 0
PAE INC COM CL A 69290Y109 24 2,576 SH   DFND 1 2,576 0 0
PAE INC *W EXP 09/11/202 69290Y117 367 152,576 SH   DFND 1 152,576 0 0
CC NEUBERGER PRINCIPAL HLDNG UNIT 99/99/9999 G1992Y106 932 88,000 SH   DFND 1 88,000 0 0
PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 673 65,406 SH   DFND 1 65,406 0 0
PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 102 130,112 SH   DFND 1 130,112 0 0
PROPTECH ACQUISITION CORP COM CL A 74349F101 1,444 142,343 SH   DFND 1 142,343 0 0
PROPTECH ACQUISITION CORP UNIT 10/01/2026 74349F200 1,865 176,003 SH   DFND 1 176,003 0 0
RMG ACQUISITION CORP CL A 749641106 1,304 127,500 SH   DFND 1 127,500 0 0
RMG ACQUISITION CORP *W EXP 02/21/202 749641114 23 24,100 SH   DFND 1 24,100 0 0
REPLAY ACQUISITION CORP COM G75130107 609 59,800 SH   DFND 1 59,800 0 0
REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 531 50,000 SH   DFND 1 50,000 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 143 159,849 SH   DFND 1 159,849 0 0
SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 171 16,800 SH   DFND 1 16,800 0 0
SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 187 145,100 SH   DFND 1 145,100 0 0
SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 2,681 266,817 SH   DFND 1 266,817 0 0
SOFTWARE ACQUISITION GROUP I *W EXP 10/01/202 83406B119 31 34,975 SH   DFND 1 34,975 0 0
SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 1,908 189,998 SH   DFND 1 189,998 0 0
SC HEALTH CORP COM CL A G78516203 6,740 666,718 SH   DFND 1 666,718 0 0
SC HEALTH CORP UNIT 99/99/9999 G78516302 208 20,000 SH   DFND 1 20,000 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 33 31,250 SH   DFND 1 31,250 0 0
SCVX CORP COM G79448208 4,731 475,000 SH   DFND 1 475,000 0 0
SCVX CORP UNIT 99/99/9999 G79448109 2,782 268,627 SH   DFND 1 268,627 0 0
SCVX CORP *W EXP 01/24/202 G79448117 167 161,188 SH   DFND 1 161,188 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 4,019 400,100 SH   DFND 1 400,100 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 183 175,000 SH   DFND 1 175,000 0 0
TORTOISE ACQUISITION CORP CL A 89154L100 3,562 129,824 SH   DFND 1 129,824 0 0
TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 599 55,483 SH   DFND 1 55,483 0 0
SOUTH MTN MERGER CORP COM CL A 838884104 1,343 131,829 SH   DFND 1 131,829 0 0
SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 461 43,530 SH   DFND 1 43,530 0 0
SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 151 135,125 SH   DFND 1 135,125 0 0
SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 1,939 200,000 SH   DFND 1 200,000 0 0
SUSTAINABLE OPPORTNTS ACQ CO UNIT 99/99/9999 G8598Y125 1,315 130,218 SH   DFND 1 130,218 0 0
SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 75 80,000 SH   DFND 1 80,000 0 0
SPARTAN ENERGY ACQUISITION C CL A COM STK 846784106 12,957 1,208,726 SH   DFND 1 1,208,726 0 0
SPARTAN ENERGY ACQUISITION C *W EXP 08/27/202 846784122 293 162,987 SH   DFND 1 162,987 0 0
STABLE RD ACQUISITION CORP *W EXP 05/15/202 85236Q117 50 82,500 SH   DFND 1 82,500 0 0
SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 558 55,100 SH   DFND 1 55,100 0 0
SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 63 127,800 SH   DFND 1 127,800 0 0
TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 4 10,000 SH   DFND 1 10,000 0 0
THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 3,229 319,731 SH   DFND 1 319,731 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 105 10,055 SH   DFND 1 10,055 0 0
THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 328 228,302 SH   DFND 1 228,302 0 0
TUSCAN HLDGS CORP II COM 90070A103 36 3,600 SH   DFND 1 3,600 0 0
TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2 200 SH   DFND 1 200 0 0
TUSCAN HOLDINGS CORP COM 90069K104 6,977 682,081 SH   DFND 1 682,081 0 0
TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 58 100,000 SH   DFND 1 100,000 0 0
TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 45 227,099 SH   DFND 1 227,099 0 0
TRINE ACQUISITION CORP COM CL A 89628U108 2,883 275,906 SH   DFND 1 275,906 0 0
TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 1,027 93,211 SH   DFND 1 93,211 0 0
TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 324 209,586 SH   DFND 1 209,586 0 0
TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 13 28,000 SH   DFND 1 28,000 0 0
VIVINT SMART HOME INC *W EXP 01/17/202 928542117 856 150,134 SH   DFND 1 150,134 0 0
REPAY HLDGS CORP COM CL A 76029L100 573 23,298 SH   DFND 1 23,298 0 0
FS KKR CAPITAL CORP COM 302635206 210 15,005 SH   DFND 1 15,005 0 0
THL CREDIT INC COM 872438106 13 4,055 SH   DFND 1 4,055 0 0
WHITEHORSE FIN INC COM 96524V106 4 424 SH   DFND 1 424 0 0
DUFF & PHELPS SLT ENGY AND M COM 26433F108 45 83,580 SH   DFND 1 83,580 0 0
ISHARES TR PFD AND INCM SEC 464288687 1,061 30,646 SH   DFND 1 30,646 0 0
ARES COML REAL ESTATE CORP COM 04013V108 237 26,065 SH   DFND 1 26,065 0 0
LADDER CAP CORP CL A 505743104 477 59,003 SH   DFND 1 59,003 0 0
TPG RE FIN TR INC COM 87266M107 21 2,513 SH   DFND 1 2,513 0 0
ADIENT PLC ORD SHS G0084W101 1,206 73,468 SH   DFND 1 73,468 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 15 3,629 SH   DFND 1 3,629 0 0
ANTERO RESOURCES CORP COM 03674X106 108 42,788 SH   DFND 1 42,788 0 0
ARAMARK COM 03852U106 424 18,796 SH   DFND 1 18,796 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 1,307 172,000 SH   DFND 1 172,000 0 0
BAOZUN INC SPONSORED ADR 06684L103 4,103 106,714 SH   DFND 1 106,714 0 0
CBL & ASSOC PPTYS INC COM 124830100 1 4,846 SH   DFND 1 4,846 0 0
CHEMOURS CO COM 163851108 2,166 141,163 SH   DFND 1 141,163 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 19 22,400 SH   DFND 1 22,400 0 0
CLEVELAND CLIFFS INC COM 185899101 1,501 271,984 SH   DFND 1 271,984 0 0
CINEMARK HLDGS INC COM 17243V102 1,290 111,752 SH   DFND 1 111,752 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 753 124,319 SH   DFND 1 124,319 0 0
COUPA SOFTWARE INC NOTE 0.125% 6/1 22266LAC0 25,254 13,939,000 PRN   DFND 1 0 0 0
CALLON PETE CO DEL COM 13123X102 0 479 SH   DFND 1 479 0 0
CONSTELLIUM SE CL A SHS F21107101 6,013 783,000 SH   DFND 1 783,000 0 0
CENOVUS ENERGY INC COM 15135U109 233 49,931 SH   DFND 1 49,931 0 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 55,387 59,707,000 PRN   DFND 1 0 0 0
BRINKER INTL INC COM 109641100 343 14,309 SH   DFND 1 14,309 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 8,695 2,126,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 10,491 11,963,000 PRN   DFND 1 0 0 0
EVERI HLDGS INC COM 30034T103 1,803 349,585 SH   DFND 1 349,585 0 0
EXACT SCIENCES CORP COM 30063P105 260 2,999 SH   DFND 1 2,999 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 56,689 62,850,000 PRN   DFND 1 0 0 0
FORTIVE CORP COM 34959J108 5,535 81,818 SH   DFND 1 81,818 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 7,436 93,358 SH   DFND 1 93,358 0 0
GRAHAM HLDGS CO COM CL B 384637104 342 1,000 SH   DFND 1 1,000 0 0
GRANITE PT MTG TR INC NOTE 6.375%10/0 38741LAC1 925 1,275,000 PRN   DFND 1 0 0 0
GRUBHUB INC COM 400110102 1,283 18,261 SH   DFND 1 18,261 0 0
GRAY TELEVISION INC COM 389375106 896 64,281 SH   DFND 1 64,281 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 992 53,730 SH   DFND 1 53,730 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,344 1,100,000 PRN   DFND 1 0 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 31,350 29,383,000 PRN   DFND 1 0 0 0
KOSMOS ENERGY LTD COM 500688106 1,722 1,037,542 SH   DFND 1 1,037,542 0 0
KOHLS CORP COM 500255104 1,153 55,547 SH   DFND 1 55,547 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1,205 77,152 SH   DFND 1 77,152 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 1,147 154,835 SH   DFND 1 154,835 0 0
MATTEL INC COM 577081102 48 5,004 SH   DFND 1 5,004 0 0
MEREDITH CORP COM 589433101 698 47,992 SH   DFND 1 47,992 0 0
MERCADOLIBRE INC NOTE 2.000% 8/1 58733RAD4 70,016 30,553,000 PRN   DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 896 126,782 SH   DFND 1 126,782 0 0
MOMO INC NOTE 1.250% 7/0 60879BAB3 32,907 42,545,000 PRN   DFND 1 0 0 0
MERITOR INC NOTE 7.875% 3/0 59001KAC4 17,195 10,133,000 PRN   DFND 1 0 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 44,995 46,231,000 PRN   DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 662 490,557 SH   DFND 1 490,557 0 0
NATURA &CO HLDG S A ADS 63884N108 1 120 SH   DFND 1 120 0 0
OIL STS INTL INC COM 678026105 68 14,400 SH   DFND 1 14,400 0 0
OVINTIV INC COM 69047Q102 7 780 SH   DFND 1 780 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 4,694 4,710,000 PRN   DFND 1 0 0 0
PDL BIOPHARMA INC COM 69329Y104 4 1,688 SH   DFND 1 1,688 0 0
PARSLEY ENERGY INC CL A 701877102 0 4 SH   DFND 1 4 0 0
IMPINJ INC COM 453204109 228 8,318 SH   DFND 1 8,318 0 0
PLUG POWER INC COM NEW 72919P202 81 9,900 SH   DFND 1 9,900 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 376 6,900 SH   DFND 1 6,900 0 0
Q2 HLDGS INC NOTE 0.750% 2/1 74736LAB5 64,108 40,728,000 PRN   DFND 1 0 0 0
QUAD / GRAPHICS INC COM CL A 747301109 613 188,855 SH   DFND 1 188,855 0 0
RENT A CTR INC NEW COM 76009N100 449 16,143 SH   DFND 1 16,143 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 7,382 4,942,000 PRN   DFND 1 0 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 30,210 12,752,000 PRN   DFND 1 0 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 756 64,572 SH   DFND 1 64,572 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 481 171,429 SH   DFND 1 171,429 0 0
SEAWORLD ENTMT INC COM 81282V100 451 30,500 SH   DFND 1 30,500 0 0
SCIENTIFIC GAMES CORP COM 80874P109 3,253 210,438 SH   DFND 1 210,438 0 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 1,355 70,584 SH   DFND 1 70,584 0 0
SM ENERGY CO COM 78454L100 277 73,941 SH   DFND 1 73,941 0 0
SPLUNK INC COM 848637104 1,902 9,576 SH   DFND 1 9,576 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 4,298 4,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 131 10,255 SH   DFND 1 10,255 0 0
TREEHOUSE FOODS INC COM 89469A104 219 5,000 SH   DFND 1 5,000 0 0
TIMKENSTEEL CORP NOTE 6.000% 6/0 887399AA1 5,153 6,380,000 PRN   DFND 1 0 0 0
TWITTER INC COM 90184L102 1,831 61,469 SH   DFND 1 61,469 0 0
UNITI GROUP INC COM 91325V108 1,303 139,408 SH   DFND 1 139,408 0 0
VECTOR GROUP LTD COM 92240M108 218 21,756 SH   DFND 1 21,756 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 75,043 65,136,000 PRN   DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 736 411,175 SH   DFND 1 411,175 0 0
VISTRA ENERGY CORP COM 92840M102 54 2,938 SH   DFND 1 2,938 0 0
WAYFAIR INC NOTE 0.375% 9/0 94419LAB7 36,482 19,127,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 75,790 42,358,000 PRN   DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 233 6,956 SH   DFND 1 6,956 0 0
WW INTL INC COM 98262P101 520 20,515 SH   DFND 1 20,515 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 348 22,824 SH   DFND 1 22,824 0 0
YY INC NOTE 0.750% 6/1 98426TAD8 9,008 8,246,000 PRN   DFND 1 0 0 0
DELPHI TECHNOLOGIES PL SHS G2709G107 2,431 171,098 SH   DFND 1 171,098 0 0
AXON ENTERPRISE INC COM 05464C101 2,207 22,500 SH   DFND 1 22,500 0 0
AIR PRODS & CHEMS INC COM 009158106 1,690 7,000 SH   DFND 1 7,000 0 0
API GROUP CORP COM STK 00187Y100 5,771 475,000 SH   DFND 1 475,000 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 2,764 40,000 SH   DFND 1 40,000 0 0
AXALTA COATING SYS LTD COM G0750C108 2,381 105,600 SH   DFND 1 105,600 0 0
CROWN HLDGS INC COM 228368106 9,769 150,000 SH   DFND 1 150,000 0 0
DUPONT DE NEMOURS INC COM 26614N102 1,673 31,507 SH   DFND 1 31,507 0 0
ILLINOIS TOOL WKS INC COM 452308109 3,497 20,000 SH   DFND 1 20,000 0 0
LINDE PLC SHS G5494J103 848 4,000 SH   DFND 1 4,000 0 0
LOUISIANA PAC CORP COM 546347105 513 20,000 SH   DFND 1 20,000 0 0
MARTIN MARIETTA MATLS INC COM 573284106 516 2,500 SH   DFND 1 2,500 0 0
NEWMONT CORP COM 651639106 2,126 34,441 SH   DFND 1 34,441 0 0
NORBORD INC COM NEW 65548P403 2,851 125,000 SH   DFND 1 125,000 0 0
PARKER HANNIFIN CORP COM 701094104 2,199 12,000 SH   DFND 1 12,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 958 4,500 SH   DFND 1 4,500 0 0
SHERWIN WILLIAMS CO COM 824348106 1,733 3,000 SH   DFND 1 3,000 0 0
TIMKEN CO COM 887389104 1,819 40,000 SH   DFND 1 40,000 0 0
WESTROCK CO COM 96145D105 2,526 89,410 SH   DFND 1 89,410 0 0
WEYERHAEUSER CO MTN BE COM NEW 962166104 6,816 303,507 SH   DFND 1 303,507 0 0
BERRY CORP COM 08579X101 877 181,655 SH   DFND 1 181,655 0 0
CIRCOR INTL INC COM 17273K109 22 900 SH   DFND 1 900 0 0
UBER TECHNOLOGIES INC COM 90353T100 3,521 113,307 SH   DFND 1 113,307 0 0
EPR PPTYS PFD C CNV 5.75% 26884U208 482 26,510 SH   DFND 1 26,510 0 0
EQUITY COMWLTH CUM PFD S D 6.5% 294628201 187 6,836 SH   DFND 1 6,836 0 0
LEXINGTON REALTY TRUST COM 529043101 1,222 115,885 SH   DFND 1 115,885 0 0
RPT REALTY SH BEN INT 74971D101 489 70,332 SH   DFND 1 70,332 0 0
WHEELER REAL ESTATE INVT TR CV PFD SER B 963025309 246 34,319 SH   DFND 1 34,319 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 5 3,269 SH   DFND 1 3,269 0 0
AMERICAN ELEC PWR CO INC COM 025537101 1,790 22,482 SH   DFND 1 22,482 0 0
GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 14,754 297,262 SH   DFND 1 297,262 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 10,504 235,296 SH   DFND 1 235,296 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 23,207 475,980 SH   DFND 1 475,980 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 18,338 431,179 SH   DFND 1 431,179 0 0
SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 6,421 154,794 SH   DFND 1 154,794 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 12,497 282,413 SH   DFND 1 282,413 0 0
ESSENTIAL UTILS INC UNIT 04/30/2022 29670G201 809 14,341 SH   DFND 1 14,341 0 0
ASSURANT INC 6.50% CONV PFD D 04621X207 40,231 384,974 SH   DFND 1 384,974 0 0
BECTON DICKINSON & CO COM 075887109 1,929 8,065 SH   DFND 1 8,065 0 0
BOSTON SCIENTIFIC CORP 5.50% CNV PFD A 101137206 3,579 34,184 SH   DFND 1 34,184 0 0
CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 28,415 19,103 SH   DFND 1 19,103 0 0
CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 7,448 208,753 SH   DFND 1 208,753 0 0
ENERGIZER HLDGS INC NEW 7.5 MCNV PFD A 29272W208 24,057 247,784 SH   DFND 1 247,784 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 177 1,446 SH   DFND 1 1,446 0 0
SEMPRA ENERGY 6% PFD CONV A 816851406 44,876 458,601 SH   DFND 1 458,601 0 0
PG&E CORP COM 69331C108 745 84,000 SH   DFND 1 84,000 0 0
ADVANCED DISP SVCS INC DEL COM 00790X101 3,938 130,537 SH   DFND 1 130,537 0 0
AVISTA CORP COM 05379B107 66 1,822 SH   DFND 1 1,822 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 280 1,300 SH   DFND 1 1,300 0 0
BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 351 10,695 SH   DFND 1 10,695 0 0
BAIDU INC SPON ADR REP A 056752108 29 250 SH   DFND 1 250 0 0
BITAUTO HLDGS LTD SPONSORED ADS 091727107 518 32,732 SH   DFND 1 32,732 0 0
CRAFT BREW ALLIANCE INC COM 224122101 635 41,301 SH   DFND 1 41,301 0 0
CONDOR HOSPITALITY TR INC COM NEW 20676Y403 18 4,500 SH   DFND 1 4,500 0 0
CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1,172 331,287 SH   DFND 1 331,287 0 0
CYRUSONE INC COM 23283R100 5,540 76,162 SH   DFND 1 76,162 0 0
CONOCOPHILLIPS COM 20825C104 55 1,310 SH   DFND 1 1,310 0 0
CAMPBELL SOUP CO COM 134429109 217 4,380 SH   DFND 1 4,380 0 0
CLEARWAY ENERGY INC CL C 18539C204 662 28,738 SH   DFND 1 28,738 0 0
CHINA XD PLASTICS CO LTD COM 16948F107 8 7,300 SH   DFND 1 7,300 0 0
CONCHO RES INC COM 20605P101 77 1,500 SH   DFND 1 1,500 0 0
EL PASO ELEC CO COM NEW 283677854 4,517 67,425 SH   DFND 1 67,425 0 0
ENBRIDGE INC COM 29250N105 1,006 33,089 SH   DFND 1 33,089 0 0
DIAMONDBACK ENERGY INC COM 25278X109 41 1,000 SH   DFND 1 1,000 0 0
FORESCOUT TECHNOLOGIES INC COM 34553D101 744 35,115 SH   DFND 1 35,115 0 0
SPDR GOLD TR GOLD SHS 78463V107 597 3,570 SH   DFND 1 3,570 0 0
GLOBAL NET LEASE INC COM NEW 379378201 45 2,726 SH   DFND 1 2,726 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 276 3,137 SH   DFND 1 3,137 0 0
INVITATION HOMES INC COM 46187W107 798 28,997 SH   DFND 1 28,997 0 0
IRON MTN INC NEW COM 46284V101 709 27,196 SH   DFND 1 27,196 0 0
JD.COM INC SPON ADR CL A 47215P106 355 5,900 SH   DFND 1 5,900 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 210 1,700 SH   DFND 1 1,700 0 0
LOGMEIN INC COM 54142L109 3,941 46,499 SH   DFND 1 46,499 0 0
MEET GROUP INC COM 58513U101 1,303 208,840 SH   DFND 1 208,840 0 0
MOBILE MINI INC COM 60740F105 1,606 54,442 SH   DFND 1 54,442 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409 10,797 1,645,951 SH   DFND 1 1,645,951 0 0
NATIONAL RETAIL PROPERTIES I COM 637417106 3,495 98,509 SH   DFND 1 98,509 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 19,552 2,631,614 SH   DFND 1 2,631,614 0 0
NEWELL BRANDS INC COM 651229106 190 12,000 SH   DFND 1 12,000 0 0
OFFICE PPTYS INCOME TR COM SHS BEN INT 67623C109 266 10,270 SH   DFND 1 10,270 0 0
PROCTER AND GAMBLE CO COM 742718109 290 2,426 SH   DFND 1 2,426 0 0
PIONEER NAT RES CO COM 723787107 39 400 SH   DFND 1 400 0 0
SANDERSON FARMS INC COM 800013104 81 700 SH   DFND 1 700 0 0
STANDARD DIVERSIFIED INC COM CL A 85336L109 48 3,731 SH   DFND 1 3,731 0 0
SIMON PPTY GROUP INC NEW COM 828806109 3,257 47,633 SH   DFND 1 47,633 0 0
STORE CAP CORP COM 862121100 2,305 96,815 SH   DFND 1 96,815 0 0
TAUBMAN CTRS INC COM 876664103 467 12,392 SH   DFND 1 12,392 0 0
TIFFANY & CO NEW COM 886547108 2,344 19,226 SH   DFND 1 19,226 0 0
VEREIT INC COM 92339V100 785 122,093 SH   DFND 1 122,093 0 0
VENTAS INC COM 92276F100 3,299 90,111 SH   DFND 1 90,111 0 0
58 COM INC SPON ADR REP A 31680Q104 3,471 64,358 SH   DFND 1 64,358 0 0
AVALONBAY CMNTYS INC COM 053484101 5,371 34,735 SH   DFND 1 34,735 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 3,722 63,286 SH   DFND 1 63,286 0 0
ESSEX PPTY TR INC COM 297178105 2,956 12,899 SH   DFND 1 12,899 0 0
CARETRUST REIT INC COM 14174T107 1,139 66,432 SH   DFND 1 66,432 0 0
DIVERSIFIED HEALTHCARE TR COM SH BEN INT 25525P107 71 16,078 SH   DFND 1 16,078 0 0
GLOBAL MED REIT INC COM NEW 37954A204 736 64,976 SH   DFND 1 64,976 0 0
HEALTHCARE RLTY TR COM 421946104 1,119 38,209 SH   DFND 1 38,209 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 1,344 71,494 SH   DFND 1 71,494 0 0
NATIONAL HEALTH INVS INC COM 63633D104 1,854 30,536 SH   DFND 1 30,536 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 107 7,459 SH   DFND 1 7,459 0 0
HOST HOTELS & RESORTS INC COM 44107P104 3,997 370,483 SH   DFND 1 370,483 0 0
SUNSTONE HOTEL INVS INC NEW COM 867892101 2,372 291,085 SH   DFND 1 291,085 0 0
EASTGROUP PPTY INC COM 277276101 369 3,114 SH   DFND 1 3,114 0 0
FIRST INDL RLTY TR INC COM 32054K103 3,643 94,780 SH   DFND 1 94,780 0 0
PS BUSINESS PKS INC CALIF COM 69360J107 7,036 53,149 SH   DFND 1 53,149 0 0
REXFORD INDL RLTY INC COM 76169C100 7,452 179,870 SH   DFND 1 179,870 0 0
CORESITE RLTY CORP COM 21870Q105 4,143 34,230 SH   DFND 1 34,230 0 0
CUBESMART COM 229663109 1,054 39,063 SH   DFND 1 39,063 0 0
EQUITY LIFESTYLE PPTYS INC COM 29472R108 1,068 17,105 SH   DFND 1 17,105 0 0
EXTRA SPACE STORAGE INC COM 30225T102 45 497 SH   DFND 1 497 0 0
BRANDYWINE RLTY TR SH BEN INT NEW 105368203 5,443 499,872 SH   DFND 1 499,872 0 0
BOSTON PPTYS LTD PARTNERSHIP COM 101121101 893 9,886 SH   DFND 1 9,886 0 0
COUSINS PPTYS INC COM NEW 222795502 4,627 155,120 SH   DFND 1 155,120 0 0
EMPIRE ST RLTY TR INC CL A 292104106 5,855 836,470 SH   DFND 1 836,470 0 0
HUDSON PAC PPTYS INC COM 444097109 3,021 120,106 SH   DFND 1 120,106 0 0
JBG SMITH PPTYS COM 46590V100 3,481 117,728 SH   DFND 1 117,728 0 0
PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 680 40,969 SH   DFND 1 40,969 0 0
PARAMOUNT GROUP INC COM 69924R108 2,121 275,182 SH   DFND 1 275,182 0 0
ARLINGTON ASSET INVST CORP CL A NEW 041356205 1,782 600,105 SH   DFND 1 600,105 0 0
ANWORTH MTG ASSET CORP COM 037347101 2,735 1,609,400 SH   DFND 1 1,609,400 0 0
CHIMERA INVT CORP COM NEW 16934Q208 4,244 441,714 SH   DFND 1 441,714 0 0
MFA FINL INC COM 55272X102 576 231,419 SH   DFND 1 231,419 0 0
NEW YORK MTG TR INC COM PAR $.02 649604501 3,416 1,309,140 SH   DFND 1 1,309,140 0 0
ACADIA RLTY TR COM SH BEN INT 004239109 2,906 223,897 SH   DFND 1 223,897 0 0
REGENCY CTRS CORP COM 758849103 1,325 28,884 SH   DFND 1 28,884 0 0
RETAIL PPTYS AMER INC CL A 76131V202 4,270 583,439 SH   DFND 1 583,439 0 0
WEINGARTEN RLTY INVS SH BEN INT 948741103 1,593 84,174 SH   DFND 1 84,174 0 0
ACCEL ENTERTAINMENT INC *W EXP 11/20/202 00436Q114 137 58,565 SH   DFND 1 58,565 0 0
AGROFRESH SOLUTIONS INC *W EXP 07/31/202 00856G117 0 36,347 SH   DFND 1 36,347 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 1,100 SH   DFND 1 1,100 0 0
AMERICAN VRTUAL CLOUD TECH I *W EXP 04/07/202 030382113 24 100,501 SH   DFND 1 100,501 0 0
BIOCERES CROP SOLUTIONS CORP *W EXP 03/14/202 G1117K106 32 153,980 SH   DFND 1 153,980 0 0
BLINK CHARGING CO COM 09354A100 15 2,814 SH   DFND 1 2,814 0 0
DRAFTKINGS INC COM CL A 26142R104 109 3,285 SH   DFND 1 3,285 0 0
DASEKE INC *W EXP 02/27/202 23753F115 7 123,203 SH   DFND 1 123,203 0 0
GRID DYNAMICS HLDGS INC CL A 39813G109 1 271 SH   DFND 1 271 0 0
IMMURON LTD *W EXP 05/12/202 Q4867H223 8 5,373 SH   DFND 1 5,373 0 0
NESCO HLDGS INC *W EXP 01/01/202 64083J112 5 30,107 SH   DFND 1 30,107 0 0
PAVMED INC *W EXP 04/30/202 70387R122 7 7,523 SH   DFND 1 7,523 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 202 235,656 SH   DFND 1 235,656 0 0
VERTIV HOLDINGS CO *W EXP 06/12/202 92537N116 725 181,775 SH   DFND 1 181,775 0 0
VISTRA ENERGY CORP *W EXP 02/02/202 92840M128 146 244,210 SH   DFND 1 244,210 0 0
INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 1,199 10,000 SH   DFND 1 10,000 0 0
US ECOLOGY INC *W EXP 10/17/202 91734M111 63 13,364 SH   DFND 1 13,364 0 0
DBX ETF TR XTRACK HRVST CSI 233051879 2,228 75,000 SH   DFND 1 75,000 0 0
ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 2 10,000 SH   DFND 1 10,000 0 0
CITIC CAPITAL ACQUISITION CO COM CL A G21513109 2,455 250,000 SH   DFND 1 250,000 0 0
CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 2,010 200,000 SH   DFND 1 200,000 0 0
CITIC CAPITAL ACQUISITION CO *W EXP 01/17/202 G21513117 167 229,900 SH   DFND 1 229,900 0 0
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 57 299,568 SH   DFND 1 299,568 0 0
HUDSON EXECUTIVE INVT CORP UNIT 06/21/2025 443761200 3,741 365,000 SH   DFND 1 365,000 0 0
SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 G8251K123 2,388 201,214 SH   DFND 1 201,214 0 0
INTERPRIVATE ACQUISITION COR UNIT 10/29/2024 46064A202 1,016 100,000 SH   DFND 1 100,000 0 0
JAWS ACQUISITION CORP UNIT 99/99/9999 G50744120 4,015 384,958 SH   DFND 1 384,958 0 0
MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 21 25,000 SH   DFND 1 25,000 0 0
OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 16 1,550 SH   DFND 1 1,550 0 0
OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 240 58,724 SH   DFND 1 58,724 0 0
RANPAK HLDGS CORP *W EXP 06/03/202 75321W111 56 36,685 SH   DFND 1 36,685 0 0
PIVOTAL INVT CORP II COM CL A 72582K100 451 44,500 SH   DFND 1 44,500 0 0
PROPTECH ACQUISITION CORP *W EXP 05/26/202 74349F119 12 17,875 SH   DFND 1 17,875 0 0
RMG ACQUISITION CORP UNIT 99/99/9999 749641205 419 40,000 SH   DFND 1 40,000 0 0
SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 134 10,800 SH   DFND 1 10,800 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 31 3,000 SH   DFND 1 3,000 0 0
TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 122 3,824 SH   DFND 1 3,824 0 0
TOTTENHAM ACQUISITION I LTD RIGHT 11/06/2020 G8959N122 20 68,995 SH   DFND 1 68,995 0 0
TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 4,607 440,935 SH   DFND 1 440,935 0 0
FOLEY TRASIMENE ACQUISTN COR UNIT 99/99/9999 34431F203 1,640 153,745 SH   DFND 1 153,745 0 0
JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 633 48,016 SH   DFND 1 48,016 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 703 28,000 SH   DFND 1 28,000 0 0
COMMSCOPE HLDG CO INC COM 20337X109 13 1,665 SH   DFND 1 1,665 0 0
ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 31,520 25,706,000 PRN   DFND 1 0 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 1,713 2,000,000 PRN   DFND 1 0 0 0
HERTZ GLOBAL HLDGS INC COM 42806J106 4 3,109 SH   DFND 1 3,109 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 1,088 1,500,000 PRN   DFND 1 0 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 8,788 9,022,000 PRN   DFND 1 0 0 0
IQIYI INC NOTE 2.000% 4/0 46267XAD0 5,470 5,500,000 PRN   DFND 1 0 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 24,311 23,280,000 PRN   DFND 1 0 0 0
RETROPHIN INC NOTE 2.500% 9/1 761299AB2 3,493 4,205,000 PRN   DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,608 88,837 SH   DFND 1 88,837 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 19,058 19,450,000 PRN   DFND 1 0 0 0
WESTERN DIGITAL CORP. COM 958102105 964 21,856 SH   DFND 1 21,856 0 0
WIX COM LTD NOTE 7/0 92940WAB5 5,721 3,080,000 PRN   DFND 1 0 0 0
WORLD WRESTLING ENTMT INC CL A 98156Q108 63 1,469 SH   DFND 1 1,469 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 7,549 5,054,000 PRN   DFND 1 0 0 0
CANADIAN PAC RY LTD COM 13645T100 6,128 24,000 SH   DFND 1 24,000 0 0
KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 8,141 195,203 SH   DFND 1 195,203 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 5,100 34,168 SH   DFND 1 34,168 0 0
NORFOLK SOUTHERN CORP COM 655844108 703 4,005 SH   DFND 1 4,005 0 0
CISCO SYS INC COM 17275R102 699 15,000 SH   DFND 1 15,000 0 0
AT&T INC COM 00206R102 171 5,671 SH   DFND 1 5,671 0 0
T-MOBILE US INC RIGHT 07/27/2020 872590112 204 1,214,324 SH   DFND 1 1,214,324 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 2,037 30,318 SH   DFND 1 30,318 0 0
AGNC INVT CORP COM 00123Q104 9,080 703,884 SH   DFND 1 703,884 0 0
CIGNA CORP NEW COM 125523100 432 2,303 SH   DFND 1 2,303 0 0
QUEST DIAGNOSTICS INC COM 74834L100 1,200 10,537 SH   DFND 1 10,537 0 0
FITBIT INC CL A 33812L102 1,297 200,900 SH   DFND 1 200,900 0 0
ELLINGTON FINANCIAL INC COM 28852N109 3,412 289,720 SH   DFND 1 289,720 0 0
MGIC INVT CORP WIS COM 552848103 1,744 212,958 SH   DFND 1 212,958 0 0
HUAZHU GROUP LTD SPONSORED ADS 44332N106 46 1,339 SH   DFND 1 1,339 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 3,716 4,026,000 PRN   DFND 1 0 0 0
APHRIA INC COM 03765K104 2,585 602,754 SH   DFND 1 602,754 0 0
CLOVIS ONCOLOGY INC COM 189464100 55 8,213 SH   DFND 1 8,213 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 499 165,929 SH   DFND 1 165,929 0 0
RH COM 74967X103 3,677 14,777 SH   DFND 1 14,777 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,447 790,998 SH   DFND 1 790,998 0 0
UNITED STATES STL CORP NEW COM 912909108 583 80,764 SH   DFND 1 80,764 0 0
CIT GROUP INC COM NEW 125581801 20 1,000 SH   DFND 1 1,000 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,277 78,186 SH   DFND 1 78,186 0 0
COUPA SOFTWARE INC NOTE 0.375% 1/1 22266LAB2 5,204 837,000 PRN   DFND 1 0 0 0
DEXCOM INC NOTE 0.750% 5/1 252131AF4 12,728 3,114,000 PRN   DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 31 2,098 SH   DFND 1 2,098 0 0
ISHARES TR IBOXX INV CP ETF 464287242 67 500 SH   DFND 1 500 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 446 23,038 SH   DFND 1 23,038 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 5,527 132,199 SH   DFND 1 132,199 0 0
DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 2,014 258,000 SH   DFND 1 258,000 0 0
PROSHARES TR ULTRAPRO SHORT S 74347B268 245 20,819 SH   DFND 1 20,819 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G408 48 6,400 SH   DFND 1 6,400 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 3,554 28,418 SH   DFND 1 28,418 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 16,234 166,257 SH   DFND 1 166,257 0 0
CREDIT SUISSE AG NASSAU BRH VELOCITY SHS NEW 22542D258 362 2,861 SH   DFND 1 2,861 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 1,139 25,679 SH   DFND 1 25,679 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 472 20,400 SH   DFND 1 20,400 0 0
TESLA INC COM 88160R101 218 202 SH   DFND 1 202 0 0
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BOX INC CL A 10316T104 69 3,368 SH   DFND 1 3,368 0 0
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DATADOG INC CL A COM 23804L103 112 1,299 SH   DFND 1 1,299 0 0
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DXC TECHNOLOGY CO COM 23355L106 31 1,895 SH   DFND 1 1,895 0 0
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ARCHER DANIELS MIDLAND CO COM 039483102 57 1,439 SH   DFND 1 1,439 0 0
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KB HOME COM 48666K109 93 3,059 SH   DFND 1 3,059 0 0
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3M CO COM 88579Y101 215 1,381 SH   DFND 1 1,381 0 0
NUCOR CORP COM 670346105 522 12,614 SH   DFND 1 12,614 0 0
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CERIDIAN HCM HLDG INC COM 15677J108 39 503 SH   DFND 1 503 0 0
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SALESFORCE COM INC COM 79466L302 40 216 SH   DFND 1 216 0 0
CITRIX SYS INC COM 177376100 40 275 SH   DFND 1 275 0 0
DROPBOX INC CL A 26210C104 40 1,850 SH   DFND 1 1,850 0 0
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NUANCE COMMUNICATIONS INC COM 67020Y100 39 1,571 SH   DFND 1 1,571 0 0
ORACLE CORP COM 68389X105 40 728 SH   DFND 1 728 0 0
SS&C TECHNOLOGIES HLDGS INC COM 78467J100 40 719 SH   DFND 1 719 0 0
ATLASSIAN CORP PLC CL A G06242104 40 222 SH   DFND 1 222 0 0
TYLER TECHNOLOGIES INC COM 902252105 40 116 SH   DFND 1 116 0 0
VMWARE INC CL A COM 928563402 40 263 SH   DFND 1 263 0 0
WORKDAY INC CL A 98138H101 40 214 SH   DFND 1 214 0 0
ZENDESK INC COM 98936J101 40 459 SH   DFND 1 459 0 0
ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 61 1,600 SH   DFND 1 1,600 0 0
CONTURA ENERGY INC COM 21241B100 5 1,929 SH   DFND 1 1,929 0 0
US ECOLOGY INC COM 91734M103 8 251 SH   DFND 1 251 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 1 17,301 SH   DFND 1 17,301 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 12 7,630 SH   DFND 1 7,630 0 0
RANPAK HLDGS CORP COM CL A 75321W103 28 3,778 SH   DFND 1 3,778 0 0
BIOMX INC *W EXP 10/16/202 09090D111 67 140,180 SH   DFND 1 140,180 0 0
ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 0 456 SH   DFND 1 456 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 7 38,192 SH   DFND 1 38,192 0 0
TIDEWATER INC NEW COM 88642R109 17 3,076 SH   DFND 1 3,076 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 13 29,163 SH   DFND 1 29,163 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 2 27,004 SH   DFND 1 27,004 0 0
CAESARS ENTMT CORP COM 127686103 5,707 470,487 SH   DFND 1 470,487 0 0
LEO HOLDINGS CORP COM CL A G5463L105 5,968 573,833 SH   DFND 1 573,833 0 0
LEO HOLDINGS CORP *W EXP 07/31/202 G5463L113 197 157,425 SH   DFND 1 157,425 0 0
HYCROFT MINING HOLDING CORP COM CL A 44862P109 17,950 2,250,488 SH   DFND 1 2,250,488 0 0
HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 0 169,985 SH   DFND 1 169,985 0 0
TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 65,406 18,363,000 PRN   DFND 1 0 0 0