The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 21,026 | 7,213,012 | SH | DFND | 1,2 | 7,213,012 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 87,488 | 1,804,993 | SH | DFND | 1,2 | 1,804,993 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 5,531 | 58,056 | SH | DFND | 1,2 | 58,056 | 0 | 0 | |
AKEBIA THERAPEUTICS INC | COM | 00972D105 | 47,667 | 3,510,073 | SH | DFND | 1,2 | 3,510,073 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 81,986 | 1,302,399 | SH | DFND | 1,2 | 1,302,399 | 0 | 0 | |
ARVINAS INC | COM | 04335A105 | 6,825 | 203,500 | SH | Call | DFND | 1,2 | 203,500 | 0 | 0 |
AXONICS MODULATION TECHNOLOG | COM | 05465P101 | 16,133 | 459,503 | SH | DFND | 1,2 | 459,503 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 61,478 | 840,900 | SH | DFND | 1,2 | 840,900 | 0 | 0 | |
CALITHERA BIOSCIENCES INC | COM | 13089P101 | 11,942 | 2,261,700 | SH | DFND | 1,2 | 2,261,700 | 0 | 0 | |
CONSTELLATION PHARMCETICLS I | COM | 210373106 | 104,574 | 3,480,000 | SH | DFND | 1,2 | 3,480,000 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 35,841 | 1,520,635 | SH | DFND | 1,2 | 1,520,635 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 12,067 | 1,448,604 | SH | DFND | 1,2 | 1,448,604 | 0 | 0 | |
DENALI THERAPEUTICS INC | COM | 24823R105 | 6,770 | 280,000 | SH | DFND | 1,2 | 280,000 | 0 | 0 | |
GERON CORP | COM | 374163103 | 33,568 | 15,398,079 | SH | DFND | 1,2 | 15,398,079 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 19,210 | 500,000 | SH | DFND | 1,2 | 500,000 | 0 | 0 | |
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 34,229 | 542,200 | SH | DFND | 1,2 | 542,200 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 55,224 | 450,000 | SH | DFND | 1,2 | 450,000 | 0 | 0 | |
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 102,251 | 3,724,976 | SH | DFND | 1,2 | 3,724,976 | 0 | 0 | |
KADMON HLDGS INC | COM | 48283N106 | 3,459 | 675,679 | SH | DFND | 1,2 | 675,679 | 0 | 0 | |
LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 10,760 | 1,277,955 | SH | DFND | 1,2 | 1,277,955 | 0 | 0 | |
MACROGENICS INC | COM | 556099109 | 41,880 | 1,500,000 | SH | DFND | 1,2 | 1,500,000 | 0 | 0 | |
MILLENDO THERAPEUTICS INC | COM | 60040X103 | 2,571 | 1,460,697 | SH | DFND | 1,2 | 1,460,697 | 0 | 0 | |
MOLECULAR TEMPLATES INC | COM | 608550109 | 18,553 | 1,345,397 | SH | DFND | 1,2 | 1,345,397 | 0 | 0 | |
NEOLEUKIN THERAPEUTICS INC | COM | 64049K104 | 233 | 14,065 | SH | DFND | 1,2 | 14,065 | 0 | 0 | |
NEXTCURE INC | COM | 65343E108 | 21,433 | 999,666 | SH | DFND | 1,2 | 999,666 | 0 | 0 | |
OYSTER PT PHARMA INC | COM | 69242L106 | 6,199 | 214,631 | SH | DFND | 1,2 | 214,631 | 0 | 0 | |
PROTHENA CORP PLC | SHS | G72800108 | 21,787 | 2,082,841 | SH | DFND | 1,2 | 2,082,841 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 16,744 | 330,000 | SH | DFND | 1,2 | 330,000 | 0 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 965 | 92,502 | SH | DFND | 1,2 | 92,502 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 87,416 | 2,102,368 | SH | DFND | 1,2 | 2,102,368 | 0 | 0 | |
SANGAMO THERAPEUTICS INC | COM | 800677106 | 14,156 | 1,579,891 | SH | DFND | 1,2 | 1,579,891 | 0 | 0 | |
TG THERAPEUTICS INC | COM | 88322Q108 | 64,689 | 3,320,808 | SH | DFND | 1,2 | 3,320,808 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 75,020 | 620,000 | SH | DFND | 1,2 | 620,000 | 0 | 0 | |
VERICEL CORP | COM | 92346J108 | 22,252 | 1,610,154 | SH | DFND | 1,2 | 1,610,154 | 0 | 0 | |
VIEWRAY INC | COM | 92672L107 | 6,213 | 2,773,811 | SH | DFND | 1,2 | 2,773,811 | 0 | 0 | |
ZYMEWORKS INC | COM | 98985W102 | 92,869 | 2,574,688 | SH | DFND | 1,2 | 2,574,688 | 0 | 0 |