The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 1895 BANCORP OF WIS INC | COM | 28252W105 | 18 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
| 1LIFE HEALTHCARE INC | COM | 68269G107 | 1,674 | 46,078 | SH | SOLE | 46,078 | 0 | 0 | ||
| A MARK PRECIOUS METALS INC | COM | 00181T107 | 910 | 47,765 | SH | SOLE | 47,765 | 0 | 0 | ||
| AQUA METALS INC | COM | 03837J101 | 1,030 | 735,381 | SH | SOLE | 735,381 | 0 | 0 | ||
| ARLO TECHNOLOGIES INC | COM | 04206A101 | 6,589 | 2,553,880 | SH | SOLE | 2,553,880 | 0 | 0 | ||
| B RILEY PRIN MERGER CORP II | CL A | 05600U106 | 4,066 | 378,953 | SH | SOLE | 378,953 | 0 | 0 | ||
| BENEFYTT TECHNOLOGIES INC | COM CL A | 08182C106 | 18,074 | 883,378 | SH | SOLE | 883,378 | 0 | 0 | ||
| BUILD A BEAR WORKSHOP | COM | 120076104 | 2,645 | 1,213,390 | SH | SOLE | 1,213,390 | 0 | 0 | ||
| CARGURUS INC | COM CL A | 141788109 | 4,529 | 178,653 | SH | SOLE | 178,653 | 0 | 0 | ||
| CARROLS RESTAURANT GROUP INC | COM | 14574X104 | 6,530 | 1,349,095 | SH | SOLE | 1,349,095 | 0 | 0 | ||
| CONTANGO OIL & GAS CO | COM NEW | 21075N204 | 3,357 | 1,465,780 | SH | SOLE | 1,465,780 | 0 | 0 | ||
| DESTINATION XL GROUP INC | COM | 25065K104 | 2,308 | 3,548,709 | SH | SOLE | 3,548,709 | 0 | 0 | ||
| DIGIRAD CORP | COM NEW | 253827703 | 492 | 175,851 | SH | SOLE | 175,851 | 0 | 0 | ||
| EMCORE CORP | COM NEW | 290846203 | 8,328 | 2,618,711 | SH | SOLE | 2,618,711 | 0 | 0 | ||
| ETF SER SOLUTIONS | ACQUIRERS FD | 26922A263 | 790 | 37,653 | SH | SOLE | 37,653 | 0 | 0 | ||
| EXTERRAN CORP | COM | 30227H106 | 5,356 | 993,767 | SH | SOLE | 993,767 | 0 | 0 | ||
| FRANCHISE GROUP INC | COM | 35180X105 | 22,047 | 1,007,610 | SH | SOLE | 1,007,610 | 0 | 0 | ||
| FRONTDOOR INC | COM | 35905A109 | 14,308 | 322,768 | SH | SOLE | 322,768 | 0 | 0 | ||
| GOGO INC | NOTE 6.000% 5/1 | 38046CAD1 | 195 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| GREAT ELM CAP GROUP INC | COM NEW | 39036P209 | 739 | 317,230 | SH | SOLE | 317,230 | 0 | 0 | ||
| HANGER INC | COM NEW | 41043F208 | 8,162 | 492,876 | SH | SOLE | 492,876 | 0 | 0 | ||
| HERITAGE CRYSTAL CLEAN INC | COM | 42726M106 | 8,660 | 496,011 | SH | SOLE | 496,011 | 0 | 0 | ||
| IF BANCORP ORD | COM | 44951J105 | 26 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| INDEPENDENCE HLDG CO NEW | COM NEW | 453440307 | 11,272 | 368,486 | SH | SOLE | 368,486 | 0 | 0 | ||
| JERNIGAN CAP INC | COM | 476405105 | 118 | 8,650 | SH | SOLE | 8,650 | 0 | 0 | ||
| KEWAUNEE SCIENTIFIC CORP | COM | 492854104 | 56 | 6,065 | SH | SOLE | 6,065 | 0 | 0 | ||
| KURA SUSHI USA INC | CL A COM | 501270102 | 1,041 | 72,896 | SH | SOLE | 72,896 | 0 | 0 | ||
| LEE ENTERPRISES INC | COM | 523768109 | 4,471 | 4,562,405 | SH | SOLE | 4,562,405 | 0 | 0 | ||
| LIVE NATION ENTERTAINMENT IN | NOTE 2.500% 3/1 | 538034AQ2 | 92 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
| MADISON SQUARE GRDN ENTERTNM | CL A | 55826T102 | 4,410 | 58,806 | SH | SOLE | 58,806 | 0 | 0 | ||
| MANITEX INTL INC | COM | 563420108 | 1,315 | 264,566 | SH | SOLE | 264,566 | 0 | 0 | ||
| NETWORK-1 TECHNOLOGIES INC | COM | 64121N109 | 1,411 | 651,723 | SH | SOLE | 651,723 | 0 | 0 | ||
| NORTH AMERN CONSTR GROUP LTD | COM | 656811106 | 16,180 | 2,584,668 | SH | SOLE | 2,584,668 | 0 | 0 | ||
| PERMA PIPE INTL HLDGS INC | COM | 714167103 | 3,101 | 552,694 | SH | SOLE | 552,694 | 0 | 0 | ||
| POWERFLEET INC | COM | 73931J109 | 9,165 | 1,983,666 | SH | SOLE | 1,983,666 | 0 | 0 | ||
| PURE STORAGE INC | CL A | 74624M102 | 8,010 | 462,219 | SH | SOLE | 462,219 | 0 | 0 | ||
| REGIONAL MGMT CORP | COM | 75902K106 | 1,501 | 84,739 | SH | SOLE | 84,739 | 0 | 0 | ||
| RIMINI STR INC DEL | COM | 76674Q107 | 5,072 | 984,825 | SH | SOLE | 984,825 | 0 | 0 | ||
| RUBICON PROJ INC | COM | 78112V102 | 7,418 | 1,112,156 | SH | SOLE | 1,112,156 | 0 | 0 | ||
| SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 3,755 | 2,910,543 | SH | SOLE | 2,910,543 | 0 | 0 | ||
| SERVICESOURCE INTL INC | COM | 81763U100 | 75 | 47,444 | SH | SOLE | 47,444 | 0 | 0 | ||
| SONIM TECHNOLOGIES INC | COM | 83548F101 | 301 | 375,970 | SH | SOLE | 375,970 | 0 | 0 | ||
| SPARK NETWORKS SE | SPONSORED ADR | 846517100 | 2,286 | 692,815 | SH | SOLE | 692,815 | 0 | 0 | ||
| SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 23,596 | 1,655,828 | SH | SOLE | 1,655,828 | 0 | 0 | ||
| STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 1,639 | 1,425,103 | SH | SOLE | 1,425,103 | 0 | 0 | ||
| SWK HOLDINGS CORP | COM NEW | 78501P203 | 6,861 | 572,745 | SH | SOLE | 572,745 | 0 | 0 | ||
| TORTOISE ENERGY INDEPENDENC | COM | 89148K200 | 308 | 26,412 | SH | SOLE | 26,412 | 0 | 0 | ||
| U.S. AUTO PARTS NETWORK INC | COM | 90343C100 | 14,245 | 1,644,872 | SH | SOLE | 1,644,872 | 0 | 0 | ||
| VIAD CORP | COM NEW | 92552R406 | 8,663 | 455,445 | SH | SOLE | 455,445 | 0 | 0 | ||
| WEYERHAEUSER CO MTN BE | COM NEW | 962166104 | 3,327 | 148,120 | SH | SOLE | 148,120 | 0 | 0 | ||
| YELP INC | CL A | 985817105 | 6,079 | 262,824 | SH | SOLE | 262,824 | 0 | 0 | ||