SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Nicholls Steven Mark

(Last) (First) (Middle)
1700 COIT ROAD, SUITE 100

(Street)
PLANO TX 75075

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/01/2021
3. Issuer Name and Ticker or Trading Symbol
SHARING SERVICES GLOBAL Corp [ SHRG ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Financial Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Warrant (right to purchase stock) 05/02/2021 (1) Common Stock, par value per share $0.0001 1,000,000 (2) D
Stock Warrant (right to purchase stock) 02/01/2022 (1) Common Stock, par value per share $0.0001 1,000,000 (2) D
Stock Warrant (right to purchase stock) 02/01/2023 (1) Common Stock, par value per share $0.0001 1,000,000 (2) D
Explanation of Responses:
1. The stock warrants do not have an expiration date.
2. The stock warrant awards are exercisable, with respect to the award exercisable on May 2, 2021, at a price per share equal to the average daily stock price of the underlying security for the 10 trading days ending February 12, 2021 and, with respect to the awards exercisable on February 1, 2022 and 2023, at a price per share equal to the average daily stock price of the underlying security for the 10 trading days ending on February 1, 2022 and 2023, respectively.
Remarks:
As previously disclosed, Mr. Nicholls was appointed as Chief Financial Officer of the Issuer effective 2/1/2021.
/s/ Steven Mark Nicholls 02/09/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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