The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ADVANCED MICRO DEVICES INC COM 007903107 4,833 52,700 SH Call DFND 1 0 0 0
APHRIA INC COM 03765K104 31 4,500 SH Call DFND 1 0 0 0
BRIDGEBIO PHARMA INC COM 10806X102 355 5,000 SH Call DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 665 27,000 SH Call DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 508 1,500 SH Call DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 2,111 54,200 SH Call DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 359 50,100 SH Call DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 37 1,500 SH Call DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 1,033 7,800 SH Call DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 44 1,800 SH Call DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 1,248 71,400 SH Call DFND 1 0 0 0
INVITAE CORP COM 46185L103 564 13,500 SH Call DFND 1 0 0 0
SNAP INC CL A 83304A106 6,764 135,100 SH Call DFND 1 0 0 0
SPLUNK INC COM 848637104 2,548 15,000 SH Call DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 562 3,300 SH Call DFND 1 0 0 0
SURO CAPITAL CORP COM NEW 86887Q109 26 2,000 SH Call DFND 1 0 0 0
ZENDESK INC COM 98936J101 629 4,400 SH Call DFND 1 0 0 0
AVANTOR INC COM 05352A100 168 6,000 SH Call DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 2,653 103,700 SH Call DFND 1 0 0 0
WORKDAY INC CL A 98138H101 1,222 5,100 SH Call DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 28 13,600 SH Call DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 113 20,900 SH Call DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 82 4,900 SH Call DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 1,002 11,700 SH Call DFND 1 0 0 0
PEABODY ENGR CORP COM 704551100 64 26,600 SH Call DFND 1 0 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 876 60,200 SH Call DFND 1 0 0 0
CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 0 300 SH Call DFND 1 0 0 0
DOCUSIGN INC COM 256163106 4,912 22,100 SH Call DFND 1 0 0 0
GOPRO INC CL A 38268T103 267 32,300 SH Call DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 1,345 28,000 SH Call DFND 1 0 0 0
J2 GLOBAL INC COM 48123V102 488 5,000 SH Call DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 271 3,700 SH Call DFND 1 0 0 0
NIO INC SPON ADS 62914V106 7,252 148,800 SH Call DFND 1 0 0 0
OKTA INC CL A 679295105 76 300 SH Call DFND 1 0 0 0
REDFIN CORP COM 75737F108 171 2,500 SH Call DFND 1 0 0 0
SEA LTD SPONSORD ADS 81141R100 5,294 26,600 SH Call DFND 1 0 0 0
SQUARE INC CL A 852234103 1,849 8,500 SH Call DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 330 29,500 SH Call DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 5 600 SH Call DFND 1 0 0 0
TESLA INC COM 88160R101 2,469 3,500 SH Call DFND 1 0 0 0
TWILIO INC CL A 90138F102 677 2,000 SH Call DFND 1 0 0 0
TWITTER INC COM 90184L102 2,279 42,100 SH Call DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 7,090 31,400 SH Call DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387508 3,295 131,800 SH Call DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 8 3,700 SH Call DFND 1 0 0 0
WW INTL INC COM 98262P101 1,571 64,400 SH Call DFND 1 0 0 0
JOYY INC ADS REPSTG COM A 46591M109 1,463 18,300 SH Call DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 22,779 175,500 SH Call DFND 1 0 0 0
ZYNGA INC CL A 98986T108 66 6,700 SH Call DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 1,111 82,700 SH Call DFND 1 0 0 0
APTIV PLC SHS G6095L109 130 1,000 SH Call DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 261 14,000 SH Call DFND 1 0 0 0
CHEWY INC CL A 16679L109 53 600 SH Call DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 564 7,500 SH Call DFND 1 0 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2,427 22,300 SH Call DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 6,865 117,900 SH Call DFND 1 0 0 0
PG&E CORP COM 69331C108 31 2,500 SH Call DFND 1 0 0 0
SABRE CORP COM 78573M104 173 14,400 SH Call DFND 1 0 0 0
ASSURANT INC COM 04621X108 136 1,000 SH Call DFND 1 0 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 107 3,500 SH Call DFND 1 0 0 0
ENERGIZER HLDGS INC NEW COM 29272W109 970 23,000 SH Call DFND 1 0 0 0
FORTIVE CORP COM 34959J108 991 14,000 SH Call DFND 1 0 0 0
II-VI INC COM 902104108 1,352 17,800 SH Call DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 277 3,600 SH Call DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 764 6,000 SH Call DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3,922 103,600 SH Call DFND 1 0 0 0
FISKER INC CL A COM STK 33813J106 8 600 SH Call DFND 1 0 0 0
GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 162 12,500 SH Call DFND 1 0 0 0
MP MATERIALS CORP COM CL A 553368101 263 8,200 SH Call DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1,772 74,700 SH Call DFND 1 0 0 0
AVIS BUDGET GROUP COM 053774105 149 4,000 SH Call DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 1,783 240,000 SH Call DFND 1 0 0 0
DEXCOM INC COM 252131107 14,788 40,000 SH Call DFND 1 0 0 0
LYFT INC CL A COM 55087P104 3,188 64,900 SH Call DFND 1 0 0 0
NUVASIVE INC COM 670704105 337 6,000 SH Call DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 6,598 33,000 SH Call DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 0 100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 479 33,400 SH Call DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 15,684 80,000 SH Call DFND 1 0 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 3,162 24,000 SH Call DFND 1 0 0 0
SPDR SER TR BLOOMBERG BRCLYS 78468R622 544 5,000 SH Call DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 15,937 50,800 SH Call DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 123 10,000 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 60,950 843,600 SH Call DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 20,039 53,600 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 2,688 177,100 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 2,101 23,000 SH Call DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 20,612 497,400 SH Call DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 155 9,500 SH Call DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 78,880 500,100 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 93,776 1,414,000 SH Call DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 79,701 438,400 SH Call DFND 1 0 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 19 2,900 SH Call DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 43,541 566,500 SH Call DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 621 58,400 SH Call DFND 1 0 0 0
BARCLAYS BANK PLC IPTH SR B S&P 06746P621 1,586 94,500 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 39,798 1,050,100 SH Call DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1,633 55,400 SH Call DFND 1 0 0 0
AURORA CANNABIS INC COM 05156X884 6,870 826,800 SH Put DFND 1 0 0 0
ALTAIR ENGR INC COM CL A 021369103 58 1,000 SH Put DFND 1 0 0 0
ADVANCED MICRO DEVICES INC COM 007903107 87,252 951,400 SH Put DFND 1 0 0 0
APHRIA INC COM 03765K104 10,295 1,487,800 SH Put DFND 1 0 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 107 16,100 SH Put DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC COM 00430H102 555 73,300 SH Put DFND 1 0 0 0
BRIDGEBIO PHARMA INC COM 10806X102 5,688 80,000 SH Put DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 35 400 SH Put DFND 1 0 0 0
CANOPY GROWTH CORP COM 138035100 14,195 576,100 SH Put DFND 1 0 0 0
CLOVIS ONCOLOGY INC COM 189464100 2,367 493,200 SH Put DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 11,421 33,700 SH Put DFND 1 0 0 0
COOPER STD HLDGS INC COM 21676P103 1,910 55,100 SH Put DFND 1 0 0 0
DISH NETWORK CORPORATION CL A 25470M109 24,937 771,100 SH Put DFND 1 0 0 0
DOCUSIGN INC COM 256163106 711 3,200 SH Put DFND 1 0 0 0
ENCORE CAP GROUP INC COM 292554102 3,591 92,200 SH Put DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 43 6,000 SH Put DFND 1 0 0 0
ENOVA INTL INC COM 29357K103 2,625 106,000 SH Put DFND 1 0 0 0
ETSY INC COM 29786A106 13,538 76,100 SH Put DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 397 3,000 SH Put DFND 1 0 0 0
FLUIDIGM CORP DEL COM 34385P108 18 3,000 SH Put DFND 1 0 0 0
FLEXION THERAPEUTICS INC COM 33938J106 252 21,900 SH Put DFND 1 0 0 0
GUARDANT HEALTH INC COM 40131M109 7,152 55,500 SH Put DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 5,942 240,600 SH Put DFND 1 0 0 0
ILLUMINA INC COM 452327109 2,072 5,600 SH Put DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC COM NEW 45773H201 115 13,000 SH Put DFND 1 0 0 0
INSMED INC COM PAR $.01 457669307 719 21,600 SH Put DFND 1 0 0 0
IONIS PHARMACEUTICALS INC COM 462222100 271 4,800 SH Put DFND 1 0 0 0
IQIYI INC SPONSORED ADS 46267X108 27,156 1,553,600 SH Put DFND 1 0 0 0
LUMINEX CORP DEL COM 55027E102 1,537 66,500 SH Put DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC COM NEW 528872302 74 21,700 SH Put DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 911 6,600 SH Put DFND 1 0 0 0
MONGODB INC CL A 60937P106 2,190 6,100 SH Put DFND 1 0 0 0
MICRON TECHNOLOGY INC COM 595112103 706 9,400 SH Put DFND 1 0 0 0
NANOSTRING TECHNOLOGIES INC COM 63009R109 1,672 25,000 SH Put DFND 1 0 0 0
NOVAVAX INC COM NEW 670002401 13,682 122,700 SH Put DFND 1 0 0 0
INVITAE CORP COM 46185L103 1,488 35,600 SH Put DFND 1 0 0 0
PALO ALTO NETWORKS INC COM 697435105 4,655 13,100 SH Put DFND 1 0 0 0
PACIRA BIOSCIENCES INC COM 695127100 1,735 29,000 SH Put DFND 1 0 0 0
PAGERDUTY INC COM 69553P100 304 7,300 SH Put DFND 1 0 0 0
PRECIGEN INC COM 74017N105 1,953 191,500 SH Put DFND 1 0 0 0
QUDIAN INC ADR 747798106 166 120,400 SH Put DFND 1 0 0 0
QORVO INC COM 74736K101 2,377 14,300 SH Put DFND 1 0 0 0
REPLIGEN CORP COM 759916109 632 3,300 SH Put DFND 1 0 0 0
SNAP INC CL A 83304A106 5,237 104,600 SH Put DFND 1 0 0 0
SPLUNK INC COM 848637104 2,123 12,500 SH Put DFND 1 0 0 0
SUNPOWER CORP COM 867652406 15,994 623,800 SH Put DFND 1 0 0 0
SURO CAPITAL CORP COM NEW 86887Q109 424 32,400 SH Put DFND 1 0 0 0
TELADOC HEALTH INC COM 87918A105 3,319 16,600 SH Put DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 7,304 756,900 SH Put DFND 1 0 0 0
TILRAY INC COM CL 2 88688T100 11,552 1,398,600 SH Put DFND 1 0 0 0
VEECO INSTRS INC DEL COM 922417100 123 7,100 SH Put DFND 1 0 0 0
WISDOMTREE INVTS INC COM 97717P104 2 500 SH Put DFND 1 0 0 0
ZENDESK INC COM 98936J101 9,860 68,900 SH Put DFND 1 0 0 0
ZOGENIX INC COM NEW 98978L204 2,168 108,500 SH Put DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP COM 32076V103 1,810 134,700 SH Put DFND 1 0 0 0
AVANTOR INC COM 05352A100 517 18,400 SH Put DFND 1 0 0 0
EQUITABLE HLDGS INC COM 29452E101 5,750 224,700 SH Put DFND 1 0 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 460 20,100 SH Put DFND 1 0 0 0
PG&E CORP COM 69331C108 1,830 146,900 SH Put DFND 1 0 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 4,110 173,200 SH Put DFND 1 0 0 0
WORKDAY INC CL A 98138H101 838 3,500 SH Put DFND 1 0 0 0
OKTA INC CL A 679295105 11,746 46,200 SH Put DFND 1 0 0 0
TWILIO INC CL A 90138F102 6,803 20,100 SH Put DFND 1 0 0 0
ADIENT PLC ORD SHS G0084W101 8,998 258,800 SH Put DFND 1 0 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 206 97,600 SH Put DFND 1 0 0 0
ANTERO RESOURCES CORP COM 03674X106 4,165 764,400 SH Put DFND 1 0 0 0
APOLLO COML REAL EST FIN INC COM 03762U105 2 200 SH Put DFND 1 0 0 0
ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 44 10,000 SH Put DFND 1 0 0 0
ARAMARK COM 03852U106 742 19,300 SH Put DFND 1 0 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 6,201 369,800 SH Put DFND 1 0 0 0
ALTERYX INC COM CL A 02156B103 60 500 SH Put DFND 1 0 0 0
BILIBILI INC SPONS ADS REP Z 090040106 37,211 434,100 SH Put DFND 1 0 0 0
PEABODY ENGR CORP COM 704551100 1,412 586,200 SH Put DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 4,867 141,700 SH Put DFND 1 0 0 0
CARDLYTICS INC COM 14161W105 599 4,200 SH Put DFND 1 0 0 0
CHEGG INC COM 163092109 207 2,300 SH Put DFND 1 0 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 18,118 1,244,400 SH Put DFND 1 0 0 0
CENOVUS ENERGY INC COM 15135U109 573 95,000 SH Put DFND 1 0 0 0
CYBERARK SOFTWARE LTD SHS M2682V108 1,809 11,200 SH Put DFND 1 0 0 0
DATADOG INC CL A COM 23804L103 12,177 123,700 SH Put DFND 1 0 0 0
ENPHASE ENERGY INC COM 29355A107 4,369 24,900 SH Put DFND 1 0 0 0
EPR PPTYS COM SH BEN INT 26884U109 71 2,200 SH Put DFND 1 0 0 0
EVOLENT HEALTH INC CL A 30050B101 2,008 125,300 SH Put DFND 1 0 0 0
FIREEYE INC COM 31816Q101 7,766 336,800 SH Put DFND 1 0 0 0
FIVE9 INC COM 338307101 156 900 SH Put DFND 1 0 0 0
FORTIVE CORP COM 34959J108 11,522 162,700 SH Put DFND 1 0 0 0
FIVERR INTL LTD ORD SHS M4R82T106 3,902 20,000 SH Put DFND 1 0 0 0
GDS HLDGS LTD SPONSORED ADS 36165L108 12,791 136,600 SH Put DFND 1 0 0 0
GOGO INC COM 38046C109 972 101,000 SH Put DFND 1 0 0 0
GOPRO INC CL A 38268T103 3,569 431,100 SH Put DFND 1 0 0 0
GRUBHUB INC COM 400110102 3,215 43,300 SH Put DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 19 300 SH Put DFND 1 0 0 0
HERBALIFE NUTRITION LTD COM SHS G4412G101 13,266 276,100 SH Put DFND 1 0 0 0
HUBSPOT INC COM 443573100 39,644 100,000 SH Put DFND 1 0 0 0
IAC INTERACTIVECORP NEW COM 44891N109 1,022 5,400 SH Put DFND 1 0 0 0
IAMGOLD CORP COM 450913108 110 30,100 SH Put DFND 1 0 0 0
J2 GLOBAL INC COM 48123V102 410 4,200 SH Put DFND 1 0 0 0
KLX ENERGY SERVICS HOLDNGS I COM NEW 48253L205 11 1,800 SH Put DFND 1 0 0 0
LIMELIGHT NETWORKS INC COM 53261M104 409 102,600 SH Put DFND 1 0 0 0
LIVENT CORP COM 53814L108 1,269 67,400 SH Put DFND 1 0 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 6,627 90,200 SH Put DFND 1 0 0 0
MATTEL INC COM 577081102 2,694 154,400 SH Put DFND 1 0 0 0
MEDALLIA INC COM 584021109 4,129 124,300 SH Put DFND 1 0 0 0
MERCADOLIBRE INC COM 58733R102 2,847 1,700 SH Put DFND 1 0 0 0
MICHAELS COS INC COM 59408Q106 32 2,500 SH Put DFND 1 0 0 0
MOMO INC ADR 60879B107 8,452 605,500 SH Put DFND 1 0 0 0
NABORS INDUSTRIES LTD SHS G6359F137 18,039 309,800 SH Put DFND 1 0 0 0
CLOUDFLARE INC CL A COM 18915M107 8,108 106,700 SH Put DFND 1 0 0 0
NEW RELIC INC COM 64829B100 359 5,500 SH Put DFND 1 0 0 0
NETFLIX INC COM 64110L106 6,705 12,400 SH Put DFND 1 0 0 0
NIO INC SPON ADS 62914V106 286,971 5,887,800 SH Put DFND 1 0 0 0
NATURA &CO HLDG S A ADS 63884N108 2,000 100,000 SH Put DFND 1 0 0 0
NUTANIX INC CL A 67059N108 8,502 266,800 SH Put DFND 1 0 0 0
OVINTIV INC COM 69047Q102 14 1,000 SH Put DFND 1 0 0 0
PINDUODUO INC SPONSORED ADS 722304102 91,393 514,400 SH Put DFND 1 0 0 0
PEGASYSTEMS INC COM 705573103 439 3,300 SH Put DFND 1 0 0 0
PROS HOLDINGS INC COM 74346Y103 563 11,100 SH Put DFND 1 0 0 0
PLURALSIGHT INC COM CL A 72941B106 1,991 95,000 SH Put DFND 1 0 0 0
PRETIUM RES INC COM 74139C102 3,134 273,000 SH Put DFND 1 0 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 916 15,000 SH Put DFND 1 0 0 0
REDFIN CORP COM 75737F108 11,035 160,800 SH Put DFND 1 0 0 0
RH COM 74967X103 21,615 48,300 SH Put DFND 1 0 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,495 647,600 SH Put DFND 1 0 0 0
REALOGY HLDGS CORP COM 75605Y106 24 1,900 SH Put DFND 1 0 0 0
SEA LTD SPONSORD ADS 81141R100 210,535 1,057,700 SH Put DFND 1 0 0 0
SOLAREDGE TECHNOLOGIES INC COM 83417M104 3,478 10,900 SH Put DFND 1 0 0 0
SCIENTIFIC GAMES CORP COM 80874P109 319 7,700 SH Put DFND 1 0 0 0
SIRIUS XM HOLDINGS INC COM 82968B103 214 33,600 SH Put DFND 1 0 0 0
SM ENERGY CO COM 78454L100 2,132 348,400 SH Put DFND 1 0 0 0
SQUARE INC CL A 852234103 15,452 71,000 SH Put DFND 1 0 0 0
SSR MNG INC COM 784730103 40 2,000 SH Put DFND 1 0 0 0
ISTAR INC COM 45031U101 37 2,500 SH Put DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 1,218 108,900 SH Put DFND 1 0 0 0
TIDEWATER INC NEW COM 88642R109 12 1,500 SH Put DFND 1 0 0 0
TENNECO INC CL A VTG COM STK 880349105 22 2,100 SH Put DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 2,554 203,400 SH Put DFND 1 0 0 0
TALEND S A ADS 874224207 1,077 28,100 SH Put DFND 1 0 0 0
TIMKENSTEEL CORPORATION COM 887399103 50 10,900 SH Put DFND 1 0 0 0
TABULA RASA HEALTHCARE INC COM 873379101 428 10,000 SH Put DFND 1 0 0 0
TESLA INC COM 88160R101 226,520 321,000 SH Put DFND 1 0 0 0
TITAN INTL INC ILL COM 88830M102 4 1,000 SH Put DFND 1 0 0 0
2U INC COM 90214J101 332 8,300 SH Put DFND 1 0 0 0
TWITTER INC COM 90184L102 2,945 54,400 SH Put DFND 1 0 0 0
UNISYS CORP COM NEW 909214306 602 30,600 SH Put DFND 1 0 0 0
UNITI GROUP INC COM 91325V108 1,528 130,300 SH Put DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 130 11,200 SH Put DFND 1 0 0 0
VEONEER INC COM 92336X109 775 36,400 SH Put DFND 1 0 0 0
WAYFAIR INC CL A 94419L101 71,536 316,800 SH Put DFND 1 0 0 0
WEIBO CORP SPONSORED ADR 948596101 1,643 40,100 SH Put DFND 1 0 0 0
WHITING PETE CORP NEW COM NEW 966387508 5,770 230,800 SH Put DFND 1 0 0 0
SLACK TECHNOLOGIES INC COM CL A 83088V102 14,817 350,800 SH Put DFND 1 0 0 0
W & T OFFSHORE INC COM 92922P106 75 35,000 SH Put DFND 1 0 0 0
WW INTL INC COM 98262P101 85 3,500 SH Put DFND 1 0 0 0
UNITED STATES STL CORP NEW COM 912909108 1,923 114,700 SH Put DFND 1 0 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 2,448 105,600 SH Put DFND 1 0 0 0
YANDEX N V SHS CLASS A N97284108 97 1,400 SH Put DFND 1 0 0 0
JOYY INC ADS REPSTG COM A 46591M109 18,571 232,200 SH Put DFND 1 0 0 0
ZILLOW GROUP INC CL C CAP STK 98954M200 77,256 595,200 SH Put DFND 1 0 0 0
ZYNGA INC CL A 98986T108 567 57,500 SH Put DFND 1 0 0 0
ZSCALER INC COM 98980G102 13,600 68,100 SH Put DFND 1 0 0 0
APTIV PLC SHS G6095L109 729 5,600 SH Put DFND 1 0 0 0
CHANGE HEALTHCARE INC COM 15912K100 1,191 63,900 SH Put DFND 1 0 0 0
CHEWY INC CL A 16679L109 10,256 114,100 SH Put DFND 1 0 0 0
DOMINION ENERGY INC COM 25746U109 14,852 197,500 SH Put DFND 1 0 0 0
GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 2,284 78,300 SH Put DFND 1 0 0 0
INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1,436 13,200 SH Put DFND 1 0 0 0
SABRE CORP COM 78573M104 625 52,000 SH Put DFND 1 0 0 0
SOUTHERN CO COM 842587107 2,119 34,500 SH Put DFND 1 0 0 0
ASSURANT INC COM 04621X108 3,827 28,100 SH Put DFND 1 0 0 0
CENTERPOINT ENERGY INC COM 15189T107 2,183 100,900 SH Put DFND 1 0 0 0
ELANCO ANIMAL HEALTH INC COM 28414H103 573 18,700 SH Put DFND 1 0 0 0
II-VI INC COM 902104108 4,109 54,100 SH Put DFND 1 0 0 0
NEXTERA ENERGY INC COM 65339F101 9,998 129,600 SH Put DFND 1 0 0 0
SEMPRA ENERGY COM 816851109 1,656 13,000 SH Put DFND 1 0 0 0
ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 9 1,000 SH Put DFND 1 0 0 0
FISKER INC CL A COM STK 33813J106 10 700 SH Put DFND 1 0 0 0
MULTIPLAN CORPORATION COM 62548M100 7 1,000 SH Put DFND 1 0 0 0
QUANTUMSCAPE CORP COM CL A 74767V109 8 100 SH Put DFND 1 0 0 0
SHIFT TECHNOLOGIES INC CL A 82452T107 4 500 SH Put DFND 1 0 0 0
APPLIED OPTOELECTRONICS INC COM 03823U102 693 81,500 SH Put DFND 1 0 0 0
ACCURAY INC COM 004397105 5 1,400 SH Put DFND 1 0 0 0
CENTENE CORP DEL COM 15135B101 606 10,100 SH Put DFND 1 0 0 0
CRYOLIFE INC COM 228903100 842 35,700 SH Put DFND 1 0 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 2,351 316,500 SH Put DFND 1 0 0 0
CRYOPORT INC COM PAR $0.001 229050307 215 4,900 SH Put DFND 1 0 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 808 20,100 SH Put DFND 1 0 0 0
8X8 INC NEW COM 282914100 2,681 77,800 SH Put DFND 1 0 0 0
INFINERA CORP COM 45667G103 106 10,200 SH Put DFND 1 0 0 0
INSEEGO CORP COM 45782B104 2,662 172,100 SH Put DFND 1 0 0 0
LUMENTUM HLDGS INC COM 55024U109 113 1,200 SH Put DFND 1 0 0 0
LYFT INC CL A COM 55087P104 14,680 298,800 SH Put DFND 1 0 0 0
NUVASIVE INC COM 670704105 912 16,200 SH Put DFND 1 0 0 0
NEVRO CORP COM 64157F103 34 200 SH Put DFND 1 0 0 0
1LIFE HEALTHCARE INC COM 68269G107 1,078 24,700 SH Put DFND 1 0 0 0
SAREPTA THERAPEUTICS INC COM 803607100 3,341 19,600 SH Put DFND 1 0 0 0
TANDEM DIABETES CARE INC COM NEW 875372203 794 8,300 SH Put DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 39,009 764,900 SH Put DFND 1 0 0 0
VOCERA COMMUNICATIONS INC COM 92857F107 801 19,300 SH Put DFND 1 0 0 0
VONAGE HLDGS CORP COM 92886T201 1,290 100,200 SH Put DFND 1 0 0 0
VIAVI SOLUTIONS INC COM 925550105 149 10,000 SH Put DFND 1 0 0 0
WESTERN DIGITAL CORP. COM 958102105 1,107 20,000 SH Put DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 4,033 608,300 SH Put DFND 1 0 0 0
BOSTON SCIENTIFIC CORP COM 101137107 438 12,200 SH Put DFND 1 0 0 0
T-MOBILE US INC COM 872590104 2,022 15,000 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 469 32,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 171 23,700 SH Put DFND 1 0 0 0
ISHARES TR IBOXX HI YD ETF 464288513 314 3,600 SH Put DFND 1 0 0 0
ISHARES TR NASDAQ BIOTECH 464287556 7,574 50,000 SH Put DFND 1 0 0 0
ISHARES TR RUSSELL 2000 ETF 464287655 106,754 544,500 SH Put DFND 1 0 0 0
ISHARES TR RUS 2000 VAL ETF 464287630 3,992 30,300 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTRA QQQ 74347R206 11,833 102,800 SH Put DFND 1 0 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 249,078 793,900 SH Put DFND 1 0 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 566 45,700 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DRX S&P500BULL 25459W862 59,967 830,000 SH Put DFND 1 0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 455,385 1,218,000 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 318 21,000 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 9,948 108,900 SH Put DFND 1 0 0 0
PROSHARES TR II SHT VIX ST TRM 74347W130 9,705 234,200 SH Put DFND 1 0 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 3 200 SH Put DFND 1 0 0 0
ISHARES TR 20 YR TR BD ETF 464287432 59,811 379,200 SH Put DFND 1 0 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 106,562 1,606,800 SH Put DFND 1 0 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 216,505 1,190,900 SH Put DFND 1 0 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 43,979 572,200 SH Put DFND 1 0 0 0
PROSHARES TR II ULTRA VIX SHORT 74347W148 642 60,300 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR ENERGY 81369Y506 5,594 147,600 SH Put DFND 1 0 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2,491 84,500 SH Put DFND 1 0 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 855 22,600 SH Put DFND 1 0 0 0
OCCIDENTAL PETE CORP COM 674599105 1 100 SH Put DFND 1 0 0 0
PURPLE INNOVATION INC COM 74640Y106 23 700 SH Put DFND 1 0 0 0
ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 23,529 17,119,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3,445 3,600,000 PRN   DFND 1 0 0 0
APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1,220 1,300,000 PRN   DFND 1 0 0 0
ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2,324 4,000,000 PRN   DFND 1 0 0 0
8X8 INC NEW NOTE 0.500% 2/0 282914AB6 90,405 62,016,000 PRN   DFND 1 0 0 0
IAC INTERACTIVECORP NEW COM 44891N109 1,521 8,036 SH   DFND 1 8,036 0 0
INFINERA CORP NOTE 2.125% 9/0 45667GAC7 19,323 15,501,000 PRN   DFND 1 0 0 0
INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 3,424 2,500,000 PRN   DFND 1 0 0 0
INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 35,137 32,648,000 PRN   DFND 1 0 0 0
MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2,985 2,500,000 PRN   DFND 1 0 0 0
INTREXON CORP NOTE 3.500% 7/0 46122TAA0 7,597 9,000,000 PRN   DFND 1 0 0 0
TILRAY INC NOTE 5.000%10/0 88688TAB6 10,093 12,000,000 PRN   DFND 1 0 0 0
FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 40,722 27,525,000 PRN   DFND 1 0 0 0
APOLLO INVT CORP COM NEW 03761U502 61 5,818 SH   DFND 1 5,818 0 0
BARINGS BDC INC COM 06759L103 6 711 SH   DFND 1 711 0 0
BAIN CAP SPECIALTY FIN INC COM STK 05684B107 59 4,868 SH   DFND 1 4,868 0 0
BLACKROCK CAP INVT CORP COM 092533108 93 34,914 SH   DFND 1 34,914 0 0
FS KKR CAP CORP COM 302635206 206 12,481 SH   DFND 1 12,481 0 0
GLADSTONE INVT CORP COM 376546107 67 6,683 SH   DFND 1 6,683 0 0
MAIN STR CAP CORP COM 56035L104 121 3,770 SH   DFND 1 3,770 0 0
MONROE CAP CORP COM 610335101 31 3,980 SH   DFND 1 3,980 0 0
NEW MTN FIN CORP COM 647551100 46 4,115 SH   DFND 1 4,115 0 0
OWL ROCK CAPITAL CORPORATION COM 69121K104 224 17,737 SH   DFND 1 17,737 0 0
OXFORD SQUARE CAP CORP COM 69181V107 8 2,726 SH   DFND 1 2,726 0 0
PENNANTPARK INVT CORP COM 708062104 60 13,161 SH   DFND 1 13,161 0 0
PROSPECT CAP CORP COM 74348T102 185 34,247 SH   DFND 1 34,247 0 0
SOLAR CAP LTD COM 83413U100 158 9,024 SH   DFND 1 9,024 0 0
SOLAR SR CAP LTD COM 83416M105 53 3,715 SH   DFND 1 3,715 0 0
ADAMS DIVERSIFIED EQUITY FD COM 006212104 1,893 109,512 SH   DFND 1 109,512 0 0
ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 832 79,735 SH   DFND 1 79,735 0 0
ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2,276 257,224 SH   DFND 1 257,224 0 0
ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 2,281 104,327 SH   DFND 1 104,327 0 0
ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 2,130 115,110 SH   DFND 1 115,110 0 0
BOULDER GROWTH & INCOME FD I COM 101507101 2,598 233,272 SH   DFND 1 233,272 0 0
CENTRAL SECS CORP COM 155123102 1,547 47,396 SH   DFND 1 47,396 0 0
BLACKROCK ENHANCD CAP & INM COM 09256A109 5 300 SH   DFND 1 300 0 0
ISHARES INC MSCI JPN ETF NEW 46434G822 12 179 SH   DFND 1 179 0 0
FST TR NEW OPPORT MLP & ENE COM 33739M100 654 153,169 SH   DFND 1 153,169 0 0
GENERAL AMERN INVS CO INC COM 368802104 533 14,341 SH   DFND 1 14,341 0 0
HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 884 159,915 SH   DFND 1 159,915 0 0
INDIA FD INC COM 454089103 768 38,488 SH   DFND 1 38,488 0 0
NEW IRELAND FD INC COM 645673104 186 17,994 SH   DFND 1 17,994 0 0
KOREA FD INC COM NEW 500634209 135 3,359 SH   DFND 1 3,359 0 0
MEXICO FD INC COM 592835102 508 37,248 SH   DFND 1 37,248 0 0
ALLIANZGI DIVIDEND INT & PRM COM 01883A107 1,695 125,999 SH   DFND 1 125,999 0 0
NEUBERGER BERMAN MLP & ENERG COM 64129H104 973 289,006 SH   DFND 1 289,006 0 0
PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 672 83,292 SH   DFND 1 83,292 0 0
ADAM NAT RES FD INC COM 00548F105 2,902 255,285 SH   DFND 1 255,285 0 0
SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 671 157,280 SH   DFND 1 157,280 0 0
TAIWAN FD INC COM 874036106 154 6,033 SH   DFND 1 6,033 0 0
REAVES UTIL INCOME FD COM SH BEN INT 756158101 166 5,081 SH   DFND 1 5,081 0 0
VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1,219 5,450 SH   DFND 1 5,450 0 0
ISHARES TR CORE US AGGBD ET 464287226 7,671 64,908 SH   DFND 1 64,908 0 0
SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 603 31,192 SH   DFND 1 31,192 0 0
INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 13,212 100,000 SH   DFND 1 100,000 0 0
AURORA CANNABIS INC COM 05156X884 815 98,178 SH   DFND 1 98,178 0 0
ADVANCED MICRO DEVICES INC COM 007903107 64,721 705,721 SH   DFND 1 705,721 0 0
AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 52 7,791 SH   DFND 1 7,791 0 0
ALTERYX INC NOTE 0.500% 8/0 02156BAD5 61,175 58,910,000 PRN   DFND 1 0 0 0
ALTERYX INC NOTE 0.500% 6/0 02156BAB9 105,835 37,865,000 PRN   DFND 1 0 0 0
BAUSCH HEALTH COS INC COM 071734107 569 27,390 SH   DFND 1 27,390 0 0
BILIBILI INC NOTE 1.375% 4/0 090040AB2 130,160 37,480,000 PRN   DFND 1 0 0 0
BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 120,376 63,965,000 PRN   DFND 1 0 0 0
BIOMARIN PHARMACEUTICAL INC COM 09061G101 824 9,407 SH   DFND 1 9,407 0 0
CARS COM INC COM 14575E105 377 33,432 SH   DFND 1 33,432 0 0
CHEGG INC NOTE 0.125% 3/1 163092AD1 170,832 93,905,000 PRN   DFND 1 0 0 0
CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 1,295 1,500,000 PRN   DFND 1 0 0 0
COUPA SOFTWARE INC COM 22266L106 28,492 84,070 SH   DFND 1 84,070 0 0
CREE INC NOTE 0.875% 9/0 225447AB7 61,264 33,752,000 PRN   DFND 1 0 0 0
DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 38,180 39,707,000 PRN   DFND 1 0 0 0
DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 8,250 2,650,000 PRN   DFND 1 0 0 0
DEXCOM INC NOTE 0.750%12/0 252131AH0 237,888 104,469,000 PRN   DFND 1 0 0 0
ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 16,651 15,500,000 PRN   DFND 1 0 0 0
ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 27,271 24,100,000 PRN   DFND 1 0 0 0
ENDO INTL PLC SHS G30401106 4,111 572,627 SH   DFND 1 572,627 0 0
ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 66,731 50,337,000 PRN   DFND 1 0 0 0
ETSY INC NOTE 0.125%10/0 29786AAJ5 214,617 101,032,000 PRN   DFND 1 0 0 0
EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 71,661 48,333,000 PRN   DFND 1 0 0 0
EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 2,108 2,053,000 PRN   DFND 1 0 0 0
EXACT SCIENCES CORP COM 30063P105 671 5,070 SH   DFND 1 5,070 0 0
FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 40,616 32,208,000 PRN   DFND 1 0 0 0
FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 19,170 8,720,000 PRN   DFND 1 0 0 0
GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 7,996 8,826,000 PRN   DFND 1 0 0 0
HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 33,693 31,406,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 25,813 33,083,000 PRN   DFND 1 0 0 0
INTERDIGITAL INC COM 45867G101 57 944 SH   DFND 1 944 0 0
ILLUMINA INC COM 452327109 4,535 12,257 SH   DFND 1 12,257 0 0
INSMED INC NOTE 1.750% 1/1 457669AA7 39,493 35,070,000 PRN   DFND 1 0 0 0
IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 40,696 39,687,000 PRN   DFND 1 0 0 0
INPHI CORP COM 45772F107 3,063 19,092 SH   DFND 1 19,092 0 0
IQIYI INC NOTE 4.000%12/1 46267XAE8 26,404 26,500,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 23,790 21,227,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 1,132 1,000,000 PRN   DFND 1 0 0 0
IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 36,208 33,392,000 PRN   DFND 1 0 0 0
J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 95,281 65,067,000 PRN   DFND 1 0 0 0
LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 89,486 50,863,000 PRN   DFND 1 0 0 0
LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 5,475 6,000,000 PRN   DFND 1 0 0 0
MICROCHIP TECHNOLOGY INC. COM 595017104 2,543 18,420 SH   DFND 1 18,420 0 0
MICRON TECHNOLOGY INC COM 595112103 3,330 44,298 SH   DFND 1 44,298 0 0
NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 53,723 33,113,000 PRN   DFND 1 0 0 0
NIO INC NOTE 4.500% 2/0 62914VAB2 291,608 56,230,000 PRN   DFND 1 0 0 0
NIO INC DEBT 4.500% 2/0 G6525FAA0 19,929 3,843,000 PRN   DFND 1 0 0 0
NUTANIX INC NOTE 1/1 67059NAB4 81,748 80,836,000 PRN   DFND 1 0 0 0
NUVASIVE INC NOTE 2.250% 3/1 670704AG0 85,565 84,788,000 PRN   DFND 1 0 0 0
NOVAVAX INC NOTE 3.750% 2/0 670002AB0 6,690 5,310,000 PRN   DFND 1 0 0 0
INVITAE CORP NOTE 2.000% 9/0 46185LAB9 14,514 9,000,000 PRN   DFND 1 0 0 0
OPKO HEALTH INC COM 68375N103 2 550 SH   DFND 1 550 0 0
OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 22,297 20,751,000 PRN   DFND 1 0 0 0
PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 29,743 26,048,000 PRN   DFND 1 0 0 0
PINDUODUO INC NOTE 12/0 722304AC6 50,137 40,500,000 PRN   DFND 1 0 0 0
PRA GROUP INC COM 69354N106 438 11,051 SH   DFND 1 11,051 0 0
PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 6,978 5,040,000 PRN   DFND 1 0 0 0
PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 5,299 5,000,000 PRN   DFND 1 0 0 0
PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 36,319 32,861,000 PRN   DFND 1 0 0 0
PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 24,979 19,454,000 PRN   DFND 1 0 0 0
PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 12,194 11,467,000 PRN   DFND 1 0 0 0
QUDIAN INC ADR 747798106 116 84,172 SH   DFND 1 84,172 0 0
QORVO INC COM 74736K101 1,081 6,507 SH   DFND 1 6,507 0 0
Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 19,502 12,714,000 PRN   DFND 1 0 0 0
REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 62,994 35,862,000 PRN   DFND 1 0 0 0
RH COM 74967X103 1,685 3,766 SH   DFND 1 3,766 0 0
RAPID7 INC NOTE 1.250% 8/0 753422AB0 24,058 11,021,000 PRN   DFND 1 0 0 0
SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 124,521 64,108,000 PRN   DFND 1 0 0 0
SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 35,638 27,582,000 PRN   DFND 1 0 0 0
SQUARE INC NOTE 0.500% 5/1 852234AD5 401,391 142,951,000 PRN   DFND 1 0 0 0
SSR MNG INC NOTE 2.500% 4/0 784730AB9 44,238 32,261,000 PRN   DFND 1 0 0 0
THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 22,817 24,100,000 PRN   DFND 1 0 0 0
TERADYNE INC COM 880770102 3,267 27,254 SH   DFND 1 27,254 0 0
TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 9,745 9,800,000 PRN   DFND 1 0 0 0
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1,591 164,946 SH   DFND 1 164,946 0 0
TILRAY INC COM CL 2 88688T100 737 89,327 SH   DFND 1 89,327 0 0
LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 53,274 37,367,000 PRN   DFND 1 0 0 0
TRONOX HOLDINGS PLC SHS G9087Q102 3,579 244,854 SH   DFND 1 244,854 0 0
UNISYS CORP NOTE 5.500% 3/0 909214BS6 65,196 33,270,000 PRN   DFND 1 0 0 0
VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 17,868 16,365,000 PRN   DFND 1 0 0 0
VEONEER INC NOTE 4.000% 6/0 92336XAA7 22,356 18,475,000 PRN   DFND 1 0 0 0
WORKIVA INC NOTE 1.125% 8/1 98139AAB1 13,371 9,960,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 184,961 61,797,000 PRN   DFND 1 0 0 0
ZYNGA INC NOTE 0.250% 6/0 98986TAB4 88,078 65,914,000 PRN   DFND 1 0 0 0
BLACKBERRY LTD COM 09228F103 61 9,300 SH   DFND 1 9,300 0 0
FORTUNA SILVER MINES INC SDCV 4.650%10/3 349915AA6 766 450,000 PRN   DFND 1 0 0 0
THERATECHNOLOGIES INC NOTE 5.750% 6/3 88338HAA8 2,824 3,950,000 PRN   DFND 1 0 0 0
GENERAL MTRS CO COM 37045V100 3,171 76,168 SH   DFND 1 76,168 0 0
JUNIPER INDL HLDGS INC COM CL A 48205G106 6,595 615,846 SH   DFND 1 615,846 0 0
NVENT ELECTRIC PLC SHS G6700G107 2,515 108,000 SH   DFND 1 108,000 0 0
PURPLE INNOVATION INC COM 74640Y106 2,215 67,261 SH   DFND 1 67,261 0 0
STAR PEAK ENERGY TRANSITION CL A 855185104 1,534 75,000 SH   DFND 1 75,000 0 0
VERTIV HOLDINGS CO COM CL A 92537N108 11,000 589,223 SH   DFND 1 589,223 0 0
COLFAX CORP UNIT 01/15/2022T 194014205 97,405 608,099 SH   DFND 1 608,099 0 0
DOMINION ENERGY INC UNIT 99/99/9999 25746U133 42,296 425,282 SH   DFND 1 425,282 0 0
INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 35,563 874,924 SH   DFND 1 874,924 0 0
KKR & CO INC COM 48251W104 4,772 117,872 SH   DFND 1 117,872 0 0
ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 501 21,906 SH   DFND 1 21,906 0 0
PG&E CORP UNIT 99/99/9999 69331C140 28,269 230,474 SH   DFND 1 230,474 0 0
STANLEY BLACK & DECKER INC COM 854502101 11,335 63,482 SH   DFND 1 63,482 0 0
CENTERPOINT ENERGY INC COM 15189T107 372 17,223 SH   DFND 1 17,223 0 0
ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 2,977 62,169 SH   DFND 1 62,169 0 0
NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 18,054 306,286 SH   DFND 1 306,286 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 43,770 865,613 SH   DFND 1 865,613 0 0
NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 14,265 279,193 SH   DFND 1 279,193 0 0
SOUTHERN CO UNIT 08/01/2022 842587602 1,685 32,944 SH   DFND 1 32,944 0 0
VONTIER CORPORATION COM 928881101 39 1,196 SH   DFND 1 1,196 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 3,124 19,999 SH   DFND 1 19,999 0 0
BRIDGE BANCORP INC COM 108035106 229 9,501 SH   DFND 1 9,501 0 0
CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 602 32,787 SH   DFND 1 32,787 0 0
CHINA BIOLOGIC PRODS HLDGS I COM G21515104 432 3,658 SH   DFND 1 3,658 0 0
CIT GROUP INC COM NEW 125581801 239 6,681 SH   DFND 1 6,681 0 0
EATON VANCE CORP COM NON VTG 278265103 1,480 21,790 SH   DFND 1 21,790 0 0
FS KKR CAP CORP II COM 35952V303 9 572 SH   DFND 1 572 0 0
GENWORTH FINL INC COM CL A 37247D106 417 110,560 SH   DFND 1 110,560 0 0
INTERCONTINENTAL EXCHANGE IN COM 45866F104 387 3,365 SH   DFND 1 3,365 0 0
INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 122 5,256 SH   DFND 1 5,256 0 0
MAXIM INTEGRATED PRODS INC COM 57772K101 4,128 46,569 SH   DFND 1 46,569 0 0
NXP SEMICONDUCTORS N V COM N6596X109 884 5,565 SH   DFND 1 5,565 0 0
QIAGEN NV SHS NEW N72482123 51 982 SH   DFND 1 982 0 0
SYNOVUS FINL CORP COM NEW 87161C501 369 11,430 SH   DFND 1 11,430 0 0
STANDARD AVB FINL CORP COM 85303B100 54 1,675 SH   DFND 1 1,675 0 0
TCF FINL CORP COM 872307103 2,034 54,956 SH   DFND 1 54,956 0 0
UROVANT SCIENCES LTD SHS G9381B108 71 4,445 SH   DFND 1 4,445 0 0
WADDELL & REED FINL INC CL A 930059100 1,928 75,730 SH   DFND 1 75,730 0 0
WILLIS TOWERS WATSON PLC LTD SHS G96629103 6,132 29,108 SH   DFND 1 29,108 0 0
WATFORD HLDGS LTD SHS G94787101 2,072 59,903 SH   DFND 1 59,903 0 0
XILINX INC COM 983919101 3,828 27,004 SH   DFND 1 27,004 0 0
EXPERIENCE INVT CORP COM CL A 30217C109 1,057 95,423 SH   DFND 1 95,423 0 0
BLINK CHARGING CO COM 09354A100 108 2,549 SH   DFND 1 2,549 0 0
TRITERRAS INC *W EXP 02/02/202 G9103H110 226 102,216 SH   DFND 1 102,216 0 0
XL FLEET CORP COM CL A 9837FR100 6 287 SH   DFND 1 287 0 0
ZIONS BANCORPORATION N A COM 989701107 1,368 31,500 SH   DFND 1 31,500 0 0
ABERDEEN EMRG MRKTS EQT INM COM 00301W105 565 69,303 SH   DFND 1 69,303 0 0
ADVENT CONVERTIBLE & INCOME COM 00764C109 2,860 173,136 SH   DFND 1 173,136 0 0
BLACKROCK ENHANCED EQUITY DI COM 09251A104 215 25,420 SH   DFND 1 25,420 0 0
BLACKROCK ENERGY & RES TR COM 09250U101 3,282 462,294 SH   DFND 1 462,294 0 0
BLACKROCK ENHANCED GLOBAL DI COM 092501105 726 66,550 SH   DFND 1 66,550 0 0
CALAMOS DYNAMIC CONV & INCOM COM 12811V105 358 12,735 SH   DFND 1 12,735 0 0
CENTRAL & EASTERN EUROPE FD COM 153436100 2 100 SH   DFND 1 100 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 184692200 95 5,698 SH   DFND 1 5,698 0 0
CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 304 32,083 SH   DFND 1 32,083 0 0
CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 3,254 240,397 SH   DFND 1 240,397 0 0
CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2,526 176,911 SH   DFND 1 176,911 0 0
CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 899 61,585 SH   DFND 1 61,585 0 0
DELAWARE INVTS DIV & INCOME COM 245915103 591 63,895 SH   DFND 1 63,895 0 0
NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 612 40,285 SH   DFND 1 40,285 0 0
DNP SELECT INCOME FD INC COM 23325P104 411 40,095 SH   DFND 1 40,095 0 0
CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 1,897 141,289 SH   DFND 1 141,289 0 0
WELLS FARGO GLOBAL DIVIDEND COM 94987C103 1,319 272,090 SH   DFND 1 272,090 0 0
WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 266 20,709 SH   DFND 1 20,709 0 0
EATON VANCE TAX-ADVANTAGED G COM 27828U106 609 24,139 SH   DFND 1 24,139 0 0
FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 2,150 182,275 SH   DFND 1 182,275 0 0
FIRST TR ENERGY INCOME & GRO COM 33738G104 223 20,887 SH   DFND 1 20,887 0 0
FIRST TR ENERGY INFRASTRCTR COM 33738C103 570 54,417 SH   DFND 1 54,417 0 0
FIDUCIARY CLAYMORE ENGRY INF COM 31647Q205 472 82,113 SH   DFND 1 82,113 0 0
SPROTT FOCUS TR INC COM 85208J109 1,392 201,870 SH   DFND 1 201,870 0 0
GABELLI CONV & INC SECS FD I COM 36240B109 676 108,287 SH   DFND 1 108,287 0 0
GABELLI DIVID & INCOME TR COM 36242H104 3,287 153,179 SH   DFND 1 153,179 0 0
GOLDMAN SACHS MLP ENERGY REN COM 38148G206 1,299 170,599 SH   DFND 1 170,599 0 0
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1,400 399,089 SH   DFND 1 399,089 0 0
GABELLI MULTIMEDIA TR INC COM 36239Q109 1,177 147,914 SH   DFND 1 147,914 0 0
GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 753 147,403 SH   DFND 1 147,403 0 0
GUGGENHEIM ENHANCED EQUITY I COM 40167B100 3,124 477,071 SH   DFND 1 477,071 0 0
GABELLI HLTHCARE & WELLNESS SHS 36246K103 220 18,435 SH   DFND 1 18,435 0 0
JOHN HANCOCK HEDGED EQUITY & COM 47804L102 1,851 161,835 SH   DFND 1 161,835 0 0
ABERDEEN AUSTRALIA EQUITY FD COM 003011103 920 174,629 SH   DFND 1 174,629 0 0
VOYA GLBL EQTY DIV & PREM OP COM 92912T100 1,688 323,463 SH   DFND 1 323,463 0 0
CBRE CLARION GLOBAL REAL EST COM 12504G100 2,029 294,920 SH   DFND 1 294,920 0 0
VOYA EMERGING MKTS HIGH DIVI COM 92912P108 61 8,441 SH   DFND 1 8,441 0 0
VOYA INTL HIGH DIV EQTY INM COM 92912Y109 330 72,062 SH   DFND 1 72,062 0 0
MORGAN STANLEY INDIA INVT FD COM 61745C105 1,416 66,776 SH   DFND 1 66,776 0 0
NUVEEN CORE EQUITY ALPHA FD COM 67090X107 481 34,200 SH   DFND 1 34,200 0 0
NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 430 49,090 SH   DFND 1 49,090 0 0
JAPAN SMALLER CAPITALIZATION COM 47109U104 69 7,675 SH   DFND 1 7,675 0 0
NUVEEN REAL ASSET INCOME & G COM 67074Y105 1,377 102,307 SH   DFND 1 102,307 0 0
NUVEEN REAL ESTATE INCOME FD COM 67071B108 232 27,526 SH   DFND 1 27,526 0 0
NUVEEN TX ADV TOTAL RET STRG COM 67090H102 2,368 251,424 SH   DFND 1 251,424 0 0
NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 2,553 179,555 SH   DFND 1 179,555 0 0
KAYNE ANDERSON ENERGY INFRST COM 486606106 112 19,594 SH   DFND 1 19,594 0 0
MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 3,879 191,206 SH   DFND 1 191,206 0 0
COHEN & STEERS MLP & ENGY OP COM SHS 19249B106 402 173,373 SH   DFND 1 173,373 0 0
TORTOISE ENERGY INDEPENDENC COM 89148K200 396 29,890 SH   DFND 1 29,890 0 0
TORTOISE MIDSTRM ENERGY FD I COM 89148B200 326 15,837 SH   DFND 1 15,837 0 0
NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 163 6,273 SH   DFND 1 6,273 0 0
ROYCE GLOBAL VALUE TR INC COM 78081T104 450 33,744 SH   DFND 1 33,744 0 0
RIVERNORTH OPPORTUNITIES FD COM 76881Y109 0 1 SH   DFND 1 1 0 0
ROYCE MICRO-CAP TR INC COM 780915104 1,021 100,980 SH   DFND 1 100,980 0 0
ROYCE VALUE TR INC COM 780910105 816 50,594 SH   DFND 1 50,594 0 0
LMP CAP & INCOME FD INC COM 50208A102 2,765 237,395 SH   DFND 1 237,395 0 0
CUSHING MLP & INFRASTRUCT COM NEW 231631300 802 37,645 SH   DFND 1 37,645 0 0
CUSHING NEXTGEN INFRA INCM F COM 231647207 1,598 43,867 SH   DFND 1 43,867 0 0
TORTOISE ENERGY INFRA CORP COM 89147L886 204 10,183 SH   DFND 1 10,183 0 0
BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 325 26,094 SH   DFND 1 26,094 0 0
BARINGS GLOBAL SHORT DURATIO COM 06760L100 548 36,334 SH   DFND 1 36,334 0 0
BLACKROCK 2022 GBL INCM OPP COM 09258P104 126 13,943 SH   DFND 1 13,943 0 0
BLACKROCK FLOATING RATE INCO COM 091941104 209 17,732 SH   DFND 1 17,732 0 0
BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 10 795 SH   DFND 1 795 0 0
BLACKSTONE SENIOR FLOATNG RA COM 09256U105 255 17,940 SH   DFND 1 17,940 0 0
BRANDYWINEGBL GBL INCM OPP F COM 10537L104 413 33,093 SH   DFND 1 33,093 0 0
ALLIANZGI CONV & INCM 2024 T COM 01883H102 73 7,360 SH   DFND 1 7,360 0 0
BNY MELLON ALCENTRA GLOBAL C COM 05588N108 339 40,023 SH   DFND 1 40,023 0 0
BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 310 29,684 SH   DFND 1 29,684 0 0
WESTERN ASSET GLOBAL HIGH IN COM 95766B109 207 20,704 SH   DFND 1 20,704 0 0
EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 14 1,500 SH   DFND 1 1,500 0 0
FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 395 126,836 SH   DFND 1 126,836 0 0
BLACKROCK FLOATING RATE INCO COM 09255X100 363 30,056 SH   DFND 1 30,056 0 0
FIRST TR HIGH INCOME L/S FD COM 33738E109 525 35,604 SH   DFND 1 35,604 0 0
FRANKLIN UNVL TR SH BEN INT 355145103 552 73,728 SH   DFND 1 73,728 0 0
WESTERN ASSET GLOBAL CP DEFI COM 95790C107 161 8,908 SH   DFND 1 8,908 0 0
CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 305 27,502 SH   DFND 1 27,502 0 0
CLOUGH GLOBAL EQUITY FD COM 18914C100 292 21,288 SH   DFND 1 21,288 0 0
WESTERN ASSET HIGH INCOME OP COM 95766K109 386 78,130 SH   DFND 1 78,130 0 0
HANCOCK JOHN PFD INCOME FD I COM 41013X106 385 20,290 SH   DFND 1 20,290 0 0
HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 341 17,366 SH   DFND 1 17,366 0 0
HANCOCK JOHN PFD INCOME FD I COM 41021P103 335 19,400 SH   DFND 1 19,400 0 0
NEW AMER HIGH INCOME FD INC COM NEW 641876800 416 48,031 SH   DFND 1 48,031 0 0
IVY HIGH INCOME OPPORTUNITIE COM 465893105 242 18,235 SH   DFND 1 18,235 0 0
NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 517 64,327 SH   DFND 1 64,327 0 0
NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 158 21,217 SH   DFND 1 21,217 0 0
NUVEEN FLOATING RATE INCOME COM 67072T108 196 22,428 SH   DFND 1 22,428 0 0
NUVEEN CORPORATE INCM NOVEME COM 67077N106 145 15,858 SH   DFND 1 15,858 0 0
NUVEEN MULTI-MKT INCOME FD COM 67075J107 17 2,456 SH   DFND 1 2,456 0 0
NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 216 24,951 SH   DFND 1 24,951 0 0
KKR INCOME OPPORTUNITIES FD COM 48249T106 338 23,489 SH   DFND 1 23,489 0 0
MFS GOVT MKTS INCOME TR SH BEN INT 552939100 164 35,759 SH   DFND 1 35,759 0 0
MORGAN STANLEY EMER MKTS DEB COM 61744H105 18 1,973 SH   DFND 1 1,973 0 0
ALLIANZGI CONV & INCOME FD COM 018828103 269 47,012 SH   DFND 1 47,012 0 0
ALLIANZGI CONV & INCOME FD I COM 018825109 637 125,194 SH   DFND 1 125,194 0 0
NEUBERGER BERMAN HIGH YIELD COM 64128C106 496 42,484 SH   DFND 1 42,484 0 0
NUVEEN SR INCOME FD COM 67067Y104 94 18,164 SH   DFND 1 18,164 0 0
WESTERN ASSET INVESTMENT GRA COM 95766T100 238 15,018 SH   DFND 1 15,018 0 0
PIONEER FLOATING RATE TR COM 72369J102 167 16,434 SH   DFND 1 16,434 0 0
VOYA PRIME RATE TR SH BEN INT 92913A100 293 65,732 SH   DFND 1 65,732 0 0
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 96 5,431 SH   DFND 1 5,431 0 0
SPECIAL OPPORTUNITIES FD INC COM 84741T104 51 3,664 SH   DFND 1 3,664 0 0
WESTERN AST INFL LKD OPP & I COM 95766R104 191 15,465 SH   DFND 1 15,465 0 0
BLACKROCK MUN INCOME INVT TR SHS BEN INT 09248H105 1,041 77,970 SH   DFND 1 77,970 0 0
BLACKROCK NEW YORK MUN INCOM COM 09249R102 293 20,255 SH   DFND 1 20,255 0 0
BLACKROCK VA MUNICIPAL BOND COM 092481100 27 1,710 SH   DFND 1 1,710 0 0
BLACKROCK STRATEGIC MUN TR COM 09248T109 549 38,509 SH   DFND 1 38,509 0 0
BLACKROCK NEW YORK MUN INCOM COM 09249U105 647 47,505 SH   DFND 1 47,505 0 0
MFS INVT GRADE MUN TR SH BEN INT 59318B108 310 31,641 SH   DFND 1 31,641 0 0
BNY MELLON MUN INCOME INC COM 05589T104 315 35,572 SH   DFND 1 35,572 0 0
BNY MELLON STRATEGIC MUN BD COM 09662E109 629 79,928 SH   DFND 1 79,928 0 0
DTF TAX-FREE INCOME INC COM 23334J107 113 7,628 SH   DFND 1 7,628 0 0
EATON VANCE NATL MUN OPPORT COM SHS 27829L105 78 3,846 SH   DFND 1 3,846 0 0
BLACKROCK MUNIENHANCED FD IN COM 09253Y100 360 30,066 SH   DFND 1 30,066 0 0
MFS MUN INCOME TR SH BEN INT 552738106 142 21,347 SH   DFND 1 21,347 0 0
BLACKROCK MUNIYIELD INVT QUA COM 09254T100 223 15,610 SH   DFND 1 15,610 0 0
BLACKROCK MASS TAX-EXEMPT TR SH BEN INT 09258E109 11 854 SH   DFND 1 854 0 0
WESTERN ASSET MANAGED MUNS F COM 95766M105 70 5,486 SH   DFND 1 5,486 0 0
WESTERN ASSET MUN PARTNERS F COM 95766P108 643 43,051 SH   DFND 1 43,051 0 0
WESTERN ASSET MUN DEF OPP TR COM 95768A109 141 6,782 SH   DFND 1 6,782 0 0
BLACKROCK MUNIYIELD CALIF FD COM 09254M105 81 5,514 SH   DFND 1 5,514 0 0
BLACKROCK MUNIYIELD INVT FD COM 09254R104 453 32,457 SH   DFND 1 32,457 0 0
BLACKROCK MUNIYIELD N J FD I COM 09254Y109 725 50,174 SH   DFND 1 50,174 0 0
NEUBERGER BRMAN NY MUNI FD I COM 64124K102 163 13,254 SH   DFND 1 13,254 0 0
NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 509 37,454 SH   DFND 1 37,454 0 0
NUVEEN CALIF MUNICPAL VALUE COM 6706EB106 480 31,181 SH   DFND 1 31,181 0 0
NUVEEN NEW JERSEY MUN VALUE SHS 670702109 279 19,955 SH   DFND 1 19,955 0 0
NUVEEN MUN CR OPPORTUNITIES COM 670663103 284 21,962 SH   DFND 1 21,962 0 0
NUVEEN MARYLAND QLT MUN INC COM 67061Q107 98 6,986 SH   DFND 1 6,986 0 0
NUVEEN MISSOURI QLT MUN INC COM 67060Q108 83 5,976 SH   DFND 1 5,976 0 0
NUVEEN PA MUN VALUE FD COM 67074K105 8 606 SH   DFND 1 606 0 0
NUVEEN MICH QUALITY MUN INCO COM 670979103 680 46,127 SH   DFND 1 46,127 0 0
NUVEEN OHIO QLTY MUN INCOME COM 670980101 186 11,944 SH   DFND 1 11,944 0 0
NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 594 41,394 SH   DFND 1 41,394 0 0
NUVEEN NEW YORK MUN VALUE FD COM 670706100 320 21,591 SH   DFND 1 21,591 0 0
PIMCO CALIF MUN INCOME FD II COM 72200M108 300 33,239 SH   DFND 1 33,239 0 0
PIMCO NEW YORK MUN INCOME FD COM 72200T103 131 11,235 SH   DFND 1 11,235 0 0
PIMCO NEW YORK MUN FD II COM 72200Y102 369 33,991 SH   DFND 1 33,991 0 0
PIMCO NEW YORK MUN INCOME FD COM 72201E105 223 25,016 SH   DFND 1 25,016 0 0
PIMCO CALIF MUN INCOME FD II COM 72201C109 247 24,181 SH   DFND 1 24,181 0 0
RIVERNORTH MANAGED DUR MUN I COM 76882H105 101 5,701 SH   DFND 1 5,701 0 0
WESTERN ASSET INTER MUNI FD COM 958435109 0 100 SH   DFND 1 100 0 0
DELAWARE INVTS COLO MUN INCO COM 246101109 257 18,091 SH   DFND 1 18,091 0 0
DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 235 17,917 SH   DFND 1 17,917 0 0
DELAWARE INVTS MINN MUN INCO COM 24610V103 422 32,203 SH   DFND 1 32,203 0 0
INVESCO PA VALUE MUN INC TR COM 46132K109 566 44,400 SH   DFND 1 44,400 0 0
INVESCO TR INVT GRADE NEW YO COM 46131T101 273 20,927 SH   DFND 1 20,927 0 0
ACADIA HEALTHCARE COMPANY IN COM 00404A109 1,307 26,023 SH   DFND 1 26,023 0 0
AVIS BUDGET GROUP COM 053774105 1,811 48,562 SH   DFND 1 48,562 0 0
BRINKER INTL INC COM 109641100 1,771 31,309 SH   DFND 1 31,309 0 0
RITE AID CORP COM 767754872 1,072 67,772 SH   DFND 1 67,772 0 0
REALOGY HLDGS CORP COM 75605Y106 1,890 144,118 SH   DFND 1 144,118 0 0
SURGERY PARTNERS INC COM 86881A100 544 18,754 SH   DFND 1 18,754 0 0
TRIP COM GROUP LTD ADS 89677Q107 39 1,177 SH   DFND 1 1,177 0 0
VISTA OUTDOOR INC COM 928377100 710 29,891 SH   DFND 1 29,891 0 0
ZILLOW GROUP INC CL A 98954M101 578 4,253 SH   DFND 1 4,253 0 0
APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 5,366 6,400,000 PRN   DFND 1 0 0 0
AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 134,729 66,407,000 PRN   DFND 1 0 0 0
CONMED CORP NOTE 2.625% 2/0 207410AF8 19,254 13,722,000 PRN   DFND 1 0 0 0
ETSY INC NOTE 3/0 29786AAC0 30,785 6,294,000 PRN   DFND 1 0 0 0
FIVE9 INC NOTE 0.125% 5/0 338307AB7 136,097 31,943,000 PRN   DFND 1 0 0 0
HUBSPOT INC NOTE 0.250% 6/0 443573AB6 105,936 25,414,000 PRN   DFND 1 0 0 0
INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 6,989 4,190,000 PRN   DFND 1 0 0 0
INPHI CORP NOTE 0.750% 9/0 45772FAC1 24,152 8,520,000 PRN   DFND 1 0 0 0
IQIYI INC NOTE 3.750%12/0 46267XAB4 32,868 32,516,000 PRN   DFND 1 0 0 0
LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 21,744 13,147,000 PRN   DFND 1 0 0 0
MONGODB INC NOTE 0.750% 6/1 60937PAB2 227,080 43,179,000 PRN   DFND 1 0 0 0
MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 23,789 14,401,000 PRN   DFND 1 0 0 0
NEVRO CORP NOTE 2.750% 4/0 64157FAC7 29,227 16,000,000 PRN   DFND 1 0 0 0
OKTA INC NOTE 0.125% 9/0 679295AD7 111,155 74,425,000 PRN   DFND 1 0 0 0
OKTA INC NOTE 0.250% 2/1 679295AB1 22,461 4,275,000 PRN   DFND 1 0 0 0
INSULET CORP NOTE 1.375%11/1 45784PAH4 102,641 37,455,000 PRN   DFND 1 0 0 0
REALPAGE INC NOTE 1.500%11/1 75606NAB5 122,952 58,852,000 PRN   DFND 1 0 0 0
SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 3,087 7,450,000 PRN   DFND 1 0 0 0
SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 214,228 87,665,000 PRN   DFND 1 0 0 0
GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 4,854 3,400,000 PRN   DFND 1 0 0 0
TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 73,238 19,627,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 1.250% 3/0 88160RAC5 121,336 12,400,000 PRN   DFND 1 0 0 0
TESLA INC NOTE 2.375% 3/1 88160RAD3 623,170 57,935,000 PRN   DFND 1 0 0 0
TWILIO INC NOTE 0.250% 6/0 90138FAB8 181,356 38,027,000 PRN   DFND 1 0 0 0
VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 20,833 19,065,000 PRN   DFND 1 0 0 0
WAYFAIR INC NOTE 1.125%11/0 94419LAD3 90,683 44,506,000 PRN   DFND 1 0 0 0
WIX COM LTD NOTE 7/0 92940WAB5 22,442 12,132,000 PRN   DFND 1 0 0 0
GOGO INC COM 38046C109 4,354 452,143 SH   DFND 1 452,143 0 0
INSEEGO CORP COM 45782B104 506 32,711 SH   DFND 1 32,711 0 0
PLUG POWER INC COM NEW 72919P202 556 16,400 SH   DFND 1 16,400 0 0
ARTIUS ACQUISITION INC COM CL A 04316G105 3,923 369,095 SH   DFND 1 369,095 0 0
ACE CONVERGENCE ACQU CORP CL A G0083D120 309 30,246 SH   DFND 1 30,246 0 0
ATLAS CREST INVT CORP COM 049284102 4,580 455,326 SH   DFND 1 455,326 0 0
ATLAS CREST INVT CORP UNIT 99/99/9999 049284201 6 583 SH   DFND 1 583 0 0
ATLAS CREST INVT CORP *W EXP 01/30/202 049284110 112 59,141 SH   DFND 1 59,141 0 0
ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 1,689 164,200 SH   DFND 1 164,200 0 0
ASCENDANT DIGITAL ACQUISITIO COM CL A G05155109 544 53,106 SH   DFND 1 53,106 0 0
ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 G05155125 48 4,665 SH   DFND 1 4,665 0 0
EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 9 16,559 SH   DFND 1 16,559 0 0
EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 14 21,692 SH   DFND 1 21,692 0 0
ADVANTAGE SOLUTIONS INC COM CL A 00791N102 0 3 SH   DFND 1 3 0 0
AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 52 106,000 SH   DFND 1 106,000 0 0
ALTIMETER GROWTH CORP UNIT 99/99/9999 G0370L124 260 20,000 SH   DFND 1 20,000 0 0
ALPHA HEALTHCARE ACQUISTN CO CL A 020751103 1,081 106,370 SH   DFND 1 106,370 0 0
ALPHA HEALTHCARE ACQUISTN CO *W EXP 09/21/202 020751111 23 20,244 SH   DFND 1 20,244 0 0
AJAX I UNIT 99/99/9999 G0190X118 2,201 177,418 SH   DFND 1 177,418 0 0
ALBERTON ACQUISITION CORP RIGHT 04/26/2021 G35006132 7 10,571 SH   DFND 1 10,571 0 0
ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 228 190,588 SH   DFND 1 190,588 0 0
ALTITUDE ACQUISITION CORP UNIT 11/30/2027 02156Y202 2,094 202,332 SH   DFND 1 202,332 0 0
ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 5,110 507,967 SH   DFND 1 507,967 0 0
ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 47 38,487 SH   DFND 1 38,487 0 0
AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 63 6,295 SH   DFND 1 6,295 0 0
ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G04415132 20 54,488 SH   DFND 1 54,488 0 0
ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 129 163,133 SH   DFND 1 163,133 0 0
ONE COM CL A G7000X105 1,372 127,391 SH   DFND 1 127,391 0 0
ONE UNIT 99/99/9999 G7000X113 688 60,466 SH   DFND 1 60,466 0 0
ONE *W EXP 08/17/202 G7000X121 51 24,456 SH   DFND 1 24,456 0 0
APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 1,914 183,949 SH   DFND 1 183,949 0 0
AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 770 76,297 SH   DFND 1 76,297 0 0
ARKO CORP COM 041242108 1 200 SH   DFND 1 200 0 0
ARKO CORP *W EXP 12/22/202 041242116 55 40,563 SH   DFND 1 40,563 0 0
ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 856 85,016 SH   DFND 1 85,016 0 0
ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 G05436129 11 1,089 SH   DFND 1 1,089 0 0
ASPIRATIONAL CONSUMER LIFEST *W EXP 09/19/202 G05436111 13 12,778 SH   DFND 1 12,778 0 0
AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G0404A128 1,638 159,435 SH   DFND 1 159,435 0 0
ALTIMAR ACQUISITION CORP UNIT 99/99/9999 G03707125 436 36,165 SH   DFND 1 36,165 0 0
180 LIFE SCIENCES CORP COM 68236V104 60 22,238 SH   DFND 1 22,238 0 0
180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 17 54,200 SH   DFND 1 54,200 0 0
BULL HORN HLDGS CORP UNIT 10/13/2025 G1686P114 177 15,585 SH   DFND 1 15,585 0 0
BULL HORN HLDGS CORP *W EXP 10/31/202 G1686P122 8 6,321 SH   DFND 1 6,321 0 0
BLUE WTR ACQUISITION CORP UNIT 08/31/2027 09607T203 402 38,908 SH   DFND 1 38,908 0 0
BOWX ACQUISITION CORP CL A 103085106 957 93,278 SH   DFND 1 93,278 0 0
BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 507 47,423 SH   DFND 1 47,423 0 0
BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 91 147,942 SH   DFND 1 147,942 0 0
BIG ROCK PARTNERS ACQUISITIO COM 089482103 2 100 SH   DFND 1 100 0 0
BROADSTONE ACQUISITION CORP SHS CL A G1739V100 531 52,846 SH   DFND 1 52,846 0 0
BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 2,666 256,106 SH   DFND 1 256,106 0 0
CAPITOL INVESTMENT CORP V UNIT 99/99/9999 14064F209 6,071 589,430 SH   DFND 1 589,430 0 0
HIGHCAPE CAP ACQUISITION COR COM CL A 42984L105 218 21,562 SH   DFND 1 21,562 0 0
HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 5 519 SH   DFND 1 519 0 0
HIGHCAPE CAP ACQUISITION COR *W EXP 09/30/202 42984L113 96 84,325 SH   DFND 1 84,325 0 0
CBRE ACQUISITION HLDGS INC UNIT 99/99/9999 12510J205 836 80,000 SH   DFND 1 80,000 0 0
CITIC CAPITAL ACQUISITION CO COM CL A G21513109 5,388 514,184 SH   DFND 1 514,184 0 0
CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 10 900 SH   DFND 1 900 0 0
CHURCHILL CAPITAL CORP IV CL A 171439102 14,117 1,410,338 SH   DFND 1 1,410,338 0 0
CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 0 3 SH   DFND 1 3 0 0
CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 17 11,514 SH   DFND 1 11,514 0 0
CHURCHILL CAPITAL CORP V UNIT 99/99/9999 17144T206 2,511 239,205 SH   DFND 1 239,205 0 0
CHURCHILL CAP CORP II CL A 17143G106 3,054 295,135 SH   DFND 1 295,135 0 0
CF FIN ACQUISITION CORP III UNIT 09/30/2027 12529D207 633 59,076 SH   DFND 1 59,076 0 0
CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 5,145 500,000 SH   DFND 1 500,000 0 0
CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 1,022 100,258 SH   DFND 1 100,258 0 0
CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 110 111,890 SH   DFND 1 111,890 0 0
CHP MERGER CORP COM CL A 12558Y106 6,447 628,366 SH   DFND 1 628,366 0 0
CHP MERGER CORP UNIT 11/22/2024 12558Y205 45 4,333 SH   DFND 1 4,333 0 0
CHP MERGER CORP *W EXP 11/22/202 12558Y114 66 51,000 SH   DFND 1 51,000 0 0
CLENE INC COMMON STOCK 185634102 6 723 SH   DFND 1 723 0 0
CLENE INC *W EXP 11/07/202 185634110 20 20,000 SH   DFND 1 20,000 0 0
CONCORD ACQUISITION CORP UNIT 12/28/2025 206071201 1,369 132,856 SH   DFND 1 132,856 0 0
CONX CORP UNIT 10/30/2027 212873202 1,862 178,250 SH   DFND 1 178,250 0 0
CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 4,441 425,000 SH   DFND 1 425,000 0 0
CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 2,056 202,623 SH   DFND 1 202,623 0 0
CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 21 14,935 SH   DFND 1 14,935 0 0
COHN ROBBINS HOLDINGS CORP COM CL A G23726105 6,322 607,355 SH   DFND 1 607,355 0 0
COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 156 14,580 SH   DFND 1 14,580 0 0
COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 61 34,436 SH   DFND 1 34,436 0 0
CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 3,611 353,757 SH   DFND 1 353,757 0 0
CERBERUS TELECOM ACQUISITION UNIT 99/99/9999 G2040C112 482 45,280 SH   DFND 1 45,280 0 0
CERBERUS TELECOM ACQUISITION *W EXP 99/99/999 G2040C120 117 87,049 SH   DFND 1 87,049 0 0
CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 3,998 389,747 SH   DFND 1 389,747 0 0
ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1 187 SH   DFND 1 187 0 0
ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 1 1,500 SH   DFND 1 1,500 0 0
DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 2,307 219,745 SH   DFND 1 219,745 0 0
D8 HOLDINGS CORP SHS CL A G2614K110 29 2,901 SH   DFND 1 2,901 0 0
D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 2 2,700 SH   DFND 1 2,700 0 0
LGL SYS ACQUISITION CORP COM CL A 50201G106 5,670 560,337 SH   DFND 1 560,337 0 0
LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 339 30,596 SH   DFND 1 30,596 0 0
DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 6,033 558,700 SH   DFND 1 558,700 0 0
DRAGONEER GROWTH OPPORTUN CO COM CL A G28302100 717 54,080 SH   DFND 1 54,080 0 0
DRAGONEER GROWTH OPPTY CORP SHS CL A G28314105 427 37,439 SH   DFND 1 37,439 0 0
DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 334 211,635 SH   DFND 1 211,635 0 0
DMY TECHNOLOGY GROUP INC III UNIT 99/99/9999 233278209 2,494 218,782 SH   DFND 1 218,782 0 0
DUDDELL STREET ACQUISITN COR CL A G28553108 381 38,287 SH   DFND 1 38,287 0 0
DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 1,041 101,600 SH   DFND 1 101,600 0 0
DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 3,075 301,516 SH   DFND 1 301,516 0 0
EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 2,027 196,420 SH   DFND 1 196,420 0 0
EMPOWER LTD CL A COM G3R39W102 15 1,501 SH   DFND 1 1,501 0 0
EXECUTIVE NETWORK PARTNERING CL A 30158L100 1,244 49,711 SH   DFND 1 49,711 0 0
EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 2,628 103,137 SH   DFND 1 103,137 0 0
EOS ENERGY ENTERPRISES INC *W EXP 05/06/202 29415C119 418 50,380 SH   DFND 1 50,380 0 0
EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 361 33,918 SH   DFND 1 33,918 0 0
EAST RES ACQUISITION CO COM CL A 274681105 121 12,019 SH   DFND 1 12,019 0 0
EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 56 88,503 SH   DFND 1 88,503 0 0
E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 2,164 211,620 SH   DFND 1 211,620 0 0
EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 30 3,000 SH   DFND 1 3,000 0 0
EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 35 3,360 SH   DFND 1 3,360 0 0
FORTRESS VALUE ACQUISITION I COM CL A 349642108 2,946 274,606 SH   DFND 1 274,606 0 0
FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 421 37,744 SH   DFND 1 37,744 0 0
FORTRESS VALUE ACQUISITION I *W EXP 08/10/202 349642116 96 39,176 SH   DFND 1 39,176 0 0
FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 4,043 383,601 SH   DFND 1 383,601 0 0
FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 491 46,000 SH   DFND 1 46,000 0 0
FALCON CAPITAL ACQUISITN COR *W EXP 08/20/202 30606L116 15 7,060 SH   DFND 1 7,060 0 0
FG NEW AMER ACQUISITION CORP COM 30259V106 15 1,496 SH   DFND 1 1,496 0 0
FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 373 35,960 SH   DFND 1 35,960 0 0
FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 2,207 208,275 SH   DFND 1 208,275 0 0
FAR PEAK ACQUISITION CORP UNIT 99/99/9999 G3312L129 1,537 148,573 SH   DFND 1 148,573 0 0
WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 262 189,714 SH   DFND 1 189,714 0 0
FOREST ROAD ACQUISITION CORP UNIT 99/99/9999 34619R201 0 75 SH   DFND 1 75 0 0
FS DEV CORP COM CL A 303020101 6 597 SH   DFND 1 597 0 0
FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 416 39,036 SH   DFND 1 39,036 0 0
FINTECH ACQUISITION CORP IV CL A 31810N104 101 8,977 SH   DFND 1 8,977 0 0
FTAC OLYMPUS ACQUISITION COR CL A SHS G37288100 1,601 155,519 SH   DFND 1 155,519 0 0
5 01 ACQUISITION CORP COM CL A 33836P105 125 12,299 SH   DFND 1 12,299 0 0
GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 684 417,654 SH   DFND 1 417,654 0 0
GCM GROSVENOR INC *W EXP 11/17/202 36831E116 106 59,515 SH   DFND 1 59,515 0 0
GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 2,372 223,867 SH   DFND 1 223,867 0 0
GIGCAPITAL2 INC COM 375036100 1,367 124,890 SH   DFND 1 124,890 0 0
GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 63 153,783 SH   DFND 1 153,783 0 0
GALILEO ACQUISITION CORP SHS G3770A102 1,288 126,314 SH   DFND 1 126,314 0 0
GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 17 20,428 SH   DFND 1 20,428 0 0
GENESIS PK ACQUISITION CORP UNIT 99/99/9999 G38245117 20 2,000 SH   DFND 1 2,000 0 0
GO ACQUISITION CORP COM 362019101 2 214 SH   DFND 1 214 0 0
GREENCITY ACQUISITION CORP COM G4086B107 1,237 122,807 SH   DFND 1 122,807 0 0
GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 77 112,100 SH   DFND 1 112,100 0 0
GORES HLDGS V INC COM CL A 382864106 3,297 317,061 SH   DFND 1 317,061 0 0
GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 4,543 416,809 SH   DFND 1 416,809 0 0
GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 18 224,400 SH   DFND 1 224,400 0 0
GOOD WORKS ACQUISITION CORP COM 38216X107 269 27,094 SH   DFND 1 27,094 0 0
GOOD WORKS ACQUISITION CORP *W EXP 10/22/202 38216X115 5 5,373 SH   DFND 1 5,373 0 0
GX ACQUISITION CORP COM CL A 36251A107 3,217 292,466 SH   DFND 1 292,466 0 0
HEALTH ASSURN ACQUISITION CO UNIT 99/99/9999 42226W208 1,502 136,304 SH   DFND 1 136,304 0 0
HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 1,575 154,132 SH   DFND 1 154,132 0 0
HUDSON EXECUTIVE INVT CORP COM CL A 443761101 2,490 230,410 SH   DFND 1 230,410 0 0
H I G ACQUISITION CORP COM CL A G44898107 15 1,537 SH   DFND 1 1,537 0 0
H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 12 9,421 SH   DFND 1 9,421 0 0
HOLICITY INC COM CL A 435063102 2,304 227,920 SH   DFND 1 227,920 0 0
HPX CORP SHS CL A G32219100 723 72,201 SH   DFND 1 72,201 0 0
HPX CORP *W EXP 07/14/202 G32219126 32 30,821 SH   DFND 1 30,821 0 0
HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 3,647 347,359 SH   DFND 1 347,359 0 0
HORIZON ACQUISITION CORP COM CL A G46049105 1,698 169,523 SH   DFND 1 169,523 0 0
HORIZON ACQUISITION CORP *W EXP 08/19/202 G46049113 22 15,680 SH   DFND 1 15,680 0 0
HORIZON ACQUISITION CORPORAT UNIT 99/99/9999 G46044122 3,628 337,819 SH   DFND 1 337,819 0 0
ION ACQUISITION CORP 1 LTD SHS CL A G49392106 309 26,310 SH   DFND 1 26,310 0 0
PARTS ID INC COM CL A 702141102 12 1,992 SH   DFND 1 1,992 0 0
IG ACQUISITION CORP COM CL A 449534106 3,654 360,731 SH   DFND 1 360,731 0 0
IG ACQUISITION CORP *W EXP 10/05/202 449534114 53 32,336 SH   DFND 1 32,336 0 0
INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 85 107,633 SH   DFND 1 107,633 0 0
INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 2,160 210,185 SH   DFND 1 210,185 0 0
INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 896 84,779 SH   DFND 1 84,779 0 0
AEA-BRIDGES IMPACT CORP SHS CL A G01046104 1,451 143,762 SH   DFND 1 143,762 0 0
AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 45 29,420 SH   DFND 1 29,420 0 0
IMMATICS N.V *W EXP 07/01/202 N44445117 78 27,372 SH   DFND 1 27,372 0 0
SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 797 60,476 SH   DFND 1 60,476 0 0
SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 1,550 120,123 SH   DFND 1 120,123 0 0
INDUSTRIAL TECH ACQU INC COM CL A 456357102 738 72,796 SH   DFND 1 72,796 0 0
INDUSTRIAL TECH ACQU INC *W EXP 08/06/202 456357110 125 119,424 SH   DFND 1 119,424 0 0
JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 138 75,497 SH   DFND 1 75,497 0 0
JIYA ACQUISITION CORP COM CL A 47760M102 966 93,883 SH   DFND 1 93,883 0 0
KISMET ACQUISITION ONE CORP SHS G52753103 231 22,970 SH   DFND 1 22,970 0 0
LEISURE ACQUISITION CORP *W EXP 99/99/999 52539T115 5 7,255 SH   DFND 1 7,255 0 0
UNION ACQUISITION CORP II SHS G9402Q100 114 10,974 SH   DFND 1 10,974 0 0
UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 307 28,950 SH   DFND 1 28,950 0 0
UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 114 120,074 SH   DFND 1 120,074 0 0
LUMINAR TECHNOLOGIES INC *W EXP 12/02/202 550424113 0 32 SH   DFND 1 32 0 0
LIONHEART ACQUISITION CORP I COM CL A 53625R104 955 94,832 SH   DFND 1 94,832 0 0
LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 204 174,654 SH   DFND 1 174,654 0 0
RIBBIT LEAP LTD SHS CL A G7552B105 93 7,200 SH   DFND 1 7,200 0 0
RIBBIT LEAP LTD UNIT 99/99/9999 G7552B121 44 2,954 SH   DFND 1 2,954 0 0
LEFTERIS ACQUISITION CORP COM CL A 52470X109 1,391 134,442 SH   DFND 1 134,442 0 0
LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 1,027 94,774 SH   DFND 1 94,774 0 0
LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 14 6,826 SH   DFND 1 6,826 0 0
LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 31 365,860 SH   DFND 1 365,860 0 0
LIV CAP ACQUISITION CORP CL A G5510C108 1,507 148,975 SH   DFND 1 148,975 0 0
LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 72 6,970 SH   DFND 1 6,970 0 0
LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 143 204,492 SH   DFND 1 204,492 0 0
LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 7 5,103 SH   DFND 1 5,103 0 0
LIVE OAK ACQUISITION CORP II UNIT 99/99/9999 53804W205 2,032 187,327 SH   DFND 1 187,327 0 0
LIFESCI ACQUISITION II CORP COM 53229E103 1,852 173,634 SH   DFND 1 173,634 0 0
MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 980 96,434 SH   DFND 1 96,434 0 0
MONTES ARCHIMEDES ACQUISITIO UNIT 09/30/2025 612657205 0 1 SH   DFND 1 1 0 0
MONTES ARCHIMEDES ACQUISITIO *W EXP 99/99/999 612657114 17 11,070 SH   DFND 1 11,070 0 0
MALLARD ACQUISITION CORP COM 561204108 32 3,300 SH   DFND 1 3,300 0 0
MALLARD ACQUISITION CORP *W EXP 06/30/202 561204116 8 10,200 SH   DFND 1 10,200 0 0
MERIDA MERGER CORP I COM 58953M106 72 7,145 SH   DFND 1 7,145 0 0
METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 185 805,898 SH   DFND 1 805,898 0 0
MALACCA STRAITS ACQUISITION COM CL A G5859B117 343 34,643 SH   DFND 1 34,643 0 0
MOTION ACQUISITION CORP COM CL A 61980M107 793 78,139 SH   DFND 1 78,139 0 0
MOTION ACQUISITION CORP UNIT 10/14/2025 61980M206 104 9,793 SH   DFND 1 9,793 0 0
MOTION ACQUISITION CORP *W EXP 10/02/202 61980M115 42 20,810 SH   DFND 1 20,810 0 0
MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 309 28,538 SH   DFND 1 28,538 0 0
MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 2,536 246,000 SH   DFND 1 246,000 0 0
NEW BEGINNINGS ACQUISITION C COM 64222H100 86 8,580 SH   DFND 1 8,580 0 0
NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 22 16,086 SH   DFND 1 16,086 0 0
NEBULA CARAVEL ACQUISITION C UNIT 12/09/2023 629070202 1,875 173,629 SH   DFND 1 173,629 0 0
NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 128 58,794 SH   DFND 1 58,794 0 0
NEXTGEN ACQUISITION CORP CL A G65305107 4,557 452,545 SH   DFND 1 452,545 0 0
NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 187 125,823 SH   DFND 1 125,823 0 0
NEWHOLD INVESTMENT CORP COM CL A 651448102 5 500 SH   DFND 1 500 0 0
NAVSIGHT HLDGS INC CL A 639358100 1,651 164,956 SH   DFND 1 164,956 0 0
NAVSIGHT HLDGS INC *W EXP 01/01/203 639358118 28 21,997 SH   DFND 1 21,997 0 0
OAKTREE ACQUISITION CORP II CL A SHS G6715X103 2,097 199,937 SH   DFND 1 199,937 0 0
OMNICHANNEL ACQUISITION CORP UNIT 99/99/9999 68218L207 960 93,220 SH   DFND 1 93,220 0 0
OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 66 6,300 SH   DFND 1 6,300 0 0
TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 2,523 227,386 SH   DFND 1 227,386 0 0
TPG PACE TECH OPPORTUNITIES UNIT 99/99/9999 G8990Y111 261 22,979 SH   DFND 1 22,979 0 0
TPG PACE TECH OPPORTUNITIES *W EXP 10/09/202 G8990Y129 0 240 SH   DFND 1 240 0 0
PETRA ACQUISITION INC COM 716421102 4 495 SH   DFND 1 495 0 0
PANACEA ACQUISITION CORP CL A 698102100 178 15,277 SH   DFND 1 15,277 0 0
CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 1,225 113,075 SH   DFND 1 113,075 0 0
POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 1,456 139,394 SH   DFND 1 139,394 0 0
PRIME IMPACT ACQUISITION I SHS CL A G61074103 2,412 238,833 SH   DFND 1 238,833 0 0
PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 38 25,045 SH   DFND 1 25,045 0 0
PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 1,190 115,446 SH   DFND 1 115,446 0 0
PORCH GROUP INC COM 733245104 1 97 SH   DFND 1 97 0 0
PORCH GROUP INC *W EXP 12/23/202 733245112 48 15,345 SH   DFND 1 15,345 0 0
CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 1,614 155,217 SH   DFND 1 155,217 0 0
CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 6 700 SH   DFND 1 700 0 0
PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 1,704 170,498 SH   DFND 1 170,498 0 0
PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 64 61,104 SH   DFND 1 61,104 0 0
PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 3,089 290,647 SH   DFND 1 290,647 0 0
PTK ACQUISITION CORP COM 69375F108 39 3,855 SH   DFND 1 3,855 0 0
QELL ACQUISITION CORP CL A G7307X105 1,194 97,158 SH   DFND 1 97,158 0 0
REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 1,092 104,948 SH   DFND 1 104,948 0 0
THERAPEUTICS ACQUISITION COR COM CL A 88339T103 14 1,025 SH   DFND 1 1,025 0 0
RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 212 19,021 SH   DFND 1 19,021 0 0
ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 2,633 253,200 SH   DFND 1 253,200 0 0
REPLAY ACQUISITION CORP COM G75130107 1,615 155,335 SH   DFND 1 155,335 0 0
REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 112 60,786 SH   DFND 1 60,786 0 0
RODGERS SILICON VALLEY AQ CO UNIT 11/30/2025 774873202 30 2,292 SH   DFND 1 2,292 0 0
REINVENT TECHNOLOGY PARTNERS CL A G7483N129 1,334 115,477 SH   DFND 1 115,477 0 0
REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G74847123 1,872 164,547 SH   DFND 1 164,547 0 0
REVIVA PHARMACEUTCLS HLDGS I *W EXP 12/25/202 76152G118 28 42,308 SH   DFND 1 42,308 0 0
SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 2,436 244,916 SH   DFND 1 244,916 0 0
SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 11 1,115 SH   DFND 1 1,115 0 0
SOFTWARE ACQUISITN GRUP INC *W EXP 09/17/202 83407F119 87 64,646 SH   DFND 1 64,646 0 0
SANDBRIDGE ACQUISITION CORP COM CL A 799793104 406 40,017 SH   DFND 1 40,017 0 0
SCION TECH GROWTH I UNIT 12/17/2025 G31067120 2,322 225,000 SH   DFND 1 225,000 0 0
SC HEALTH CORP COM CL A G78516203 6,070 592,200 SH   DFND 1 592,200 0 0
SC HEALTH CORP *W EXP 99/99/999 G78516401 213 158,100 SH   DFND 1 158,100 0 0
SCVX CORP COM G79448208 6,232 605,072 SH   DFND 1 605,072 0 0
SCVX CORP *W EXP 01/24/202 G79448117 119 70,154 SH   DFND 1 70,154 0 0
SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 209 19,498 SH   DFND 1 19,498 0 0
OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 6,692 639,194 SH   DFND 1 639,194 0 0
OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 13 9,338 SH   DFND 1 9,338 0 0
TORTOISE ACQUISITION CORP II COM CL A G89554102 2,664 250,187 SH   DFND 1 250,187 0 0
SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 1,512 147,000 SH   DFND 1 147,000 0 0
SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 2,566 238,510 SH   DFND 1 238,510 0 0
JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 170 15,466 SH   DFND 1 15,466 0 0
SUPERNOVA PARTNERS ACQUISITI UNIT 99/99/9999 86846V207 912 78,566 SH   DFND 1 78,566 0 0
SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 28 2,600 SH   DFND 1 2,600 0 0
ACON S2 ACQUISITION CORP CL SHS G00748106 4,051 401,928 SH   DFND 1 401,928 0 0
ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 200 19,102 SH   DFND 1 19,102 0 0
ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748114 134 82,444 SH   DFND 1 82,444 0 0
STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 160 15,552 SH   DFND 1 15,552 0 0
SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 5,071 490,000 SH   DFND 1 490,000 0 0
TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 961 92,720 SH   DFND 1 92,720 0 0
TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 16 1,590 SH   DFND 1 1,590 0 0
THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 18 1,201 SH   DFND 1 1,201 0 0
TIGA ACQUISITION CORP UNIT 99/99/9999 G88672129 663 62,689 SH   DFND 1 62,689 0 0
TREBIA ACQUISITION CORP COM CL A G9027T109 6,411 594,176 SH   DFND 1 594,176 0 0
TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 43 20,796 SH   DFND 1 20,796 0 0
THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 952 90,887 SH   DFND 1 90,887 0 0
TWC TECH HLDGS II CORP COM 90117G105 569 54,076 SH   DFND 1 54,076 0 0
TAILWIND ACQUISITION CORP COM CL A 87403Q102 2,024 194,861 SH   DFND 1 194,861 0 0
TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 128 92,142 SH   DFND 1 92,142 0 0
UCOMMUNE INTERNATIONAL LTD COM G9449A100 6 1,084 SH   DFND 1 1,084 0 0
UCOMMUNE INTERNATIONAL LTD *W EXP 11/17/202 G9449A118 33 134,012 SH   DFND 1 134,012 0 0
VECTOR ACQUISITION CORP COM CL A G9442R126 1,654 163,611 SH   DFND 1 163,611 0 0
VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 59 5,580 SH   DFND 1 5,580 0 0
VECTOR ACQUISITION CORP *W EXP 09/30/202 G9442R118 123 81,671 SH   DFND 1 81,671 0 0
10X CAPITAL VENTURE ACQU COR UNIT 10/21/2025 88025V206 457 42,936 SH   DFND 1 42,936 0 0
VG ACQUISITION CORP SHS CL A G9446E105 157 13,755 SH   DFND 1 13,755 0 0
VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 1,571 153,000 SH   DFND 1 153,000 0 0
VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 483 47,951 SH   DFND 1 47,951 0 0
VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 40 36,124 SH   DFND 1 36,124 0 0
7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 3,094 293,290 SH   DFND 1 293,290 0 0
VINCERA PHARMA INC *W EXP 12/24/202 92731L114 98 29,892 SH   DFND 1 29,892 0 0
VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 52 5,231 SH   DFND 1 5,231 0 0
VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 2 3,200 SH   DFND 1 3,200 0 0
VESPER HEALTHCARE ACQSTN COR COM CL A 92538T104 248 21,957 SH   DFND 1 21,957 0 0
VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 2,060 200,000 SH   DFND 1 200,000 0 0
VY GLOBAL GROWTH COM CL A G9444H100 3,250 311,987 SH   DFND 1 311,987 0 0
VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 21 10,442 SH   DFND 1 10,442 0 0
FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 1,021 91,373 SH   DFND 1 91,373 0 0
DPCM CAP INC UNIT 99/99/9999 23344P200 386 35,076 SH   DFND 1 35,076 0 0
YUCAIPA ACQUISITION CORP COM G9879L105 1,634 161,806 SH   DFND 1 161,806 0 0
YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 47 4,693 SH   DFND 1 4,693 0 0
YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 14 9,859 SH   DFND 1 9,859 0 0
YELLOWSTONE ACQUISITION CO COM CL A 98566K105 10 1,009 SH   DFND 1 1,009 0 0
YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 13 11,200 SH   DFND 1 11,200 0 0
ZANITE ACQUISITION CORP UNIT 10/08/2025 98907K202 1,307 124,283 SH   DFND 1 124,283 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 172,047 460,168 SH   DFND 1 460,168 0 0
FISKER INC *W EXP 12/01/202 33813J114 69 14,223 SH   DFND 1 14,223 0 0
REPAY HLDGS CORP COM CL A 76029L100 660 24,238 SH   DFND 1 24,238 0 0
DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 218 45,079 SH   DFND 1 45,079 0 0
GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 222 12,056 SH   DFND 1 12,056 0 0
MEXICO EQUITY & INCOME FD COM 592834105 114 11,784 SH   DFND 1 11,784 0 0
ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 45 200 SH   DFND 1 200 0 0
ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 30 300 SH   DFND 1 300 0 0
ACCO BRANDS CORP COM 00081T108 1,092 129,303 SH   DFND 1 129,303 0 0
ADIENT PLC ORD SHS G0084W101 1,851 53,239 SH   DFND 1 53,239 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 829 11,200 SH   DFND 1 11,200 0 0
AMC ENTMT HLDGS INC CL A COM 00165C104 18 8,629 SH   DFND 1 8,629 0 0
APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 20,991 12,502,000 PRN   DFND 1 0 0 0
ARDAGH GROUP S A CL A L0223L101 702 40,841 SH   DFND 1 40,841 0 0
ARAMARK COM 03852U106 2,274 59,115 SH   DFND 1 59,115 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 6,887 5,000,000 PRN   DFND 1 0 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 1,434 172,000 SH   DFND 1 172,000 0 0
BALLYS CORPORATION COM 05875B106 2,170 43,212 SH   DFND 1 43,212 0 0
BRINKS CO COM 109696104 1,790 24,865 SH   DFND 1 24,865 0 0
BEACON ROOFING SUPPLY INC COM 073685109 2,890 71,910 SH   DFND 1 71,910 0 0
BAOZUN INC NOTE 1.625% 5/0 06684LAB9 31,495 32,177,000 PRN   DFND 1 0 0 0
BAOZUN INC SPONSORED ADR 06684L103 5,603 163,119 SH   DFND 1 163,119 0 0
CARDTRONICS PLC SHS CL A G1991C105 561 15,903 SH   DFND 1 15,903 0 0
CARNIVAL CORP UNIT 99/99/9999 143658300 2,018 93,179 SH   DFND 1 93,179 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 33 22,400 SH   DFND 1 22,400 0 0
CLEARWATER PAPER CORP COM 18538R103 113 3,005 SH   DFND 1 3,005 0 0
CIMPRESS PLC SHS EURO G2143T103 1,345 15,339 SH   DFND 1 15,339 0 0
CINEMARK HLDGS INC COM 17243V102 1,903 109,352 SH   DFND 1 109,352 0 0
CORNERSTONE BLDG BRANDS INC COM 21925D109 1,668 179,846 SH   DFND 1 179,846 0 0
CONNS INC COM 208242107 253 21,695 SH   DFND 1 21,695 0 0
CALLON PETE CO DEL COM 13123X508 0 47 SH   DFND 1 47 0 0
CONSTELLIUM SE CL A SHS F21107101 2,490 178,000 SH   DFND 1 178,000 0 0
CENOVUS ENERGY INC COM 15135U109 426 70,531 SH   DFND 1 70,531 0 0
CYBERARK SOFTWARE LTD SHS M2682V108 7,923 49,037 SH   DFND 1 49,037 0 0
DANA INC COM 235825205 663 34,000 SH   DFND 1 34,000 0 0
EPR PPTYS COM SH BEN INT 26884U109 469 14,449 SH   DFND 1 14,449 0 0
EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 9,382 2,126,000 PRN   DFND 1 0 0 0
EVERI HLDGS INC COM 30034T103 2,847 206,169 SH   DFND 1 206,169 0 0
FIREEYE INC NOTE 0.875% 6/0 31816QAF8 47,894 39,350,000 PRN   DFND 1 0 0 0
FORTIVE CORP COM 34959J108 351 4,962 SH   DFND 1 4,962 0 0
FIVERR INTL LTD ORD SHS M4R82T106 2,653 13,599 SH   DFND 1 13,599 0 0
GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 17,611 9,279,000 PRN   DFND 1 0 0 0
GREIF INC CL A 397624107 383 8,184 SH   DFND 1 8,184 0 0
GOPRO INC NOTE 3.500% 4/1 38268TAB9 13,347 11,718,000 PRN   DFND 1 0 0 0
GRUBHUB INC COM 400110102 353 4,761 SH   DFND 1 4,761 0 0
GRAY TELEVISION INC COM 389375106 1,018 56,904 SH   DFND 1 56,904 0 0
H & E EQUIPMENT SERVICES INC COM 404030108 459 15,415 SH   DFND 1 15,415 0 0
HERC HLDGS INC COM 42704L104 410 6,180 SH   DFND 1 6,180 0 0
INTERCEPT PHARMACEUTICALS IN COM 45845P108 51 2,071 SH   DFND 1 2,071 0 0
II-VI INC NOTE 0.250% 9/0 902104AB4 46,551 27,850,000 PRN   DFND 1 0 0 0
IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1,735 1,100,000 PRN   DFND 1 0 0 0
JAZZ PHARMACEUTICALS PLC SHS USD G50871105 253 1,536 SH   DFND 1 1,536 0 0
JELD-WEN HLDG INC COM 47580P103 1,412 55,684 SH   DFND 1 55,684 0 0
KAR AUCTION SVCS INC COM 48238T109 953 51,247 SH   DFND 1 51,247 0 0
KOSMOS ENERGY LTD COM 500688106 2,201 936,942 SH   DFND 1 936,942 0 0
KRATON CORPORATION COM 50077C106 255 9,200 SH   DFND 1 9,200 0 0
KOHLS CORP COM 500255104 3,145 77,299 SH   DFND 1 77,299 0 0
LIONS GATE ENTMNT CORP CL A VTG 535919401 939 82,642 SH   DFND 1 82,642 0 0
LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 19,071 20,073,000 PRN   DFND 1 0 0 0
LEXINGTON REALTY TRUST COM 529043101 1,458 137,382 SH   DFND 1 137,382 0 0
LIVE NATION ENTERTAINMENT IN COM 538034109 1,434 19,516 SH   DFND 1 19,516 0 0
MATTEL INC COM 577081102 266 15,254 SH   DFND 1 15,254 0 0
MONGODB INC CL A 60937P106 315 879 SH   DFND 1 879 0 0
MDC PARTNERS INC. CL A SUB VTG 552697104 336 134,094 SH   DFND 1 134,094 0 0
MEREDITH CORP COM 589433101 921 47,992 SH   DFND 1 47,992 0 0
MICHAELS COS INC COM 59408Q106 1,179 90,665 SH   DFND 1 90,665 0 0
MOMO INC ADR 60879B107 7,613 545,403 SH   DFND 1 545,403 0 0
NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 4,091 4,150,000 PRN   DFND 1 0 0 0
NEW GOLD INC CDA COM 644535106 260 118,899 SH   DFND 1 118,899 0 0
NORTHERN OIL AND GAS INC MN COM 665531307 5 670 SH   DFND 1 670 0 0
NATURA &CO HLDG S A ADS 63884N108 2 120 SH   DFND 1 120 0 0
NEVRO CORP NOTE 1.750% 6/0 64157FAA1 11,535 6,416,000 PRN   DFND 1 0 0 0
NEXSTAR MEDIA GROUP INC CL A 65336K103 2,080 19,053 SH   DFND 1 19,053 0 0
O-I GLASS INC COM 67098H104 614 51,678 SH   DFND 1 51,678 0 0
OUTFRONT MEDIA INC COM 69007J106 1,002 51,255 SH   DFND 1 51,255 0 0
OVINTIV INC COM 69047Q102 11 780 SH   DFND 1 780 0 0
PBF ENERGY INC CL A 69318G106 1,503 211,694 SH   DFND 1 211,694 0 0
PINDUODUO INC NOTE 10/0 722304AB8 369,338 88,589,000 PRN   DFND 1 0 0 0
PERFORMANCE FOOD GROUP CO COM 71377A103 894 18,783 SH   DFND 1 18,783 0 0
PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 13,169 11,737,000 PRN   DFND 1 0 0 0
PARK HOTELS RESORTS INC COM 700517105 1,015 59,239 SH   DFND 1 59,239 0 0
PLURALSIGHT INC COM CL A 72941B106 24 1,180 SH   DFND 1 1,180 0 0
RESTAURANT BRANDS INTL INC COM 76131D103 268 4,400 SH   DFND 1 4,400 0 0
QUAD / GRAPHICS INC COM CL A 747301109 721 188,855 SH   DFND 1 188,855 0 0
QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 9,007 9,045,000 PRN   DFND 1 0 0 0
RENT A CTR INC NEW COM 76009N100 587 15,343 SH   DFND 1 15,343 0 0
REDFIN CORP NOTE 1.750% 7/1 75737FAA6 36,315 16,082,000 PRN   DFND 1 0 0 0
RESIDEO TECHNOLOGIES INC COM 76118Y104 1,232 57,968 SH   DFND 1 57,968 0 0
RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 18,941 16,841,000 PRN   DFND 1 0 0 0
RPT REALTY SH BEN INT 74971D101 908 105,020 SH   DFND 1 105,020 0 0
DONNELLEY R R & SONS CO COM 257867200 1 800 SH   DFND 1 800 0 0
RED ROCK RESORTS INC CL A 75700L108 1,068 42,675 SH   DFND 1 42,675 0 0
RAYONIER ADVANCED MATLS INC COM 75508B104 299 45,892 SH   DFND 1 45,892 0 0
SONIC AUTOMOTIVE INC CL A 83545G102 903 23,430 SH   DFND 1 23,430 0 0
SEA LTD NOTE 1.000%12/0 81141RAD2 137,998 34,816,000 PRN   DFND 1 0 0 0
SEAWORLD ENTMT INC COM 81282V100 864 27,375 SH   DFND 1 27,375 0 0
SCIENTIFIC GAMES CORP COM 80874P109 4,026 97,052 SH   DFND 1 97,052 0 0
SIX FLAGS ENTMT CORP NEW COM 83001A102 2,086 61,179 SH   DFND 1 61,179 0 0
SM ENERGY CO COM 78454L100 926 151,456 SH   DFND 1 151,456 0 0
SCRIPPS E W CO OHIO CL A NEW 811054402 1,534 100,368 SH   DFND 1 100,368 0 0
ISTAR INC NOTE 3.125% 9/1 45031UCB5 4,705 4,000,000 PRN   DFND 1 0 0 0
SCORPIO TANKERS INC SHS Y7542C130 157 14,055 SH   DFND 1 14,055 0 0
SUMMIT MATLS INC CL A 86614U100 258 12,892 SH   DFND 1 12,892 0 0
SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 22,278 23,405,000 PRN   DFND 1 0 0 0
TRIUMPH GROUP INC NEW COM 896818101 1,257 100,124 SH   DFND 1 100,124 0 0
TARGA RES CORP COM 87612G101 712 27,000 SH   DFND 1 27,000 0 0
TWITTER INC NOTE 0.250% 6/1 90184LAF9 54,160 44,665,000 PRN   DFND 1 0 0 0
UBER TECHNOLOGIES INC COM 90353T100 11,363 222,814 SH   DFND 1 222,814 0 0
UNITED NAT FOODS INC COM 911163103 383 24,000 SH   DFND 1 24,000 0 0
UNITI GROUP INC COM 91325V108 1,864 158,930 SH   DFND 1 158,930 0 0
U S CONCRETE INC COM 90333L201 399 10,000 SH   DFND 1 10,000 0 0
US FOODS HLDG CORP COM 912008109 304 9,146 SH   DFND 1 9,146 0 0
VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 43,668 30,948,000 PRN   DFND 1 0 0 0
VECTOR GROUP LTD COM 92240M108 372 31,956 SH   DFND 1 31,956 0 0
VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 105,030 81,207,000 PRN   DFND 1 0 0 0
VENATOR MATLS PLC SHS G9329Z100 1,362 411,675 SH   DFND 1 411,675 0 0
VISTRA CORP COM 92840M102 91 4,652 SH   DFND 1 4,652 0 0
WEIBO CORP SPONSORED ADR 948596101 129 3,156 SH   DFND 1 3,156 0 0
WELBILT INC COM 949090104 768 58,238 SH   DFND 1 58,238 0 0
WORKDAY INC CL A 98138H101 4,805 20,054 SH   DFND 1 20,054 0 0
WW INTL INC COM 98262P101 729 29,909 SH   DFND 1 29,909 0 0
XEROX HOLDINGS CORP COM NEW 98421M106 100 4,324 SH   DFND 1 4,324 0 0
YANDEX N V SHS CLASS A N97284108 1,203 17,300 SH   DFND 1 17,300 0 0
YY INC NOTE 0.750% 6/1 98426TAD8 8,386 8,246,000 PRN   DFND 1 0 0 0
YY INC NOTE 1.375% 6/1 98426TAF3 20,730 20,427,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 105,449 61,772,000 PRN   DFND 1 0 0 0
ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 32,926 15,805,000 PRN   DFND 1 0 0 0
ATLANTIC POWER CORP COM NEW 04878Q863 42 20,000 SH   DFND 1 20,000 0 0
API GROUP CORP COM STK 00187Y100 6,352 350,000 SH   DFND 1 350,000 0 0
ASHLAND GLOBAL HLDGS INC COM 044186104 4,514 57,000 SH   DFND 1 57,000 0 0
AXALTA COATING SYS LTD COM G0750C108 1,820 63,763 SH   DFND 1 63,763 0 0
BHP GROUP LTD SPONSORED ADS 088606108 751 11,500 SH   DFND 1 11,500 0 0
CROWN HLDGS INC COM 228368106 7,014 70,000 SH   DFND 1 70,000 0 0
COPART INC COM 217204106 2,545 20,005 SH   DFND 1 20,005 0 0
DUPONT DE NEMOURS INC COM 26614N102 2,911 40,944 SH   DFND 1 40,944 0 0
DANAHER CORPORATION COM 235851102 3,438 15,478 SH   DFND 1 15,478 0 0
EAGLE MATLS INC COM 26969P108 2,027 20,000 SH   DFND 1 20,000 0 0
GRAPHIC PACKAGING HLDG CO COM 388689101 1,490 88,000 SH   DFND 1 88,000 0 0
HONEYWELL INTL INC COM 438516106 2,548 11,980 SH   DFND 1 11,980 0 0
ILLINOIS TOOL WKS INC COM 452308109 2,441 11,975 SH   DFND 1 11,975 0 0
JOHNSON CTLS INTL PLC SHS G51502105 3,273 70,254 SH   DFND 1 70,254 0 0
LITHIA MTRS INC CL A 536797103 2,474 8,454 SH   DFND 1 8,454 0 0
LINDE PLC SHS G5494J103 4,479 17,000 SH   DFND 1 17,000 0 0
LOUISIANA PAC CORP COM 546347105 1,523 41,000 SH   DFND 1 41,000 0 0
PARKER-HANNIFIN CORP COM 701094104 1,207 4,433 SH   DFND 1 4,433 0 0
RIO TINTO PLC SPONSORED ADR 767204100 752 10,000 SH   DFND 1 10,000 0 0
ROCKWELL AUTOMATION INC COM 773903109 1,484 5,918 SH   DFND 1 5,918 0 0
RAYTHEON TECHNOLOGIES CORP COM 75513E101 2,571 35,964 SH   DFND 1 35,964 0 0
WESTROCK CO COM 96145D105 3,010 69,165 SH   DFND 1 69,165 0 0
WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1,506 65,000 SH   DFND 1 65,000 0 0
GREAT AJAX CORP COM 38983D300 148 14,193 SH   DFND 1 14,193 0 0
BUNGE LIMITED COM G16962105 1,216 18,543 SH   DFND 1 18,543 0 0
QTS RLTY TR INC COM CL A 74736A103 2,535 40,968 SH   DFND 1 40,968 0 0
WHEELER REAL ESTATE INVT TR COM NEW 963025705 11 4,269 SH   DFND 1 4,269 0 0
APTIV PLC SHS G6095L109 1,165 8,947 SH   DFND 1 8,947 0 0
FORD MTR CO DEL COM 345370860 1,315 149,638 SH   DFND 1 149,638 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 36 3,355 SH   DFND 1 3,355 0 0
THOR INDS INC COM 885160101 34 372 SH   DFND 1 372 0 0
FIRST SOLAR INC COM 336433107 106 1,073 SH   DFND 1 1,073 0 0
INTEL CORP COM 458140100 743 14,916 SH   DFND 1 14,916 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 474 9,979 SH   DFND 1 9,979 0 0
NVIDIA CORPORATION COM 67066G104 470 901 SH   DFND 1 901 0 0
ON SEMICONDUCTOR CORP COM 682189105 746 22,812 SH   DFND 1 22,812 0 0
QUALCOMM INC COM 747525103 476 3,126 SH   DFND 1 3,126 0 0
DROPBOX INC CL A 26210C104 1,054 47,504 SH   DFND 1 47,504 0 0
DOCUSIGN INC COM 256163106 455 2,047 SH   DFND 1 2,047 0 0
NORTONLIFELOCK INC COM 668771108 1,077 51,833 SH   DFND 1 51,833 0 0
ORACLE CORP COM 68389X105 546 8,453 SH   DFND 1 8,453 0 0
PALO ALTO NETWORKS INC COM 697435105 900 2,534 SH   DFND 1 2,534 0 0
PTC INC COM 69370C100 371 3,102 SH   DFND 1 3,102 0 0
AT&T INC COM 00206R102 1,558 54,183 SH   DFND 1 54,183 0 0
AMERICAN AIRLS GROUP INC COM 02376R102 79 5,031 SH   DFND 1 5,031 0 0
ALASKA AIR GROUP INC COM 011659109 79 1,527 SH   DFND 1 1,527 0 0
DELTA AIR LINES INC DEL COM NEW 247361702 1,510 37,566 SH   DFND 1 37,566 0 0
JETBLUE AWYS CORP COM 477143101 79 5,451 SH   DFND 1 5,451 0 0
KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 447 10,698 SH   DFND 1 10,698 0 0
SOUTHWEST AIRLS CO COM 844741108 135 2,913 SH   DFND 1 2,913 0 0
OLD DOMINION FREIGHT LINE IN COM 679580100 870 4,462 SH   DFND 1 4,462 0 0
UNITED AIRLS HLDGS INC COM 910047109 803 18,579 SH   DFND 1 18,579 0 0
UNITED PARCEL SERVICE INC CL B 911312106 1,213 7,208 SH   DFND 1 7,208 0 0
XPO LOGISTICS INC COM 983793100 1,150 9,656 SH   DFND 1 9,656 0 0
ALBEMARLE CORP COM 012653101 420 2,848 SH   DFND 1 2,848 0 0
AIR PRODS & CHEMS INC COM 009158106 683 2,500 SH   DFND 1 2,500 0 0
EASTMAN CHEM CO COM 277432100 373 3,727 SH   DFND 1 3,727 0 0
FMC CORP COM NEW 302491303 378 3,295 SH   DFND 1 3,295 0 0
PPG INDS INC COM 693506107 375 2,607 SH   DFND 1 2,607 0 0
SHERWIN WILLIAMS CO COM 824348106 377 514 SH   DFND 1 514 0 0
MARTIN MARIETTA MATLS INC COM 573284106 701 2,472 SH   DFND 1 2,472 0 0
AMERICAN TOWER CORP NEW COM 03027X100 231 1,030 SH   DFND 1 1,030 0 0
AVALONBAY CMNTYS INC COM 053484101 593 3,697 SH   DFND 1 3,697 0 0
BOSTON PROPERTIES INC COM 101121101 2,788 29,500 SH   DFND 1 29,500 0 0
CROWN CASTLE INTL CORP NEW COM 22822V101 231 1,454 SH   DFND 1 1,454 0 0
DIGITAL RLTY TR INC COM 253868103 484 3,475 SH   DFND 1 3,475 0 0
EQUINIX INC COM 29444U700 212 298 SH   DFND 1 298 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 117 1,981 SH   DFND 1 1,981 0 0
INNOVATIVE INDL PPTYS INC COM 45781V101 337 1,844 SH   DFND 1 1,844 0 0
IRON MTN INC NEW COM 46284V101 742 25,187 SH   DFND 1 25,187 0 0
LIFE STORAGE INC COM 53223X107 119 1,005 SH   DFND 1 1,005 0 0
MEDICAL PPTYS TRUST INC COM 58463J304 382 17,549 SH   DFND 1 17,549 0 0
REALTY INCOME CORP COM 756109104 1,056 16,999 SH   DFND 1 16,999 0 0
PROLOGIS INC. COM 74340W103 1,507 15,125 SH   DFND 1 15,125 0 0
REGENCY CTRS CORP COM 758849103 1,853 40,652 SH   DFND 1 40,652 0 0
SIMON PPTY GROUP INC NEW COM 828806109 473 5,549 SH   DFND 1 5,549 0 0
VORNADO RLTY TR SH BEN INT 929042109 850 22,780 SH   DFND 1 22,780 0 0
VENTAS INC COM 92276F100 172 3,521 SH   DFND 1 3,521 0 0
CONAGRA BRANDS INC COM 205887102 34 952 SH   DFND 1 952 0 0
CLOROX CO DEL COM 189054109 1,491 7,389 SH   DFND 1 7,389 0 0
COSTCO WHSL CORP NEW COM 22160K105 328 872 SH   DFND 1 872 0 0
CAMPBELL SOUP CO COM 134429109 691 14,311 SH   DFND 1 14,311 0 0
NATIONAL BEVERAGE CORP COM 635017106 390 4,597 SH   DFND 1 4,597 0 0
KELLOGG CO COM 487836108 130 2,102 SH   DFND 1 2,102 0 0
COCA COLA CO COM 191216100 8 150 SH   DFND 1 150 0 0
MEDIFAST INC COM 58470H101 134 683 SH   DFND 1 683 0 0
MCCORMICK & CO INC COM NON VTG 579780206 1,077 11,269 SH   DFND 1 11,269 0 0
MONSTER BEVERAGE CORP NEW COM 61174X109 8 90 SH   DFND 1 90 0 0
PROCTER AND GAMBLE CO COM 742718109 1,753 12,603 SH   DFND 1 12,603 0 0
SPROUTS FMRS MKT INC COM 85208M102 109 5,451 SH   DFND 1 5,451 0 0
SMUCKER J M CO COM NEW 832696405 348 3,017 SH   DFND 1 3,017 0 0
TYSON FOODS INC CL A 902494103 707 10,975 SH   DFND 1 10,975 0 0
WALGREENS BOOTS ALLIANCE INC COM 931427108 352 8,830 SH   DFND 1 8,830 0 0
WALMART INC COM 931142103 349 2,423 SH   DFND 1 2,423 0 0
AGNC INVT CORP COM 00123Q104 17,829 1,142,948 SH   DFND 1 1,142,948 0 0
ALLY FINL INC COM 02005N100 101 2,848 SH   DFND 1 2,848 0 0
AON PLC SHS CL A G0403H108 90 427 SH   DFND 1 427 0 0
BK OF AMERICA CORP COM 060505104 457 15,097 SH   DFND 1 15,097 0 0
BLACKROCK INC COM 09247X101 7 11 SH   DFND 1 11 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 656 2,832 SH   DFND 1 2,832 0 0
CAPITAL ONE FINL CORP COM 14040H105 99 1,007 SH   DFND 1 1,007 0 0
MR COOPER GROUP INC COM 62482R107 89 2,892 SH   DFND 1 2,892 0 0
EHEALTH INC COM 28238P109 289 4,094 SH   DFND 1 4,094 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,402 5,320 SH   DFND 1 5,320 0 0
INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 1,392 22,858 SH   DFND 1 22,858 0 0
JPMORGAN CHASE & CO COM 46625H100 291 2,297 SH   DFND 1 2,297 0 0
MOODYS CORP COM 615369105 8 28 SH   DFND 1 28 0 0
METLIFE INC COM 59156R108 291 6,217 SH   DFND 1 6,217 0 0
MORGAN STANLEY COM NEW 617446448 469 6,857 SH   DFND 1 6,857 0 0
NASDAQ INC COM 631103108 7 60 SH   DFND 1 60 0 0
NEW RESIDENTIAL INVT CORP COM NEW 64828T201 11,393 1,146,253 SH   DFND 1 1,146,253 0 0
PENNYMAC FINL SVCS INC NEW COM 70932M107 93 1,425 SH   DFND 1 1,425 0 0
PRICE T ROWE GROUP INC COM 74144T108 125 831 SH   DFND 1 831 0 0
WELLS FARGO CO NEW COM 949746101 291 9,656 SH   DFND 1 9,656 0 0
CUMMINS INC COM 231021106 69 306 SH   DFND 1 306 0 0
CINTAS CORP COM 172908105 821 2,323 SH   DFND 1 2,323 0 0
DEERE & CO COM 244199105 69 258 SH   DFND 1 258 0 0
EQUIFAX INC COM 294429105 1,524 7,906 SH   DFND 1 7,906 0 0
GENERAL ELECTRIC CO COM 369604103 1,703 157,689 SH   DFND 1 157,689 0 0
GENERAC HLDGS INC COM 368736104 1,046 4,601 SH   DFND 1 4,601 0 0
GRAINGER W W INC COM 384802104 144 354 SH   DFND 1 354 0 0
L3HARRIS TECHNOLOGIES INC COM 502431109 69 366 SH   DFND 1 366 0 0
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LILLY ELI & CO COM 532457108 49 292 SH   DFND 1 292 0 0
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AECOM COM 00766T100 425 8,543 SH   DFND 1 8,543 0 0
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FOX CORP CL A COM 35137L105 43 1,504 SH   DFND 1 1,504 0 0
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ROKU INC COM CL A 77543R102 42 129 SH   DFND 1 129 0 0
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TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 44 213 SH   DFND 1 213 0 0
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BOX INC CL A 10316T104 23 1,277 SH   DFND 1 1,277 0 0
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AMERICAN ELEC PWR CO INC UNIT 08/15/2025 02557T307 3,624 72,546 SH   DFND 1 72,546 0 0
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GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 30,890 439,854 SH   DFND 1 439,854 0 0
AKERNA CORP COM 00973W102 17 5,305 SH   DFND 1 5,305 0 0
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IHS MARKIT LTD SHS G47567105 3,959 44,076 SH   DFND 1 44,076 0 0
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JD.COM INC SPON ADR CL A 47215P106 351 4,000 SH   DFND 1 4,000 0 0
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TIFFANY & CO NEW COM 886547108 5,686 43,256 SH   DFND 1 43,256 0 0
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PEBBLEBROOK HOTEL TR COM 70509V100 197 10,522 SH   DFND 1 10,522 0 0
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CUBESMART COM 229663109 336 10,011 SH   DFND 1 10,011 0 0
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GLRY STR NW MDIA GRUP HLDG L SHS G39973105 2 766 SH   DFND 1 766 0 0
ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 25 2,570 SH   DFND 1 2,570 0 0
ADVANTAGE SOLUTIONS INC *W EXP 07/18/202 00791N110 251 88,897 SH   DFND 1 88,897 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 12 104,101 SH   DFND 1 104,101 0 0
ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 162 81,338 SH   DFND 1 81,338 0 0
AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 128 29,077 SH   DFND 1 29,077 0 0
AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 38 44,026 SH   DFND 1 44,026 0 0
AERSALE CORPORATION *W EXP 11/04/202 00810F114 22 12,337 SH   DFND 1 12,337 0 0
AMERICAN VRTUAL CLOUD TECH I *W EXP 04/07/202 030382113 88 188,354 SH   DFND 1 188,354 0 0
BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 16 7,715 SH   DFND 1 7,715 0 0
BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 0 2,000 SH   DFND 1 2,000 0 0
CEREVEL THERAPEUTICS HLDNG I *W EXP 06/09/202 15678U102 4 833 SH   DFND 1 833 0 0
CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 6 4,217 SH   DFND 1 4,217 0 0
CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 187 70,141 SH   DFND 1 70,141 0 0
DANIMER SCIENTIFIC INC *W EXP 05/08/202 236272118 101 8,990 SH   DFND 1 8,990 0 0
DASEKE INC *W EXP 02/27/202 23753F115 109 609,909 SH   DFND 1 609,909 0 0
US ECOLOGY INC COM 91734M103 98 2,722 SH   DFND 1 2,722 0 0
DIGINEX LIMITED SHS Y2074E109 17 1,074 SH   DFND 1 1,074 0 0
FISKER INC CL A COM STK 33813J106 24 1,660 SH   DFND 1 1,660 0 0
GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 26 7,459 SH   DFND 1 7,459 0 0
ESPORTS ENTMT GROUP INC *W EXP 03/31/202 29667K116 51 16,753 SH   DFND 1 16,753 0 0
GOLDEN NUGGET ONLINE GAMIN *W EXP 05/09/202 38113L115 7 811 SH   DFND 1 811 0 0
HALL OF FAME RESORT & ENTMT COM 40619L102 0 146 SH   DFND 1 146 0 0
HIGHPEAK ENERGY INC *W EXP 08/21/202 43114Q121 543 120,024 SH   DFND 1 120,024 0 0
FUSION FUEL GREEN PLC *W EXP 07/01/202 G3R25D100 93 14,084 SH   DFND 1 14,084 0 0
HYLIION HOLDINGS CORP COMMON STOCK 449109107 491 29,845 SH   DFND 1 29,845 0 0
INFRA AND ENERGY ALTRNTIVE I *W EXP 05/20/202 45686J112 20 7,012 SH   DFND 1 7,012 0 0
IMMURON LTD *W EXP 05/12/202 Q4867H223 6 5,080 SH   DFND 1 5,080 0 0
KALEYRA INC *W EXP 11/25/202 483379111 94 63,139 SH   DFND 1 63,139 0 0
MP MATERIALS CORP *W EXP 05/04/202 553368119 633 41,228 SH   DFND 1 41,228 0 0
MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 113 75,793 SH   DFND 1 75,793 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 19 1,998 SH   DFND 1 1,998 0 0
NEW FRONTIER HEALTH CORP ORD SHS G6461G106 56 6,553 SH   DFND 1 6,553 0 0
NESCO HLDGS INC *W EXP 01/01/202 64083J112 106 110,968 SH   DFND 1 110,968 0 0
OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 538 79,137 SH   DFND 1 79,137 0 0
PAE INC *W EXP 09/11/202 69290Y117 154 67,354 SH   DFND 1 67,354 0 0
PAVMED INC *W EXP 01/29/202 70387R114 9 22,661 SH   DFND 1 22,661 0 0
PAVMED INC *W EXP 04/30/202 70387R122 15 13,481 SH   DFND 1 13,481 0 0
PAYA HOLDINGS INC *W EXP 10/16/202 70434P111 48 13,412 SH   DFND 1 13,412 0 0
BIOMX INC *W EXP 10/16/202 09090D111 45 56,270 SH   DFND 1 56,270 0 0
LORDSTOWN MOTORS CORP *W EXP 10/23/202 54405Q118 32 3,752 SH   DFND 1 3,752 0 0
ROMEO POWER INC *W EXP 02/21/202 776153116 95 10,290 SH   DFND 1 10,290 0 0
SHIFT TECHNOLOGIES INC CL A 82452T107 24 2,905 SH   DFND 1 2,905 0 0
SKILLZ INC COM 83067L109 5 256 SH   DFND 1 256 0 0
SKILLZ INC *W EXP 02/26/202 83067L117 6 879 SH   DFND 1 879 0 0
TALOS ENERGY INC *W EXP 02/28/202 87484T116 0 3,647 SH   DFND 1 3,647 0 0
TIDEWATER INC NEW *W EXP 11/24/202 88642R174 14 53,007 SH   DFND 1 53,007 0 0
TIDEWATER INC NEW *W EXP 07/31/202 88642R125 2 7,418 SH   DFND 1 7,418 0 0
SOC TELEMED INC COM CL A 78472F101 25 3,258 SH   DFND 1 3,258 0 0
SOC TELEMED INC *W EXP 11/30/202 78472F119 5 4,378 SH   DFND 1 4,378 0 0
TATTOOED CHEF INC COM CL A 87663X102 60 2,632 SH   DFND 1 2,632 0 0
HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 457 287,560 SH   DFND 1 287,560 0 0
VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 35 4,211 SH   DFND 1 4,211 0 0
VISTRA CORP *W EXP 02/02/202 92840M128 74 198,555 SH   DFND 1 198,555 0 0
VIVINT SMART HOME INC *W EXP 01/17/202 928542117 12 1,400 SH   DFND 1 1,400 0 0
XL FLEET CORP *W EXP 06/01/202 9837FR118 36 4,498 SH   DFND 1 4,498 0 0
CONX CORP COM CL A 212873103 5,053 493,977 SH   DFND 1 493,977 0 0
CONX CORP *W EXP 10/30/202 212873111 176 115,813 SH   DFND 1 115,813 0 0
EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 41 84,993 SH   DFND 1 84,993 0 0
SCVX CORP UNIT 99/99/9999 G79448109 108 9,399 SH   DFND 1 9,399 0 0
OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 32 3,000 SH   DFND 1 3,000 0 0
BIOCERES CROP SOLUTIONS CORP SHS G1117K114 42 6,803 SH   DFND 1 6,803 0 0
COLUMBIA SELIGM PREM TECH GR COM 19842X109 1,650 60,602 SH   DFND 1 60,602 0 0
SPROTT PHYSICAL GOLD TR UNIT 85207H104 386 25,640 SH   DFND 1 25,640 0 0
SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 134 14,377 SH   DFND 1 14,377 0 0
COMMSCOPE HLDG CO INC COM 20337X109 2,262 168,849 SH   DFND 1 168,849 0 0
CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 430 300,000 PRN   DFND 1 0 0 0
FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3,665 4,139,000 PRN   DFND 1 0 0 0
HANNON ARMSTRONG SUST INFR C COM 41068X100 106 1,676 SH   DFND 1 1,676 0 0
HARMONIC INC DBCV 2.000% 9/0 413160AD4 5,468 5,000,000 PRN   DFND 1 0 0 0
INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 892 1,500,000 PRN   DFND 1 0 0 0
KNOWLES CORP NOTE 3.250%11/0 49926DAB5 27,590 24,246,000 PRN   DFND 1 0 0 0
MEDNAX INC COM 58502B106 678 27,631 SH   DFND 1 27,631 0 0
MOLINA HEALTHCARE INC COM 60855R100 473 2,226 SH   DFND 1 2,226 0 0
NEW RELIC INC COM 64829B100 425 6,500 SH   DFND 1 6,500 0 0
PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10,518 7,440,000 PRN   DFND 1 0 0 0
PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 4,235 4,000,000 PRN   DFND 1 0 0 0
PLANTRONICS INC NEW COM 727493108 102 3,801 SH   DFND 1 3,801 0 0
RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 83,913 12,752,000 PRN   DFND 1 0 0 0
SELECT MED HLDGS CORP COM 81619Q105 795 28,758 SH   DFND 1 28,758 0 0
SNAP INC NOTE 0.750% 8/0 83304AAB2 6,222 2,742,000 PRN   DFND 1 0 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 1,405 35,198 SH   DFND 1 35,198 0 0
TEAM INC COM 878155100 2 237 SH   DFND 1 237 0 0
2U INC COM 90214J101 7 198 SH   DFND 1 198 0 0
ZENDESK INC NOTE 0.250% 3/1 98936JAB7 15,885 6,961,000 PRN   DFND 1 0 0 0
CINCINNATI BELL INC NEW COM NEW 171871502 1,049 68,695 SH   DFND 1 68,695 0 0
FLEX LTD ORD Y2573F102 6,023 335,000 SH   DFND 1 335,000 0 0
NORFOLK SOUTHN CORP COM 655844108 2,494 10,500 SH   DFND 1 10,500 0 0
ACACIA COMMUNICATIONS INC COM 00401C108 15 214 SH   DFND 1 214 0 0
AMERICAN RENAL ASSOCS HLDGS COM 029227105 585 51,169 SH   DFND 1 51,169 0 0
BIOTELEMETRY INC COM 090672106 226 3,137 SH   DFND 1 3,137 0 0
CIGNA CORP NEW COM 125523100 458 2,203 SH   DFND 1 2,203 0 0
QUEST DIAGNOSTICS INC COM 74834L100 860 7,220 SH   DFND 1 7,220 0 0
FITBIT INC CL A 33812L102 1,697 249,618 SH   DFND 1 249,618 0 0
HMS HLDGS CORP COM 40425J101 1,251 34,066 SH   DFND 1 34,066 0 0
LIBERTY BROADBAND CORP COM SER C 530307305 269 1,700 SH   DFND 1 1,700 0 0
MTS SYS CORP COM 553777103 115 1,986 SH   DFND 1 1,986 0 0
VARIAN MED SYS INC COM 92220P105 4,070 23,257 SH   DFND 1 23,257 0 0
CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 7 3,997 SH   DFND 1 3,997 0 0
PLURALSIGHT INC NOTE 0.375% 3/0 72941BAB2 35,089 35,500,000 PRN   DFND 1 0 0 0
DENBURY INC COM 24790A101 0 30 SH   DFND 1 30 0 0
INSULET CORP NOTE 0.375% 9/0 45784PAK7 1,591 1,197,000 PRN   DFND 1 0 0 0
APHRIA INC COM 03765K104 259 37,467 SH   DFND 1 37,467 0 0
CHEMOURS CO COM 163851108 1,789 72,175 SH   DFND 1 72,175 0 0
CLEVELAND-CLIFFS INC NEW COM 185899101 2,355 161,781 SH   DFND 1 161,781 0 0
CLOVIS ONCOLOGY INC COM 189464100 39 8,213 SH   DFND 1 8,213 0 0
COMMUNITY HEALTH SYS INC NEW COM 203668108 159 21,489 SH   DFND 1 21,489 0 0
TRANSOCEAN LTD REG SHS H8817H100 1,827 790,998 SH   DFND 1 790,998 0 0
UNITED STATES STL CORP NEW COM 912909108 1,205 71,864 SH   DFND 1 71,864 0 0
LUMINAR TECHNOLOGIES INC COM CL A 550424105 671 19,740 SH   DFND 1 19,740 0 0
VIRGIN GALACTIC HOLDINGS INC COM 92766K106 801 33,765 SH   DFND 1 33,765 0 0
QUANTUMSCAPE CORP COM CL A 74767V109 1,161 13,749 SH   DFND 1 13,749 0 0
ELECTRAMECCANICA VEHS CORP COM NEW 284849205 91 14,706 SH   DFND 1 14,706 0 0
CHEGG INC NOTE 0.250% 5/1 163092AB5 66,546 19,896,000 PRN   DFND 1 0 0 0
NICE SYS INC NOTE 1.250% 1/1 65366HAB9 29,236 8,612,000 PRN   DFND 1 0 0 0
TWILIO INC CL A 90138F102 387 1,145 SH   DFND 1 1,145 0 0
WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 32,808 16,175,000 PRN   DFND 1 0 0 0
DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 30 2,098 SH   DFND 1 2,098 0 0
DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 87 12,060 SH   DFND 1 12,060 0 0
INVESCO QQQ TR UNIT SER 1 46090E103 15,598 49,719 SH   DFND 1 49,719 0 0
PROSHARES TR ULTRASHRT S&P500 74347B383 131 10,600 SH   DFND 1 10,600 0 0
PROSHARES TR ULTRAPRO SHT QQQ 74347G861 3,605 237,502 SH   DFND 1 237,502 0 0
PROSHARES TR PSHS ULT S&P 500 74347R107 290 3,177 SH   DFND 1 3,177 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 147 8,999 SH   DFND 1 8,999 0 0
ISHARES TR 20 YR TR BD ETF 464287432 8,407 53,304 SH   DFND 1 53,304 0 0
DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 8,809 132,833 SH   DFND 1 132,833 0 0
PROSHARES TR ULTRAPRO QQQ 74347X831 2,459 13,528 SH   DFND 1 13,528 0 0
DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 61 8,960 SH   DFND 1 8,960 0 0
PROSHARES TR ULTRPRO S&P500 74347X864 740 9,638 SH   DFND 1 9,638 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2,306 34,200 SH   DFND 1 34,200 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5,921 52,200 SH   DFND 1 52,200 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 545 14,400 SH   DFND 1 14,400 0 0
WHOLE EARTH BRANDS INC COM CL A 96684W100 527 48,321 SH   DFND 1 48,321 0 0
OCCIDENTAL PETE CORP COM 674599105 22 1,289 SH   DFND 1 1,289 0 0
BROADCOM INC COM 11135F101 148 340 SH   DFND 1 340 0 0
CHANGE HEALTHCARE INC COM 15912K100 78 4,215 SH   DFND 1 4,215 0 0
CHEWY INC CL A 16679L109 359 4,000 SH   DFND 1 4,000 0 0
ALLIED ESPORTS ENTMT INC COM 019170109 3 2,399 SH   DFND 1 2,399 0 0
ATLAS TECHNICAL CONSULTANTS COM CLS A 049430101 65 9,302 SH   DFND 1 9,302 0 0
FALCON MINERALS CORP *W EXP 07/21/202 30607B208 2 17,301 SH   DFND 1 17,301 0 0
IMMURON LTD SPONSORED ADR 45254U101 1 200 SH   DFND 1 200 0 0
RIMINI STR INC DEL COM 76674Q107 2 652 SH   DFND 1 652 0 0
TIDEWATER INC NEW COM 88642R109 26 3,076 SH   DFND 1 3,076 0 0
TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 1 24,964 SH   DFND 1 24,964 0 0
BMC STK HLDGS INC COM 05591B109 3,990 74,322 SH   DFND 1 74,322 0 0
CONCHO RES INC COM 20605P101 3,143 53,862 SH   DFND 1 53,862 0 0
HYCROFT MINING HOLDING CORP COM CL A 44862P109 14,547 1,853,178 SH   DFND 1 1,853,178 0 0
OPENDOOR TECHNOLOGIES INC *W EXP 12/18/202 683712111 260 33,644 SH   DFND 1 33,644 0 0
PARSLEY ENERGY INC CL A 701877102 5,036 354,645 SH   DFND 1 354,645 0 0
PARSLEY ENERGY INC CL A 701877952 939 661 SH Put DFND 1 0 0 0
FRONT YD RESIDENTIAL CORP COM 35904G107 1,367 84,361 SH   DFND 1 84,361 0 0
WPX ENERGY INC COM 98212B103 1,549 190,115 SH   DFND 1 190,115 0 0
HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 0 169,985 SH   DFND 1 169,985 0 0