The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| BLACKROCK TCP CAP CORP | COM | 09259E108 | 5,797 | 515,779 | SH | DFND | 1 | 0 | 515,779 | 0 | |
| GOHEALTH INC | COM CL A | 38046W105 | 137 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
| GOLDMAN SACHS BDC INC | NOTE 4.500% 4/0 | 38147UAB3 | 2,053 | 2,000,000 | PRN | DFND | 1 | 0 | 2,000,000 | 0 | |
| GOLUB CAP BDC INC | COM | 38173M102 | 3,065 | 216,788 | SH | DFND | 1 | 0 | 216,788 | 0 | |
| INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 46138G805 | 20,760 | 619,700 | SH | DFND | 1 | 0 | 619,700 | 0 | |
| ISHARES TR | USD INV GRDE ETF | 464288620 | 19,390 | 312,900 | SH | DFND | 1 | 0 | 312,900 | 0 | |
| MAIN STREET CAPITAL CORP | COM | 56035L104 | 3,255 | 100,884 | SH | DFND | 1 | 0 | 100,884 | 0 | |
| REDWOOD TR INC | NOTE 4.750% 8/1 | 758075AC9 | 4,715 | 5,000,000 | PRN | DFND | 1 | 0 | 5,000,000 | 0 | |
| SELECTQUOTE INC | COM | 816307300 | 1,048 | 50,500 | SH | DFND | 1 | 0 | 50,500 | 0 | |
| SPDR SER TR | WELLS FG PFD ETF | 78464A292 | 31,087 | 700,000 | SH | DFND | 1 | 0 | 700,000 | 0 | |
| VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 20,159 | 181,500 | SH | DFND | 1 | 0 | 181,500 | 0 | |