The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 785 | 10,000 | SH | Call | OTR | 1,2 | 0 | 10,000 | 0 |
AECOM | COM | 00766t100 | 833 | 13,000 | SH | OTR | 1,2 | 0 | 13,000 | 0 | |
AECOM | COM | 00766t100 | 833 | 13,000 | SH | Put | OTR | 1,2 | 0 | 13,000 | 0 |
AEGION CORP | COM | 00770F104 | 863 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
AEROJET ROCKETDYNE HLDGS INC | COM | 007800105 | 1,717 | 36,554 | SH | OTR | 1,2 | 0 | 36,554 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 8,792 | 57,500 | SH | OTR | 1,2 | 0 | 57,500 | 0 | |
ALPHABET INC | CAP STK CL C | 02079k107 | 207 | 100 | SH | OTR | 1,2 | 0 | 100 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 1,551 | 10,000 | SH | Call | OTR | 1,2 | 0 | 10,000 | 0 |
ANALOG DEVICES INC | COM | 032654105 | 775 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
BOINGO WIRELESS INC | COM | 09739C102 | 1,618 | 115,000 | SH | OTR | 1,2 | 0 | 115,000 | 0 | |
BOSTON PRIVATE FINL HLDGS IN | COM | 101119105 | 400 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
BOSTON PRIVATE FINL HLDGS IN | COM | 101119105 | 400 | 30,000 | SH | Put | OTR | 1,2 | 0 | 30,000 | 0 |
CANTEL MED CORP | COM | 138098108 | 1,063 | 13,310 | SH | OTR | 1,2 | 0 | 13,310 | 0 | |
CANTEL MED CORP | COM | 138098108 | 798 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
CERAGON NETWORKS LTD | ORD | m22013102 | 41 | 11,000 | SH | OTR | 1,2 | 0 | 11,000 | 0 | |
CHANGE HEALTHCARE INC | COM | 15912K100 | 718 | 32,500 | SH | OTR | 1,2 | 0 | 32,500 | 0 | |
CHANGE HEALTHCARE INC | COM | 15912K100 | 442 | 20,000 | SH | Put | OTR | 1,2 | 0 | 20,000 | 0 |
COHERENT INC | COM | 192479103 | 2,782 | 11,000 | SH | OTR | 1,2 | 0 | 11,000 | 0 | |
COLLABORATIVE INVESTMNT SER | THE SPAC AND NEW | 19423L672 | 1,807 | 63,400 | SH | OTR | 1,2 | 0 | 63,400 | 0 | |
COLLABORATIVE INVESTMNT SER | THE SPAC AND NEW | 19423L672 | 1,140 | 40,000 | SH | Put | OTR | 1,2 | 0 | 40,000 | 0 |
COOPER TIRE & RUBR CO | COM | 216831107 | 1,120 | 20,000 | SH | OTR | 1,2 | 0 | 20,000 | 0 | |
CORELOGIC INC | COM | 21871D103 | 4,597 | 58,000 | SH | OTR | 1,2 | 0 | 58,000 | 0 | |
CORELOGIC INC | COM | 21871D103 | 793 | 10,000 | SH | Call | OTR | 1,2 | 0 | 10,000 | 0 |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 3,673 | 97,500 | SH | OTR | 1,2 | 0 | 97,500 | 0 | |
FLIR SYS INC | COM | 302445101 | 5,506 | 97,500 | SH | OTR | 1,2 | 0 | 97,500 | 0 | |
FS DEVELOPMENT CORP II | COM CL A | 30318f100 | 100 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 | |
GENMARK DIAGNOSTICS INC | COM | 372309104 | 2,153 | 90,099 | SH | OTR | 1,2 | 0 | 90,099 | 0 | |
GENMARK DIAGNOSTICS INC | COM | 372309104 | 239 | 10,000 | SH | Put | OTR | 1,2 | 0 | 10,000 | 0 |
GLU MOBILE INC | COM | 379890106 | 2,546 | 204,039 | SH | OTR | 1,2 | 0 | 204,039 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 351 | 20,000 | SH | Put | OTR | 1,2 | 0 | 20,000 | 0 |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 9,565 | 44,100 | SH | OTR | 1,2 | 0 | 44,100 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 334 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
ICON PLC | SHS | G4705A100 | 509 | 2,590 | SH | OTR | 1,2 | 0 | 2,590 | 0 | |
II-VI INC | COM | 902104108 | 205 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
II-VI INC | COM | 902104108 | 820 | 12,000 | SH | Put | OTR | 1,2 | 0 | 12,000 | 0 |
INPHI CORP | COM | 45772F107 | 10,924 | 61,227 | SH | OTR | 1,2 | 0 | 61,227 | 0 | |
KANSAS CITY SOUTHERN | COM NEW | 485170302 | 5,278 | 20,000 | SH | OTR | 1,2 | 0 | 20,000 | 0 | |
LUMENTUM HLDGS INC | COM | 55024u109 | 548 | 6,000 | SH | OTR | 1,2 | 0 | 6,000 | 0 | |
LUMENTUM HLDGS INC | COM | 55024u109 | 457 | 5,000 | SH | Put | OTR | 1,2 | 0 | 5,000 | 0 |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,225 | 25,000 | SH | Put | OTR | 1,2 | 0 | 25,000 | 0 |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 9,394 | 191,800 | SH | Call | OTR | 1,2 | 0 | 191,800 | 0 |
MAXIM INTEGRATED PRODS INC | COM | 57772k101 | 5,405 | 59,158 | SH | OTR | 1,2 | 0 | 59,158 | 0 | |
MICHAELS COS INC | COM | 59408Q106 | 3,072 | 140,000 | SH | OTR | 1,2 | 0 | 140,000 | 0 | |
MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | 354 | 20,000 | SH | OTR | 1,2 | 0 | 20,000 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 496 | 6,391 | SH | OTR | 1,2 | 0 | 6,391 | 0 | |
MSG NETWORK INC | CL A | 553573106 | 199 | 13,252 | SH | OTR | 1,2 | 0 | 13,252 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 1,803 | 40,956 | SH | OTR | 1,2 | 0 | 40,956 | 0 | |
NIC INC | COM | 62914B100 | 5,948 | 175,300 | SH | OTR | 1,2 | 0 | 175,300 | 0 | |
NLIGHT INC | COM | 65487K100 | 564 | 17,400 | SH | Put | OTR | 1,2 | 0 | 17,400 | 0 |
NLIGHT INC | COM | 65487K100 | 813 | 25,100 | SH | OTR | 1,2 | 0 | 25,100 | 0 | |
OMNICELL COM | COM | 68213N109 | 390 | 3,000 | SH | OTR | 1,2 | 0 | 3,000 | 0 | |
PLURALSIGHT INC | COM CL A | 72941B106 | 1,128 | 50,499 | SH | OTR | 1,2 | 0 | 50,499 | 0 | |
PRA HEALTH SCIENCES INC | COM | 69354M108 | 690 | 4,500 | SH | OTR | 1,2 | 0 | 4,500 | 0 | |
QIAGEN NV | SHS NEW | n72482123 | 536 | 11,000 | SH | OTR | 1,2 | 0 | 11,000 | 0 | |
REALPAGE INC | COM | 75606N109 | 11,423 | 131,000 | SH | OTR | 1,2 | 0 | 131,000 | 0 | |
SLACK TECHNOLOGIES INC | COM CL A | 83088V102 | 9,158 | 225,400 | SH | OTR | 1,2 | 0 | 225,400 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,945 | 15,000 | SH | Call | OTR | 1,2 | 0 | 15,000 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 793 | 2,000 | SH | OTR | 1,2 | 0 | 2,000 | 0 | |
TALEND S A | ADS | 874224207 | 1,909 | 30,000 | SH | OTR | 1,2 | 0 | 30,000 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 346 | 758 | SH | OTR | 1,2 | 0 | 758 | 0 | |
THOMA BRAVO ADVANTAGE | COM CL A | G88272102 | 157 | 15,000 | SH | OTR | 1,2 | 0 | 15,000 | 0 | |
VARIAN MED SYS INC | COM | 92220p105 | 17,123 | 97,000 | SH | OTR | 1,2 | 0 | 97,000 | 0 | |
WESCO INTL INC | COM | 95082P105 | 831 | 9,600 | SH | OTR | 1,2 | 0 | 9,600 | 0 | |
WESCO INTL INC | COM | 95082P105 | 831 | 9,600 | SH | Put | OTR | 1,2 | 0 | 9,600 | 0 |
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 1,585 | 6,925 | SH | OTR | 1,2 | 0 | 6,925 | 0 | |
XILINX INC | COM | 983919101 | 6,096 | 49,200 | SH | OTR | 1,2 | 0 | 49,200 | 0 | |
ZOETIS INC | CL A | 98978V103 | 1,575 | 10,000 | SH | OTR | 1,2 | 0 | 10,000 | 0 |