The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 15,203 | 1,169,477 | SH | DFND | 2 | 1,169,477 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 60,825 | 4,678,840 | SH | DFND | 1 | 4,678,840 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 722 | 206,250 | SH | DFND | 206,250 | 0 | 0 | ||
| ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 1,768 | 505,045 | SH | DFND | 1 | 505,045 | 0 | 0 | |
| ALTA EQUIPMENT GROUP INC | *W EXP 02/14/202 | 02128L114 | 2,408 | 688,125 | SH | DFND | 2 | 688,125 | 0 | 0 | |
| B. RILEY FINANCIAL INC | COM | 05580M108 | 17,924 | 317,915 | SH | DFND | 2 | 317,915 | 0 | 0 | |
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 21,267 | 2,245,764 | SH | DFND | 2 | 2,245,764 | 0 | 0 | |
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 32,252 | 3,405,659 | SH | DFND | 1 | 3,405,659 | 0 | 0 | |
| BABCOCK & WILCOX ENTERPRISES | COM | 05614L209 | 204,931 | 21,640,014 | SH | DFND | 21,640,014 | 0 | 0 | ||
| DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 590 | 27,252 | SH | DFND | 1 | 27,252 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 2,032 | 103,029 | SH | DFND | 1 | 103,029 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 7,691 | 390,000 | SH | DFND | 2 | 390,000 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | COM CL A | 29415C101 | 119,074 | 6,038,250 | SH | DFND | 6,038,250 | 0 | 0 | ||
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 225 | 25,000 | SH | DFND | 2 | 25,000 | 0 | 0 | |
| EOS ENERGY ENTERPRISES INC | *W EXP 05/06/202 | 29415C119 | 2,925 | 325,000 | SH | DFND | 325,000 | 0 | 0 | ||
| FRANCHISE GROUP INC | COM | 35180X105 | 20,239 | 560,494 | SH | DFND | 2 | 560,494 | 0 | 0 | |
| FRANCHISE GROUP INC | COM | 35180X105 | 111,855 | 3,097,609 | SH | DFND | 1 | 3,097,609 | 0 | 0 | |
| GOLAR LNG LTD | NOTE 2.750% 2/1 | 38046YAB7 | 111 | 115,000 | PRN | DFND | 1 | 115,000 | 0 | 0 | |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 22,339 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | 15,466 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
| KVH INDS INC | COM | 482738101 | 13 | 1,015 | SH | DFND | 1 | 1,015 | 0 | 0 | |
| KVH INDS INC | COM | 482738101 | 2,536 | 200,000 | SH | DFND | 2 | 200,000 | 0 | 0 | |
| LANDSEA HOMES CORP | COM | 51509P103 | 180 | 18,815 | SH | DFND | 1 | 18,815 | 0 | 0 | |
| MARCHEX INC | CL B | 56624R108 | 4,360 | 1,551,550 | SH | DFND | 1 | 1,551,550 | 0 | 0 | |
| 180 DEGREE CAP CORP | COM NEW | 68235B208 | 758 | 102,455 | SH | DFND | 1 | 102,455 | 0 | 0 | |
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G861 | 19,408 | 1,479,300 | SH | DFND | 1,479,300 | 0 | 0 | ||
| PROSHARES TR | ULTRAPRO SHT QQQ | 74347G861 | 31,488 | 2,400,000 | SH | DFND | 1 | 2,400,000 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 21,312 | 2,558,511 | SH | DFND | 2 | 2,558,511 | 0 | 0 | |
| QUANTUM CORP | COM NEW | 747906501 | 49,889 | 5,989,100 | SH | DFND | 1 | 5,989,100 | 0 | 0 | |
| ROMAN DBDR TECH ACQUISITION | *W EXP 10/31/202 | 77584N119 | 193 | 254,539 | SH | DFND | 1 | 254,539 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,743 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 3,496 | 485,543 | SH | DFND | 2 | 485,543 | 0 | 0 | |
| SELECT INTERIOR CONCEPTS INC | CL A | 816120307 | 19,890 | 2,762,457 | SH | DFND | 1 | 2,762,457 | 0 | 0 | |
| SELECT ENERGY SVCS INC | CL A COM | 81617J301 | 50 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| SOFTWARE ACQUISITN GRUP INC | COM CL A | 83407F101 | 856 | 84,988 | SH | DFND | 1 | 84,988 | 0 | 0 | |
| SONIM TECHNOLOGIES INC | COM | 83548F101 | 3,853 | 4,699,252 | SH | DFND | 4,699,252 | 0 | 0 | ||
| SONIM TECHNOLOGIES INC | COM | 83548F101 | 4,707 | 5,740,325 | SH | DFND | 2 | 5,740,325 | 0 | 0 | |
| SPARTACUS ACQUISITION CORP | *W EXP 10/31/202 | 84677L117 | 64 | 100,000 | SH | DFND | 2 | 100,000 | 0 | 0 | |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | 934 | 63,000 | SH | DFND | 1 | 63,000 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | SHS CL A | G0112R108 | 5,370 | 561,112 | SH | DFND | 1 | 561,112 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | UNIT 99/99/9999 | G0112R116 | 7,515 | 760,619 | SH | DFND | 1 | 760,619 | 0 | 0 | |
| AFRICAN GOLD ACQUISITION COR | *W EXP 03/31/202 | G0112R124 | 263 | 548,018 | SH | DFND | 1 | 548,018 | 0 | 0 | |
| APOLLO STRATEGIC GRWT CPTL I | UNIT 99/99/9999 | G0412A110 | 1,992 | 199,598 | SH | DFND | 1 | 199,598 | 0 | 0 | |
| HPX CORP | SHS CL A | G32219100 | 98 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| REINVENT TECHNOLOGY PARTNERS | UNIT 03/12/2026 | G7484L114 | 249 | 24,834 | SH | DFND | 1 | 24,834 | 0 | 0 | |
| TUATARA CAPITAL ACQUISITN CO | UNIT 99/99/9999 | G9118J127 | 104 | 10,403 | SH | DFND | 1 | 10,403 | 0 | 0 | |
| TWIN RIDGE CAPITAL ACQUIS CO | UNIT 99/99/9999 | G9151L112 | 129 | 13,010 | SH | DFND | 1 | 13,010 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 5,877 | 416,840 | SH | DFND | 2 | 416,840 | 0 | 0 | |
| GLOBAL SHIP LEASE INC NEW | COM CL A | Y27183600 | 24,999 | 1,772,984 | SH | DFND | 1 | 1,772,984 | 0 | 0 | |