The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRBNB INC | COM CL A | 009066101 | 1,336 | 7,109 | SH | DFND | 1,336 | 0 | 0 | ||
| BALL CORP | COM | 058498106 | 66,097 | 780,000 | SH | DFND | 66,097 | 0 | 0 | ||
| BENESSERE CAPITAL ACQUSTN CO | COM CL A | 08179B103 | 1,491 | 150,000 | SH | DFND | 1,491 | 0 | 0 | ||
| BENTLEY SYS INC | COM CL B | 08265T208 | 15,658 | 333,639 | SH | DFND | 15,658 | 0 | 0 | ||
| BEYOND MEAT INC | COM | 08862E109 | 192 | 14,300 | SH | Call | DFND | 192 | 0 | 0 | |
| BRIDGEBIO PHARMA INC | COM | 10806X102 | 10,590 | 171,923 | SH | DFND | 10,590 | 0 | 0 | ||
| BRIDGEBIO PHARMA INC | COM | 10806X102 | 47 | 171,923 | SH | Call | DFND | 47 | 0 | 0 | |
| BRIDGEBIO PHARMA INC | COM | 10806X102 | 1,461 | 171,923 | SH | Put | DFND | 1,461 | 0 | 0 | |
| BROADSTONE ACQUISITION CORP | SHS CL A | G1739V100 | 979 | 100,000 | SH | DFND | 979 | 0 | 0 | ||
| CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 714 | 170,000 | SH | DFND | 714 | 0 | 0 | ||
| DARDEN RESTAURANTS INC | COM | 237194105 | 22,706 | 159,900 | SH | DFND | 22,706 | 0 | 0 | ||
| DOCUSIGN INC | COM | 256163106 | 11,104 | 54,847 | SH | DFND | 11,104 | 0 | 0 | ||
| ENPHASE ENERGY INC | COM | 29355A107 | 15,491 | 95,528 | SH | DFND | 15,491 | 0 | 0 | ||
| EVENTBRITE INC | COM CL A | 29975E109 | 703 | 31,739 | SH | DFND | 703 | 0 | 0 | ||
| EVENTBRITE INC | COM CL A | 29975E109 | 65 | 31,739 | SH | Call | DFND | 65 | 0 | 0 | |
| GROUPON INC | COM NEW | 399473206 | 505 | 10,000 | SH | DFND | 505 | 0 | 0 | ||
| KADMON HLDGS INC | COM | 48283N106 | 14,699 | 3,778,651 | SH | DFND | 14,699 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 22,744 | 146,527 | SH | DFND | 22,744 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 3,198 | 146,527 | SH | Call | DFND | 3,198 | 0 | 0 | |
| MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 5,056 | 146,527 | SH | Put | DFND | 5,056 | 0 | 0 | |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 8,262 | 73,480 | SH | DFND | 8,262 | 0 | 0 | ||
| RAPID7 INC | COM | 753422104 | 3,290 | 44,100 | SH | DFND | 3,290 | 0 | 0 | ||
| BENESSERE CAPITAL ACQUSTN CO | RIGHT 99/99/9999 | 08179B129 | 49 | 150,000 | SH | DFND | 49 | 0 | 0 | ||
| SYNOPSYS INC | COM | 871607107 | 627 | 170,276 | SH | Call | DFND | 627 | 0 | 0 | |
| SYNOPSYS INC | COM | 871607107 | 26 | 170,276 | SH | Put | DFND | 26 | 0 | 0 | |
| USA TECHNOLOGIES INC | COM | 90328S500 | 2,051 | 175,000 | SH | DFND | 2,051 | 0 | 0 | ||
| BENESSERE CAPITAL ACQUSTN CO | *W EXP 99/99/999 | 08179B111 | 46 | 97,610 | SH | DFND | 46 | 0 | 0 | ||
| FOXWAYNE ENTERPRIS AQSTN COR | *W EXP 01/12/202 | 35166L117 | 32 | 64,223 | SH | DFND | 32 | 0 | 0 | ||
| ZENDESK INC | COM | 98936J101 | 5,696 | 42,947 | SH | DFND | 5,696 | 0 | 0 | ||