SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Karnovsky Kristina W

(Last) (First) (Middle)
45 GLOVER AVENUE

(Street)
NORWALK CT 06850

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
07/19/2021
3. Issuer Name and Ticker or Trading Symbol
FACTSET RESEARCH SYSTEMS INC [ FDS ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief Product Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 13.7425(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (right to buy) (2) 05/01/2025 Common Stock 227 $159.14 D
Employee Stock Option (right to buy) (3) 11/02/2025 Common Stock 213 $175.2 D
Employee Stock Option (right to buy) (3) 11/02/2025 Common Stock 170 $175.2 D
Employee Stock Option (right to buy) (4) 11/01/2026 Common Stock 761 $152.28 D
Employee Stock Option (right to buy) (5) 11/02/2027 Common Stock 9,322 $189.98 D
Employee Stock Option (right to buy) (6) 11/01/2028 Common Stock 6,605 $221.88 D
Employee Stock Option (right to buy) (7) 11/01/2029 Common Stock 4,154 $255.87 D
Employee Stock Option (right to buy) (8) 11/09/2030 Common Stock 3,676 $316.71 D
Explanation of Responses:
1. Amount includes 13.7425 shares acquired through the FactSet Research Systems Inc. Employee Stock Purchase Plan.
2. Options were granted on May 1, 2015 and vest over a five year period with 60% exercisable on the third anniversary of the date of grant and 40% exercisable on the fifth anniversary of the date of grant.
3. Options were granted on November 2, 2015 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
4. Options were granted on November 1, 2016 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
5. Options were granted on November 2, 2017 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
6. Options were granted on November 1, 2018 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
7. Options were granted on November 1, 2019 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
8. Options were granted on November 9, 2020 and vest ratably at 20% per year over five years upon the anniversary of the date of grant.
Remarks:
/s/ RACHEL R. STERN, Attorney in Fact for Kristina W. Karnovsky 07/27/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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