SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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 Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Rew Richard W. II
(Last) (First) (Middle)
12212 TECHNOLOGY BLVD
(Street)
AUSTIN TX 78727
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LUMINEX CORP [ LMNX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Gen Counsel & Corp Secy
3. Date of Earliest Transaction (Month/Day/Year)
07/14/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/14/2021 D 20,098(1)(2) D $37 27,478 D
Common Stock 07/14/2021 D 27,478(3) D $37 0 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right To Buy) $15.93 07/14/2021 D 11,176(4) 03/11/2017 03/11/2022 Common Stock 11,176 $15.93(4) 0 D
Stock Option (Right To Buy) $19.13 07/14/2021 D 17,430(4) 03/22/2017 03/22/2023 Common Stock 17,430 $19.13(4) 0 D
Stock Option (Right To Buy) $19.13 07/14/2021 D 29,050(4) 03/22/2017 03/22/2023 Common Stock 29,050 $19.13(4) 0 D
Stock Option (Right To Buy) $18.04 07/14/2021 D 58,607(4) 03/10/2018 03/10/2024 Common Stock 58,607 $18.04(4) 0 D
Stock Option (Right To Buy) $21.98 07/14/2021 D 25,697(4) 03/12/2019 03/12/2025 Common Stock 25,697 $21.98(4) 0 D
Stock Option (Right To Buy) $24.43 07/14/2021 D 19,967(4) 03/12/2020 03/12/2026 Common Stock 19,967 $24.43(4) 0 D
Stock Option (Right To Buy) $23.09 07/14/2021 D 66,490(4) 03/12/2021 03/12/2027 Common Stock 66,490 $23.09(4) 0 D
Explanation of Responses:
1. Disposed of pursuant to the Agreement and Plan of Merger, by and among DiaSorin S.p.A., Diagonal Subsidiary Inc. and Luminex Corporation (the "Issuer"), dated April 11, 2021 (the "Merger Agreement"), whereby each outstanding share of the Issuer's common stock was cancelled at the effective time (the "Effective Time") of the merger (the "Merger") and converted into the right to receive a cash payment of $37.00 per share.
2. This amount includes 290 shares obtained under the Luminex Corporation Employee Stock Purchase Plan on May 31, 2021, and 14 shares acquired from the Reporting Person's brokerage Dividend Reinvestment Plan as follows: 7 shares on April 15, 2021 and 7 shares on July 8, 2021.
3. Disposed of pursuant to the Merger Agreement, whereby unvested shares of restricted stock which were outstanding as of immediately prior to the Effective Time fully vested and became unrestricted common stock, and each such share of common stock that was outstanding immediately prior to the Effective Time was canceled at the Effective Time, in exchange for cash payments in the amount of $37.00 per share (without interest and subject to deduction for any required withholding taxes).
4. Disposed of pursuant to the Merger Agreement, whereby each stock option outstanding as of immediately prior to the Effective Time fully vested and was cancelled at the Effective Time and converted into the right to receive a total amount in cash, equal to the product of (x) the excess, if any, of $37.00 over the exercise price per share of each stock option (without interest and subject to deduction for any required withholding taxes) and (y) the number of shares underlying such stock option. If the amount that could have been obtained upon the exercise of the stock option pursuant to the foregoing is equal to or less than zero, then the option was terminated without payment.
Remarks:
/S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR RICHARD W. REW II 07/14/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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