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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of Earliest Event Reported): September 14, 2021

 

NortonLifeLock Inc.

(Exact Name of Registrant as Specified in Charter)

 

Delaware   000-17781   77-0181864
(State or Other Jurisdiction of
Incorporation)
  (Commission File Number)   (IRS Employer Identification No.)

 

60 E. Rio Salado Parkway, Suite 1000, Tempe, AZ   85281
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s Telephone Number, Including Area Code (650) 527-8000

 

 

(Former name or former address, if
changed since last report.)

 

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading
Symbol
  Name of each exchange
on which registered
Common Stock, par value $0.01 per share   NLOK   The Nasdaq Stock Market LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

 

Emerging growth company ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 

 

 

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The 2021 Annual Meeting of Stockholders of NortonLifeLock Inc. (the “Company”) was held on September 14, 2021. Set forth below are the matters the stockholders voted on and the final voting results.

 

Proposal 1: Election of Directors:

 

Nominee  Votes For   Votes Against   Abstentions   Broker Non-
Votes
 
Sue Barsamian   477,437,351    5,212,204    749,258    37,572,998 
Eric K. Brandt   374,128,794    108,489,634    780,385    37,572,998 
Frank E. Dangeard   470,072,673    12,549,772    776,368    37,572,998 
Nora M. Denzel   477,604,927    5,050,207    743,679    37,572,998 
Peter A. Feld   470,999,983    11,618,565    780,265    37,572,998 
Kenneth Y. Hao   480,944,950    1,685,896    767,967    37,572,998 
Emily Heath   481,218,048    1,429,243    751,522    37,572,998 
Vincent Pilette   481,100,743    1,479,261    818,809    37,572,998 
Sherrese M. Smith   480,927,564    1,714,468    756,781    37,572,998 

 

Each of the nine nominees was elected to the Company’s Board of Directors, each to hold office until the next annual meeting of stockholders and until his or her successor has been duly elected or until his or her earlier resignation or removal.

 

Proposal 2: Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
512,121,032   8,090,233   760,546   0

 

The appointment was ratified.

 

Proposal 3: Advisory vote to approve the Company’s executive compensation:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
449,243,581   32,083,606   2,071,626   37,572,998

 

The proposal was approved.

 

Proposal 4: Stockholder proposal regarding independent board chairman:

 

Votes For   Votes Against   Abstentions   Broker Non-Votes
249,572,763   232,880,203   945,847   37,572,998

 

The proposal was approved.

 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  NortonLifeLock Inc.
     
Date: September 15, 2021 By: /s/ Bryan S. Ko
    Bryan S. Ko
Chief Legal Officer and Corporate Secretary