The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 2,628 216,500 SH   SOLE   216,500 0 0
ACCELERON PHARMA INC COM 00434H108 120 700 SH   SOLE   700 0 0
AEROJET ROCKETDYNE HLDGS INC COM 007800105 174 4,000 SH   SOLE   4,000 0 0
AEROJET ROCKETDYNE HLDGS INC COM 007800105 87 2,000 SH Put SOLE   0 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 15 100 SH   SOLE   100 0 0
ALPHABET INC CAP STK CL A 02079K305 5 2 SH   SOLE   2 0 0
ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 118 8,600 SH   SOLE   8,600 0 0
AMAZON COM INC COM 023135106 30 9 SH   SOLE   9 0 0
AMERICAN NATIONAL GROUP INC COM NEW 02772A109 76 400 SH   SOLE   400 0 0
ANGEL OAK FINL STRATEGIES IN COM BEN INT 03464A100 12,700 746,171 SH   SOLE   746,171 0 0
ANGEL OAK FINL STRATEGIES IN RIGHT 10/14/2021 03464A118 220 1,022,821 SH   SOLE   1,022,821 0 0
ANGEL OAK FINL STRATEGIES IN RIGHT 10/14/2021 03464A118 0 5,700 SH   SOLE   5,700 0 0
ANNALY CAPITAL MANAGEMENT IN COM 035710409 0 1 SH   SOLE   1 0 0
APOLLO COML REAL EST FIN INC COM 03762U105 45 3,002 SH   SOLE   3,002 0 0
APPLE INC COM 037833100 0 1,500 SH Call SOLE   0 0 0
ATHENE HOLDING LTD CL A G0684D107 413 6,000 SH   SOLE   6,000 0 0
ATLANTIC CAP BANCSHARES INC COM 048269203 403 15,200 SH   SOLE   15,200 0 0
ATOSSA THERAPEUTICS INC COM 04962H506 6 1,900 SH   SOLE   1,900 0 0
ATOTECH LTD COM G0625A105 242 10,012 SH   SOLE   10,012 0 0
AWARE INC MASS COM 05453N100 28 7,000 SH   SOLE   7,000 0 0
B RILEY PRIN 250 MERGER CORP UNIT 04/06/2026 05602L203 4,446 450,000 SH   SOLE   450,000 0 0
B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 1,323 135,675 SH   SOLE   135,675 0 0
B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 35 45,225 SH   SOLE   45,225 0 0
B. RILEY FINANCIAL INC COM 05580M108 295 5,000 SH   SOLE   5,000 0 0
BABCOCK & WILCOX ENTERPRISES COM 05614L209 3,802 593,198 SH   SOLE   593,198 0 0
BIOVENTUS INC COM CL A 09075A108 9 601 SH   SOLE   601 0 0
BK OF AMERICA CORP COM 060505104 42 1,000 SH   SOLE   1,000 0 0
CADENCE BANCORPORATION CL A 12739A100 275 12,500 SH   SOLE   12,500 0 0
CAI INTERNATIONAL INC COM 12477X106 168 3,000 SH   SOLE   3,000 0 0
CECO ENVIRONMENTAL CORP COM 125141101 42 6,000 SH   SOLE   6,000 0 0
CHANGE HEALTHCARE INC COM 15912K100 157 7,500 SH   SOLE   7,500 0 0
CHANGE HEALTHCARE INC COM 15912K100 224 10,700 SH Put SOLE   0 0 0
CHESAPEAKE ENERGY CORP COM 165167735 62 1,000 SH   SOLE   1,000 0 0
CINER RESOURCES LP COM UNIT LTD 172464109 1,590 100,000 SH   SOLE   100,000 0 0
CIRRUS LOGIC INC COM 172755100 0 200 SH Call SOLE   0 0 0
CIT GROUP INC COM NEW 125581801 520 10,000 SH   SOLE   10,000 0 0
CLEARWATER PAPER CORP COM 18538R103 767 20,000 SH   SOLE   20,000 0 0
COCA COLA CO COM 191216100 0 8 SH   SOLE   8 0 0
COHERENT INC COM 192479103 250 1,000 SH Put SOLE   0 0 0
COHERENT INC COM 192479103 300 1,200 SH   SOLE   1,200 0 0
COLUMBIA PPTY TR INC COM NEW 198287203 190 10,000 SH   SOLE   10,000 0 0
COVANTA HLDG CORP COM 22282E102 181 9,000 SH   SOLE   9,000 0 0
COWEN INC CL A NEW 223622606 13 374 SH   SOLE   374 0 0
DOMTAR CORP COM NEW 257559203 278 5,100 SH   SOLE   5,100 0 0
DOUBLELINE INCOME SOLUTIONS COM 258622109 36 2,000 SH   SOLE   2,000 0 0
DOUYU INTL HLDGS LTD SPONSORED ADS 25985W105 10 3,064 SH   SOLE   3,064 0 0
EASTERN CO COM 276317104 377 15,000 SH   SOLE   15,000 0 0
ECHO GLOBAL LOGISTICS INC COM 27875T101 143 3,000 SH   SOLE   3,000 0 0
EDIFY ACQUISITION CORP CL A 28059Q103 2,668 273,114 SH   SOLE   273,114 0 0
EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 144 248,350 SH   SOLE   248,350 0 0
EDIFY ACQUISITION CORP UNIT 11/25/2025 28059Q202 2,212 221,417 SH   SOLE   221,417 0 0
ELECTROMED INC COM 285409108 325 30,018 SH   SOLE   30,018 0 0
ETFIS SER TR I VIRTUS INFRCAP 26923G822 15 600 SH   SOLE   600 0 0
EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 1,546 155,208 SH   SOLE   155,208 0 0
EXONE CO COM 302104104 105 4,500 SH   SOLE   4,500 0 0
FERRO CORP COM 315405100 83 4,100 SH   SOLE   4,100 0 0
FERROGLOBE PLC SHS G33856108 435 50,000 SH   SOLE   50,000 0 0
FIRST MIDWEST BANCORP DEL COM 320867104 706 37,137 SH   SOLE   37,137 0 0
FORTERRA INC COM 34960W106 71 3,000 SH   SOLE   3,000 0 0
FORTRESS TRANS INFRST INVS L COM REP LTD LIAB 34960P101 787 31,000 SH   SOLE   31,000 0 0
GALATA ACQUISITION CORP *W EXP 99/99/999 G3R23A116 176 400,000 SH   SOLE   400,000 0 0
GALATA ACQUISITION CORP SHS CL A G3R23A108 3,960 400,000 SH   SOLE   400,000 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 2 91 SH   SOLE   91 0 0
GRANITE PT MTG TR INC COM STK 38741L107 26 2,000 SH   SOLE   2,000 0 0
GREAT ELM GROUP INC COM NEW 39037G109 2 769 SH   SOLE   769 0 0
GREAT WESTERN BANCORP INC COM 391416104 295 9,000 SH   SOLE   9,000 0 0
GREEN PLAINS INC COM 393222104 3,887 119,044 SH   SOLE   119,044 0 0
GREENIDGE GENERATION HLDGS I CLASS A COM 39531G100 15 578 SH   SOLE   578 0 0
GREENSKY INC CL A 39572G100 224 20,000 SH   SOLE   20,000 0 0
HEALTHCARE SERVICES ACQU COR *W EXP 99/99/999 42227K112 108 164,132 SH   SOLE   164,132 0 0
HILL-ROM HLDGS INC COM 431475102 150 1,000 SH   SOLE   1,000 0 0
IHS MARKIT LTD SHS G47567105 466 4,000 SH   SOLE   4,000 0 0
IHS MARKIT LTD SHS G47567105 466 4,000 SH Put SOLE   0 0 0
INOVALON HLDGS INC COM CL A 45781D101 181 4,500 SH   SOLE   4,500 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 28 200 SH   SOLE   200 0 0
INTERSECT ENT INC COM 46071F103 190 7,000 SH   SOLE   7,000 0 0
INVESTORS BANCORP INC NEW COM 46146L101 302 20,000 SH   SOLE   20,000 0 0
ISHARES SILVER TR ISHARES 46428Q109 718 35,000 SH   SOLE   35,000 0 0
ISHARES TR IBOXX HI YD ETF 464288513 0 10,000 SH Put SOLE   0 0 0
ITERIS INC NEW COM 46564T107 14 2,708 SH   SOLE   2,708 0 0
KADMON HLDGS INC COM 48283N106 174 20,000 SH   SOLE   20,000 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 271 1,000 SH   SOLE   1,000 0 0
KIMBALL INTL INC CL B 494274103 448 40,000 SH   SOLE   40,000 0 0
KLA CORP COM NEW 482480100 0 100 SH Call SOLE   0 0 0
LARGO RES LTD COM 517103602 21 2,000 SH   SOLE   2,000 0 0
LUMOS PHARMA INC COM 55028X109 3 277 SH   SOLE   277 0 0
MACONDRAY CAP ACQUISITN CORP UNIT 05/31/2028 G5853A123 1,497 150,000 SH   SOLE   150,000 0 0
MAGELLAN HEALTH INC COM NEW 559079207 236 2,500 SH   SOLE   2,500 0 0
MAGNITE INC COM 55955D100 700 25,000 SH   SOLE   25,000 0 0
MEDALLIA INC COM 584021109 135 4,000 SH   SOLE   4,000 0 0
MERIDIAN BANCORP INC MD COM 58958U103 37 1,804 SH   SOLE   1,804 0 0
META FINL GROUP INC COM 59100U108 525 10,000 SH   SOLE   10,000 0 0
MGM GROWTH PPTYS LLC CL A COM 55303A105 214 5,600 SH   SOLE   5,600 0 0
MONMOUTH REAL ESTATE INVT CO CL A 609720107 75 4,000 SH Put SOLE   0 0 0
MONMOUTH REAL ESTATE INVT CO CL A 609720107 131 7,000 SH   SOLE   7,000 0 0
MOUNTAIN CREST ACQSTN CORP I UNIT 99/99/9999 62402U206 900 88,300 SH   SOLE   88,300 0 0
NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 33 7,200 SH   SOLE   7,200 0 0
NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 6 2,500 SH   SOLE   2,500 0 0
NORTHERN TECHNOLOGIES INTL C COM 665809109 129 8,501 SH   SOLE   8,501 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 286 5,200 SH   SOLE   5,200 0 0
NUVEEN ENHANCED MUN VALUE FD COM 67074M101 24 1,500 SH   SOLE   1,500 0 0
OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 1 87 SH   SOLE   87 0 0
ORION ENGINEERED CARBONS S A COM L72967109 5,792 317,744 SH   SOLE   317,744 0 0
OTONOMO TECHNOLOGIES LTD *W EXP 08/13/202 M7571L111 57 71,141 SH   SOLE   71,141 0 0
OVINTIV INC COM 69047Q102 39 1,200 SH   SOLE   1,200 0 0
OVINTIV INC COM 69047Q102 39 1,200 SH Put SOLE   0 0 0
PARABELLUM ACQUISITION CORP UNIT 99/99/9999 69901P208 1,053 105,590 SH   SOLE   105,590 0 0
PENNANTPARK FLOATING RATE CA COM 70806A106 13 1,000 SH   SOLE   1,000 0 0
PEOPLES UNITED FINANCIAL INC COM 712704105 521 29,797 SH   SOLE   29,797 0 0
PIMCO INCOME STRATEGY FD II COM 72201J104 81 8,000 SH   SOLE   8,000 0 0
PNM RES INC COM 69349H107 198 4,000 SH   SOLE   4,000 0 0
PPD INC COM 69355F102 187 4,000 SH   SOLE   4,000 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347B201 48 2,625 SH   SOLE   2,625 0 0
QAD INC CL A 74727D306 96 1,100 SH   SOLE   1,100 0 0
QUANTUM CORP COM NEW 747906501 124 24,025 SH   SOLE   24,025 0 0
QUANTUM FINTECH ACQUISTIN CO *W EXP 01/30/202 74767A113 79 292,700 SH   SOLE   292,700 0 0
QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 2,670 271,087 SH   SOLE   271,087 0 0
QUOTIENT TECHNOLOGY INC COM 749119103 17 3,000 SH   SOLE   3,000 0 0
RICE ACQUISITION CORP II UNIT 99/99/9999 G75529118 515 50,000 SH   SOLE   50,000 0 0
ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 153 94,850 SH   SOLE   94,850 0 0
SANDERSON FARMS INC COM 800013104 151 800 SH   SOLE   800 0 0
SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 123 3,600 SH   SOLE   3,600 0 0
SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 852 906,773 SH   SOLE   906,773 0 0
SIERRA METALS INC COM 82639W106 555 308,204 SH   SOLE   308,204 0 0
SIERRA WIRELESS INC COM 826516106 1 36 SH   SOLE   36 0 0
SIGNATURE BK NEW YORK N Y COM 82669G104 54 200 SH   SOLE   200 0 0
SOLITON INC COM 834251100 102 5,000 SH   SOLE   5,000 0 0
SPARTACUS ACQUISITION CORP *W EXP 10/31/202 84677L117 231 145,274 SH   SOLE   145,274 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 17,681 41,200 SH Call SOLE   0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 815 1,900 SH Put SOLE   0 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 172 400 SH   SOLE   400 0 0
STAMPS COM INC COM NEW 852857200 264 800 SH   SOLE   800 0 0
STARWOOD PPTY TR INC COM 85571B105 24 1,000 SH   SOLE   1,000 0 0
STATE AUTO FINL CORP COM 855707105 102 2,000 SH   SOLE   2,000 0 0
STATE AUTO FINL CORP COM 855707105 102 2,000 SH Put SOLE   0 0 0
STERLING BANCORP DEL COM 85917A100 245 9,799 SH   SOLE   9,799 0 0
TILRAY INC COM CL 2 88688T100 24 2,091 SH   SOLE   2,091 0 0
TRILLIUM THERAPEUTICS INC COM NEW 89620X506 176 10,000 SH   SOLE   10,000 0 0
TRILLIUM THERAPEUTICS INC COM NEW 89620X506 123 7,000 SH Put SOLE   0 0 0
UNISYS CORP COM NEW 909214306 2,137 85,000 SH   SOLE   85,000 0 0
UNIVERSAL TECHNICAL INST INC COM 913915104 7 1,000 SH   SOLE   1,000 0 0
VEONEER INC COM 92336X109 20 600 SH Put SOLE   0 0 0
VEONEER INC COM 92336X109 20 600 SH   SOLE   600 0 0
VEREIT INC COM 92339V308 145 3,201 SH   SOLE   3,201 0 0
WABTEC COM 929740108 1 16 SH   SOLE   16 0 0
WELBILT INC COM 949090104 186 8,000 SH   SOLE   8,000 0 0
XENCOR INC COM 98401F105 274 8,382 SH   SOLE   8,382 0 0
YELLOW CORP COM 985510106 0 53 SH   SOLE   53 0 0