SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Platzer Peter

(Last) (First) (Middle)
8000 TOWERS CRESCENT DRIVE, SUITE 1225

(Street)
VIENNA VA 22182

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/16/2021
3. Issuer Name and Ticker or Trading Symbol
Spire Global, Inc. [ SPIR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
08/17/2021
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Common 8,285,428 D
Class B Common 8,285,428 D
Class A Common 143,244 I By: Spouse(1)
Class B Common 143,244 I By: Spouse(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) (2) 08/16/2025 Class A Common Stock 1,405,297 $0.88 D
Stock Option (right to buy) (2) 03/07/2027 Class A Common Stock 37,600 $0.98 D
Stock Option (right to buy) (3) 03/20/2028 Class A Common Stock 1,363,424 $1.85 D
Stock Option (right to buy) (4) 11/12/2029 Class A Common Stock 109,692 $1.96 D
Stock Option (right to buy) (5) 11/10/2030 Class A Common Stock 175,507 $2.18 D
Stock Option (right to buy) (6) 11/01/2030 Class A Common Stock 1,337,465 $2.18 D
Stock Option (right to buy) (2) 02/18/2031 Class A Common Stock 292,512 $3.3 D
Stock Option (right to buy) (7) 02/18/2031 Class A Common Stock 546,834 $3.3 D
Stock Option (right to buy) (2) 06/28/2026 Class A Common Stock 146,256 $0.88 I By: Spouse
Stock Option (right to buy) (2) 06/28/2026 Class A Common Stock 18,282 $0.88 I By: Spouse
Stock Option (right to buy) (2) 11/14/2026 Class A Common Stock 6,565 $0.98 I By: Spouse
Stock Option (right to buy) (2) 11/14/2026 Class A Common Stock 4,433 $0.98 I By: Spouse
Stock Option (right to buy) (2) 03/07/2027 Class A Common Stock 15,804 $0.98 I By: Spouse
Stock Option (right to buy) (3) 03/20/2028 Class A Common Stock 662,680 $1.85 I By: Spouse
Stock Option (right to buy) (8) 11/12/2028 Class A Common Stock 9,488 $1.85 I By: Spouse
Stock Option (right to buy) (9) 11/12/2029 Class A Common Stock 54,846 $1.96 I By: Spouse
Stock Option (right to buy) (5) 11/10/2030 Class A Common Stock 82,269 $2.18 I By: Spouse
Stock Option (right to buy) (6) 11/01/2030 Class A Common Stock 187,986 $2.18 I By: Spouse
Stock Option (right to buy) (7) 02/18/2031 Class A Common Stock 127,160 $3.3 I By: Spouse
Explanation of Responses:
1. Mr. Platzer and Theresa Condor, as husband and wife, share beneficial ownership of the securities held by each other.
2. This option is fully vested and exercisable.
3. One fourth (1/4th) of the shares subject to the option vested on February 21, 2019 and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
4. The shares subject to the option shall vest in twelve (12) equal monthly installments following September 1, 2022.
5. The shares subject to the option shall vest in twelve (12) equal monthly installments following November 11, 2023.
6. One fourth (1/4th) of the shares subject to the option vest on November 2, 2021 and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service through each such date.
7. The shares subject to the option shall vest in twelve (12) equal monthly installments following January 1, 2021.
8. The shares subject to the option shall vest in twelve (12) equal monthly installments following February 11, 2021.
9. The shares subject to the option shall vest in twelve (12) equal monthly installments following February 11, 2022.
Remarks:
Exhibit 24 - Power of Attorney This Form 3 amendment is being filed to correct the original Form 3 filed on August 17, 2021. Pursuant to the terms of the Business Combination Agreement dated February 28, 2021 by and among the Issuer and the other parties thereto, the exercise prices for all of the options have been updated to effect the application of the final option exchange ratio of 1.8282.
/s/ Ananda Martin, by Power of Attorney for Peter Platzer 08/19/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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