The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 516 | 2,903 | SH | SOLE | 0 | 2,903 | 0 | 0 | |
ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | 516 | 2,314 | SH | SOLE | 0 | 2,314 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,071 | 370 | SH | SOLE | 0 | 370 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 540 | 2,400 | SH | SOLE | 0 | 2,400 | 0 | 0 | |
APPLE INC | COM | 037833100 | 675 | 3,800 | SH | SOLE | 0 | 3,800 | 0 | 0 | |
APPLE INC | COM | 037833100 | 105 | 600 | SH | Call | SOLE | 0 | 600 | 0 | 0 |
APPLE INC | COM | 037833100 | 105 | 600 | SH | Put | SOLE | 0 | 600 | 0 | 0 |
AVIDITY BIOSCIENCES INC | COM | 05370A108 | 21,144 | 889,537 | SH | SOLE | 0 | 889,537 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 42,462 | 1,123,929 | SH | SOLE | 0 | 1,123,929 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 404 | 1,350 | SH | SOLE | 0 | 1,350 | 0 | 0 | |
BK OF AMERICA CORP | COM | 060505104 | 690 | 15,500 | SH | SOLE | 0 | 15,500 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 568 | 620 | SH | SOLE | 0 | 620 | 0 | 0 | |
BLACKROCK LTD DURATION INCOM | COM SHS | 09249W101 | 180 | 10,666 | SH | SOLE | 0 | 10,666 | 0 | 0 | |
BLACKSTONE INC | COM | 09260D107 | 595 | 4,600 | SH | SOLE | 0 | 4,600 | 0 | 0 | |
CIDARA THERAPEUTICS INC | COM | 171757107 | 2,460 | 1,937,044 | SH | SOLE | 0 | 1,937,044 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 385 | 6,500 | SH | SOLE | 0 | 6,500 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 327 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 340 | 3,300 | SH | SOLE | 0 | 3,300 | 0 | 0 | |
DISNEY WALT CO | COM | 254687106 | 511 | 3,301 | SH | SOLE | 0 | 3,301 | 0 | 0 | |
DOVER CORP | COM | 260003108 | 522 | 2,873 | SH | SOLE | 0 | 2,873 | 0 | 0 | |
DOW INC | COM | 260557103 | 301 | 5,300 | SH | SOLE | 0 | 5,300 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 577 | 5,500 | SH | SOLE | 0 | 5,500 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 518 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 158 | 13,579 | SH | SOLE | 0 | 13,579 | 0 | 0 | |
EVERGY INC | COM | 30034W106 | 495 | 7,219 | SH | SOLE | 0 | 7,219 | 0 | 0 | |
EXTRA SPACE STORAGE INC | COM | 30225T102 | 604 | 2,663 | SH | SOLE | 0 | 2,663 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 428 | 7,000 | SH | SOLE | 0 | 7,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 48 | 600 | SH | Call | SOLE | 0 | 600 | 0 | 0 |
EXXON MOBIL CORP | COM | 30231G102 | 48 | 600 | SH | Put | SOLE | 0 | 600 | 0 | 0 |
HOME DEPOT INC | COM | 437076102 | 664 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 543 | 2,602 | SH | SOLE | 0 | 2,602 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 547 | 2,215 | SH | SOLE | 0 | 2,215 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 309 | 6,000 | SH | SOLE | 0 | 6,000 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 200 | 1,500 | SH | SOLE | 0 | 1,500 | 0 | 0 | |
INTUIT | COM | 461202103 | 536 | 834 | SH | SOLE | 0 | 834 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 72 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20 | 100 | SH | Call | SOLE | 0 | 100 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 55 | 400 | SH | Call | SOLE | 0 | 400 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 55 | 400 | SH | Put | SOLE | 0 | 400 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 55 | 400 | SH | Call | SOLE | 0 | 400 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 55 | 400 | SH | Put | SOLE | 0 | 400 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20 | 100 | SH | Put | SOLE | 0 | 100 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20 | 100 | SH | Call | SOLE | 0 | 100 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 41 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20 | 100 | SH | Put | SOLE | 0 | 100 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 8,588 | 57,954 | SH | SOLE | 0 | 57,954 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 515 | 3,250 | SH | SOLE | 0 | 3,250 | 0 | 0 | |
KIMBERLY-CLARK CORP | COM | 494368103 | 457 | 3,200 | SH | SOLE | 0 | 3,200 | 0 | 0 | |
KROGER CO | COM | 501044101 | 517 | 11,428 | SH | SOLE | 0 | 11,428 | 0 | 0 | |
KURA ONCOLOGY INC | COM | 50127T109 | 1,201 | 85,800 | SH | SOLE | 0 | 85,800 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 362 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 307 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 673 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
MID-AMER APT CMNTYS INC | COM | 59522J103 | 639 | 2,786 | SH | SOLE | 0 | 2,786 | 0 | 0 | |
MODERNA INC | COM | 60770K107 | 334 | 1,317 | SH | SOLE | 0 | 1,317 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 528 | 5,381 | SH | SOLE | 0 | 5,381 | 0 | 0 | |
NATIONAL FUEL GAS CO | COM | 636180101 | 288 | 4,500 | SH | SOLE | 0 | 4,500 | 0 | 0 | |
NUCOR CORP | COM | 670346105 | 433 | 3,795 | SH | SOLE | 0 | 3,795 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 735 | 2,500 | SH | SOLE | 0 | 2,500 | 0 | 0 | |
NVIDIA CORPORATION | COM | 67066G104 | 126 | 500 | SH | Put | SOLE | 0 | 500 | 0 | 0 |
OPEN LENDING CORP | COM CL A | 68373J104 | 270 | 12,000 | SH | SOLE | 0 | 12,000 | 0 | 0 | |
PAYCHEX INC | COM | 704326107 | 537 | 3,936 | SH | SOLE | 0 | 3,936 | 0 | 0 | |
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 227 | 6,345 | SH | SOLE | 0 | 6,345 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 521 | 3,000 | SH | SOLE | 0 | 3,000 | 0 | 0 | |
PERKINELMER INC | COM | 714046109 | 526 | 2,616 | SH | SOLE | 0 | 2,616 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 325 | 5,500 | SH | SOLE | 0 | 5,500 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 695 | 4,250 | SH | SOLE | 0 | 4,250 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 293 | 1,600 | SH | SOLE | 0 | 1,600 | 0 | 0 | |
RA MED SYS INC | COM | 74933X203 | 19 | 12,320 | SH | SOLE | 0 | 12,320 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 496 | 785 | SH | SOLE | 0 | 785 | 0 | 0 | |
RESMED INC | COM | 761152107 | 449 | 1,722 | SH | SOLE | 0 | 1,722 | 0 | 0 | |
ROBINHOOD MKTS INC | COM CL A | 770700102 | 510 | 28,715 | SH | SOLE | 0 | 28,715 | 0 | 0 | |
ROCKWELL AUTOMATION INC | COM | 773903109 | 533 | 1,528 | SH | SOLE | 0 | 1,528 | 0 | 0 | |
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 525 | 1,349 | SH | SOLE | 0 | 1,349 | 0 | 0 | |
SHOPIFY INC | CL A | 82509L107 | 88 | 100 | SH | Call | SOLE | 0 | 100 | 0 | 0 |
SHOPIFY INC | CL A | 82509L107 | 176 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
SL GREEN RLTY CORP | COM | 78440X804 | 251 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 188 | 1,100 | SH | SOLE | 0 | 1,100 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 68 | 400 | SH | Put | SOLE | 0 | 400 | 0 | 0 |
SPDR GOLD TR | GOLD SHS | 78463V107 | 68 | 400 | SH | Call | SOLE | 0 | 400 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 135 | 300 | SH | Put | SOLE | 0 | 300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 135 | 300 | SH | Put | SOLE | 0 | 300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 180 | 400 | SH | Put | SOLE | 0 | 400 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 90 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 90 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 90 | 200 | SH | Call | SOLE | 0 | 200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 135 | 300 | SH | Call | SOLE | 0 | 300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 90 | 200 | SH | Put | SOLE | 0 | 200 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 135 | 300 | SH | Put | SOLE | 0 | 300 | 0 | 0 |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 180 | 400 | SH | Call | SOLE | 0 | 400 | 0 | 0 |
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 9,082 | 99,334 | SH | SOLE | 0 | 99,334 | 0 | 0 | |
SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | 1,495 | 1,177,115 | SH | SOLE | 0 | 1,177,115 | 0 | 0 | |
SYSCO CORP | COM | 871829107 | 275 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 205 | 4,750 | SH | SOLE | 0 | 4,750 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 559 | 3,350 | SH | SOLE | 0 | 3,350 | 0 | 0 | |
WATERS CORP | COM | 941848103 | 472 | 1,266 | SH | SOLE | 0 | 1,266 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 321 | 4,010 | SH | SOLE | 0 | 4,010 | 0 | 0 | |
ZOETIS INC | CL A | 98978V103 | 562 | 2,302 | SH | SOLE | 0 | 2,302 | 0 | 0 |