The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
26 CAPITAL ACQUISITION CORP | COM CL A | 90138P100 | 99 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
7GC & CO HOLDINGS INC | COM CL A | 81786A107 | 98 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ABBOTT LABS | COM | 002824100 | 921 | 7,785 | SH | SOLE | 0 | 0 | 7,785 | ||
ABBVIE INC | COM | 00287Y109 | 3,755 | 23,158 | SH | SOLE | 0 | 0 | 23,158 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 741 | 9,255 | SH | SOLE | 0 | 0 | 9,255 | ||
ADIT EDTECH ACQUISITION CORP | COMMON STOCK | 007024102 | 287 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,567 | 3,440 | SH | SOLE | 0 | 0 | 3,440 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,160 | 28,901 | SH | SOLE | 0 | 0 | 28,901 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 548 | 2,190 | SH | SOLE | 0 | 0 | 2,190 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 407 | 3,740 | SH | SOLE | 0 | 0 | 3,740 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 572 | 3,500 | SH | SOLE | 0 | 0 | 3,500 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 609 | 219 | SH | SOLE | 0 | 0 | 219 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,062 | 1,096 | SH | SOLE | 0 | 0 | 1,096 | ||
ALTRIA GROUP INC | COM | 02209S103 | 1,034 | 19,785 | SH | SOLE | 0 | 0 | 19,785 | ||
AMAZON COM INC | COM | 023135106 | 2,921 | 896 | SH | SOLE | 0 | 0 | 896 | ||
AMDOCS LTD | SHS | G02602103 | 452 | 5,500 | SH | SOLE | 0 | 0 | 5,500 | ||
AMERICA FIRST MULTIFAMILY IN | BEN UNIT CTF | 02364V107 | 239 | 39,500 | SH | SOLE | 0 | 0 | 39,500 | ||
AMERICAN EAGLE OUTFITTERS IN | COM | 02553E106 | 235 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 256 | 2,563 | SH | SOLE | 0 | 0 | 2,563 | ||
AMERICAN EXPRESS CO | COM | 025816109 | 569 | 3,042 | SH | SOLE | 0 | 0 | 3,042 | ||
AMGEN INC | COM | 031162100 | 1,038 | 4,292 | SH | SOLE | 0 | 0 | 4,292 | ||
ANTERO RESOURCES CORP | COM | 03674X106 | 595 | 19,500 | SH | SOLE | 0 | 0 | 19,500 | ||
ANTHEM INC | COM | 036752103 | 933 | 1,900 | SH | SOLE | 0 | 0 | 1,900 | ||
APPLE INC | COM | 037833100 | 21,292 | 121,938 | SH | SOLE | 0 | 0 | 121,938 | ||
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 3,186 | 2,342,694 | SH | SOLE | 0 | 0 | 2,342,694 | ||
ARDAGH METAL PACKAGING S A | SHS | L02235106 | 224 | 27,500 | SH | SOLE | 0 | 0 | 27,500 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 577 | 1,830 | SH | SOLE | 0 | 0 | 1,830 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 12,931 | 195,073 | SH | SOLE | 0 | 0 | 195,073 | ||
AST SPACEMOBILE INC | COM CL A | 00217D100 | 177 | 17,687 | SH | SOLE | 0 | 0 | 17,687 | ||
ASTREA ACQUISITION CORP | COM CL A | 04637C106 | 205 | 21,000 | SH | SOLE | 0 | 0 | 21,000 | ||
AT&T INC | COM | 00206R102 | 1,632 | 69,050 | SH | SOLE | 0 | 0 | 69,050 | ||
ATLAS CREST INVESTMENT CORP | COM CL A | 049287105 | 172 | 17,492 | SH | SOLE | 0 | 0 | 17,492 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 558 | 2,450 | SH | SOLE | 0 | 0 | 2,450 | ||
AUTONATION INC | COM | 05329W102 | 498 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
AVNET INC | COM | 053807103 | 388 | 9,570 | SH | SOLE | 0 | 0 | 9,570 | ||
BARRICK GOLD CORP | COM | 067901108 | 233 | 9,500 | SH | SOLE | 0 | 0 | 9,500 | ||
BAUSCH HEALTH COS INC | COM | 071734107 | 800 | 35,013 | SH | SOLE | 0 | 0 | 35,013 | ||
BAXTER INTL INC | COM | 071813109 | 395 | 5,100 | SH | SOLE | 0 | 0 | 5,100 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 4,760 | 9 | SH | SOLE | 0 | 0 | 9 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 404 | 1,146 | SH | SOLE | 0 | 0 | 1,146 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 308 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
BITE ACQUISITION CORP | COMMON STOCK | 09175K105 | 196 | 19,998 | SH | SOLE | 0 | 0 | 19,998 | ||
BK OF AMERICA CORP | COM | 060505104 | 351 | 8,519 | SH | SOLE | 0 | 0 | 8,519 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 535 | 43,601 | SH | SOLE | 0 | 0 | 43,601 | ||
BLACKROCK CORE BD TR | SHS BEN INT | 09249E101 | 522 | 40,155 | SH | SOLE | 0 | 0 | 40,155 | ||
BLACKROCK INC | COM | 09247X101 | 732 | 959 | SH | SOLE | 0 | 0 | 959 | ||
BLACKSTONE GROUP INC | COM | 09260D107 | 44,692 | 352,075 | SH | SOLE | 0 | 0 | 352,075 | ||
BLACKSTONE INC | COM | 09260D107 | 2,219 | 17,480 | SH | SOLE | 0 | 0 | 17,480 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 62 | 12,800 | SH | SOLE | 0 | 0 | 12,800 | ||
BOEING CO | COM | 097023105 | 857 | 4,475 | SH | SOLE | 0 | 0 | 4,475 | ||
BOQII HLDG LTD | SPONSORED ADS | 09950L104 | 237 | 538,737 | SH | SOLE | 0 | 0 | 538,737 | ||
BRINKS CO | COM | 109696104 | 204 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,958 | 40,501 | SH | SOLE | 0 | 0 | 40,501 | ||
BROADCOM INC | COM | 11135F101 | 1,237 | 1,964 | SH | SOLE | 0 | 0 | 1,964 | ||
BROADMARK RLTY CAP INC | COM | 11135B100 | 113 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
CADENCE BANK | COM | 12740C103 | 932 | 31,864 | SH | SOLE | 0 | 0 | 31,864 | ||
CANADIAN NAT RES LTD | COM | 136385101 | 483 | 7,800 | SH | SOLE | 0 | 0 | 7,800 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 1,277 | 15,479 | SH | SOLE | 0 | 0 | 15,479 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 17,505 | 737,659 | SH | SOLE | 0 | 0 | 737,659 | ||
CATERPILLAR INC | COM | 149123101 | 395 | 1,775 | SH | SOLE | 0 | 0 | 1,775 | ||
CELANESE CORP DEL | COM | 150870103 | 714 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
CENAQ ENERGY CORP | UNIT 02/04/2026 | 15130M201 | 202 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
CERNER CORP | COM | 156782104 | 430 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 664 | 1,217 | SH | SOLE | 0 | 0 | 1,217 | ||
CIGNA CORP NEW | COM | 125523100 | 1,077 | 4,493 | SH | SOLE | 0 | 0 | 4,493 | ||
CINTAS CORP | COM | 172908105 | 5,257 | 12,357 | SH | SOLE | 0 | 0 | 12,357 | ||
CISCO SYS INC | COM | 17275R102 | 378 | 6,775 | SH | SOLE | 0 | 0 | 6,775 | ||
CITIGROUP INC | COM NEW | 172967424 | 214 | 3,994 | SH | SOLE | 0 | 0 | 3,994 | ||
CLEVELAND-CLIFFS INC NEW | COM | 185899101 | 203 | 6,312 | SH | SOLE | 0 | 0 | 6,312 | ||
CLOROX CO DEL | COM | 189054109 | 304 | 2,183 | SH | SOLE | 0 | 0 | 2,183 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 244 | 2,043 | SH | SOLE | 0 | 0 | 2,043 | ||
COCA COLA CO | COM | 191216100 | 476 | 7,681 | SH | SOLE | 0 | 0 | 7,681 | ||
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 538 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 373 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
COLLABORATIVE INVESTMNT SER | RAREVIEW DYNAMIC | 19423L722 | 280 | 11,025 | SH | SOLE | 0 | 0 | 11,025 | ||
COMCAST CORP NEW | CL A | 20030N101 | 509 | 10,877 | SH | SOLE | 0 | 0 | 10,877 | ||
CONOCOPHILLIPS | COM | 20825C104 | 646 | 6,458 | SH | SOLE | 0 | 0 | 6,458 | ||
CRINETICS PHARMACEUTICALS IN | COM | 22663K107 | 408 | 18,600 | SH | SOLE | 0 | 0 | 18,600 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 330 | 1,787 | SH | SOLE | 0 | 0 | 1,787 | ||
CROWN ELECTROKINETICS CORP | COM NEW | 228339206 | 62 | 34,124 | SH | SOLE | 0 | 0 | 34,124 | ||
CSI COMPRESSCO LP | COM UNIT | 12637A103 | 1,065 | 760,411 | SH | SOLE | 0 | 0 | 760,411 | ||
CSX CORP | COM | 126408103 | 843 | 22,500 | SH | SOLE | 0 | 0 | 22,500 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 4,261 | 873,021 | SH | SOLE | 0 | 0 | 873,021 | ||
CULLEN FROST BANKERS INC | COM | 229899109 | 277 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
CUMMINS INC | COM | 231021106 | 238 | 1,161 | SH | SOLE | 0 | 0 | 1,161 | ||
CVS HEALTH CORP | COM | 126650100 | 604 | 5,974 | SH | SOLE | 0 | 0 | 5,974 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 801 | 21,755 | SH | SOLE | 0 | 0 | 21,755 | ||
DATADOG INC | CL A COM | 23804L103 | 1,415 | 9,340 | SH | SOLE | 0 | 0 | 9,340 | ||
DEXCOM INC | COM | 252131107 | 512 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 269 | 1,325 | SH | SOLE | 0 | 0 | 1,325 | ||
DISH NETWORK CORPORATION | CL A | 25470M109 | 323 | 10,204 | SH | SOLE | 0 | 0 | 10,204 | ||
DISNEY WALT CO | COM | 254687106 | 2,666 | 19,442 | SH | SOLE | 0 | 0 | 19,442 | ||
DOCUSIGN INC | COM | 256163106 | 306 | 2,864 | SH | SOLE | 0 | 0 | 2,864 | ||
DPCM CAP INC | COM CL A | 23344P101 | 297 | 29,995 | SH | SOLE | 0 | 0 | 29,995 | ||
DRAFTKINGS INC | COM CL A | 26142R104 | 202 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | ||
DROPBOX INC | CL A | 26210C104 | 302 | 12,970 | SH | SOLE | 0 | 0 | 12,970 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 296 | 2,650 | SH | SOLE | 0 | 0 | 2,650 | ||
EARTHSTONE ENERGY INC | CL A | 27032D304 | 1,924 | 152,300 | SH | SOLE | 0 | 0 | 152,300 | ||
EATON CORP PLC | SHS | G29183103 | 364 | 2,400 | SH | SOLE | 0 | 0 | 2,400 | ||
ECOLAB INC | COM | 278865100 | 1,016 | 5,752 | SH | SOLE | 0 | 0 | 5,752 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 544 | 4,620 | SH | SOLE | 0 | 0 | 4,620 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 115 | 13,800 | SH | SOLE | 0 | 0 | 13,800 | ||
ELANCO ANIMAL HEALTH INC | COM | 28414H103 | 11,714 | 449,000 | SH | SOLE | 0 | 0 | 449,000 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 677 | 5,350 | SH | SOLE | 0 | 0 | 5,350 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 334 | 29,869 | SH | SOLE | 0 | 0 | 29,869 | ||
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 433 | 38,656 | SH | SOLE | 0 | 0 | 38,656 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 14,904 | 577,417 | SH | SOLE | 0 | 0 | 577,417 | ||
EQUIFAX INC | COM | 294429105 | 498 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
ERASCA INC | COM | 29479A108 | 116 | 13,435 | SH | SOLE | 0 | 0 | 13,435 | ||
EROS STX GLOBAL CORP | ORD SHS A | G3788R105 | 254 | 91,178 | SH | SOLE | 0 | 0 | 91,178 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 113 | 24,400 | SH | SOLE | 0 | 0 | 24,400 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 336 | 4,800 | SH | SOLE | 0 | 0 | 4,800 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,734 | 20,985 | SH | SOLE | 0 | 0 | 20,985 | ||
EZCORP INC | CL A NON VTG | 302301106 | 619 | 102,500 | SH | SOLE | 0 | 0 | 102,500 | ||
FACEBOOK INC | CL A | 30303M102 | 1,172 | 5,268 | SH | SOLE | 0 | 0 | 5,268 | ||
FEDEX CORP | COM | 31428X106 | 740 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
FIGS INC | CL A | 30260D103 | 4,586 | 213,100 | SH | SOLE | 0 | 0 | 213,100 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 618 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
FRONTIER COMMUNICATIONS PARE | COM | 35909D109 | 2,302 | 83,177 | SH | SOLE | 0 | 0 | 83,177 | ||
FTAC ATHENA ACQUISITION CORP | CL A SHS | G37283101 | 98 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FUBOTV INC | COM | 35953D104 | 84 | 12,790 | SH | SOLE | 0 | 0 | 12,790 | ||
GENERAL DYNAMICS CORP | COM | 369550108 | 814 | 3,375 | SH | SOLE | 0 | 0 | 3,375 | ||
GENERAL ELECTRIC CO | COM | 369604301 | 378 | 4,136 | SH | SOLE | 0 | 0 | 4,136 | ||
GENERAL MTRS CO | COM | 37045V100 | 4,864 | 111,204 | SH | SOLE | 0 | 0 | 111,204 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 402 | 34,300 | SH | SOLE | 0 | 0 | 34,300 | ||
GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 450 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
GLOBAL PARTNERS LP | COM UNITS | 37946R109 | 1,008 | 36,950 | SH | SOLE | 0 | 0 | 36,950 | ||
GLOBAL X FDS | US INFR DEV ETF | 37954Y673 | 11,368 | 401,999 | SH | SOLE | 0 | 0 | 401,999 | ||
GOAL ACQUISITIONS CORP | COM | 38021H107 | 273 | 28,000 | SH | SOLE | 0 | 0 | 28,000 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,951 | 5,908 | SH | SOLE | 0 | 0 | 5,908 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 3,393 | 237,500 | SH | SOLE | 0 | 0 | 237,500 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 194 | 123,667 | SH | SOLE | 0 | 0 | 123,667 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 203 | 3,400 | SH | SOLE | 0 | 0 | 3,400 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 226 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
HALLADOR ENERGY COMPANY | COM | 40609P105 | 46 | 13,165 | SH | SOLE | 0 | 0 | 13,165 | ||
HAWKS ACQUISITION CORP | CL A | 42032P108 | 5,976 | 614,194 | SH | SOLE | 0 | 0 | 614,194 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 910 | 3,631 | SH | SOLE | 0 | 0 | 3,631 | ||
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 434 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
HOME DEPOT INC | COM | 437076102 | 1,545 | 5,160 | SH | SOLE | 0 | 0 | 5,160 | ||
HORMEL FOODS CORP | COM | 440452100 | 291 | 5,650 | SH | SOLE | 0 | 0 | 5,650 | ||
HP INC | COM | 40434L105 | 545 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
INCYTE CORP | COM | 45337C102 | 1,508 | 19,000 | SH | SOLE | 0 | 0 | 19,000 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 353 | 19,734 | SH | SOLE | 0 | 0 | 19,734 | ||
INTEL CORP | COM | 458140100 | 778 | 15,695 | SH | SOLE | 0 | 0 | 15,695 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 533 | 4,100 | SH | SOLE | 0 | 0 | 4,100 | ||
INTERPRIVATE III FINANCIAL P | COM CL A | 46064R106 | 494 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
INTUIT | COM | 461202103 | 2,114 | 4,396 | SH | SOLE | 0 | 0 | 4,396 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 60,790 | 167,677 | SH | SOLE | 0 | 0 | 167,677 | ||
INVESCO TR INVT GRADE NEW YO | COM | 46131T101 | 493 | 42,502 | SH | SOLE | 0 | 0 | 42,502 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 539 | 32,400 | SH | SOLE | 0 | 0 | 32,400 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 202 | 5,498 | SH | SOLE | 0 | 0 | 5,498 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 265 | 2,511 | SH | SOLE | 0 | 0 | 2,511 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,313 | 5,098 | SH | SOLE | 0 | 0 | 5,098 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 434 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 255 | 7,000 | SH | SOLE | 0 | 0 | 7,000 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 8,740 | 111,994 | SH | SOLE | 0 | 0 | 111,994 | ||
ISHARES TR | SHORT TREAS BD | 464288679 | 235 | 2,132 | SH | SOLE | 0 | 0 | 2,132 | ||
ISLEWORTH HEALTHCARE ACQU CO | COM | 46468P102 | 520 | 52,500 | SH | SOLE | 0 | 0 | 52,500 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,519 | 8,570 | SH | SOLE | 0 | 0 | 8,570 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 7,765 | 56,957 | SH | SOLE | 0 | 0 | 56,957 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 564 | 61,200 | SH | SOLE | 0 | 0 | 61,200 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 1,184 | 62,620 | SH | SOLE | 0 | 0 | 62,620 | ||
KINSALE CAP GROUP INC | COM | 49714P108 | 650 | 2,850 | SH | SOLE | 0 | 0 | 2,850 | ||
KLA CORP | COM NEW | 482480100 | 641 | 1,750 | SH | SOLE | 0 | 0 | 1,750 | ||
KROGER CO | COM | 501044101 | 861 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 240 | 14,900 | SH | SOLE | 0 | 0 | 14,900 | ||
LADDER CAP CORP | CL A | 505743104 | 345 | 29,100 | SH | SOLE | 0 | 0 | 29,100 | ||
LAM RESEARCH CORP | COM | 512807108 | 2,281 | 4,242 | SH | SOLE | 0 | 0 | 4,242 | ||
LANTERN PHARMA INC | COM | 51654W101 | 2,747 | 384,228 | SH | SOLE | 0 | 0 | 384,228 | ||
LILLY ELI & CO | COM | 532457108 | 2,867 | 10,012 | SH | SOLE | 0 | 0 | 10,012 | ||
LINDE PLC | SHS | G5494J103 | 831 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
LITTELFUSE INC | COM | 537008104 | 499 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 849 | 1,924 | SH | SOLE | 0 | 0 | 1,924 | ||
LOEWS CORP | COM | 540424108 | 356 | 5,494 | SH | SOLE | 0 | 0 | 5,494 | ||
LOGICBIO THERAPEUTICS INC | COM | 54142F102 | 10 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
LONGVIEW ACQUISITION CORP II | COM CL A | 54319Q105 | 98 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
LOWES COS INC | COM | 548661107 | 1,153 | 5,706 | SH | SOLE | 0 | 0 | 5,706 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 1,096 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
LUMEN TECHNOLOGIES INC | COM | 550241103 | 222 | 19,720 | SH | SOLE | 0 | 0 | 19,720 | ||
MACROGENICS INC | COM | 556099109 | 162 | 18,345 | SH | SOLE | 0 | 0 | 18,345 | ||
MAIN STR CAP CORP | COM | 56035L104 | 11,190 | 262,442 | SH | SOLE | 0 | 0 | 262,442 | ||
MARLIN TECHNOLOGY CORP | CL A SHS | G58411102 | 123 | 12,495 | SH | SOLE | 0 | 0 | 12,495 | ||
MARQETA INC | CLASS A COM | 57142B104 | 287 | 26,000 | SH | SOLE | 0 | 0 | 26,000 | ||
MASTERCARD INCORPORATED | CL A | 57636Q104 | 6,372 | 17,831 | SH | SOLE | 0 | 0 | 17,831 | ||
MATTERPORT INC | COM CL A | 577096100 | 81 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MCDONALDS CORP | COM | 580135101 | 618 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
MCKESSON CORP | COM | 58155Q103 | 1,032 | 3,370 | SH | SOLE | 0 | 0 | 3,370 | ||
MEDICAL PPTYS TRUST INC | COM | 58463J304 | 381 | 18,030 | SH | SOLE | 0 | 0 | 18,030 | ||
MEDTRONIC PLC | SHS | G5960L103 | 526 | 4,744 | SH | SOLE | 0 | 0 | 4,744 | ||
MERCK & CO. INC | COM | 58933Y105 | 454 | 5,544 | SH | SOLE | 0 | 0 | 5,544 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 510 | 116,251 | SH | SOLE | 0 | 0 | 116,251 | ||
MICROSOFT CORP | COM | 594918104 | 4,544 | 14,741 | SH | SOLE | 0 | 0 | 14,741 | ||
MINERVA NEUROSCIENCES INC | COM | 603380106 | 20 | 24,000 | SH | SOLE | 0 | 0 | 24,000 | ||
MISSION PRODUCE INC | COM | 60510V108 | 127 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 791 | 2,370 | SH | SOLE | 0 | 0 | 2,370 | ||
MONDELEZ INTL INC | CL A | 609207105 | 1,565 | 24,926 | SH | SOLE | 0 | 0 | 24,926 | ||
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 1,147 | 4,735 | SH | SOLE | 0 | 0 | 4,735 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 260 | 7,823 | SH | SOLE | 0 | 0 | 7,823 | ||
MURPHY USA INC | COM | 626755102 | 400 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
NEW MTN FIN CORP | COM | 647551100 | 303 | 21,875 | SH | SOLE | 0 | 0 | 21,875 | ||
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 233 | 21,680 | SH | SOLE | 0 | 0 | 21,680 | ||
NEWBURY STREET ACQUISITN COR | COM | 65101L104 | 243 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 391 | 4,618 | SH | SOLE | 0 | 0 | 4,618 | ||
NIKE INC | CL B | 654106103 | 542 | 4,030 | SH | SOLE | 0 | 0 | 4,030 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 621 | 2,175 | SH | SOLE | 0 | 0 | 2,175 | ||
NUCOR CORP | COM | 670346105 | 892 | 6,000 | SH | SOLE | 0 | 0 | 6,000 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 558 | 46,000 | SH | SOLE | 0 | 0 | 46,000 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 525 | 41,801 | SH | SOLE | 0 | 0 | 41,801 | ||
NVIDIA CORPORATION | COM | 67066G104 | 5,472 | 20,054 | SH | SOLE | 0 | 0 | 20,054 | ||
OMNICHANNEL ACQUISITION CORP | COM CL A | 68218L108 | 140 | 14,000 | SH | SOLE | 0 | 0 | 14,000 | ||
ONEOK INC NEW | COM | 682680103 | 1,003 | 14,199 | SH | SOLE | 0 | 0 | 14,199 | ||
ORACLE CORP | COM | 68389X105 | 1,610 | 19,460 | SH | SOLE | 0 | 0 | 19,460 | ||
OUSTER INC | COM | 68989M103 | 45 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
OYSTER ENTERPRISES ACQ CORP | COM CL A | 69242M104 | 343 | 35,000 | SH | SOLE | 0 | 0 | 35,000 | ||
P3 HEALTH PARTNERS INC | COM CL A | 744413105 | 962 | 122,998 | SH | SOLE | 0 | 0 | 122,998 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 426 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,205 | 10,420 | SH | SOLE | 0 | 0 | 10,420 | ||
PEPSICO INC | COM | 713448108 | 639 | 3,815 | SH | SOLE | 0 | 0 | 3,815 | ||
PFIZER INC | COM | 717081103 | 749 | 14,471 | SH | SOLE | 0 | 0 | 14,471 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 1,640 | 17,463 | SH | SOLE | 0 | 0 | 17,463 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 579 | 5,780 | SH | SOLE | 0 | 0 | 5,780 | ||
PMV CONSUMER ACQUISITION COR | COM | 693486102 | 494 | 50,000 | SH | SOLE | 0 | 0 | 50,000 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 678 | 3,676 | SH | SOLE | 0 | 0 | 3,676 | ||
PRA GROUP INC | COM | 69354N106 | 605 | 13,421 | SH | SOLE | 0 | 0 | 13,421 | ||
PRECIGEN INC | COM | 74017N105 | 169 | 80,000 | SH | SOLE | 0 | 0 | 80,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,401 | 9,170 | SH | SOLE | 0 | 0 | 9,170 | ||
PROGRESS ACQUISITION CORP | COM CL A | 74327P105 | 310 | 31,500 | SH | SOLE | 0 | 0 | 31,500 | ||
PROSHARES TR | ULTRA FNCLS NEW | 74347X633 | 257 | 4,076 | SH | SOLE | 0 | 0 | 4,076 | ||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 1,222 | 152,694 | SH | SOLE | 0 | 0 | 152,694 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 592 | 148,490 | SH | SOLE | 0 | 0 | 148,490 | ||
QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 | 123 | 212,175 | SH | SOLE | 0 | 0 | 212,175 | ||
QUALTEK SERVICES INC | CLASS A COM | 74760R303 | 193 | 60,000 | SH | SOLE | 0 | 0 | 60,000 | ||
RATTLER MIDSTREAM LP | COM UNITS | 75419T103 | 168 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 945 | 9,545 | SH | SOLE | 0 | 0 | 9,545 | ||
REDFIN CORP | COM | 75737F108 | 287 | 15,900 | SH | SOLE | 0 | 0 | 15,900 | ||
REMARK HLDGS INC | COM | 75955K102 | 53 | 65,000 | SH | SOLE | 0 | 0 | 65,000 | ||
RESERVOIR MEDIA INC | *W EXP 08/26/202 | 76119X113 | 594 | 263,900 | SH | SOLE | 0 | 0 | 263,900 | ||
RESERVOIR MEDIA INC | COM | 76119X105 | 10,399 | 1,057,870 | SH | SOLE | 0 | 0 | 1,057,870 | ||
RESMED INC | COM | 761152107 | 1,116 | 4,600 | SH | SOLE | 0 | 0 | 4,600 | ||
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 598 | 10,250 | SH | SOLE | 0 | 0 | 10,250 | ||
ROCKET LAB USA INC | COM | 773122106 | 189 | 23,500 | SH | SOLE | 0 | 0 | 23,500 | ||
ROCKET PHARMACEUTICALS INC | COM | 77313F106 | 439 | 27,709 | SH | SOLE | 0 | 0 | 27,709 | ||
ROTH CH ACQUISITION IV CO | UNIT 07/01/2026 | 77867P203 | 11,977 | 1,194,100 | SH | SOLE | 0 | 0 | 1,194,100 | ||
ROTH CH ACQUISITION V CO | UNIT 12/10/2026 | 77867R209 | 11,331 | 1,137,610 | SH | SOLE | 0 | 0 | 1,137,610 | ||
SALESFORCE COM INC | COM | 79466L302 | 1,223 | 5,761 | SH | SOLE | 0 | 0 | 5,761 | ||
SCHULTZE SPL PURP ACQ CORP I | CLASS A COM | 808212104 | 2,981 | 303,874 | SH | SOLE | 0 | 0 | 303,874 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 337 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
SEABOARD CORP DEL | COM | 811543107 | 1,051 | 250 | SH | SOLE | 0 | 0 | 250 | ||
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | 450 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 344 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
SERA PROGNOSTICS INC | CLASS A COM | 81749D107 | 2,391 | 630,737 | SH | SOLE | 0 | 0 | 630,737 | ||
SERVICE CORP INTL | COM | 817565104 | 527 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
SERVICENOW INC | COM | 81762P102 | 390 | 700 | SH | SOLE | 0 | 0 | 700 | ||
SHARPS COMPLIANCE CORP | COM | 820017101 | 2,030 | 344,053 | SH | SOLE | 0 | 0 | 344,053 | ||
SINOVAC BIOTECH LTD | SHS | P8696W104 | 0 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 567 | 79,008 | SH | SOLE | 0 | 0 | 79,008 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 326 | 720 | SH | SOLE | 0 | 0 | 720 | ||
SPDR SER TR | S&P OILGAS EXP | 78468R556 | 505 | 3,750 | SH | SOLE | 0 | 0 | 3,750 | ||
SPRING VY ACQUISITION CORP | CL A | G8377A108 | 1,918 | 183,213 | SH | SOLE | 0 | 0 | 183,213 | ||
SPRINGWORKS THERAPEUTICS INC | COM | 85205L107 | 632 | 11,200 | SH | SOLE | 0 | 0 | 11,200 | ||
SQUARE INC | CL A | 852234103 | 622 | 4,583 | SH | SOLE | 0 | 0 | 4,583 | ||
STARBUCKS CORP | COM | 855244109 | 488 | 5,363 | SH | SOLE | 0 | 0 | 5,363 | ||
STELLUS CAP INVT CORP | COM | 858568108 | 229 | 16,465 | SH | SOLE | 0 | 0 | 16,465 | ||
STRYKER CORPORATION | COM | 863667101 | 606 | 2,266 | SH | SOLE | 0 | 0 | 2,266 | ||
SUMO LOGIC INC | COM | 86646P103 | 3,061 | 262,328 | SH | SOLE | 0 | 0 | 262,328 | ||
SVF INVESTMENT CORP | CL A SHS | G8601L102 | 2,888 | 294,698 | SH | SOLE | 0 | 0 | 294,698 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 747 | 4,860 | SH | SOLE | 0 | 0 | 4,860 | ||
TARGA RES CORP | COM | 87612G101 | 743 | 9,840 | SH | SOLE | 0 | 0 | 9,840 | ||
TARGET CORP | COM | 87612E106 | 662 | 3,121 | SH | SOLE | 0 | 0 | 3,121 | ||
TELA BIO INC | COM | 872381108 | 1,223 | 105,168 | SH | SOLE | 0 | 0 | 105,168 | ||
TELADOC HEALTH INC | COM | 87918A105 | 888 | 12,315 | SH | SOLE | 0 | 0 | 12,315 | ||
TEXAS INSTRS INC | COM | 882508104 | 1,131 | 6,167 | SH | SOLE | 0 | 0 | 6,167 | ||
TFF PHARMACEUTICALS INC | COM | 87241J104 | 131 | 20,826 | SH | SOLE | 0 | 0 | 20,826 | ||
THERAPEUTICSMD INC | COM | 88338N107 | 194 | 512,633 | SH | SOLE | 0 | 0 | 512,633 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,004 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
TRACTOR SUPPLY CO | COM | 892356106 | 321 | 1,375 | SH | SOLE | 0 | 0 | 1,375 | ||
TRANSOCEAN LTD | REG SHS | H8817H100 | 1,759 | 385,000 | SH | SOLE | 0 | 0 | 385,000 | ||
TWILIO INC | CL A | 90138F102 | 428 | 2,600 | SH | SOLE | 0 | 0 | 2,600 | ||
TWITTER INC | COM | 90184L102 | 762 | 19,700 | SH | SOLE | 0 | 0 | 19,700 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 445 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
UNION PAC CORP | COM | 907818108 | 573 | 2,100 | SH | SOLE | 0 | 0 | 2,100 | ||
UNIQURE NV | SHS | N90064101 | 1,230 | 68,070 | SH | SOLE | 0 | 0 | 68,070 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 272 | 1,270 | SH | SOLE | 0 | 0 | 1,270 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 713 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 419 | 2,890 | SH | SOLE | 0 | 0 | 2,890 | ||
US BANCORP DEL | COM NEW | 902973304 | 413 | 7,760 | SH | SOLE | 0 | 0 | 7,760 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 307 | 1,069 | SH | SOLE | 0 | 0 | 1,069 | ||
VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | 388 | 6,546 | SH | SOLE | 0 | 0 | 6,546 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 448 | 1,075 | SH | SOLE | 0 | 0 | 1,075 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,305 | 25,644 | SH | SOLE | 0 | 0 | 25,644 | ||
VIRTU FINL INC | CL A | 928254101 | 262 | 7,050 | SH | SOLE | 0 | 0 | 7,050 | ||
VISA INC | COM CL A | 92826C839 | 2,005 | 9,040 | SH | SOLE | 0 | 0 | 9,040 | ||
VISTRA CORP | COM | 92840M102 | 303 | 13,040 | SH | SOLE | 0 | 0 | 13,040 | ||
VROOM INC | COM | 92918V109 | 724 | 272,000 | SH | SOLE | 0 | 0 | 272,000 | ||
VY GLOBAL GROWTH | COM CL A | G9444H100 | 4,092 | 413,300 | SH | SOLE | 0 | 0 | 413,300 | ||
WAITR HLDGS INC | COM | 930752100 | 15 | 40,000 | SH | SOLE | 0 | 0 | 40,000 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 2,657 | 59,348 | SH | SOLE | 0 | 0 | 59,348 | ||
WALMART INC | COM | 931142103 | 746 | 5,008 | SH | SOLE | 0 | 0 | 5,008 | ||
WASHINGTON TR BANCORP | COM | 940610108 | 246 | 4,685 | SH | SOLE | 0 | 0 | 4,685 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,195 | 7,542 | SH | SOLE | 0 | 0 | 7,542 | ||
WELLS FARGO CO NEW | COM | 949746101 | 208 | 4,289 | SH | SOLE | 0 | 0 | 4,289 | ||
WORKDAY INC | CL A | 98138H101 | 1,257 | 5,250 | SH | SOLE | 0 | 0 | 5,250 | ||
ZEBRA TECHNOLOGIES CORPORATI | CL A | 989207105 | 1,107 | 2,677 | SH | SOLE | 0 | 0 | 2,677 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 340 | 2,900 | SH | SOLE | 0 | 0 | 2,900 |