POS AM 1 brhc10037408_s-3posam.htm S-3 POS AM
Registration No. 333-238963

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549


 
Post-Effective Amendment No. 1
to
FORM S-3 REGISTRATION STATEMENT NO. 333-238963
UNDER THE SECURITIES ACT OF 1933


Intersect ENT, Inc.
(Exact name of registrant as specified in its charter)


 
Delaware
 
20-0280837
(State or other jurisdiction of
incorporation or organization)
 
(I.R.S Employer
Identification Number)

1555 Adams Drive
Menlo Park, California 94025
(650) 641-2100
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)


Christopher Cleary
Senior VP, Corporate Development
Intersect ENT, Inc.
1555 Adams Drive
Menlo Park, California 94025
(650) 641-2100

(Name, address, including zip code, and telephone number, including area code, of agent for service)


Copies to:
Christopher D. Comeau
Tara M. Fisher
Ropes & Gray LLP
Prudential Tower
800 Boylston Street
(617) 235-4824





Approximate date of commencement of proposed sale to the public: Not applicable. Removal from registration of securities that were not sold pursuant to the above referenced registration statement.
 
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box:  ☐
 
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box:  ☐
 
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐
 
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐
 
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box.  ☐
 
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.  ☐
 
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

Large accelerated filer
Accelerated filer
       
Non-accelerated filer
Smaller reporting company
       
   
Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ☐


EXPLANATORY NOTE
 
DEREGISTRATION OF SECURITIES
 
This Post-Effective Amendment No. 1 relates to the following Registration Statement filed by Intersect ENT, Inc., a Delaware corporation (the “Registrant” or the “Company”) on Form S-3 (the “Registration Statement”).
 

Registrationa Statement No. 333-238963, filed with the Securities and Exchange Commission on June 5, 2020, relating to the registration by the Company of 6,309,459 shares of common stock, par value $0.001 per share, of the Company (“Common Stock”).
 
On May 13, 2022, pursuant to the Agreement and Plan of Merger, dated as of August 6, 2021 (the “Merger Agreement”), by and among the Company, Medtronic, Inc., a Minnesota corporation (“Parent”), and Project Kraken Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent (“Merger Sub”), Merger Sub merged with and into the Company, with the Company continuing as the surviving corporation and as a wholly owned subsidiary of Parent.
 
As a result of the consummation of the transactions contemplated by the Merger Agreement, the Registrant has terminated all offerings of its securities pursuant to the Registration Statement. In accordance with an undertaking made by the Registrant in the Registration Statement to remove from registration by means of a post-effective amendment any securities which remain unsold at the termination of the offering, the Registrant hereby removes and withdraws from registration all securities of the Registrant registered pursuant to the Registration Statement that remain unsold or otherwise unissued as of the date hereof. The Registration Statement is hereby amended, as appropriate, to reflect the deregistration of such securities, and the Registrant hereby terminates the effectiveness of the Registration Statement.


SIGNATURES
 
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Minneapolis, State of Minnesota on May 13, 2022.

 
INTERSECT ENT, INC.
     
 
By:
/s/ Christopher Cleary
   
Christopher Cleary
   
Senior VP, Corporate Development
 
Pursuant to Rule 478 under the Securities Act of 1933, as amended, no other person is required to sign this Post-Effective Amendment No. 1 to the Registration Statement.