The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Activision Blizzard, Inc. | COM | 00507V109 | 3,845 | 48,000 | SH | DFND | 1 | 0 | 48,000 | 0 | |
| Allison Transmission Holdings, Inc. | COM | 01973R101 | 1,178 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 9,178 | 3,300 | SH | DFND | 1 | 0 | 3,300 | 0 | |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 8,900 | 3,200 | SH | SOLE | 0 | 3,200 | 0 | 0 | |
| Amarin Corporation PLC | SPONS ADR NEW | 023111206 | 2,616 | 795,000 | SH | DFND | 1 | 0 | 795,000 | 0 | |
| Amazon.Com Inc. | COM | 023135106 | 11,425 | 3,500 | SH | SOLE | 0 | 3,500 | 0 | 0 | |
| Amerant Bancorp Inc. | COM | 023576101 | 13,922 | 440,724 | SH | DFND | 1 | 0 | 440,724 | 0 | |
| Anterix Inc | COM | 03676C100 | 32,482 | 561,000 | SH | DFND | 1 | 0 | 561,000 | 0 | |
| Athira Pharma, Inc. | COM | 04746L104 | 2,700 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| BCB Bancorp, Inc. | COM | 055298103 | 18,630 | 1,020,808 | SH | DFND | 1 | 0 | 1,020,808 | 0 | |
| BKF Capital Group, Inc. | COM | 05548G201 | 411 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | |
| Baker Hughes Company | COM | 05722G100 | 182 | 5,000 | SH | SOLE | 0 | 5,000 | 0 | 0 | |
| The Bancorp Bank | COM | 05969A105 | 9,016 | 318,266 | SH | DFND | 1 | 0 | 318,266 | 0 | |
| Banc of California, Inc. | COM | 05990K106 | 22,003 | 1,136,532 | SH | DFND | 1 | 0 | 1,136,532 | 0 | |
| Bank of San Francisco | COM | 064774102 | 2,557 | 102,687 | SH | DFND | 1 | 0 | 102,687 | 0 | |
| Blackberry Limited | COM | 09228F103 | 5,968 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| Blackberry Limited | COM | 09228F103 | 373 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
| Blue Foundry Bancorp | COM | 09549B104 | 4,570 | 337,289 | SH | DFND | 1 | 0 | 337,289 | 0 | |
| Brinker International, Inc. | COM | 109641100 | 8,451 | 221,450 | SH | DFND | 1 | 0 | 221,450 | 0 | |
| British American Tobacco - ADR | SPONSORED ADR | 110448107 | 632 | 15,000 | SH | SOLE | 0 | 15,000 | 0 | 0 | |
| CIBL, Inc. | COM | 12543Y104 | 398 | 215 | SH | DFND | 1 | 0 | 215 | 0 | |
| Carbon Energy Corp | COM | 14115T208 | 1 | 52,778 | SH | DFND | 1 | 0 | 52,778 | 0 | |
| Carter Bankshares | COM | 146103106 | 2,751 | 158,400 | SH | DFND | 1 | 0 | 158,400 | 0 | |
| Catalyst Bancorp Inc | COM | 14888L101 | 77 | 5,623 | SH | DFND | 1 | 0 | 5,623 | 0 | |
| Continental Resources Inc. | COM NEW | 212015101 | 1,227 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Crimson Wine Group Ltd. | COM | 22662X100 | 9,244 | 1,142,600 | SH | DFND | 1 | 0 | 1,142,600 | 0 | |
| Devon Energy Corp. New | COM | 25179M103 | 828 | 14,000 | SH | SOLE | 0 | 14,000 | 0 | 0 | |
| Diamond Offshore Drilling Inc | COM | 25271C201 | 9,046 | 1,268,774 | SH | DFND | 1 | 0 | 1,268,774 | 0 | |
| Discovery INC - A | COM SER A | 25470F104 | 499 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| Discovery INC - C | COM SER C | 25470F302 | 1,498 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| Dolby Laboratories Inc. | COM CL A | 25659T107 | 16,622 | 212,500 | SH | DFND | 1 | 0 | 212,500 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 255 | 3,255 | SH | SOLE | 0 | 3,255 | 0 | 0 | |
| Dow Inc. | COM CL A | 260557103 | 545 | 8,546 | SH | SOLE | 0 | 8,546 | 0 | 0 | |
| Du Pont E I De Nemours & Co | COM | 26614N102 | 629 | 8,546 | SH | SOLE | 0 | 8,546 | 0 | 0 | |
| EQRx, Inc. | COM | 26886C107 | 3,699 | 895,600 | SH | DFND | 1 | 0 | 895,600 | 0 | |
| EQRx, Inc. Warrant | *W EXP 12/17/202 | 26886C115 | 87 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| ES Bancshares, Inc | COM | 296049109 | 3,554 | 658,183 | SH | DFND | 1 | 0 | 658,183 | 0 | |
| Exxon Mobil Corp. | COM | 30231G102 | 908 | 11,000 | SH | SOLE | 0 | 11,000 | 0 | 0 | |
| FFBW Inc. | COM | 30260M103 | 3,540 | 293,022 | SH | DFND | 1 | 0 | 293,022 | 0 | |
| Facebook Inc. | COM | 30303M102 | 2,756 | 12,395 | SH | SOLE | 0 | 12,395 | 0 | 0 | |
| Farmers & Merchants Bank | COM | 308243104 | 1,665 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | |
| Federal Life Group, Inc. | COM | 313533101 | 1 | 100 | SH | DFND | 1 | 0 | 100 | 0 | |
| Federal Life Group, Inc. | COM | 313533101 | 1 | 100 | SH | SOLE | 0 | 100 | 0 | 0 | |
| Ferrellgas Partners, LP | LTD PARTNR INT | 315293209 | 579 | 33,896 | SH | DFND | 1 | 0 | 33,896 | 0 | |
| First Bank | COM | 31931U102 | 2,845 | 200,100 | SH | DFND | 1 | 0 | 200,100 | 0 | |
| First Citizens BancShares | CL A | 31946M103 | 26,229 | 39,407 | SH | DFND | 1 | 0 | 39,407 | 0 | |
| First Citizens BancShares | COM | 31946M103 | 413 | 620 | SH | SOLE | 0 | 620 | 0 | 0 | |
| First Citizens BancShares | CL B | 31946M202 | 482 | 777 | SH | DFND | 1 | 0 | 777 | 0 | |
| First of Long Island Corp | COM | 320734106 | 1,654 | 85,000 | SH | DFND | 1 | 0 | 85,000 | 0 | |
| Standard Biotools Inc. | COM | 34385P108 | 233 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 11,168 | 400,000 | SH | DFND | 1 | 0 | 400,000 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 1,048 | 37,530 | SH | SOLE | 0 | 37,530 | 0 | 0 | |
| GAMCO Investors, Inc. | COM | 361438104 | 1,396 | 63,124 | SH | DFND | 1 | 0 | 63,124 | 0 | |
| Ginkgo Bioworks Holdings | CL A SHS | 37611X100 | 202 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Great Lakes Dredge & Dock | COM | 390607109 | 702 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Groupon, Inc. | COM | 399473107 | 192 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 186 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 27 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 1,133 | 80,850 | SH | DFND | 1 | 0 | 80,850 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 65 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | |
| Helmerich & Payne Inc. | COM | 423452101 | 4,278 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 887 | 8,282 | SH | SOLE | 0 | 8,282 | 0 | 0 | |
| Hexcel Corp | COM | 428291108 | 11,775 | 198,000 | SH | DFND | 1 | 0 | 198,000 | 0 | |
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 8 | 8,719 | SH | DFND | 1 | 0 | 8,719 | 0 | |
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 179 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | |
| ICC Holdings, Inc. | COM | 44931Q104 | 960 | 56,281 | SH | DFND | 1 | 0 | 56,281 | 0 | |
| Intel Corp. | COM | 458140100 | 45,806 | 925,000 | SH | DFND | 1 | 0 | 925,000 | 0 | |
| Intel Corp. | COM | 458140100 | 57,296 | 1,157,025 | SH | SOLE | 0 | 1,157,025 | 0 | 0 | |
| Invitae Corporation | COM | 46185L103 | 199 | 25,000 | SH | DFND | 1 | 0 | 25,000 | 0 | |
| Ironwood Pharmaceuticals | COM CL A | 46333X108 | 6,547 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
| JBG SMITH Properties | COM | 46590V100 | 804 | 27,500 | SH | DFND | 1 | 0 | 27,500 | 0 | |
| Kearny Financial Corp. | COM NEW | 48716P108 | 2,417 | 187,646 | SH | DFND | 1 | 0 | 187,646 | 0 | |
| Kohl's Corp. | COM | 500255104 | 2,418 | 40,000 | SH | DFND | 1 | 0 | 40,000 | 0 | |
| LICT Corp. | COM | 50187G104 | 6,738 | 275 | SH | DFND | 1 | 0 | 275 | 0 | |
| Laboratory Corporation of America | COM | 50540R409 | 23,334 | 88,500 | SH | DFND | 1 | 0 | 88,500 | 0 | |
| Las Vegas Sands Corp. | COM | 517834107 | 163 | 4,195 | SH | SOLE | 0 | 4,195 | 0 | 0 | |
| Madison Square Garden Sports | CL A | 55825T103 | 2,619 | 14,600 | SH | DFND | 1 | 0 | 14,600 | 0 | |
| Madison Square Garden Sports | CL A | 55825T103 | 110 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | |
| Madison Square Garden Entertainment | CL A | 55826T102 | 6,640 | 79,700 | SH | DFND | 1 | 0 | 79,700 | 0 | |
| Madison Square Garden Entertainment | CL A | 55826T102 | 51 | 612 | SH | SOLE | 0 | 612 | 0 | 0 | |
| Meridian Corp. | COM | 58958P104 | 8,664 | 270,000 | SH | DFND | 1 | 0 | 270,000 | 0 | |
| Mid-Southern Bancorp | COM | 59548Q107 | 2,507 | 169,485 | SH | DFND | 1 | 0 | 169,485 | 0 | |
| Mistras Group | COM | 60649T107 | 3,574 | 540,700 | SH | DFND | 1 | 0 | 540,700 | 0 | |
| Bunge Limited | COM | 616962105 | 38,784 | 350,000 | SH | DFND | 1 | 0 | 350,000 | 0 | |
| Bunge Limited | COM | 616962105 | 4,432 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | 0 | |
| Nathans Famous Inc. | COM | 632347100 | 634 | 11,700 | SH | DFND | 1 | 0 | 11,700 | 0 | |
| News Corp | COM | 65249B109 | 10,300 | 465,000 | SH | DFND | 1 | 0 | 465,000 | 0 | |
| NI Holdings Inc. | COM | 65342T106 | 9,226 | 544,000 | SH | DFND | 1 | 0 | 544,000 | 0 | |
| Northeast Bancorp | COM | 663904209 | 7,901 | 231,637 | SH | DFND | 1 | 0 | 231,637 | 0 | |
| Oasis Petroleum Inc | COM NEW | 674215108 | 4,755 | 32,500 | SH | DFND | 1 | 0 | 32,500 | 0 | |
| One Liberty Properties, Inc. | COM | 682406103 | 7,854 | 255,070 | SH | DFND | 1 | 0 | 255,070 | 0 | |
| Palantir Tech | CL A | 69608A108 | 381 | 27,769 | SH | SOLE | 0 | 27,769 | 0 | 0 | |
| Park Aerospace Corp | COM | 70014A104 | 4,454 | 341,300 | SH | DFND | 1 | 0 | 341,300 | 0 | |
| Party City Holdco | COM | 702149105 | 4,583 | 1,280,029 | SH | DFND | 1 | 0 | 1,280,029 | 0 | |
| Peapack-Gladstone Financial Corp. | COM | 704699107 | 5,061 | 145,650 | SH | DFND | 1 | 0 | 145,650 | 0 | |
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 173 | 13,841 | SH | SOLE | 0 | 13,841 | 0 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 4,385 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 119 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,915 | 166,130 | SH | DFND | 1 | 0 | 166,130 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 1,088 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | |
| Ponce Financial Group Inc | COM | 732344106 | 2,030 | 195,534 | SH | DFND | 1 | 0 | 195,534 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 25,609 | 313,296 | SH | DFND | 1 | 0 | 313,296 | 0 | |
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 5 | 450 | SH | DFND | 1 | 0 | 450 | 0 | |
| Positive Phyisicians Holdings Inc | COM | 73740G106 | 5 | 450 | SH | SOLE | 0 | 450 | 0 | 0 | |
| Provident Bancorp Inc | COM NEW | 74383L105 | 365 | 22,500 | SH | DFND | 1 | 0 | 22,500 | 0 | |
| QualComm Inc. | COM | 747525103 | 112 | 732 | SH | SOLE | 0 | 732 | 0 | 0 | |
| Redwire Corp | COM | 75776W103 | 2,480 | 292,500 | SH | DFND | 1 | 0 | 292,500 | 0 | |
| Ruth's Hospitality Group, Inc. | COM | 783332109 | 2,267 | 99,100 | SH | DFND | 1 | 0 | 99,100 | 0 | |
| S&W Seed Company | COM | 785135104 | 37,165 | 17,448,226 | SH | DFND | 1 | 0 | 17,448,226 | 0 | |
| William H. Sadlier, Inc. | COM | 786327106 | 467 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | |
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 879 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | |
| Sarcos Technology and Robotics | COM | 80359A106 | 7,284 | 1,095,412 | SH | DFND | 1 | 0 | 1,095,412 | 0 | |
| Scholastic Corporation | COM | 807066105 | 21,151 | 525,103 | SH | DFND | 1 | 0 | 525,103 | 0 | |
| Sharecare Inc Warrants | *W EXP 07/01/202 | 81948W112 | 8 | 26,666 | SH | DFND | 1 | 0 | 26,666 | 0 | |
| SIGA Technologies | COM | 826917106 | 8,143 | 1,148,577 | SH | DFND | 1 | 0 | 1,148,577 | 0 | |
| Skyworks Solutions Inc. | COM | 83088M102 | 258 | 1,936 | SH | SOLE | 0 | 1,936 | 0 | 0 | |
| SomaLogic, Inc. | CLASS A COM | 83444K105 | 2,662 | 331,940 | SH | DFND | 1 | 0 | 331,940 | 0 | |
| SomaLogic, Inc. Warrant | *W EXP 03/01/202 | 83444K113 | 128 | 60,000 | SH | DFND | 1 | 0 | 60,000 | 0 | |
| SouthState Corp | COM | 840441109 | 24,069 | 295,000 | SH | DFND | 1 | 0 | 295,000 | 0 | |
| Steel Holdings LP Ltd Prshp Unit | LTD PRTRSHIP U | 85814R107 | 240 | 5,773 | SH | SOLE | 0 | 5,773 | 0 | 0 | |
| Tastemaker Acquisition Corp | COM CL A | 876545104 | 603 | 60,875 | SH | DFND | 1 | 0 | 60,875 | 0 | |
| Tastemaker ACQ WNT | *W EXP 01/07/202 | 876545112 | 7 | 30,437 | SH | DFND | 1 | 0 | 30,437 | 0 | |
| Tejon Ranch Co. | COM | 879080109 | 8,628 | 472,500 | SH | DFND | 1 | 0 | 472,500 | 0 | |
| Telestat Corp | CL A & CL B SHS | 879512309 | 5,448 | 330,200 | SH | DFND | 1 | 0 | 330,200 | 0 | |
| Texas Capital Bancshares, Inc. | COM | 88224Q107 | 16,402 | 286,200 | SH | DFND | 1 | 0 | 286,200 | 0 | |
| Tidewater Warrant Exp 11/24/24 | *W EXP 11/24/202 | 88642R174 | 8 | 7,444 | SH | DFND | 1 | 0 | 7,444 | 0 | |
| Traditions Bancorp Inc | COM | 89269L102 | 3,221 | 144,100 | SH | DFND | 1 | 0 | 144,100 | 0 | |
| Trinity Place Holdings Inc. | COM | 89656D101 | 16,746 | 8,813,801 | SH | DFND | 1 | 0 | 8,813,801 | 0 | |
| COM | 90184L102 | 20,916 | 540,600 | SH | DFND | 1 | 0 | 540,600 | 0 | ||
| Viemed Healthcare | COM | 92663R105 | 5,129 | 1,030,000 | SH | DFND | 1 | 0 | 1,030,000 | 0 | |
| Vornado Realty Trust | SH BEN INT | 929042109 | 4,977 | 109,814 | SH | DFND | 1 | 0 | 109,814 | 0 | |
| Waterstone Financial Inc. | COM | 94188P101 | 11,107 | 574,300 | SH | DFND | 1 | 0 | 574,300 | 0 | |
| Wells Fargo & Co. | COM | 949746101 | 9,692 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| William Penn Bancorp | COM | 96927A105 | 5,801 | 455,000 | SH | DFND | 1 | 0 | 455,000 | 0 | |
| Wright Investors Service Holdings | COM | 982345100 | 148 | 594,097 | SH | DFND | 1 | 0 | 594,097 | 0 | |
| Alkermes PLC | SHS | G01767105 | 9,487 | 360,600 | SH | DFND | 1 | 0 | 360,600 | 0 | |
| Nielsen Holdings PLC | SHS EUR | G6518L108 | 6,810 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
| RenaissanceRe Holdings | COM | G7496G103 | 15,058 | 95,000 | SH | DFND | 1 | 0 | 95,000 | 0 | |
| Sarissa Capital Acquisition Corp | CL A | G7823W102 | 644 | 65,000 | SH | DFND | 1 | 0 | 65,000 | 0 | |
| Sarissa Capital Acq Warrants 10/23/27 | *W EXP 10/23/202 | G7823W110 | 8 | 21,666 | SH | DFND | 1 | 0 | 21,666 | 0 | |
| Pioneer Merger Corp. | CL A SHS | G7S24C103 | 981 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Pioneer Merger Corp Warrant 1/7/26 | *W EXP 01/07/202 | G7S24C111 | 7 | 33,332 | SH | DFND | 1 | 0 | 33,332 | 0 | |
| SiriusPoint Ltd | COM | G8192H106 | 6,807 | 910,000 | SH | DFND | 1 | 0 | 910,000 | 0 | |
| Cellebrite DI Warrant | *W EXP 08/30/202 | M2197Q115 | 25 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | |
| Atlas Corp. | SHARES | Y0436Q109 | 1,028 | 70,000 | SH | DFND | 1 | 0 | 70,000 | 0 | |