The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ABBVIE INC Common Stock 00287Y109 554 5,125 SH   SOLE   1,909 0 3,216
ACCENTURE PLC Common Stock G1151C101 237 858 SH   SOLE   0 0 858
ADOBE INC Common Stock 00724F101 604 1,271 SH   SOLE   639 0 632
ADVANCED MICRO Common Stock 007903107 593 7,562 SH   SOLE   2,400 0 5,162
ALIBABA GROUP Common Stock 01609W102 389 1,720 SH   SOLE   138 0 1,582
ALIGOS THERAPEUTICS Common Stock 01626L105 337 14,860 SH   SOLE   4,000 0 10,860
ALPHABET INC Common Stock 02079K107 1,172 567 SH   SOLE   87 0 480
ALPHABET INC Common Stock 02079K305 5,414 2,625 SH   SOLE   1,073 0 1,552
ALTRIA GROUP Common Stock 02209S103 401 7,839 SH   SOLE   344 0 7,495
AMAZON COM Common Stock 023135106 9,040 2,922 SH   SOLE   1,043 0 1,879
AMERICAN ELECTRIC Common Stock 025537101 608 7,181 SH   SOLE   0 0 7,181
AMERICAN EXPRESS Common Stock 025816109 580 4,102 SH   SOLE   1,670 0 2,432
AMERICAN FINANCIAL Common Stock 025932104 855 7,500 SH   SOLE   0 0 7,500
AMGEN INC Common Stock 031162100 461 1,852 SH   SOLE   199 0 1,653
APOLLO GLOBAL Common Stock 03768E105 261 5,562 SH   SOLE   1,908 0 3,654
APPLE INC Common Stock 037833100 13,519 110,678 SH   SOLE   21,493 0 89,184
ARK INNOVATION MF Closed and MF Open 00214Q104 224 1,872 SH   SOLE   0 0 1,872
AT&T INC Common Stock 00206R102 594 19,642 SH   SOLE   4,020 0 15,622
BANK AMERICA Common Stock 060505104 914 23,646 SH   SOLE   949 0 22,697
BERKSHIRE HATHAWAY Common Stock 084670702 1,862 7,289 SH   SOLE   110 0 7,179
BIOGEN INC Common Stock 09062X103 205 736 SH   SOLE   186 0 550
BLACKSTONE GROUP Common Stock 09260D107 4,679 62,787 SH   SOLE   27,431 0 35,356
BOEING COMPANY Common Stock 097023105 1,299 5,102 SH   SOLE   716 0 4,386
BRISTOL MYERS Common Stock 110122108 219 3,471 SH   SOLE   400 0 3,071
BROADCOM INC Common Stock 11135F101 524 1,130 SH   SOLE   540 0 590
CANOPY GROWTH Common Stock 138035100 202 6,308 SH   SOLE   1,750 0 4,558
CATERPILLAR INC Common Stock 149123101 462 1,996 SH   SOLE   147 0 1,849
CHEVRON CORP Common Stock 166764100 763 7,288 SH   SOLE   592 0 6,696
CISCO SYSTEMS Common Stock 17275R102 393 7,618 SH   SOLE   1,751 0 5,867
CITIGROUP INC Common Stock 172967424 454 6,245 SH   SOLE   2,021 0 4,224
COMCAST CORP Common Stock 20030N101 316 5,843 SH   SOLE   1,956 0 3,886
COMPASS DIVERSIFIED Common Stock 20451Q104 257 11,117 SH   SOLE   2,817 0 8,300
CONSUMER DISCRETIONARY MF Closed and MF Open 81369Y407 979 5,825 SH   SOLE   250 0 5,575
COSTCO WHOLESALE Common Stock 22160K105 1,348 3,825 SH   SOLE   680 0 3,145
CROWDSTRIKE HOLDINGS Common Stock 22788C105 301 1,651 SH   SOLE   5 0 1,646
EDWARDS LIFESCIENCES Common Stock 28176E108 250 3,000 SH   SOLE   1,800 0 1,200
EXXON MOBIL Common Stock 30231G102 772 13,845 SH   SOLE   1,140 0 12,704
FACEBOOK INC Common Stock 30303M102 962 3,269 SH   SOLE   855 0 2,414
FIRST TRUST MF Closed and MF Open 336920103 6,820 57,242 SH   SOLE   4,883 0 52,359
FIRST TRUST MF Closed and MF Open 33733E104 8,522 120,341 SH   SOLE   13,759 0 106,582
FIRST TRUST MF Closed and MF Open 33733E203 274 1,711 SH   SOLE   335 0 1,376
FIRST TRUST MF Closed and MF Open 33733E302 850 3,902 SH   SOLE   474 0 3,428
FIRST TRUST MF Closed and MF Open 33733F101 969 8,952 SH   SOLE   450 0 8,502
FIRST TRUST MF Closed and MF Open 33734H106 13,079 344,369 SH   SOLE   90,069 0 254,299
FIRST TRUST MF Closed and MF Open 33734K109 740 9,250 SH   SOLE   0 0 9,250
FIRST TRUST MF Closed and MF Open 33734X143 1,677 15,444 SH   SOLE   839 0 14,605
FIRST TRUST MF Closed and MF Open 33734X192 1,105 11,548 SH   SOLE   822 0 10,726
FIRST TRUST MF Closed and MF Open 33737J174 369 6,145 SH   SOLE   465 0 5,680
FIRST TRUST MF Closed and MF Open 33738R118 1,171 21,699 SH   SOLE   3,297 0 18,402
FIRST TRUST MF Closed and MF Open 33738R506 479 10,547 SH   SOLE   0 0 10,547
FIRST TRUST MF Closed and MF Open 33738R605 2,460 55,109 SH   SOLE   7,065 0 48,044
FIRST TRUST MF Closed and MF Open 33739N108 261 4,641 SH   SOLE   3,941 0 700
FIRST TRUST MF Closed and MF Open 33739Q200 452 8,866 SH   SOLE   3,437 0 5,429
FIRST TRUST MF Closed and MF Open 33739Q408 7,528 125,534 SH   SOLE   14,838 0 110,696
FLAHERTY & CRUMRINE MF Closed and MF Open 33848W106 214 7,136 SH   SOLE   858 0 6,278
FS KKR Common Stock 35952V303 1,216 62,280 SH   SOLE   0 0 62,280
GABELLI EQUITY MF Closed and MF Open 362397101 2,648 388,377 SH   SOLE   122,619 0 265,758
GENERAL ELECTRIC Common Stock 369604103 149 11,355 SH   SOLE   418 0 10,937
GILEAD SCIENCES Common Stock 375558103 223 3,462 SH   SOLE   497 0 2,965
GLOBAL X MF Closed and MF Open 37954Y764 2,243 55,923 SH   SOLE   19,851 0 36,071
GOLDMAN SACHS Common Stock 38141G104 319 978 SH   SOLE   10 0 968
HILTON WORLDWIDE Common Stock 43300A203 359 2,972 SH   SOLE   0 0 2,972
HOME DEPOT Common Stock 437076102 1,987 6,512 SH   SOLE   1,702 0 4,809
INTEL CORP Common Stock 458140100 249 3,890 SH   SOLE   649 0 3,241
INTUITIVE SURGICAL Common Stock 46120E602 260 353 SH   SOLE   200 0 153
INVESCO LTD Common Stock G491BT108 517 20,500 SH   SOLE   10,000 0 10,500
INVESCO QQQ MF Closed and MF Open 46090E103 5,753 18,028 SH   SOLE   8,041 0 9,986
INVESCO S&P MF Closed and MF Open 46137V357 213 1,507 SH   SOLE   0 0 1,507
INVESCO SOLAR MF Closed and MF Open 46138G706 1,403 15,295 SH   SOLE   0 0 15,295
ISHARES 1-5 YEAR MF Closed and MF Open 464288646 215 3,938 SH   SOLE   0 0 3,938
ISHARES 20 MF Closed and MF Open 464287432 470 3,473 SH   SOLE   756 0 2,717
ISHARES CORE MF Closed and MF Open 464287150 266 2,913 SH   SOLE   523 0 2,390
ISHARES CORE MF Closed and MF Open 464287200 27,402 68,881 SH   SOLE   20,388 0 48,493
ISHARES CORE MF Closed and MF Open 464287226 29,890 262,590 SH   SOLE   125,326 0 137,264
ISHARES CORE MF Closed and MF Open 464287507 2,395 9,205 SH   SOLE   2,034 0 7,170
ISHARES CORE MF Closed and MF Open 464287804 2,854 26,299 SH   SOLE   11,661 0 14,638
ISHARES CORE MF Closed and MF Open 46432F842 247 3,430 SH   SOLE   90 0 3,339
ISHARES CORE MF Closed and MF Open 46434V613 371 7,034 SH   SOLE   3,786 0 3,248
ISHARES ESG MF Closed and MF Open 46434G863 295 6,826 SH   SOLE   0 0 6,826
ISHARES ESG MF Closed and MF Open 46435G425 914 10,058 SH   SOLE   0 0 10,058
ISHARES GLOBAL MF Closed and MF Open 464287291 391 1,273 SH   SOLE   0 0 1,273
ISHARES GLOBAL MF Closed and MF Open 464288224 327 13,460 SH   SOLE   3,500 0 9,960
ISHARES IBOXX MF Closed and MF Open 464287242 727 5,594 SH   SOLE   0 0 5,594
ISHARES MSCI MF Closed and MF Open 464286509 311 9,148 SH   SOLE   9,148 0 0
ISHARES MSCI MF Closed and MF Open 464287234 547 10,256 SH   SOLE   0 0 10,256
ISHARES MSCI MF Closed and MF Open 464287465 438 5,783 SH   SOLE   3,365 0 2,418
ISHARES MSCI MF Closed and MF Open 464288257 1,290 13,560 SH   SOLE   0 0 13,560
ISHARES MSCI MF Closed and MF Open 464288877 209 4,108 SH   SOLE   442 0 3,666
ISHARES MSCI MF Closed and MF Open 464288885 525 5,225 SH   SOLE   1,316 0 3,909
ISHARES MSCI MF Closed and MF Open 46429B697 673 9,728 SH   SOLE   0 0 9,728
ISHARES MSCI MF Closed and MF Open 46432F388 317 3,096 SH   SOLE   0 0 3,096
ISHARES MSCI MF Closed and MF Open 46432F396 915 5,694 SH   SOLE   2,490 0 3,204
ISHARES NASDAQ MF Closed and MF Open 464287556 847 5,626 SH   SOLE   1,170 0 4,456
ISHARES PHLX MF Closed and MF Open 464287523 280 661 SH   SOLE   380 0 281
ISHARES RUSSELL MF Closed and MF Open 464287481 1,480 14,506 SH   SOLE   1,924 0 12,582
ISHARES RUSSELL MF Closed and MF Open 464287598 229 1,517 SH   SOLE   767 0 750
ISHARES RUSSELL MF Closed and MF Open 464287614 228 941 SH   SOLE   288 0 653
ISHARES RUSSELL MF Closed and MF Open 464287648 6,088 20,245 SH   SOLE   1,813 0 18,432
ISHARES RUSSELL MF Closed and MF Open 464287655 322 1,461 SH   SOLE   297 0 1,164
ISHARES S&P MF Closed and MF Open 464287309 234 3,594 SH   SOLE   1,482 0 2,112
ISHARES S&P MF Closed and MF Open 464287671 3,468 38,206 SH   SOLE   2,155 0 36,051
ISHARES SELECT MF Closed and MF Open 464287168 203 1,781 SH   SOLE   0 0 1,781
ISHARES U S MF Closed and MF Open 46429B267 684 26,150 SH   SOLE   0 0 26,150
JANUS DETROIT MF Closed and MF Open 47103U100 312 4,626 SH   SOLE   923 0 3,703
JANUS HENDERSON MF Closed and MF Open 47103U886 7,321 145,879 SH   SOLE   1,583 0 144,295
JOHNSON & JOHNSON Common Stock 478160104 584 3,557 SH   SOLE   1,104 0 2,453
JPMORGAN CHASE Common Stock 46625H100 1,762 11,576 SH   SOLE   1,884 0 9,692
LENNAR CORP Common Stock 526057104 324 3,205 SH   SOLE   1,150 0 2,055
LINDE PLC Common Stock G5494J103 210 753 SH   SOLE   560 0 193
LOCKHEED MARTIN Common Stock 539830109 1,986 5,376 SH   SOLE   36 0 5,340
LOWES COMPANIES Common Stock 548661107 284 1,498 SH   SOLE   344 0 1,154
MAINSTAY DEFINEDTERM MF Closed and MF Open 56064K100 477 21,507 SH   SOLE   19,466 0 2,041
MARVELL TECHNOLOGY Common Stock G5876H105 241 4,928 SH   SOLE   4,300 0 628
MASTERCARD INC Common Stock 57636Q104 448 1,258 SH   SOLE   542 0 715
MCDONALDS CORP Common Stock 580135101 594 2,652 SH   SOLE   81 0 2,571
MCKESSON CORP Common Stock 58155Q103 415 2,130 SH   SOLE   600 0 1,530
MERCK & COMPANY Common Stock 58933Y105 376 4,886 SH   SOLE   530 0 4,356
MICRON TECHNOLOGY INC Common Stock 595112103 409 4,642 SH   SOLE   0 0 4,642
MICROSOFT CORP Common Stock 594918104 3,916 16,610 SH   SOLE   2,851 0 13,759
MONDELEZ INTERNATIONAL Common Stock 609207105 243 4,158 SH   SOLE   75 0 4,083
MP MATERIALS Common Stock 553368101 225 6,280 SH   SOLE   5,100 0 1,180
NETFLIX INC Common Stock 64110L106 684 1,312 SH   SOLE   169 0 1,143
NIKE INC Common Stock 654106103 1,101 8,291 SH   SOLE   220 0 8,071
NORTHROP GRUMMAN Common Stock 666807102 518 1,601 SH   SOLE   560 0 1,041
NVIDIA CORP Common Stock 67066G104 1,142 2,140 SH   SOLE   1,042 0 1,097
NXP SEMICONDUCTORS Common Stock N6596X109 320 1,590 SH   SOLE   1,100 0 490
PACIFIC PREMIER Common Stock 69478X105 302 6,973 SH   SOLE   0 0 6,973
PAYPAL HOLDINGS Common Stock 70450Y103 458 1,887 SH   SOLE   175 0 1,712
PEPSICO INC Common Stock 713448108 265 1,875 SH   SOLE   240 0 1,635
PFIZER INC Common Stock 717081103 442 12,201 SH   SOLE   1,701 0 10,500
PHILIP MORRIS Common Stock 718172109 222 2,509 SH   SOLE   193 0 2,316
PIMCO CA MUN INC FD III MF Closed and MF Open 72201C109 751 71,218 SH   SOLE   61,640 0 9,577
PIMCO DYNAMIC MF Closed and MF Open 72201Y101 572 20,355 SH   SOLE   9,659 0 10,695
PIMCO DYNAMIC MF Closed and MF Open 72202D106 1,975 88,687 SH   SOLE   44,552 0 44,135
PRINCIPAL US MF Closed and MF Open 74255Y870 4,235 114,743 SH   SOLE   19,754 0 94,989
PROCTER & GAMBLE Common Stock 742718109 575 4,250 SH   SOLE   462 0 3,788
PROSHARES TRUST MF Closed and MF Open 74348A467 250 2,907 SH   SOLE   484 0 2,423
PUBLIC SERVICE Common Stock 744573106 396 6,577 SH   SOLE   0 0 6,577
QORVO INC Common Stock 74736K101 428 2,344 SH   SOLE   994 0 1,350
QUALCOMM INC Common Stock 747525103 1,112 8,389 SH   SOLE   365 0 8,023
RAYTHEON TECHNOLOGIES Common Stock 75513E101 335 4,341 SH   SOLE   92 0 4,249
REALTY INCOME Common Stock 756109104 301 4,749 SH   SOLE   535 0 4,214
REGENERON PHARMACEUTICAL Common Stock 75886F107 206 437 SH   SOLE   250 0 187
ROCKWELL AUTOMATION Common Stock 773903109 663 2,500 SH   SOLE   0 0 2,500
ROKU INC Common Stock 77543R102 808 2,482 SH   SOLE   0 0 2,482
SALESFORCE.COM INC Common Stock 79466L302 701 3,310 SH   SOLE   1,211 0 2,099
SCHWAB INTL MF Closed and MF Open 808524805 298 7,926 SH   SOLE   7,172 0 754
SCHWAB US MF Closed and MF Open 808524300 231 1,781 SH   SOLE   1,781 0 0
SECTOR CONSUMER MF Closed and MF Open 81369Y308 972 14,234 SH   SOLE   550 0 13,684
SECTOR ENERGY MF Closed and MF Open 81369Y506 291 5,941 SH   SOLE   834 0 5,107
SECTOR FINANCIAL MF Closed and MF Open 81369Y605 1,479 43,452 SH   SOLE   5,194 0 38,258
SECTOR HEALTHCARE MF Closed and MF Open 81369Y209 468 4,011 SH   SOLE   186 0 3,825
SECTOR INDUSTRIAL MF Closed and MF Open 81369Y704 422 4,295 SH   SOLE   601 0 3,694
SECTOR TECHNOLOGY MF Closed and MF Open 81369Y803 891 6,709 SH   SOLE   53 0 6,656
SELECT SECTOR MF Closed and MF Open 81369Y852 353 4,816 SH   SOLE   216 0 4,600
SERVICENOW INC Common Stock 81762P102 226 452 SH   SOLE   270 0 182
SKYWORKS SOLUTIONS Common Stock 83088M102 241 1,315 SH   SOLE   1,000 0 315
SORRENTO THERAPEUTICS Common Stock 83587F202 82 10,000 SH   SOLE   0 0 10,000
SOUTHWEST AIRLINES Common Stock 844741108 313 5,140 SH   SOLE   170 0 4,970
SPDR DOW MF Closed and MF Open 78467X109 2,687 8,140 SH   SOLE   6,232 0 1,908
SPDR GOLD Common Stock 78463V107 298 1,866 SH   SOLE   536 0 1,330
SPDR PORTFOLIO MF Closed and MF Open 78463X889 278 7,868 SH   SOLE   0 0 7,868
SPDR PORTFOLIO MF Closed and MF Open 78464A649 10,544 355,621 SH   SOLE   171,407 0 184,214
SPDR PORTFOLIO MF Closed and MF Open 78464A847 3,858 84,318 SH   SOLE   54,754 0 29,563
SPDR PORTFOLIO MF Closed and MF Open 78464A854 575 12,348 SH   SOLE   0 0 12,348
SPDR PORTFOLIO MF Closed and MF Open 78468R788 331 8,618 SH   SOLE   3,804 0 4,814
SPDR PORTFOLIO MF Closed and MF Open 78468R853 2,080 49,223 SH   SOLE   26,092 0 23,130
SPDR S&P MF Closed and MF Open 78462F103 8,435 21,283 SH   SOLE   1,927 0 19,356
SPDR S&P MF Closed and MF Open 78464A532 391 4,476 SH   SOLE   2,107 0 2,369
SPDR S&P MF Closed and MF Open 78467Y107 231 487 SH   SOLE   213 0 274
STARBUCKS CORP Common Stock 855244109 674 6,173 SH   SOLE   676 0 5,496
TARGET CORP Common Stock 87612E106 248 1,254 SH   SOLE   173 0 1,080
TERADYNE INC Common Stock 880770102 230 1,892 SH   SOLE   0 0 1,892
TESLA INC Common Stock 88160R101 3,088 4,624 SH   SOLE   905 0 3,719
THERMO FISHER Common Stock 883556102 2,164 4,743 SH   SOLE   1,461 0 3,282
UNION PACIFIC CORP Common Stock 907818108 240 1,092 SH   SOLE   0 0 1,092
UNITED PARCEL Common Stock 911312106 223 1,316 SH   SOLE   0 0 1,316
UNITEDHEALTH GROUP Common Stock 91324P102 1,332 3,582 SH   SOLE   213 0 3,368
VANECK MERK MF Closed and MF Open 921078101 454 27,308 SH   SOLE   0 0 27,308
VANGUARD DIVIDEND MF Closed and MF Open 921908844 1,404 9,551 SH   SOLE   220 0 9,330
VANGUARD FSTE MF Closed and MF Open 922042858 872 16,758 SH   SOLE   1,153 0 15,604
VANGUARD FTSE MF Closed and MF Open 921943858 793 16,167 SH   SOLE   2,749 0 13,418
VANGUARD INTERMEDIATE MF Closed and MF Open 921937819 711 8,016 SH   SOLE   4,037 0 3,979
VANGUARD INTERMEDIATE MF Closed and MF Open 92206C870 291 3,135 SH   SOLE   0 0 3,135
VANGUARD MID MF Closed and MF Open 922908629 683 3,089 SH   SOLE   0 0 3,089
VANGUARD MORTGAGE MF Closed and MF Open 92206C771 243 4,571 SH   SOLE   3,261 0 1,310
VANGUARD RUSSELL MF Closed and MF Open 92206C664 365 2,051 SH   SOLE   0 0 2,051
VANGUARD S&P MF Closed and MF Open 922908363 1,135 3,116 SH   SOLE   877 0 2,239
VANGUARD SHORT MF Closed and MF Open 92206C409 350 4,244 SH   SOLE   0 0 4,244
VANGUARD SMALL MF Closed and MF Open 922908751 716 3,346 SH   SOLE   0 0 3,346
VANGUARD TOTAL MF Closed and MF Open 921937835 319 3,777 SH   SOLE   269 0 3,508
VANGUARD TOTAL MF Closed and MF Open 922042742 2,181 22,421 SH   SOLE   21,555 0 866
VANGUARD TOTAL MF Closed and MF Open 922908769 376 1,820 SH   SOLE   0 0 1,820
VANGUARD VALUE MF Closed and MF Open 922908744 915 6,964 SH   SOLE   64 0 6,900
VERIZON COMMUNICATIONS Common Stock 92343V104 1,110 19,097 SH   SOLE   2,700 0 16,396
VISA INC Common Stock 92826C839 1,439 6,797 SH   SOLE   1,274 0 5,523
WALMART INC Common Stock 931142103 686 5,053 SH   SOLE   547 0 4,506
WALT DISNEY Common Stock 254687106 1,279 6,934 SH   SOLE   1,519 0 5,415
X TRACKERS MF Closed and MF Open 233051200 362 9,983 SH   SOLE   0 0 9,983