UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 or 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
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Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
On May 24, 2022, Intellicheck, Inc. (the “Company”) received correspondence from The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it is not currently in compliance with Nasdaq Listing Rule 5250(c)(1), which requires timely filing of periodic financial reports with the Securities and Exchange Commission, as a result of not filing the Company’s Form 10-Q for the period ended March 31, 2022 on a timely basis.
As previously reported by the Company, the Company is in the process of restating certain financial information contained in previously filed Form 10-Q’s for the quarters ended March 31, 2021, June 30, 2021 and September 30, 2021 as well as its Form 10-K for the year ended December 31, 2021. The Company expects to be filing these amendments as soon as possible, and once such amendments are filed, the Company anticipates it will then promptly file the Form 10-Q for the period ended March 31, 2022, and at such time, the Company will regain compliance with Nasdaq Listing Rule 5252(c)(1).
Item 7.01 Regulation FD Disclosure.
On May 31, 2022, the Company issued a press release, announcing the receipt of the Nasdaq letter, the text of which is set forth as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
| 99.1 | Press Release of Intellicheck, Inc. dated May 31, 2022 |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Dated: May 31, 2022 | INTELLICHECK, INC. | |
| By: | /s/ Jeffrey Ishmael | |
| Jeffrey Ishmael | ||
| Chief Financial Officer | ||