false 0001098146 0001098146 2022-08-22 2022-08-22

 

 

Washington, D.C. 20549  

 

FORM 8-K 

 

 

Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): August 22, 2022

 

(Exact name of registrant as specified in its charter)  

 

 

Registrant’s telephone number, including area code: (203) 252-5900

 

(Former name or former address, if changed since last report): Not Applicable

 

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

 

 

 

Securities registered pursuant to Section 12(b) of the Act:

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 

Section 5 - Corporate Governance and Management  

 

 

On August 19, 2022, Karen Rojeski tendered a notice of her retirement as Executive Vice President and Chief Credit Officer of Patriot Bank, N.A. (“Patriot Bank”), a wholly owned subsidiary of Patriot National Bancorp, Inc. (the “Company”), effective September 2, 2022. Ms. Rojeski’s (i) executive functions will be handled on an interim basis by Robert Russell, our CEO and President, and by Joseph D. Perillo our Chief Financial Officer and Executive Vice President; and (ii) non-executive functions will be overseen on an interim basis by Patrick Trombley, SVP and Head of Commercial and Industrial Lending at Patriot Bank, until a search for Ms. Rojeski’s permanent replacement is completed.

 

Patrick Trombly, age 53, joined Patriot Bank in 2021, bringing over 25 years of experience in credit, underwriting, commercial lending and asset recovery with banks and commercial real estate firms, including Citi, Santander, and Axos Bank. Patrick holds a bachelor’s degree from Holy Cross and a JD earned at Suffolk University Law School.

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.