The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AERIE PHARMACEUTICALS INC | COM | 00771V108 | 157 | 10,348 | SH | OTR | 1 | 7,895 | 2,453 | 0 | |
| AES CORP | UNIT 02/15/2024 | 00130H204 | 2,576 | 29,147 | SH | OTR | 1 | 22,589 | 6,558 | 0 | |
| AVALARA INC | COM | 05338G106 | 11,851 | 129,096 | SH | OTR | 1 | 115,223 | 13,873 | 0 | |
| BECTON DICKINSON & CO | 6% DP CONV PFD B | 075887406 | 5,908 | 125,321 | SH | OTR | 1 | 93,152 | 32,169 | 0 | |
| BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 23,443 | 154,585 | SH | OTR | 1 | 133,585 | 21,000 | 0 | |
| BOSTON SCIENTIFIC CORP | 5.50% CNV PFD A | 101137206 | 577 | 5,705 | SH | OTR | 1 | 4,312 | 1,393 | 0 | |
| CHEMOCENTRYX INC | COM | 16383L106 | 16,613 | 321,580 | SH | OTR | 1 | 271,345 | 50,235 | 0 | |
| CLARIVATE PLC | 5.25% PFD CONV A | EP0598771 | 3,492 | 81,904 | SH | OTR | 1 | 65,972 | 15,932 | 0 | |
| CYBEROPTICS CORP | COM | 232517102 | 11,927 | 221,767 | SH | OTR | 1 | 196,171 | 25,596 | 0 | |
| DUKE REALTY CORP | COM NEW | 264411505 | 6,610 | 137,141 | SH | OTR | 1 | 106,216 | 30,925 | 0 | |
| CHANNELADVISOR CORP | COM | 159179100 | 6,131 | 270,558 | SH | OTR | 1 | 231,782 | 38,776 | 0 | |
| FIRST HORIZON CORPORATION | COM | 320517105 | 2,581 | 112,707 | SH | OTR | 1 | 100,332 | 12,375 | 0 | |
| GLOBAL BLOOD THERAPEUTICS IN | COM | 37890U108 | 16,769 | 246,246 | SH | OTR | 1 | 199,610 | 46,636 | 0 | |
| INFRA AND ENERGY ALTRNTIVE I | COM | 45686J104 | 1,453 | 107,331 | SH | OTR | 1 | 81,290 | 26,041 | 0 | |
| COHERENT CORP | 6% CONV PFD A | 19247G206 | 7,917 | 50,600 | SH | OTR | 1 | 42,217 | 8,383 | 0 | |
| IROBOT CORP | COM | 462726100 | 6,478 | 115,000 | SH | OTR | 1 | 107,461 | 7,539 | 0 | |
| LAKELAND BANCORP INC | COM | 511637100 | 605 | 37,810 | SH | OTR | 1 | 28,991 | 8,819 | 0 | |
| LHC GROUP INC | COM | 50187A107 | 164 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
| MONEYGRAM INTL INC | COM NEW | 60935Y208 | 1,623 | 156,095 | SH | OTR | 1 | 137,761 | 18,334 | 0 | |
| MANNING & NAPIER INC | CL A | 56382Q102 | 45 | 3,700 | SH | OTR | 1 | 2,815 | 885 | 0 | |
| 1LIFE HEALTHCARE INC | COM | 68269G107 | 4,804 | 280,100 | SH | OTR | 1 | 225,600 | 54,500 | 0 | |
| PCSB FINL CORP | COM | 69324R104 | 97 | 5,409 | SH | OTR | 1 | 4,103 | 1,306 | 0 | |
| PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 9,661 | 372,418 | SH | OTR | 1 | 341,772 | 30,646 | 0 | |
| PING IDENTITY HLDG CORP | COM | 72341T103 | 11,723 | 417,642 | SH | OTR | 1 | 336,082 | 81,560 | 0 | |
| PARTNERS BANCORP | COM | 70213Q108 | 1 | 153 | SH | OTR | 1 | 112 | 41 | 0 | |
| RBC BEARINGS INC | 5% CNV PFD SR A | 75524B203 | 641 | 6,167 | SH | OTR | 1 | 4,671 | 1,496 | 0 | |
| RESOLUTE FST PRODS INC | COM | 76117W109 | 99 | 4,965 | SH | SOLE | 4,965 | 0 | 0 | ||
| SABRE CORP | 6.50% CONV PFD A | 78573M203 | 6,566 | 91,986 | SH | OTR | 1 | 86,986 | 5,000 | 0 | |
| STORE CAP CORP | COM | 862121100 | 1,097 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
| UGI CORP NEW | UNIT 06/01/2024 | 902681113 | 81 | 1,012 | SH | OTR | 1 | 749 | 263 | 0 | |
| ALLEGHANY CORP MD | COM | 017175100 | 22,113 | 26,345 | SH | OTR | 1 | 23,092 | 3,253 | 0 | |