-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q25XBGedP09urbM6M4Qtd5IwMUZFuQyeSx25cV1E5Nq+Cvuzi+5qzachZzW18qCV dZsEfmxvKWGUzUvNpq+Gug== 0000868911-08-000006.txt : 20080724 0000868911-08-000006.hdr.sgml : 20080724 20080724112413 ACCESSION NUMBER: 0000868911-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080724 DATE AS OF CHANGE: 20080724 EFFECTIVENESS DATE: 20080724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 08967458 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q208t1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/08 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Director Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 7/23/08 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $ 117,758 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F 30-Jun-08 Voting Authority Title -------------------------- of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None - ------------------------------ ---------------- -------- -------- --- ---- ------- -------------- -------- -------- 3M Company COM 604059105 467 6716SH Sole 320 6396 ATT - New COM 00206r102 4540 134763SH Sole 12885 11142 110736 AXT, Inc. COM 00246w103 2328 555500SH Sole 5100 550400 Abbott Laboratories COM 002824100 2350 44357SH Sole 5638 6249 32470 Ameren Corp COM 023608102 242 5725SH Sole 5725 American Elec Power COM 025537101 200 4971SH Sole 2853 2118 American Science & Eng COM 029429107 979 19005SH Sole 19005 AmerisourceBergen COM 03073E105 404 10100SH Sole 10100 Anadarko Petroleum COM 032511107 1529 20432SH Sole 2436 5488 12508 Apple Inc. COM 037833100 1156 6902SH Sole 491 1350 5061 Archer Daniels Midland COM 039483102 2030 60152SH Sole 5577 10100 44475 Astro-Med COM 04638f108 745 82777SH Sole 700 82077 BP PLC COM 055622104 2824 40590SH Sole 19639 3786 17165 BankAmerica COM 060505104 892 37354SH Sole 10544 6244 20566 Bio Rad Labs COM 090572207 263 3250SH Sole 3250 BioLase Technology COM 090911108 983 287500SH Sole 750 286750 Boeing COM 097023105 2100 31949SH Sole 1700 3880 26369 Caterpillar COM 149123101 389 5275SH Sole 5275 Cavium Networks COM 14965a101 1197 57000SH Sole 150 56850 Cerner COM 156782104 1467 32475SH Sole 900 3500 28075 Chevron COM 166764100 4070 41053SH Sole 16018 2450 22585 Chubb COM 171232101 1733 35370SH Sole 2010 5260 28100 Cigna COM 125509109 371 10474SH Sole 3260 3300 3914 Cisco Systems COM 17275R102 309 13299SH Sole 3949 1000 8350 Citigroup COM 172967101 321 19139SH Sole 2153 3725 13261 Coca Cola COM 191216100 1177 22642SH Sole 2995 3500 16147 Conocophillips COM 20825C104 217 2303SH Sole 2303 Cree COM 225447101 1515 66400SH Sole 200 66200 Crucell COM 228769105 483 30200SH Sole 1400 1500 27300 Cubist Pharmaceuticals COM 229678107 358 20060SH Sole 4400 6260 9400 Curon Medical PIPE (Rev Spl) COM 231292913 2 99998SH Sole 99998 Curon Medical- New COM 231292103 3 157750SH Sole 1250 156500 Cytori Therapeutics COM 23283k105 1148 177200SH Sole 600 176600 DRI Corp COM 23330F109 69 24999SH Sole 24999 Digital River COM 25388B104 695 18025SH Sole 18025 Dominion Resources COM 25746U109 304 6400SH Sole 6400 Duke Energy - New COM 26441c105 1445 83159SH Sole 8585 10292 64282 Dyadic International COM 26745T101 53 70700SH Sole 70700 Eastman Chemical COM 277432100 547 7950SH Sole 7950 Eastman Kodak COM 277461109 2181 151160SH Sole 6785 19775 124600 El Paso COM 28336L109 549 25232SH Sole 5666 1600 17966 Emerson Electric COM 291011104 509 10290SH Sole 3200 7090 Exxon Mobil COM 30231G102 5523 62673SH Sole 20800 7700 34173 FEI Company COM 30241L109 1076 47225SH Sole 47225 General Electric COM 369604103 4252 159300SH Sole 70000 11800 77500 General Mills COM 370334104 571 9400SH Sole 1000 8400 Great Plains Energy, Inc. COM 391164100 346 13675SH Sole 2475 400 10800 HCP Inc COM 421915109 452 14200SH Sole 700 2000 11500 Hansen Medical COM 411307101 1116 66750SH Sole 200 66550 Harris Corp COM 413875105 2037 40346SH Sole 2760 7025 30561 Hewlett-Packard COM 428236103 1695 38333SH Sole 3244 11685 23404 Honeywell Intl COM 438516106 669 13300SH Sole 1200 700 11400 Hugoton Royalty Trust COM 444717102 266 7200SH Sole 1900 1300 4000 IBM Corp COM 459200101 2503 21114SH Sole 530 1950 18634 ISIS Pharmaceuticals COM 464330109 853 62550SH Sole 150 62400 InFocus Corporation COM 45665B106 37 24900SH Sole 24900 Interpublic Group COM 460690100 86 10000SH Sole 10000 J.P.Morgan Chase COM 616880100 760 22138SH Sole 9930 2924 9284 Johnson & Johnson COM 478160104 2018 31359SH Sole 11066 50 20243 L-1 Identity Solutions COM 50212a106 800 60050SH Sole 60050 Lilly (Eli) COM 532457108 245 5300SH Sole 1250 4050 Martek COM 572901106 3073 91155SH Sole 2200 5250 83705 McGraw Hill COM 580645109 1631 40660SH Sole 3060 6950 30650 Mckesson HBOC COM 58155Q103 2123 37970SH Sole 1660 2250 34060 Medtronic COM 585055106 814 15732SH Sole 1300 725 13707 Mentor Graphics COM 587200106 648 41000SH Sole 41000 Merck COM 589331107 771 20452SH Sole 6630 850 12972 Microsoft COM 594918104 1619 58845SH Sole 5662 4600 48583 Microvision COM 594960106 1307 475100SH Sole 1100 474000 NetLogic COM 64118b100 857 25800SH Sole 100 25700 Norfolk Southern COM 655844108 1304 20800SH Sole 6260 3800 10740 Novartis ADR COM 66987V109 212 3860SH Sole 3860 Novozymes COM 670108109 669 7400SH Sole 7400 Nuance Communications - New COM 67020y100 1416 90373SH Sole 90373 Orasure COM 68554v108 82 22000SH Sole 22000 PNC Bank COM 693475105 709 12425SH Sole 4567 500 7358 Pengrowth Energy Trust COM 706902301 213 10600SH Sole 2000 1000 7600 Pepsico COM 713448108 225 3545SH Sole 3545 Pfizer COM 717081103 395 22635SH Sole 500 400 21735 Philip Morris Int'l COM 718172109 435 8810SH Sole 2528 150 6132 Pitney Bowes COM 724479100 1159 34000SH Sole 2100 4700 27200 Pozen COM 73941u102 435 40000SH Sole 8000 14000 18000 Praxair COM 74005P104 324 3438SH Sole 200 3238 Procter & Gamble COM 742718109 1050 17260SH Sole 17260 Progress Energy COM 144141108 243 5800SH Sole 1000 100 4700 RF Micro Devices COM 749941100 361 124650SH Sole 124650 Sangamo BioSciences COM 800677106 119 12000SH Sole 12000 Schering Plough COM 806605101 738 37460SH Sole 11830 4500 21130 Silicon Image COM 82705t102 889 122600SH Sole 1400 121200 SonoSite COM 83568G104 1628 58117SH Sole 1000 1500 55617 Southern Company COM 842587107 749 21457SH Sole 4600 2000 14857 Spectra Energy Corp COM 847560109 1545 53767SH Sole 5004 6915 41848 Stryker Corp COM 863667101 1290 20521SH Sole 800 4700 15021 Susquehanna Bancshares COM 869099101 241 17589SH Sole 1000 16589 Syngenta AG-ADR COM 87160A100 411 6350SH Sole 6350 Tate & Lyle COM 876570607 249 7880SH Sole 7880 Texas Instruments COM 882508104 1325 47062SH Sole 3660 6150 37252 Theravance COM 88338t104 150 12600SH Sole 12600 Thermogenesis COM 883623209 150 106900SH Sole 106900 Time Warner COM 887315109 1075 72639SH Sole 6531 10400 55708 Union Pacific COM 907818108 4064 53824SH Sole 10204 8100 35520 United Technologies COM 913017109 663 10752SH Sole 1866 8886 Universal Display COM 91347P105 1389 112755SH Sole 300 112455 Veeco Instruments COM 922417100 608 37800SH Sole 37800 Verizon Communications COM 92343v104 2025 57206SH Sole 3844 5302 48060 Vical COM 925602104 67 20000SH Sole 20000 Voxware COM 92906l105 90 25098SH Sole 25098 WAWA, Inc COM 693 360SH Sole 10 350 Weingarten Realty Investors COM 948741103 418 13800SH Sole 1800 250 11750 Wells Fargo COM 949746101 278 11700SH Sole 2900 2900 5900 Williams Companies COM 969457100 1761 43683SH Sole 3300 5500 34883 Zoran COM 98975f101 522 44650SH Sole 44650 duPont COM 263534109 2096 48872SH Sole 8565 2200 38107 Curon Medical Warrants 0 192307SH Sole 192307 REPORT SUMMARY 114 DATA RECORDS 117758 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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